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Exhibit B <br />BROKER/DEALER CERTIFICATION FORM <br />As required by Texas Government Code 2256.005 (k-l) <br />CITY OF LA PORTE, TEXAS <br />This certification is executed on behalf of _________________________ (the Investor) <br />and ___________________________ (the Dealer) pursuant to the Public Funds <br />Investment Act, Chapter 2256, Government Code, Texas Codes Annotated (the Act) in <br />connection with investment transactions conducted between the Investor and Dealer. <br />The Undersigned Qualified Representative of the Dealer hereby certifies on behalf of the <br />Dealer that: <br />1.The Dealer Qualified Representative is duly authorized to execute this <br />Certification on behalf of the Dealer, and <br />2.The Dealer Qualified Representative has received and reviewed the Investment <br />Policy furnished by the Investor, and <br />3.The Dealer has implemented reasonable procedures and controls in an effort to <br />preclude investment transactions conducted between the Dealer and the Investor <br />that are not authorized by the entity’s investment policy, except to the extent that <br />this authorization is dependent on an analysis of the makeup of the entity’s entire <br />portfolio or requires an interpretation of subjective investment standards. <br />Dealer Qualified Representative <br />________________________________ <br />Signature <br />________________________________ <br />Name(Printed): <br />________________________________ <br />Title: <br />________________________________ <br />Date: <br /> <br />