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HomeMy WebLinkAboutO-1991-1798 . ....-.. . - ORDINANCE NO. 1798 AN ORDINANCE ADOPTING THE CITY OF LA PORTE PERSONNEL POLICY MANUAL DATED JANUARY 1, 1992~ PROVIDING A SEVERABILITY CLAUSE~ CONTAINING A REPEALING CLAUSE~ FINDING COMPLIANCE WITH THE OPEN MEETINGS LAW~ AND PROVIDING AN EFFECTIVE DATE HEREOF. BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF LA PORTE: Section 1. The City Council of the City of La Porte hereby adopts the "City of La Porte Personnel Policy Manualn dated January 1, 1992, a true and correct copy of which is attached to this Ordinance as Exhibit nAn, incorporated by reference herein, and made a part hereof for all purposes. Section 2. The City of La Porte Personnel Policy Manual hereby adopted, shall supercede all previous City of La Porte Personnel POlicy Manuals heretofore adopted by the City Council of the City of La Porte, on its effective date of January 1, 1992. Section 3. If any section, sentence, phrase, clause, or any part of any section, sentence, phrase, or clause, of this ordinance or the City of La Porte Personnel Policy Manual hereby adopted, shall for any reason, be held invalid, such invalidity shall not affect the remaining portions of this Ordinance, or said Personnel Policy Manual, and it is hereby declared to be the intention of this City Council to have passed each section, sentence, phrase or clause, or part thereof, irrespective of the fact that any other section, sentence, phrase or clause, or part thereof, may be declared invalid. Section 4. The City Council officially finds, determines, recites and declares that a sufficient written notice of the date, hour, place and subject of this meeting of the City Council was posted at a place convenient to the public at the City Hall of the City for the time required by law preceding this meeting, as required by the Open Meetings Law, Article 6252-17, Texas Revised Civil Statutes Annotated~ and that this meeting has been open to the public as required by law at all times during which this ordinance and the subject matter thereof has been discussed, considered and formally acted upon. The City Council further ratifies, approves and confirms such written notice and the contents ,and posting thereof. . . ORDINANCE NO. 1798 PAGE 2 Section 5. This Ordinance shall be effective from and after its passage and approval, and it is so ordered. The City of La Porte Personnel Policy Manual adopted by this Ordinance, shall be effective from and after January 1, 1992. PASSED AND APPROVED, this 9th day of December, 1991. BY~~~~ Norman L. alone, Myor ATTEST~~ J ' ~.~~tc Cherl.e Black City Secretary APP~~ Knox W. Askl.ns City Attorney -.t. . ,> . e J~ CITY OF LA PORTE PERSONNEL POLICY MANUAL EFFECTIVE JANUAR Y 1, 1992 . . THIS IS NOT A CONTRACT . . TABLE OF CONTENTS CHAPTER 1 INTRODUCTION AND OBJECTIVES SECTION 1 - INTRODUCTION .......:............................................. 1 SECTION 2 - OBJECTIVES ....................................................... 1 SECTION 3 - EQUAL OPPORTUNITY AND AFFIRMATIVE ACTION .......................... 2 SECTION 4 - APPLICABILITY . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 SECTION 5 - DISSEMINATION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 SECTION 6 - AMENDMENT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 SECTION 7 - ADMINISTRATION. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 CHAPTER 2 METHOD OF FILLING VACANCIES SECTION 1 - RECRUITMENT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 SECTION 2 - APPLICATION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 SECTION 3 - APPLICANT EVALUATION.. . . . . ... . . . . .. .... . ... .. . . . . . .. . .. .. . .. .. .. ..4 SECTION 4 - DISQUALIFICATION .................................................. 5 SECTION 5 - PROMOTIONS POLICY . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 SECTION 6 - TRANSFERS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 SECTION 7 - NON-DISCIPLINARY DEMOTIONS . . . . : . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6 SECTION 8 - GENERAL PROVISION ................................................ 6 CHAPTER 3 APPOINTMENT SECTION 1 - AUTHORITY AND BASIS OF APPOINTMENTS..... ...........................8 SECTION 2 - TYPES OF APPOINTMENTS ............................................ 8 SECTION 3 - BENEFITS ELIGIBILITY ................................................ 9 SECTION 4 - EMERGENCY TEMPORARY APPOINTMENTS. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 SECTION 5 - INTRODUCTORY EMPLOYMENT PERIOD .................................. 9 SECTION 6 - FAILURE OF INTRODUCTORY PERIOD ............ . . . . . . . . . . . . . . . . . . . . . . . . 9 SECTION 7 - REINSTATEMENT .......... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 SECTION 8 - NEPOTISM. . . . . . . . . . . .. . . . . . . . . .. . .. . .. . . . . . . . . . . . . . . . . . . . . . . . .. . . 10 SECTION 9 - RESIDENCE ....................................................... 11 SECTION 10 - PHYSICAL AND MENTAL FITNESS................................. ..... 11 CHAPTER 4 EVALUATIONS SECTION 1 - PURPOSE. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12 SECTION 2 - PERFORMANCE EVALUAtiON REPORTS ................................. 12 CHAPTER 5 COMPENSATION SECTION 1 - POSITION CLASSIFICATION. . ... . . . . ... . . . . .. .. . . .. . . . .. . . . .. .. . .. . . . . 13 SECTION 2 - BASIS OF COMPENSATION............. ...... .................... .... 13 SECTION 3 - SALARY ADMINISTRATION. . . . . . . . . . . .. . . . . .. . . . . . . . . . . . . . .. . . . . . . . . .. 13 SECTION 4 - METHOD OF PAYMENT... .. ................. ........................ 14 SECTION 5 - SEPARATION PAY .................................................. 14 SECTION 6 - OVERTIME PAY .................................................... 15 SECTION 7 - STANDBY DUTY PAY ................................................ 16 SECTION 8 - LONGEVITY PAY. . .. . . . . . . . . . . . . . . . . .. .. . . . . . . . . . . . . .. . . . . . . . . . . . . . . 16 SECTION 9 - JURY DUTY ....................................................... 16 SECTION 10 - RETIREMENT BENEFIT. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17 SECTION 11 - CERTIFICATION PAY. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . 17 SECTION 12 - EDUCATIONAL REIMBURSEMENT POLICY. . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . 17 e e TABLE OF CONTENTS PAGE 2 CHAPTER 6 ABSENCE SECTION 1 - GENERAL ATIENDANCE ............................................. 19 SECTION 2 - EXCUSED ABSENCE ................................................ 19 SECTION 3 - UNEXCUSED ABSENCE. . .. . . ... . ... .. . .. . . . . . . . . . . . . . . . .. . . . . . .. . .. . 19 SECTION 4 - REPEATED UNEXCUSED ABSENCES .................................... 20 SECTION 5 - HOLIDAY LEAVE... .............................. .... ............ ...20 SECTION 6 - VACATION LEAVE. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21 SECTION 7 - SICK lEAVE ....................................................... 22 SECTION 8 - MILITARY LEAVE ................................................... 23 SECTION 9 - EMERGENCY LEAVE ................................................ 24 SECTION 10 - ADMINISTRATIVE ABSENCE WITH PAY .................................. 24 SECTION 11 - AUTHORIZED lEAVE WITHOUT PAY .................................... 24 SECTION 12 - ABSENCE WITHOUT LEAVE . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24 SECTION 13 - ON DUTY INJURY LEAVE.. . . . ... . ... .. ...... .. .. . . . . .. .. ... .. ... .. . . . 25 CHAPTER 7 CONDUCT SECTION 1 - WORK STANDARDS. . . . . . . . . . . . .. . . . . . . .. . . . . . .. . . . . .. . . . . . . . . . . . . . . 27 SECTION 2 - SOLICITATION AND DiSTRIBUTION...................................... 27 SECTION 3 - GAMBLING . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27 SECTION 4 - PERSONAL APPEARANCE ............................................ 27 SECTION 5 - EMPLOYEE FINANCIAL OBLIGATIONS ................................... 27 SECTION 6 - SEXUAL HARASSMENT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28 SECTION 7 - OPERATION OF CITY OWNED VEHICLES OR EQUIPMENT . . . . . . . . . . . . . . . . . . . . 28 CHAPTER 8 DISCIPLINE. REVIEWS, AND COMPLAINTS SECTION 1 - BASIS FOR DISCIPLINARY ACTION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29 SECTION 2 - TYPES OF DISCIPLINARY ACTION ...................................... 29 SECTION 3 - STEPS IN THE DISCIPLINARY PROCESS ................................. 30 SECTION 4 - REVIEW OF DISCIPLINARY ACTION ..................................... 31 SECTION 5 - EMPLOYEE COMPLAINT PROCEDURES. . . . . ... .. . . . . . . . . . . . . . . . . . . . . .. . . 31 SECTION 6 - SEXUAL HARASSMENT COMPLAINT PROCEDURE .......................... 32 SECTION 7 - TEXAS WHISTLE BLOWERS ACT. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 32 CHAPTER 9 NONDISCIPLlNARY SEPARATION SECTION 1 - RESIGNATION ..................................................... 33 SECTION 2 - MEDICAL INCAPACITY ............................................... 33 SECTION 3 - REINSTATEMENT FOllOWING SEPARATION FOR INCAPACITY ................ 33 SECTION 4 - RESTORATION OF lENGTH OF SERVICE CREDITS. . . . . . . . . . . . . . . . . . . . . . . . . . 34 CHAPTER 10 PERSONNEL FILES AND REPORTS SECTION 1 - PERSONNEL FilES. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35 SECTION 2 - EMPLOYEE STATUS CHANGE ......................................... 35 e . City of La Porte Personnel Policies CHAPTER 1 INTRODUCTION AND OBJECTIVES SECTION 1 - INTRODUCTION This policy manual supersedes any and all previous personnel policy manuals approved or utilized by the City of La Porte and becomes effective January 1, 1992. This policy manual provides a look at working with the City of La Porte. You will find answers to many of the questions you have about rules, benefits and City policies. This policy manual is not intended to be the only source of City information. From time to time, you will receive additional information from your Department Director, Supervisor, and from other City publication programs. While every effort is made to make t~is policy manual comprehensive, it is not possible to include all details and possible exceptions to general rules. In that regard this policy manual is a guide, and not a binding legal document. The City of La Porte reserves the right to modify, revoke, suspend, terminate, or change any or all such policies and practices, in whole or in part, at any time, with or without notice. The policies and practices set forth are not intended to create, nor are they to be construed to constitute, a contract between the City of La Porte or anyone or all of its employees. Notwithstanding any statements contained in this booklet or in any other document or statement issued by the City of La Porte or any of its representatives, you have the right to terminate your employment at any time and the City of La Porte retains a similar right. SECTION 2 - OBJECTIVES The City of La Porte's personnel policies are designed to bring to the City's service a high degree of understanding, cooperation, efficiency, and unity through systematic, uniform application of personnel policies and practices. Some of the principal objectives of the City's personnel management system include the following: a. To promote and increase efficiency and responsiveness to the public, and economy in the City service. b. To provide fair and equal opportunity for qualified persons to enter and progress in the City's service in a manner based on merit and fitness as ascertained through fair and practical personnel management methods. c. To maintain recruitment and advancement practices enhancing the attractiveness of a City career and encouraging each employee to give his or her best effort to the City and the public. d. To maintain consistent, up-to-date position classification and compensation plans based on the assigned duties and responsibilities of pOSitions in the City's service. 1 e . City of La Porte Personnel Policies e. To promote high morale among City employees by fostering good working relationships and by providing uniform personnel policies, opportunities for advancement, and consideration of employee needs and desires. f. To establish and maintain a uniform program of employee evaluation and remuneration based upon duties and responsibilities in the service of the City. SECTION 3 - EaUAL OPPORTUNITY AND AFFIRMATIVE ACTION The City of La Porte maintains policies and practices of both equal employment and affirmative action. Actions are taken to ensure equal employment opportunities for all employees and prospective employees engaged in or to be engaged in City service. Discrimination against any individual in recruitment, examination, appointment, training, promotion, retention, discipline, or any other aspect of personnel administration because of religious opinions or affiliations, membership or non-membership in employee organizations, or because of race, color, national origin, sex, age, handicap/disability, or religion is prohibited. Discrimination on the basis of age, sex, or physical requirements is prohibited except where specific age, sex, or physical requirements constitute a bona fide occupational qualification. SECTION 4 - APPLICABILITY These personnel policies shall apply to all City employees except where these policies may be in conflict with federal, state, or local legislation. Supplemental rules for all City departments may be developed within the respective departments so long as these departmental policies do not conflict with City personnel policies and procedures. Any person, whose employment with the City is the result of a written contract, shall be considered an employee of the City and shall be required to adhere to all adopted policies and procedures affecting employment with the City. SECTION 5 - DISSEMINATION All City employees upon employment shall be provided with a copy of these policies. City employees shall sign a form acknowledging receipt of these policies and such form shall become a part of the employees' official employment record. Each department shall maintain a copy of these personnel policies available for employee reference. Employee personnel questions shall be addressed and an answer provided through the established chain of command. SECTION 6 - AMENDMENT These rules may be amended or superseded by recommendation of the City Manager to the City Council and Council's approval of such recommendation(s). As the policy setting body for the City of La Porte, only City Council is authorized under City Charter to amend or supersede these policies. 2 e e City of La Porte Personnel Policies SECTION 7 - ADMINISTRATION The City Manager is vested with the general authority and responsibility for the conduct and administration of municipal affairs. This authority does not supersede matters of appointment reserved to the City Council by City Charter provisions. The City Manager, or his designated appointee is responsible for appointments to all positions and the establishment and maintenance of standards of efficiency. Final authority in the form of review and approval is reserved by the City Manager with regard to all matters of subjects covered by these policies. The organizational chart, as approved by the annual budget process, depicts the channels of authority to be observed by all City employees to ensure that all employees have specific duties and a purpose in the organizational structure. This will also facilitate the dissemination of job assignment, information, and will ensure adequate promotion and complaint procedures. Organizational structures of established City departments will be developed or modified by the Department Director with the approval of the City Manager. Approval of new functions and major restructures must come into compliance with the City Charter. Each City position must have a corresponding job description which must be maintained current by the Department Director with the assistance of the Human Resources Division. Such job descriptions will serve as the basic document for selection, promotion, training, and work assignments. Position reclassification shall be reviewed by the Human Resources Division and approved by the City Manager. 3 e e City of La Porte Personnel Policies CHAPTER 2 METHOD OF FILLING VACANCIES SECTION 1 - RECRUITMENT All employee recruitment activities shall be coordinated through the Human Resources Division. Recruitment activities by the Human Resources Division or in conjunction with other City departments shall be done in compliance with federal and state equal employment opportunity regulations. These recruitment activities will also be conducted in accordance with the City's Affirmative Action Plan. SECTION 2 - APPLICATION ' The Human Resources Division will be notified of all existing and anticipated vacancies by the respective departments. The Human Resources Division shall announce all vacancies in such a manner so as to promote. affirmative ,action and equal employment opportunity. Job opportunity announcements will be sent to posting sites throughout the City. Job opportunity announcements will be posted at the various posting locations for a minimum period of three (3) working days. All applications must be received through the Human Resources Division in order for proper application to have been made. Applications of non-selected candidates will be kept in active files for six (6) months. The Human Resources Manager shall develop standard operating procedures, to be approved by the City Manager, for the referral of applicants to departments for final selection. The procedures shall provide for the hiring official to report the disposition of all referred applicants to the Human Resources Manager. SECTION 3 - APPLICANT EVALUATION Consistent with equal opportunity employment practices, every applicant for a vacancy shall be given due consideration. The Department Director and Human Resources Manager shall determine the most appropriate means of evaluating applicants against the job description and requirements. The City will take every opportunity to hire the best qualified applicant for the vacated position. The Human Resources Division and the hiring department may conduct reference checks, interviews, medical examinations, background checks, performance tests, written tests, drug screens, and/or other screening procedures as may be appropriate to determine the most qualified applicant. Documentation from the evaluation processes will become part of the hiring file for the particular position. In accordance with affirmative action, protected class applicants will be given equal consideration for vacant positions. 4 e e City of La Porte Personnel Policies SECTION 4 - DISQUALIFICATION The City may refuse to evaluate, interview, or hire any applicant: a. who has failed to meet the posted deadline for filing an application. b. who has failed to make proper and complete application c. who has made a false statement of material fact on the application. d. who has committed or attempted to commit a fraudulent act at any stage of the employment process. e. who, after a conditional job offer has been extended, is certifiably physically or mentally unfit for the performance of the essential functions of the position without reasonable accommodation. f. who has been convicted of a crime which could be detrimental to the integrity of the City's service. g. who has an unsatisfactory driving record, if applicant is applying for a position which requires operation of a motor vehicle. h. whose hiring would result in a violation of City's nepotism policy. i. who was previously terminated or not recommended for rehire by the City. j. is not in compliance with the Immigration Reform Act of 1986. k. who tests positive during the pre-employment drug screen. SECTION 5 - PROMOTIONS POLICY A promotion is the assignment of an employee from their regular job classification to a job classification having a higher maximum salary. It shall be City policy to provide promotional opportunities to existing employees, when possible. A selection process may be limited to qualified City employees, or such employees may be given preference in application or consideration. Opportunities for promotion across organizational lines shall also be possible, contingent on business necessities at the time. All promoted employees shall serve a six (6) month probation in the new position. The City Manager may authorize a temporary promotion to ensure the proper performance of City functions if a position is vacant or its regular incumbent is absent. Employees temporarily promoted may be additionally compensated for the duration of their temporary assignments according to the promotional salary range. Temporary promotions shall not be used to circumvent normal selection procedures. The employee involved shall not acquire any status or rights in the class to which temporarily promoted except as provided in this section. Nothing herein shall be construed to prevent the assignment of higher-level duties to an employee without additional compensation. Authorized additional compensation may be paid only in cases of formal temporary promotion effected in accordance with these rules. When, in the course of the normal budget process, a currently filled position will no longer exist, but will be replaced with a position having a higher classification, the employee in the former position may be promoted to the new classification without the formal hiring process. 5 . e , City of La Porte Personnel Policies SECTION 6 - TRANSFERS A regular, full time employee wishing to transfer to a vacant position within the City service may do so by notifying their immediate supervisor and making formal application. Should the employee be identified as the top applicant for the position, final arrangements for the transfer shall be coordinated between the Department Directors of the affected positions. An employee who wishes to transfer must understand the following terms of the transfer: a. A six (6) month introductory period will be served in the new position. b. If the supervisor or the employee is not satisfied in any way during the introductory period, the employee may ask for a transfer back to the former position, providing it has not been filled and the respective Department Directors and the Human Resources Division approve the return to the former position. c. Should the employee fail to meet probation and their former position is no longer vacant, the employee may be separated from the City's service. Nothing within this section shall prevent a Department Director from transferring an employee within the department to another position within the department, provided the new position is a lateral move (same job description and pay range). These administrative transfers shall abide by the same terms as above. Administrative transfers will not require a posting of the job opportunity announcement as described in this chapter. SECTION 7 - NON-DISCIPLINARY DEMOTIONS A demotion is the assignment of an employee from their regular classification to a job classification having a lower maximum salary. A non-disciplinary demotion will require the approval of the Department Director, the Human Resources Manager, and the City Manager. If qualified to perform the duties of the lower level position, an employee may be administratively demoted at their own request, or as an alternative to layoff. Such demotions shall not be considered disciplinary actions or disqualify the employees involved from consideration for future advancement. Demotions effected as alternatives to layoffs may be fully or partially rescinded at any time. Demoted employees shall serve a six (6) month introductory period. Disciplinary demotions will be addressed in Chapter 8, Section 3. SECTION 8 - GENERAL PROVISIONS It is the intent of the City, through these personnel policies, to ensure that the methods used in filling vacant positions are equitable, consistent, and efficient. The City Manager is vested with the authority and responsibility of approving all personnel actions. 6 tit e City of La Porte Personnel Policies Department Directors and the Human Resources Division shall recruit, evaluate, test, and ultimately submit a top candidate for any vacant position. The City Manager must approve the decision to offer employment to anyone other than the qualified top applicant. The entire employment process must be documented and filed in the Human Resources Division. 7 e e City of La Porte Personnel Policies CHAPTER 3 APPOINTMENT SECTION 1 - AUTHORITY AND BASIS OF APPOINTMENTS Except as otherwise provided by Charter or Ordinance, the appointing authority for all City positions shall be the City Manager. Appointments shall be made based on the qualifications for applicants as ascertained through fair and practical selection methods. Appointed individuals shall serve at the pleasure of the City Manager. SECTION 2 - TYPES OF APPOINTMENTS, The purpose of categorizing positions within the City service is to designate the nature of the position's work routine as well as to clarify the eligibility of benefits provided to the particular type of position. There shall be two types of appointments: regular and temporary. Regular appointments are further divided into: 1. Regular full-time employees are those who work a minimum of forty (40) hours per week on a regular basis or fifty-three (53) hours per week for 24 hour shift personnel. 2. Regular part-time employees are those who work less than forty (40) hours per week on a regular basis. Regular part-time employees in the 24 hour shift job class may work over 40 hours per week but less than 53 hours per week. Temporary employees can be either full or part-time. 1. Temporary full-time employees are those who work a minimum of forty (40) hours per week, or fifty-three (53) hours per week for 24 hour shift personnel, but are employed for only a specified period of time or for a special job task or project. 2. Temporary part-time employees are those who work less than forty (40) hours per week, or less than fifty-three (53) hours per week for 24 hour shift personnel, for a specified period of time or for a special job task or project. A work week is defined as the period of time between 12:01 a.m., Monday morning and midnight Sunday. 8 e e City of La Porte Personnel Policies SECTION 3 - BENEFITS ELIGIBILITY Regular full-time employees are eligible to receive the full scope and level of benefits offered by the City. Regular part-time employees are not eligible to receive any benefits other than worker's compensation coverage. Temporary employees, whether full or part- time are not eligible to receive any benefits other than worker's compensation coverage. SECTION 4 - EMERGENCY TEMPORARY APPOINTMENTS During an emergency, where th~ services of personnel who are not otherwise available may be needed, the City Manager may immediately appoint such personnel without regard to normal selection and appointment methods. This category of personnel is hired on a temporary basis and, therefore, is not eligible for benefits other than worker's compensation coverage. SECTION 5 - INTRODUCTORY EMPLOYMENT PERIOD Every person appointed, reinstated, promoted, demoted, or transferred within the City service shall be required to successfully complete an introductory period of six (6) months. Department Directors and supervisors shall use the introductory period to closely observe and evaluate the work and fitness of the employee and to encourage adjustment in their work performance to better fulfill the expectations of the job description. Only those employees who maintain acceptable work performance during their introductory periods shall be retained. An introductory employee's evaluation period may be extended up to 60 days to allow for closer scrutiny of the employee's work. Introductory employees who are injured on or off the job, and are out for a period of time, may have their introductory period extended for the same amount of time as they were out. Any introductory extensions must have the City Manager's approval prior to any action being taken. ' SECTION 6 - FAILURE OF INTRODUCTORY PERIOD An employee shall fail the introductory period when, in the judgement of the Department Director, the employee's fitness, quantity and/or quality of work are not such as to merit continuation of employment. Failure of the introductory period may occur at any time within the introductory period and shall not be considered part of the disciplinary process. As with any employment case, Department Directors and supervisors shall ensure the thorough documentation of all cases of failure of the introductory period. 9 e e City of La Porte Personnel Policies Failing the introductory period shall not be subject to any further review, except on the grounds of discrimination prohibited by law, in which case the employee may request in writing within five (5) working days following notice of their failure of the introductory period the City Manager to review the matter. The decision of the City Manager shall be binding and final. SECTION 7 - REINSTATEMENT A former employee may be eligible for reinstatement if any of the following conditions apply. 1. The former employee is medically certified and capable to return to work. Reinstatement shall be contingent upon availability of the same or similar position as separated from, as well as continued ability to perform the duties of the position. Prime consideration will be afforded these individuals for twelve months following their nondisciplinary separation. 2. The employee is returning from a military duty leave of absence in accordance with applicable State and Federal law. 3. The employee is being rehired after having been laid off. The restoration of seniority or service credit upon reinstatement, if any, shall be determined by the City Manager, Department Director, and the Human Resources Manager. An employee reapplying for employment after resigning or being terminated for reasons other than stated above,shall follow the normal application process as outlined in Chapter 2. SECTION 8 - NEPOTISM No person related, within the second degree affinity, or within the third degree by consanguinity, to the Mayor or any Council person or to the City Manager shall be employed or appointed to any office, position" or clerkship of the City. This prohibition shall not apply, however, to any person who shall have been employed for two (2) years or more by the City at the time of the election or appointment of the officer to whom he is related. (City Charter Provision 8.02, subsection c.) The spouse (husband or wife) of an employee shall not be eligible for employment in the same department. No person shall be employed in any department who is related within the second degree by affinity or within the third degree of consanguinity to a current employee in that same department. 10 e e City of La Porte Personnel Policies The City Manager may apply the nepotism prohibition in other organizational relationships when failure to do so would be detrimental to the City. In the event two City employees are in violation of the nepotism policy, both employees shall be consulted and the two employees, jointly, shall make the decision as to which one shall leave City employment. In such cases where the two employees cannot reach agreement within ten days of written notice, the City Manager shall make the decision as to which one shall leave City employment, which decision shall be binding and final. SECTION 9 - RESIDENCE Employees who may be subject to emergency call and/or periodic service in a stand-by status may be required to establish residency within a reasonable distance from the principal work site to assure a timely response, as determined by each departmental rules and policies. SECTION 10 - PHYSICAL AND MENTAL FITNESS An applicant selected for initial appointment or reinstatement may be required to undergo a medical examination, at City expense, by a doctor chosen by the City. Employment, whether original or continued, shall be contingent upon successful completion of the medical examination if one is required in relation to the fitness required for the position involved. Acting on information provided by a medical doctor, the City Manager shall be the final authority in determi~ing medical suitability for employment. 11 - - City of La Porte Personnel Policies CHAPTER 4 EVALUATIONS SECTION 1 - PURPOSE The work performance of each employee shall be evaluated in accordance with procedures promulgated by the Human Resources Division with the approval of the City Manager. Employee evaluations are designed to: 1. Counsel the employee regarding their job performance in relation to their job description within the time parameters of the evaluation period. 2. Serve as input for any salary adjustment. 3. Provide a tool for management decisions regarding employee developmental needs, training, assignments, promotions, demotions, and retention. An employee work performance evaluation is a valuable opportunity for both the employee and supervisor to formally communicate about all aspects of a job and the work performance expected for that particular job. SECTION 2 - PERFORMANCE EVALUATION REPORTS The work performance of all employees shall be evaluated in accordance with established procedures and guidelines as promulgated by the Human Resources Division and approved by the City Manager. Each employee shall be evaluated at least once every six months of employment and at least twice a calendar year. Introductory employees shall be evaluated after three months of employment and again after six months of employment before regular employment may begin. Supervisory personnel shall discuss the performance evaluation report with the affected employee and counsel the employee regarding, his or her work performance in relation to expectations specified in the job description. The supervisor shall also offer constructive suggestions on expected performance improvements which appear desirable or necessary. Employees dissatisfied with their performance evaluations may seek reconsideration by using established complaint procedures. See Chapter 8, Section 5. , 12 e e City of La Porte Personnel Policies CHAPTER 5 COMPENSATION SECTION 1 - POSITION CLASSIFICATION The Human Resources Division shall prepare and maintain a position classification plan for all budgeted City positions. In this plan, all positions shall be assigned an official classification title, a formal description of duties, and minimum qualifications. Position reclassification must be reviewed by the Human Resources Division and approved by the . City Manager. All City positions are further classified as either exempt or nonexempt, in.accordance with the Fair Labor Standards Act guidelines, and shall be so stated on the employees' job description. Per FLSA guidelines, exempt employees are not legally entitled to overtime compensation but may be so compensated at the discretion of the City. Nonexempt employees are eligible to receive overtime pay. SECTION 2 - BASIS OF COMPENSATION The Human Resources Division shall prepare and maintain salary schedules and a salary administration plan which will be the basis of the compensation and benefits program. Employees shall be paid salaries or wages in accordance with the compensation and classification plans. Both the compensation and classification plans shall be approved by the City Manager and City Council. The Human Resources Division shall conduct salary and benefits surveys for the purpose of recommending to the City Manager, compensation and benefit plan guidelines. Consideration shall be given to prevailing wage rates among public and private employees to ensure that the City's total compensation levels are kept current, equitable, and competitive. SECTION 3 - SALARY ADMINISTRATION The City may have one or more salary schedules which correspond with the position classification plan. All salary schedules shall be administered in accordance with the following policies: 1. A newly appointed employee shall ordinarily be compensated at the lowest step of the salary range of the position being appointed to. The City Manager may approve the hiring of an employee above the minimum recommended salary for that job classification, provided that, the employee exceeds the qualifications for the position. 2. A newly promoted employee shall ordinarily be compensated at the lowest step of the new salary range which would provide an increase in pay over that received in the previous class or salary range. An employee being laterally transferred shall continue to receive the same salary and retain the same eligibility date for pay increases. 13 e e City of La Porte Personnel Policies 3. Subject to budgetary limitations, salary adjustments may be granted to deserving employees as specified in salary administration guidelines promulgated by the Human Resources Division and approved by the City Manager. Careful consideration must be given to the work performance of an evaluated employee before salary adjustments are recommended by the Department Director, and approved by the Human Resources Division and the City Manager. 4. An employee newly hired, reinstated, promoted, or demoted shall, upon the successful completion of their introductory period, be eligible to receive a salary adjustment unless otherwise agreed upon by the employee and the Department Director. . 5. An employee voluntarily or involuntarily demoted shall be compensated on a step of the new salary range as administratively determined by the Department Director, the Human Resources Division, and the City Manager. 6. A former employee reinstated pursuant to provision of the salary administration guidelines shall be ,compensated at a step of the prescribed salary range as administratively determined by the Department Director, the Human Resources Division, and the City Manager. SECTION 4 - METHOD OF PAYMENT Employees shall receive a paycheck every other Friday. The paycheck will ordinarily cover the preceding pay period. A pay period is completed every two (2) weeks and ends at midnight the Sunday prior to the next Friday payday. If a payday falls on a holiday, paychecks will be issued the last business day prior to the holiday. Employees may receive a paycheck one day early only for the following reasons, provided that the Finance Department, through its normal course of duties, has printed payroll checks: 1. A bona fide emergency situation as administratively determined by the Department Director, the Human Resources Division, and the City Manager. 2.. Employee will be out of town on payday on City business. 3. . Employee will be out of town on scheduled vacation leave. Paychecks will be given to someone other than the employee ONLY if the employee provides advance written and signed permission to the departmental representative responsible for distributing paychecks. SECTION 5 - SEPARATION PAY Employees who terminate employment prior to completion of one full year of regular full time service, will not be eligible to receive accrued leaves on their separation paycheck. Employees terminating as 'benefits eligible' shall be those who provide two weeks written notice of their resignation and return any City property issued to them and have been employed more than one full year in a regular full time position with the City. 14 e e City of La Porte Personnel Policies A terminated or resigning employee shall receive their separation paycheck in accordance with Article 5155 of the Revised Civil Statutes of Texas, which states: (c) An employee who is discharged from employment must be paid in full not later than the sixth day after the date the employee is discharged. (d) An employee who leaves employment other than by discharge must be paid in full not later than the next regularly scheduled payday. Any employee who does not return City issued property shall have the cost of the property deducted from their final paycheck. SECTION 6 - OVERTIME PAY Employees shall work overtime hours when necessary with the advanced approval of their Department Director. All overtime eligible employees shall be compensated for any approved overtime at a rate of one and one-half times their regular hourly rate. Employees who regularly work forty (40) hours per week shall receive an overtime pay rate for all hours worked above forty in the work week. A work week is defined as that period of time between 12:01 a.m., Monday morning and midnight Sunday. Under the Fair Labor Standards Act and amendments of 1985, the City of La Porte has elected to utilize exception 7(k) and has established a 28 day work cycle for its employees who regularly work 24 hour shifts. The recognized average work week for these employees is 53 hours. For 24 hour shift personnel, the work week shall begin and end at the start of the first work shift after Sunday midnight. Calculation of overtime pay for 24 hour shift personnel shall be based on the number of hours worked over 212 in a 28 day work cycle. Overtime pay will be calculated and employees compensated for hours worked over 212 at the conclusion of the 28 day cycle or every other payday. Hours worked is defined for all personnel to mean hours of physical presence at a job site and the following excused leaves: 1. Injury leave/worker's compensation 2. Approved holiday leave 3. Emergency leave 4. Jury service 5. Military leave 6. Vacation 7. Sick Leave The following leaves shall not be construed as hours worked in the calculation of overtime: 1. Administrative leave with pay 2. Authorized leave without pay 15 . e City of La Porte Personnel Policies SECTION 7 - STANDBY DUTY PAY Overtime eligible employees who are required to be on standby duty shall be compensated at a predetermined rate per day or any portion of the day officially on standby status, which is not a normal work day. Employees scheduled for standby duty must be able to be at the work site within one hour of the call to work. Overtime eligible employees who work during their assigned standby duty period shall be paid at one and one-half times their regular basic hourly pay rate as well as the standby duty pay, if the hours worked meet the criteria above for overtime payments. Standby pay shall not be paid to any employee: (1) who is placed on standby due to emergency situations such as hurricanes and floods. (2) who is placed on standby while awaiting court proceedings. SECTION 8 - LONGEVITY PAY Longevity compensation is a benefit for length of continuous regular full time employment with the City. On the first of December each year all regular full time employees who have completed one full year's service with the City, will be paid this benefit. The benefit is calculated on the basis of the number of months of continuous service at the rate established by City Council. Employees voluntarily or involuntarily terminating their employment are eligible to receive longevity pay based upon their completed months of service, provided that the termination is designated "benefits eligible" by the Department Director. Employees terminating their employment as a result of retirement under the City's approved retirement system shall, upon retirement, receive a longevity payment equal to the number of completed years of service times the predetermined rate, times the number of completed months of service since the last longevity payment. . SECTION 9 - JURY DUTY Employees shall be granted reasonable leave of absence from regular work hours when called for jury service. This authorized absence is for the duration of the jury service only. Employees who miss regularly scheduled work hours due to jury service shall return to work upon completion of daily jury service, provided there are regular work hours remaining. Employees on authorized leave for jury service shall receive compensation at their regular pay rate for a reasonable time, in addition to any pay received for jury service. Documented jury service slips must be furnished to the Department Director in order for the absence to be authorized. 16 e . City of La Porte Personnel Policies SECTION 10 - RETIREMENT BENEFIT All regular full time employees are required to participate in the Texas Municipal Retirement System program and shall be eligible for immediate participation. The provisions of the retirement program are covered in the TMRS Handbook, available in the Human Resources Division. Additionally, all regular full time employees shall be provided with the TMRS Handbook upon employment with the City. While the City attempts to convey the various benefit programs to the employee, it is the responsibility of the employee to be cognizant of date driven benefits such as retirement and associated programs. SECTION 11 - CERTIFICATION PAY Certification pay shall be administered by the departments with an approved certification pay program. All certification.. programs within the City shall be reviewed by the Human Resources Manager prior to approval by the City Manager. SECTION 12 - EDUCATIONAL REIMBURSEMENT POLICY The City provides educational reimbursement to regular full time employees who attend a course or sources of study on their off duty hours at a pre-approved institution or through an approved correspondence school. Educational reimbursement is intended to help employees maintain a satisfactory level of knowledge and expertise in their present position as well as to help them develop their skills and increase their potential for future advancement with the City. The course(s) must be directly related to the employee's job, and must be approved prior to registration by the Department Director and the Human Resources Manager. The City will not pay for employees' degree programs but may reimburse questionable courses if both the Department Director and the Human Resources Manager approve it. The City Manager will decide any outstanding issues. The City will reimburse the employee the cost of tuition, lab fees, books, valid campus parking fees, and building use fees for pre-approved courses. The employee must receive a passing grade of C or above in order to receive reimbursement. This training assistance does not pay for courses already covered by Veteran or other educational assistance, nor does it cover any incidental expenses such as deposits, supplies, or other personal expenses. Employees attending courses under this educational reimbursement program will not be compensated for their course work as hours of work. Budget responsibility resides with each Department Director and such funds will be paid out of each departmental budget. 17 . e City of La Porte Personnel Policies Continuing education courses required through established goals and objectives on an employee's evaluation, may be prepaid by the City with approval by the Department Director. A certificate of completion shall be required and shall be turned in to the Human Resources Division for placement in the employee's file. Any employee who does not complete a prepaid course, or does not submit a certificate of completion, shall be excluded from any future prepaid options. 18 . e City of La Porte Personnel Policies CHAPTER 6 ABSENCE SECTION 1 - GENERAL AlTENDANCE Employees shall be required to be at their places of work in accordance with these rules and their departmental regulations. All departments shall maintain daily attendance records. . Regular full time personnel are scheduled to work forty (40) hours per week or 2,080 hours per year. Twenty-four (24) hour shift personnel will be scheduled to work a minimum of fifty-three (53) hours per week or 2,756 hours per year. SECTION 2 - EXCUSED ABSENCE Excused absences are defined as those which are outlined in this chapter and approved by the Department Director. Examples of some excused absences are paid sick leave, vacation, holidays, emergency leave, and injury leave. To be eligible for an excused absence of sick or emergency leave, an employee must contact their supervisor no later than fifteen (15) minutes after the start of the employee's regularly scheduled starting time, unless superseded by departmental rules. Other excusable leaves of absence shall be pre-approved by the Department Director according to department regulations. Employees must provide their supervisor with the reason for the absence and the date and time the employee expects to return to work. The fifteen minute provision may be waived by the supervisor due to extenuating circumstances. SECTION 3 - UNEXCUSED ABSENCE Unexcused absence may be defined as follows. This list is not intended to be all inclusive: 1. Tardiness 2. Unverified sick time 3. Unauthorized time off 4. Failure to call supervisor within fifteen minutes as outlined in Section 2. An employee may be required to furnish a doctor or hospital statement to the supervisor verifying an illness or accident and medically releasing the employee from any of the following circumstances in order for the absence to be considered excused: 1. When an illness or accident caused the employee to be hospitalized. 2. When the absence was for more than three (3) consecutive work days. Twenty-four hour shift personnel may be required to submit said medical statement if absence exceeded two (2) consecutive work days. 19 e City of La Porte Personnel Policies . 3. When the absence 'occurred on a regularly scheduled work day preceding or following a holiday or regularly scheduled vacation day. 4. When the employee's return to work will pose a direct threat to the safety or health of others. 5. When an employee is under the physical report status provision of the sick leave policy. SECTION 4 - REPEATED UNEXCUSED ABSENCES Employees repeatedly incurring unexcused absences shall be subject to disciplinary action as follows: 1. An employee with one (1) unexcused absences in any six (6) month period shall receive a written warning by their supervisor. 2. An employee with two (2) unexcused absences in any (6) month period shall be suspended without pay for a maximum of one (1) work day and shall be placed on probation. 3. An employee with three (3) unexcused absences in a six (6) month period shall be terminated. 4. Unexcused absences from work for a period of three (3) consecutive working days shall be considered as a voluntary resignation. Twenty-four hour shift personnel with unexcused absences of two (2) consecutive shifts shall be considered as a voluntary resignation. Each occurrence of an unexcused absence shall initiate an additional six month period. SECTION 5 - HOLIDAY LEAVE The following is a list of approved holidays: New Year's Day Good Friday Memorial Day Independence Day Labor Day Thanksgiving Christmas Eve Christmas Day Employee Discretionary Day January 1 Friday before Easter Last Monday in May July 4 First Monday in September Fourth Thursday and Friday in November December 24 December 25 Designated by Employee If an official City holiday occurs on a Saturday, it will be observed on the Friday before. If an official City holiday occurs on a Sunday, it will be observed on the Monday after. Shift personnel will observe official City holidays on the actual day of observance. 20 e City of La Porte Personnel Policies e Regular full time employ~es will be paid one work day's pay for each holiday. To be eligible for holiday pay, the employee must work the scheduled work days preceding and following the holiday unless an excused absence exists, as approved by the Department Director. Employees scheduled to work on a holiday, and who fail to work as scheduled, without an excused absence, will not be eligible for holiday pay. An employee required to work on a holiday will receive the holiday pay plus the overtime rate of one and one half times the regular rate of pay for hours worked. Official City holidays shall be considered the same number of hours as an employee's regular work day. SECTION 6 - VACATION LEAVE The following applies for vacation leave: 1. Regular full time employees shall accrue vacation leave, by the hour, each pay period. 2. A regular full time employee must be employed by the City for seven (7) months and must have successfully,completed any introductory period before being eligible to use accrued vacation. 3. Vacation leave shall be scheduled with the employee's supervisor as far in advance as possible. Use of vacation leave shall be at the convenience of the employee. However, vacation leave will not be allowed to interfere with the normal functions of City operations. Should there be a conflict between one or more employees regarding the dates of vacation leave, preference may be given to the employee with the longest length of service with the City. 4. Vacation leave is accrued as follows: A. Employees whose regularly scheduled work week is forty (40) hours: Years of Service 1-5 6-10 ,11-15 16 + Hours Accrued Per Pay Period 3.077 4.616 6.154 7.693 Vacation Leave Per Year 80 hours 120 hours 160 hours 200 hours B. Employees whose regularly scheduled work day is twenty four (24) hours and who were hired on or after October 1, 1~84: Years of Service 1-5 6-10 11-15 16 + Hours Accrued Per Pay Period 4.616 7.3847 9.2308 12.000 Vacation Leave Per Year 120 hours 192 hours 240 hours 312 hours 21 e e City of La Porte Personnel Policies C. Employees whose regularly scheduled work day is twenty four (24) hours and who were hired prior to October 1, 1984: Hours Accrued Years of Service Per Pay Period 6 + 13.846 Vacation Leave Per Year 360 hours 5. Employees eligible for vacation are strictly prohibited from having accrued more than one and one half (1.5) times their annual accrual rate. Eligible employees shall take vacation leave each year and will not be paid in lieu of vacation leave. 6. Employees who are eligible for vacation who terminate under a benefits eligible status, after completing one year of employment, shall receive, upon separation, payment for accrued, unused vacation leave, up to one and one half times the employee's yearly accrual rate. This payment is calculated by multiplying the. employee's final hourly pay rate by the number of accrued but unused vacation leave hours that the employee has remaining. All applicable tax deductions will apply. 7. An employee on approved vacation leave who becomes ill during their leave may have the leave changed to sick leave for the period of the illness. The employee shall be required to show a medical statement, signed by a doctor, verifying the illness. 8. Vacation leave may not be taken in periods of less than one regularly scheduled work day. 9. An employee's designated beneficiary will be paid eligible, accrued, and unused vacation leave upon the death of the employee. SECTION 7 - SICK LEAVE The following applies to sick leave: 1. Regular full time employees shall accrue sick leave at the rate of 4.615 hours per pay period. Twenty four hour shift personnel shall accrue sick leave at the rate of 7.385 hours per pay period. Accrual of sick leave shall be unlimited. 2. Sick leave shall not be used for unexcused absences. 3. Sick leave exceeding five (5) work days in any six month period may cause an employee to be placed on physical report status. Employees under this status shall be required to submit to their supervisor a medical doctor's statement of fitness for duty upon returning to work from an illness. Failure to submit such medical statement may result in disciplinary action. Physical report status shall remain in effect for six (6) months from the date of the action. 4. Department Directors shall be responsible for reporting sick leave on employees' time cards. 22 e e City of La Porte Personnel Policies 5. Regular full time employees, hired prior to November 19, 1991, who terminate under a benefits eligible status, after one year of employment with the City, shall receive, upon separation, payment for accrued but unused sick leave, not to exceed four hundred eighty (480) hours. Twenty four hour shift personnel who terminate under the same conditions as above, shall be paid for accrued but unused sick leave, not to exceed seven hundred and sixty-eight (768) hours. All applicable tax deductions will apply. . Regular full time employees, hired November 19, 1991, and thereafter, who terminate under a benefits eligible status, after ten (10) years of employment with the City, shall receive, upon separation, payment for . accrued but unused sick leave, not to exceed four hundred eighty (480) hours. Twenty four hour shift personnel who terminate under the same conditions as stated in this paragraph, shall be paid for accrued but unused sick leave, not to exceed seven hundred and sixty-eight (768) hours. All applicable tax deductions will apply. 6. An employee's designated beneficiary shall be paid eligible, accrued, and unused sick leave, with the same stipulations as above, upon the death of the employee. SECTION 8 - MILITARY LEAVE Military leave may be either military training leave or military duty leave (active duty). Military training leave shall be leave with pay. Active duty shall be leave without pay. An employee of the City and who is a member of the state military forces or a reserve component of the armed forces is entitled to leave of absence from their duties on a day on which the person is engaged in authorized training or duty ordered or authorized by proper authority. During a leave of absence, the employee may not be subjected to loss oftime, efficiency rating, vacation time,or salary. Leaves of absence under this paragraph may not exceed 15 days in a federal fiscal year. (Texas Government Code, Section 431.005) Regular employees who present official induction orders (drafted or reserve unit call up) to enter the United States Armed Forces, the Texas National Guard, or the Texas State Guard will be eligible for military duty leave without pay. At the time of military discharge, the employee shall be reinstated at a position comparable to what the employee would have attained had he not been on active duty. This shall include any promotions and/or pay raises for which the employee would have been eligible had the employee been at work instead of active duty. (Per federal law - 38 USC 2021 et seq) 23 e e City of La Porte Personnel Policies SECTION 9 - EMERGENCY LEAVE In the case of unscheduled surgery, or a sudden and/or serious illness, injury, or death to a member of an employee's immediate family which requires the employee's personal attention and care, a regular, full time employee may be allowed absence with pay for the time away from work. Emergency leave shall be granted for up to three (3) work days for no more than a total of two (2) times in anyone (1) calendar year. Emergency leave not taken shall not accrue nor will any unused emergency leave be paid upon termination. Immediate family shall be defined as follows: Spouse Child or grandchild Brother or Sister (employee and spouse) Parents or Grandparents (employee and spouse) Foster parents (but not both foster parents and natural parents) Additional leave may be granted with the approval of the Department Director. This additional leave will be charged to the employee's sick leave account. Evidence of death or serious illness satisfactory to the Department Director may be left to the director's discretion. SECTION 10 - ADMINISTRATIVE ABSENCE WITH PAY An employee ordered not to report to work or who can not report to work because of inclement weather or disaster may be granted administrative absence with pay if recommended by the Department Director and approved by the City Manager. These employees shall be paid for a normal work day. Employees shall be granted sufficient administrative absence with pay, when necessary, in order to vote in an official election. Additionally, a Department Director may grant an employee administrative absence with pay for purposes of attending a professional conference, convention, training activity, legislative proceeding, civic function or meeting, or for purposes of coordinating with governmental and private agencies and entities in the interest of the City. SECTION 11 - AUTHORIZED LEAVE WITHOUT PAY In circumstances not falling within other provisions of these rules, the Department Director may authorize an employee to take leave without pay under such terms and conditions as may be mutually agreeable up to a maximum of two calendar weeks. Authorized leave without pay in excess of two weeks must be approved by the City Manager. SECTION 12 - ABSENCE WITHOUT LEAVE An employee failing to report to duty or remain at work as scheduled without proper notification, authorization, or excuse shall be considered absent without leave and shall not be in pay status for the time involved. 24 e e City of La Porte Personnel Policies SECTION 13 - ON DUTY INJURY LEAVE All employees shall adhere to the following upon incurring an on the job injury: 1. Any employee, full or part time, injured while in the performance of assigned duties must immediately report to their supervisor unless physically unable to do so. An injury report must be completed within twenty-four (24) hours of the injury and submitted to the Human Resources Division. Failure to report such injuries may be subject to disciplinary action. 2. The City shall pay the injured employee for normal working hours at their regular pay rate during the first seven (7) calendar days that they are absent from work. 3. If the injured employee must be absent from work for more than seven (7) calendar days, workers' compensation may pay an amount as set forth in the Workers' Compensation Act. The City will provide a salary continuation plan for injured employees which will provide the difference between the employee's regular pay and that portion of the salary paid by workers' compensation insurance. If an injured employee is absent from work for more than 28 days, due to an on the job injury, they will receive a check from the City's workers' compensation insurance carrier for the first seven days of injury leave. Because the City has salary continuation and the employee has already been compensated for this time period, they must return the check to the Human Resources Division. Employees who fail to sign this check over to the City may be subject to disciplinary action and shall have the amount deducted from their next payroll check. The combined total of the City's salary continuation program and the workers' compensation insurance check shall not exceed the employee's regular salary. Employees who receive workers' compensation payments in excess of the amount indicated must sign such checks over to the City and submit them to the Human Resources Division. Failure to do so may result in disciplinary action and/or payroll deduction from the employee's paycheck to cover the overpayment. 4. The City's salary continuation program will extend for a maximum period of ninety (90) calendar days beginning on the eighth day of absence for a particular injury. At the conclusion of this ninety day period, the employee may begin to use their accrued sick and vacation leave which will be used to provide the difference between the employee's regular pay and that portion of the salary paid by workers' compensation insurance. If the employee chooses not to use their accrued leave balances, all salary continuation payments cease and the employee will receive only that amount provided by workers' compensation. 25 e . City of La Porte Personnel Policies 5. During injury leave, an employee shall report to the Human Resources Division at least once per week, and shall be responsible for compliance with their medical care and treatment. Failure to do so may subject the employee to disciplinary action. Additionally, if at any point, information is obtained that the injured employee is able to return to work but is not willing to do so, disciplinary action may be taken and suspension of further injury leave may occur. 6. If an injured employee receives a partial or light duty medical release statement from their doctor AND if light duty can be arranged and/or approved by the Department Director, the employee may be placed on light duty until a full release from their doctor is obtained. The light duty medical, release statement must indicate what limitations have been placed on the employee. Upon full release by their physician, the employee shall be removed from light duty. 7. An employee on injury leave shall not continue to accrue sick and vacation leave. 26 e e City' of La Porte Personnel Policies CHAPTER 7 CONDUCT SECTION 1 - WORK STANDARDS It shall be the duty of each employee to maintain high standards of cooperation, efficiency, and economy in their work for the City. Department Directors shall organize and direct the work of their departments to achieve these objectives. If the work habits, quality or quantity of work and/or work conduct of any employee falls below those standards expected by the supervisor, or outlined in the employee's job description, then the employee shall be counselled regarding the matters in question. Counseling of the employee in sufficient time for improvement should ordinarily precede formal disciplinary action, but nothing herein shall prevent immediate formal action, as provided for in Chapter 8, Section 3 of these rules, whenever required in the best interest of the City. SECTION 2 - SOLICITATION AND DISTRIBUTION Distribution of literature and solicitation on City property by employees is forbidden under the following circumstances: 1. Employees are prohibited from distributing non-work related literature of any kind during their working time or any time in working areas on City property . 2. Employees are prohibited from engaging in solicitation of any kind during the working time of the person soliciting or the working time of the person being solicited. SECTION 3 - GAMBLING Gambling, in any form, shall not be permitted on any City property, by any City employee, while on duty. . SECTION 4 - PERSONAL APPEARANCE All employees, regardless of work location and degree of public contact, shall dress in a manner consistent with their departmental regulations. Department Directors may establish uniform and equitable dress standards for the various divisions within their departments. SECTION 5 - EMPLOYEE FINANCIAL OBLIGATIONS All employees are required to manage their personal financial affairs separately from their careers with the City. If or when personal financial affairs interfere with an employee's ability to perform their job duties, disciplinary action may be taken. 27 . e City of La Porte Personnel Policies SECTION 6 - SEXUAL HARASSMENT Sexual harassment is illegal under both Federal and Texas law and will not be tolerated at any level by the City. It is the policy of the City to provide and maintain a work place for each of its employees which is free from sexual harassment. While it is not the purpose of this policy to regulate an employee's personal morality, harassment is an act of misconduct subject to the disciplinary process up to and including termination. Any employee who is found to have sexually harassed another City employee, or other persons with whom the accused employee has had interaction as a result of their status as a City employee, will be subject to disciplinary action. All supervisors shall be responsible for implementing and monitoring compliance with this policy. Sexual harassment includes, but. is not limited to, unwelcome or undesired sexual advances, requests for sexual favors, and other verbal or physical conduct of a sexual matter, particularly when submission is made a term or condition of an individual's employment, promotion, or favorable evaluation, either explicitly or implicitly, or the conduct has the purpose or effect of unreasonably interfering with an individual's work. A supervisor who becomes aware of any sexual harassment, or who receives allegations of sexual harassment from an employee, must immediately notify their Department Director and the Human Resources Manager. The determination of whether or not sexual harassment has occurred will be made on a case by case basis. All reports and recommendations shall be forwarded to the City Manager for immediate and appropriate action. SECTION 7 - OPERATION OF CITY OWNED VEHICLES OR EQUIPMENT All employees who are required to operate City owned vehicles or equipment shall do so in a safe and prudent manner in compliance with all laws. Improper and/or unsafe operation of vehicles or equipment is justification for disciplinary action. All employees who have operating vehicles or equipment as a responsibility of their position classification must have and maintain a proper driver's license and an acceptable driving record. Improper license or unacceptable driving record, or uninsurability or exclusion of an employee by the. City's insurance carrier, is justification for transfer, demotion, or termination. Any employee whose driver's license is suspended for any reason shall notify their supervisor and the Human Resources Division immediately. 28 City of La Porte Personnel Policies . e CHAPTER 8 DISCIPLINE, REVIEWS, AND COMPLAINTS SECTION 1 - BASIS FOR DISCIPLINARY ACTION It shall be the City's policy to correct employee job deficiencies when they occur. Supervisors shall deal directly with employee performance deficiencies and employees shall be treated fairly and consistently. In implementing the disciplinary procedures outlined below, a supervisor shall consider such factors as the type and severity of the offense, the employee's work record, and any mitigating circumstances surrounding the particular offense. Any disciplinary action taken with which the employee disagrees may be reviewed by the Department Director and/or the City Manager The City shall consider the following as constituting a basis for disciplinary action up to and including discharge. This list is not all inclusive and is not intended to be limited to the following: 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. Misconduct Illegal, unethical, abusive, or unsafe acts Violation of any portion of the personnel policies Violation of other City department rules and/or regulations Absenteeism and/or repeated tardiness Insubordination Work performance inefficiency Abuse of leaves provided Falsification of official documents or records Being under the influence or use of drugs or alcohol while on duty Unauthorized use of City records, material, or equipment SECTION 2 - TYPES OF DISCIPLINARY ACTION Formal disciplinary action taken shall be consistent with the nature of the deficiency or infraction involved and the work history of the employee. The recommended steps of progressive discipline are as follows, but should not be interpreted as a certain chain of events as the City reserves the right to administer any disciplinary action up to and including discharge, depending on the nature, scope, and severity of the offense and totality of the circumstances surrounding such events: oral reprimand, written reprimand, probation, suspension, demotion, and termination. The City will attempt to follow progressive steps of disciplinary action whenever possible to provide reasonable opportunity for performance correction but ultimately reserves the right to employ any of the aforementioned actions for a particular deficiency or infraction depending upon the exact circumstances of the deficiency or infraction. An employee may be formally advised at any time that he or she may be dismissed or otherwise disciplined for further unsatisfactory performance and/or conduct. 29 . . City of La Porte Personnel Policies SECTION 3 - STEPS IN THE DISCIPLINARY PROCESS One or more of the following disciplinary measures may be taken depending on the particular circumstances surrounding an offense. An employee shall be provided with a warning with time to improve performance. whenever possible. prior to suspension or termination. The recommended steps of progressive discipline are as follows, but should not be interpreted as a certain chain of events as the City reserves the right to administer any disciplinary action depending on the nature. scope. and severity of the offense: 1. Oral Reprimand - For the first violation of a particular policy or regulation. an oral reprimand may be given identifying any violation(s) and indicating needed improvement. A written record of this warning shall be placed in the employee's personnel file. 2. Written Warning - In the interest of a more formal type of disciplinary action. an employee may receive a written reprimand. This written reprimand shall describe the deficiency or infraction, cite the violated policy or regulation, and state the likely consequences of further unsatisfactory performance or conduct. The written warning shall be signed by the employee and their supervisor and placed in the employee's personnel file. 3. Disciplinary Probation - An employee may be placed on disciplinary probation for a specified period of time in order to allow the employee to show improvement regarding the problem specified. The written document placing an employee on disciplinary probation must include identification of the problem area. the required necessary improvement. the specific length of introductory status and the further disciplinary action which could result from failure to show satisfactory improvement. This document shall be placed in the employee's personnel file. 4. Suspension - A supervisor may, with the Department Director's approval. suspend an employee without pay for a maximum of fifteen (15) calendar days in one calendar year. The written suspension notice must contain the reason for the suspension. other examples of policy or regulation violations. if any. the consequences of a recurrence of the violation or infraction, the period of suspension, and the review procedure. This document shall be placed in the employee's personnel file. When an employee is under investigation for a crime or official misconduct. or is awaiting a hearing or trial in a criminal matter. they may be suspended without pay for the duration of the proceedings when such suspension would be in the best interest of the City. If the investigation or proceedings clear the employee, they shall be reinstated at the same position. Employees on suspension shall not accrue any sick or vacation leave during the suspension. If, after the review process, the suspension is overturned, the employee's sick and vacation leave shall be adjusted accordingly. 30 e e City of La Porte Personnel Policies 5. Involuntary Demotion - An employee may be demoted to a position whose salary range does not offer the same ultimate salary potential as the original salary range. Additionally, the demoted employee's salary may be reduced by a factor of fifteen (15) percent. Involuntary demotions shall be made in written, form and shall provided the reason(s) for the disciplinary action, the likely consequence of further unsatisfactory performance and/or conduct, and the review process. This document shall be placed in the employee's personnel file. A demoted employee shall not be disqualified from consideration for later advancement. 6. Termination - An employee may be terminated from further employment with the City as a final step in the progressive discipline process. Excepting those types of policy or regulation violations that warrant immediate termination, this disciplinary step will be employed as a final step that must be approved by the Department Director, reviewed by the Human Resources Manager, and approved by the City Manager. A letter of termination shall be provided to the employee describing the performance deficiency and/or policy or regulation violations as well as a reminding the employee of the Department Director and/or City Manager review option. SECTION 4 - REVIEW OF DISCIPLINARY ACTION This section applies to reviews by the City Manager after normal chain of command reviews (Supervisor, Division Head, Department Director) have been made. Disciplinary action taken may be reviewed by the City Manager if the employee so requests in writing within five (5) working days following notice of the action. This written request should include the disciplinary action taken, the circumstances surrounding the action, and the reason(s) the action is invalid. There shall be no review for introductory period employees except on the grounds of discrimination prohibited by law. After careful review of the situation, the City Manager shall have the authority to approve, disapprove, modify, or rescind any disciplinary action taken. The City Manager shall be final and binding arbiter in these matters. SECTION 5 - EMPLOYEE COMPLAINT PROCEDURES The City encourages employees who have any duty related complaints or problems, to take these problems to their immediate supervisor. Following these informal discussions, an employee remaining dissatisfied may submit a written complaint to his or her immediate supervisor, with a copy to the Human Resources Division, within fifteen (15) working days after the cause of the complaint arises or becomes known. 31 . e City of La Porte Personnel Policies It is the responsibility of the immediate supervisor to study the complaint and attempt to resolve it within ten (10) working days. The resolution should be in writing and a copy given to the complaining employee and the Human Resources Division. If the complaint can not be satisfactorily resolved within the ten day period, or if the complaining employee does not accept the supervisor's resolution, then the supervisor shall refer the matter, with comments and/or recommendations to the next higher level of supervision. The Department Director shall be the last person in the department to whom an unresolved matter will be taken. If the matter remains unresolved, it shall be taken to the City Manager for disposition, and the employee shall be entitled to a written decision within ten (10) working days. The employee shall have the right to present their position to the City Manager. The City Manager shall consider all parties' positions and make the final decision. Any intimidation, coercion, or threatened reprisals used to violate the intent of this complaint procedure by either the employee or any level of supervision shall constitute a basis for disciplinary action. SECTION 6 - SEXUAL HARASSMENT COMPLAINT PROCEDURE Any employee who believes that they are being subjected to any form of sexual harassment should immediately discuss the situation with their supervisor. In the event the supervisor is the alleged harasser, the employee may take their complaint directly to the next higher step in the established chain of command or to the Department Director or to the Human Resources Manager. The Human Resources Manager working jointly with the Department Director shall investigate the complaint and report all findings to the City Manager. The City Manager shall review and modify, reject, or approve the Human Resources Manager's recommendations for resolution of the complaint. While it is the intent of the City to investigate any reported harassment thoroughly, all complaints will be handled as confidentially and discreetly as possible under the circumstances. SECTION 7 - TEXAS WHISTLE BLOWERS ACT The Texas Whistle Blowers Act provides that the City may not suspend or terminate the employment of, or otherwise discriminate against, a City employee who reports a violation of law to an appropriate law enforcement authority, if the employee report is made in good faith. 32 . e City of La Porte Personnel Policies CHAPTER 9 NON DISCIPLINARY SEPARATION SECTION 1 - RESIGNATION An employee may resign their City employment by submitting a written resignation at least fourteen (14) calendar days in advance of the final work date. The City Manager may waive any portion of the resignation notice period. SECTION 2 - MEDICAL INCAPACITY Employees may be separated from City employment because of incapacity for medical reasons when the employee is no longer capable of performing the essential job functions of the position and cannot be reasonably accommodated. An employee who cannot return to work under the above conditions within thirty (30) calendar days following exhaustion of accrued sick and vacation leave for any illness or injury shall be separated from the City's service unless further leave is granted by the City Manager. In the event the employee chooses not to use accrued sick and vacation leave, the thirty (30) calendar day provision shall remain in force and shall be counted from the date of refusal. A written notice of refusal shall be signed by the employee and delivered to the Human Resources office. The City has a business necessity for each of its budgeted positions and must ensure that City public service continues. If an employee cannot receive a medical statement releasing them to perform all the essential job functions of their present position, the employee can be replaced, provided no other reasonable accommodation can be made to such an employee. It shall be considered a reasonable accommodation for an employee being separated for medical incapacity to be transferred to another job classification which they can perform if an opening exists and if the new job classification would allow continued employment with the current incapacity. Such accommodation will be made with the approval of the Department Director and the City Manager. SECTION 3 - REINSTATEMENT FOLLOWING SEPARATION FOR INCAPACITY An employee who was unable to be reasonably accommodated and who has been separated for medical incapacity reasons may be reinstated within one (1) year following separation provided that: 1. The reason for the incapacity has been corrected or eliminated. 2. The person's previous position or similar position is available. 3. The person remains otherwise qualified to perform the essential functions of that position. 33 . e City of La Porte Personnel Policies SECTION 4 - RESTORATION OF LENGTH OF SERVICE CREDITS The restoration of length of service credits for employees being reinstated in accordance with Section 3 of this chapter shall be in full except where not provided by state or federal law. Reinstatement of length of service credits for employees not being reinstated in accordance with Section 3 of this chapter shall be on a case by case basis as allowed by state or federal law. 34 . .' .. City of La Porte Personnel Policies CHAPTER 10 PERSONNEL FILES AND REPORTS SECTION 1 - PERSONNEL FILES The Human Resources Manager shall maintain the official personnel files for all City employees. Unless otherwise provided by law, personnel files shall be kept confidential and may not be used or divulged for purposes unconnected with the City's personnel management system except with the permission of the employee involved. Nothing herein shall prevent the dissemination of impersonal statistical information. Employees shall have the right of reasonable inspection of their personnel file under procedures prescribed by the Human Resources Manager. Employees may request and receive a copy of their personnel file or any portion thereof under procedures prescribed by the Human Resources Manager. Non-employees who wish to inspect a current or former employee's personnel file shall either make a formal written request through the Human Resources Division under the Open Records Act or subpoena the desired records through a court order. SECTION 2 - EMPLOYEE STATUS CHANGE Department Directors shall submit employee status change forms to the Human Resource Division for review and approval from both the Human Resources Division and the City Manager. 35