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Exhibit B <br /> BROKER/DEALER CERTIFICATION FORM <br /> As required by Texas Government Code 2256.005 (k -1) <br /> CITY OF LA PORTE, TEXAS <br /> This certification is executed on behalf of (the Investor) <br /> and (the Dealer) pursuant to the Public Funds <br /> Investment Act, Chapter 2256, Government Code, Texas Codes Annotated (the Act) in <br /> connection with investment transactions conducted between the Investor and Dealer. <br /> The Undersigned Qualified Representative of the Dealer hereby certifies on behalf of the <br /> Dealer that: <br /> 1. The Dealer Qualified Representative is duly authorized to execute this <br /> Certification on behalf of the Dealer, and <br /> 2. The Dealer Qualified Representative has received and reviewed the Investment <br /> Policy furnished by the Investor, and <br /> 3. The Dealer has implemented reasonable procedures and controls in an effort to <br /> preclude investment transactions conducted between the Dealer and the Investor <br /> that are not authorized by the entity's investment policy, except to the extent that <br /> this authorization is dependent on an analysis of the makeup of the entity's entire <br /> portfolio or requires an interpretation of subjective investment standards. <br /> Dealer Qualified Representative <br /> Signature <br /> Name (Printed): <br /> Title: <br /> Date: <br />