HomeMy WebLinkAboutO-2000-2388
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ORDINANCE NO. 2000- ~3 <if ~
AN ORDINANCE APPROVING AND AUTHORIZING AN AGREEMENT BETWEEN THE CITY OF
LA PORTE AND THE CITY OF LA PORTE DEVELOPMENT CORPORATION, FOR SALES AND
USE TAX RETENTION; MAKING VARIOUS FINDINGS AND PROVISIONS RELATING TO THE
SUBJECT; FINDING COMPLIANCE WITH THE OPEN MEETINGS LAW; PROVIDING AN
EFFECTIVE DATE HEREOF.
BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF LA PORTE:
Section 1 The City Council hereby approves and authorizes the contract, agreement, or other
undertaking described in the title of this ordinance, in substantially the form as shown in the
document which is attached hereto and incorporated herein by this reference. The City Manager
is hereby authorized to execute such document and all related documents on behalf of the City of
La Porte.
Section 2 The City Council officially finds, determines, recites and declares that a sufficient written
notice of the date, hour, place and subject of this meeting of the City Council was posted at a place
convenient to the public at the City Hall of the City for the time required by law preceding this
meeting, as required by the Open Meetings Law, Chapter 551, Texas Government Code; and that
this meeting has been open to the public as required by law at all times during which this Ordinance
and the subject matter thereof has been discussed, considered and formally acted upon. The City
Council further ratifies, approves and confirms such written notice and the contents and posting
thereof.
Section 3 This Ordinance shall be in effect from and after its passage and approval.
PASSED AND APPROVED this the 27th day of March, 2000.
ATTEST:
~JJ~ (4A11J;11
a a Gille ,City Secretary
Knox W. Askins, City Attorney
City of La Porte, Texas
Long Range Projection for the La Porte Development Corporation
Section 48 1/2 Cent Sales Tax
Method 1 - Issue Debt for Projects
Projected
2001-02
Projected
2000-01
Projected
1999-00
Actual
1998-99
Projected
2007-08
Projected
2006-07
Projected
2005-06
Projected
2004-05
Projected
2003-04
Projected
2002-03
211.585
,096.563
5,791
,102,354
247,608
,069.817
5.161
,074.978
343,346
,043,724
6,039
,049,763
496,705
,018,267
8,374
,026,642
705,660
993.432
12.115
,005.546
968.248
969.202
17,211
986,413
881,633
945,563
23,616
969,178
875,817
922,500
21,503
944,003
45,706
900.000
21.361
921.361
o
50.484
222
50,706
Beg Working Capital Balance
Plus Revenues:
Sales Tax
Interest
Total Revenue
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5.000
o
257,813
355,250
458,438
,076,501
5.000
o
266,438
366.750
472,813
.111,001
5.000
o
275,063
378,250
487,188
145.501
5,000
o
283,688
389,750
501,563
,180,001
5.000
o
292,313
401,250
515.938
,214.501
5,000
o
300,938
412,750
530.313
,249,001
5,000
o
309.563
424.250
143,750
882,563
5,000
500,000
318,188
115,000
o
938.188
5.000
o
86.250
o
o
91.250
5,000
o
o
o
o
5,000
Less Expenses:
Operations
Projects
$3 issue in 99-00
$4 issue in 00-01
$5 issue in 01-02
Total Expenses
968,248
881,633
875,817
45,706
Ending Balance
237,438
211,585
247,608
343,346
496,705
705,660
Assumptions:
Annual growth of the 1/2 cent Sales Tax will be at 2.5% per year.
Interest will be earned at 5% on average balance
A debt issue of $3 million will occur in March 2000
A debt issue of $4 million will occur in March 2001
A debt issue of $5 million will occur in March 2002
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be about 2009 before another debt issue could be supported.
wi
f these assumptions hold true.
Debt issues are based on a 20 year term and an average interest rate of 5.75%.
The $3 million issue in March 2000 is targeted for the Community Library.
probably be for the Bay Area Boulevard extension.
Projects for the $500,000 in FY 2000-2001 and the $5 million issue in February 2002 have not been identIfIed.
wi
The $4 million issue in February 2001
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AKIN, GUMP, STRAUSS, HAUER & FELD, L.L.P.
ATTORNEYS AT LAW
AUSTIN
BRUSSELS
DALLAS
HOUSTON
LONDON
LOS ANGELES
MOSCOW
NEW YORK
PHILADELPHIA
WASHINGTON, D.C.
A REGISTERED LIMITED LIABILITY PARTNERSHIP
INCLUDING PROFESSIONAL CORPORATIONS
300 CONVENT STREET
SUITE 1500
SAN ANTONIO, TEXAS 78205
(2101 281-7000
FAX (2101 224-2035
Direct Dial: (2101 281-7004
March 23, 2000
Ms. Martha Gillett
City of La Porte
604 West Fainnont
La Porte, TX 77571
Re: City of La Porte, Texas General Obligation Bonds, Series 2000
City of La Porte, Texas Certificates of Obligation, Series 2000
Dear Martha:
Enclosed are the documents for the captioned transactions. I believe everything is clearly marked
where signatures and seals are needed. The only oddity I might point out is that the Official Statement
Certificates (one for each transaction) are to be signed by Mr. Herrera.
We still need the following documents for the Certificates of Obligation:
l. Certificates for the Resolution authorizing publication of notice of intention to issue and
2. Affidavits of Publication.
These were sent to Jeff Litchfield on February 23. If you need more copies, just let me know.
Also, in reviewing the January 16, 1999 election documents, I see that Mr. Griffiths was absent
from the meeting when the election results were canvassed. Since it was a special meeting, we need for
him to sign an acknowledgment that he was notified of the meeting. I have enclosed three copies of the
acknowledgment.
Thank you for all your help. Please call if you have any questions. Paul and an associate (Benita
Lee) will be at the meeting Monday.
Very truly yours,
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Doris M. Aldennan
Assistant to M. Paul Martin
Enclosures
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RESOLUTION AUTHORIZING SALES AND USE TAX RETENTION AGREEMENT WITH THE
CITY OF LA PORTE DEVELOPMENT CORPORATION
WHEREAS, the City of La Porte is in the process of issuing its "Certificates of Obligation,
Series 2000" (the "Certificates") for the purposes of constructing and equipping a new La Porte
Community Library and pledging ad valorem taxes to the payment thereof to obtain the best possible
credit rating on the Certificates;
WHEREAS, the City of La Porte Development Corporation has agreed to use a portion of the
sales tax to pay the Certificates;
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL THE CITY OF LA
PORTE, TEXAS that the Sales and Use Tax Retention Agreement substantially in the form attached
hereto as Exhibit "A" is hereby approved and the officers of the City are authorized to execute and deliver
the Agreement.
PASSED, APPROVED, AND ADOPTED this March 27, 2000.
~// /'
. L.-;-/ '-;?' -/ ..-
/~~~~~
Mayor. ,
ATTEST:
~1 a,l;jjk jl{1i1J
City Secretary ....
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SALES AND USE TAX RETENTION AGREEMENT
This SALES AND USE TAX RETENTION AGREEMENT (the "Agreement") is dated as of
March 15,2000 and entered into between the CITY OF LA PORTE, TEXAS (the "City") and the CITY
OF LA PORTE DEVELOPMENT CORPORATION, a nonprofit corporation created by the City
pursuant to Section 4B, Article 5190.6, Vernon's Texas Civil Statutes, as amended (the "Act") (the
"Corporation").
WITNESSETH:
WHEREAS, the City has levied a sales and use tax for the benefit of the Corporation as
authorized by Section 4B(d) of the Act, and;
WHEREAS, the City plans to issue its "City of La Porte, Texas Certificates of Obligation, Series
2000" (the "Certificates") in part to finance the improvements described in Exhibit "A" attached hereto
(the "Project"); and
WHEREAS, the Project is a "Project" as defined in Section 48 of the Act and as such, is a
Project for which the Corporation may expend sales and use tax revenues; and
WHEREAS, the issuance of the Certificates by the City will result, generally, in a lower cost of
financing for the Project over the costs the Corporation might incur in financing the Project; and
WHEREAS, the Corporation wishes to finance the Project at the lowest possible cost and,
therefore, intends that the City retain a portion of the sales and use tax receipts from the sales and use tax
levied by the City for the benefit of the Corporation to pledge to the Certificates and for use in making
payments of principal of and interest on the Certificates when due, when redeemed prior to maturity, or
when defeased in accordance with the provisions of the City's ordinance authorizing the sale of the
Certificates (the "Ordinance");
NOW, THEREFORE, in consideration of the premises and other good and valuable
consideration, the receipt and sufficiency of which are hereby acknowledged, the City and the
Corporation hereby agree as follows:
Section 1. Incorporation of the Preambles. The preambles to this Agreement are incorporated
by reference and are hereby included in this Agreement as though set forth in full at this place.
Section 2. Incorporation of the Ordinance. The Ordinance is incorporated by reference and is
hereby included in this Agreement as though set forth in full at this place., : \ 1 ~
Section 3. Retention of Sales and Use Tax Receipts b.V'~~~. (a) The Board of Directors
of the Corporation hereby agrees that the sales and use taxllevied by the City for the benefit of the
Corporation, in an amount necessary to pay the Certificates. Such portion of the sales and use tax
revenues is to be irrevocably retained by the City from the effective date of this Agreement until the
Certificates are paid in full, whether at maturity or redemption prior to maturity, or until sufficient money
and/or securities have been set aside in an irrevocable escrow fund for payment of the Certificates in full,
all in accordance with the Ordinance; provided, however, if the City issues refunding bonds or certificates
to redeem the Certificates prior to maturity or to defease the Certificates, as permitted in accordance with
the Ordinance, such sales and use tax revenues are to be continued to be retained by the City to pledge to
and pay in full the refunding bonds or certificates.
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(b) At the City's sole option, any such sales and use tax revenues retained by the City for
payment of the Certificates which are not needed for payment of the Certificates in any given fiscal year
of the City may be delivered to the Corporation for use pursuant to the Act.
(c) Once the Certificates are defeased or paid in full and all bonds or certificates issued to refund
the Certificates are paid in full, the City shall, as soon as possible, notify the Corporation of such fact, and
commencing on the date of the first distribution of such sales and use tax revenues to the City from the
Texas Comptroller of Public Accounts after such notification, the City shall deliver all of the proceeds of
the sales and use tax levied for the benefit of the Corporation to the Corporation.
Section 4. Notices. All notices required hereunder shall be in writing and delivered by certified
mail, return receipt requested, by facsimile, by overnight mail, or by personal delivery, and addressed as
follows:
If to the City: City of La Porte, Texas
Attention: City Manager
604 West Fairmont
La Porte, TX 77571
Phone: (281) 471-5020
Fax: (281) 471-7168
If to the Corporation: City of La Porte Development Corporation
Attention: President
604 West Fairmont
La Porte, TX 77571
Phone: (281) 471-5020
Fax: (281) 471-7168
Any party listed above may designate any additional or different address or facsimile number to
which communications under this Agreement shall be delivered by giving at least five days advance
notice thereof to the affected parties.
Section S. Amendment. This Agreement may be amended by execution of an instrument by
both parties hereto; provided, however, this Agreement may not be amended to halt or limit the retention
of sales and use tax revenues collected by the City as described in Section 3 hereof.
Section 6. Bindin!! Effect. This Agreement shall bind and inure to the benefit of the successors
of the parties hereto.
Section 7. Applicable Law. This Agreement shall be construed and governed in accordance
with the laws of the State of Texas.
Section 8. SeverabiJitv. Any provision of this Agreement found to be prohibited by law shall be
ineffective only to the extent of such prohibition and shall not invalidate the remainder of this Agreement.
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Section 9. Execution in Counteroarts. This Agreement may be executed in several
counterparts, each of which shall be deemed an original and all of which shall constitute but one and the
same instrument.
Section 10. Comolete Ae:reement. This Agreement supersedes and takes the place of any and
all previous agreements entered into among the parties hereto with respect to the subject matter hereof.
EXECUTED AS OF MARCH 15,2000.
CITY OF LA PORTE, TEXAS
B/kh/";" 74 {~---
. Mayor
A ITEST:
By~,,~.Jt(LLll
ity Secretary
(SEAL)
CITY OF LA PORTE DEVELOPMENT
CORPORATION
By:
A ITEST:
By~tt~D- ,lit /.fl.
Secretary, BoarCl of DIrectors
EXECUTION PAGE OF SALES AND USE TAX RETENTION AGREEMENT
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EXHIBIT "A"
The Project consists of constructing and equipping of the La Porte Community Library and the
payment of contractual obligations for professional services in connection therewith (to wit: architectural,
engineering, financial advisory, and legal).
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CERTIFICATE FOR RESOLUTION
We, the undersigned President and Secretary of the City of La Porte Development Corporation
(the "Corporation"), hereby certify as follows:
1. The Board of Directors of the Corporation (the "Board") convened in regular session, open to
the public, on March 22, 2000, at the meeting place designated in the notice (the "Meeting"), and the roll
was called of the members, to wit: Chuck Engelken, Jr., Jerry Clarke, Peter E. Griffiths, William S. Love,
Jr., Edward Matuszak, and Patricia Muston. All members of the Board were present, except
, constituting a quorum. Whereupon among other business, the
following was transacted at the Meeting: a written resolution entitled
RESOLUTION AUTHORIZING SALES AND USE TAX RETENTION AGREEMENT
WITH THE CITY OF LA PORTE
(the "Resolution") was duly introduced for the consideration of the Board and read in full. It was then
duly moved and seconded that the Resolution be finally passed and adopted; and after due discussion,
such motion, carrying with it the adoption of the Resolution prevailed and carried by the following vote:
YES:~ NOES:~ ABSTENTIONS:L.
2. A true, full, and correct copy of the Resolution adopted at the Meeting is attached to and
follows this Certificate; the Resolution has been duly recorded in the Board's minutes of the Meeting; the
above and foregoing paragraph is a true, full, and correct excerpt from the Board's minutes of the
Meeting pertaining to the adoption of the Resolution; the persons named in the above and foregoing
paragraph are duly chosen, qualified, and acting officers and members of the Board as indicated therein;
each of the officers and members of the Board was duly and sufficiently notified officially and personally,
in advance, of the time, place, and purpose of the Meeting, and that the Resolution would be introduced
and considered for adoption at the Meeting and each of such officers and members consented, in advance,
to the holding of the Meeting for such purpose; and the Meeting was open to the public, and public notice
of the time, place, and purpose of the Meeting was given, all as required by Chapter 551, Texas
Government Code, as amended.
SIGNED AND SEALED THIS March 22, 2000.
.i11 ctL?t1t fLlti!
Secretary, Board of Directors
City of La Porte Development Corporation
(SEAL)
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RESOLUTION AUTHORIZING SALES AND USE TAX RETENTION AGREEMENT WITH THE
CITY OF LA PORTE
WHEREAS, the Board of Directors of the City of La Porte Development Corporation (the
"Corporation") finds that the new La Porte Community Library is a project the Corporation should
support; and
WHEREAS, the City of La Porte is in the process of issuing its "Certificates of Obligation,
Series 2000" (the "Certificates") for such purpose and pledging ad valorem taxes to the payment thereof
to obtain the best possible credit rating on the Certificates;
NOW, THEREFORE, BE IT RESOLVED BY THE BOARD OF DIRECTORS OF THE CITY
OF LA PORTE DEVELOPMENT CORPORATION that the Sales and Use Tax Retention Agreement
substantially in the form attached hereto as Exhibit "A" is hereby approved and the officers of the
Corporation are authorized to execute and deliver the Agreement.
PASSED, APPROVED, AND ADOPTED this -3 ,1;).;)./ 00
-1fVl {UJ)eL tlctct
Secretary, Board of Directors
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CERTIFICATE FOR RESOLUTION
We, the undersigned Mayor and City Secretary of the City of La Porte (the "City"), hereby certify
as follows:
1. The City Council of the City (the "Council") convened in regular session, open to the public,
on March 27, 2000, at the meeting place designated in the notice (the "Meeting"), and the roll was called
of the members, to wit: Norman L. Malone, Mayor, and Councilmembers Chuck Engelken, Jr., Guy
Sutherland, Howard Ebow, Deotis Gay, Charlie Young, Jerry Clarke, Peter Griffiths, and Alton Porter.
All members of the Council were present, except , constituting a
quorum. Whereupon among other business, the following was transacted at the Meeting: a written
resolution entitled
RESOLUTION AUTHORIZING SALES AND USE TAX RETENTION AGREEMENT
WITH THE CITY OF LA PORTE DEVELOPMENT CORPORA nON
(the "Resolution") was duly introduced for the consideration of the Council and read in full. It was then
duly moved and seconded that the Resolution be finally passed and adopted; and after due discussion,
such motion, carrying with it the adoption of the Resolution prevailed and carried by the following vote:
YES:~ NOES: 0 ABSTENTIONS:L.
2. A true, full, and correct copy of the Resolution adopted at the Meeting is attached to and
follows this Certificate; the Resolution has been duly recorded in the Council's minutes of the Meeting;
the above and foregoing paragraph is a true, full, and correct excerpt from the Council's minutes of the
Meeting pertaining to the adoption of the Resolution; the persons named in the above and foregoing
paragraph are duly chosen, qualified, and acting officers and members of the Council as indicated therein;
each of the officers and members of the Council was duly and sufficiently notified officially and
personally, in advance, of the time, place, and purpose of the Meeting, and that the Resolution would be
introduced and considered for adoption at the Meeting and each of such officers and members consented,
in advance, to the holding of the Meeting for such purpose; and the Meeting was open to the public, and
public notice of the time, place, and purpose of the Meeting was given, all as required by Chapter 551,
Texas Government Code, as amended.
SIGNED AND SEALED TIDS March 27, 2000.
~dll JitlMI
City ccretary
City of La Porte, Texas
~~/
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: I -'./
. 7j, .~~
" {
Mayor
City of La Porte, Texas
(SEAL)