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HomeMy WebLinkAboutO-2006-2951L REQUEST FOR CITY COUNCIL AGENDA ITEM Agenda Date Requested;October 23 2006 Requested By: S. Gillett Department: Public Works Report: Resolution: Ordinance: XX Exhibits: Ordinance Exhibits: Agreement for Professional Services Exhibits: Appropriation Source of Funds: Fund 003 Account Number: 003-9890-934-1100 Amount Budgeted: $350,000 Amount Requested: $50,850 Budgeted Item: YES SUMMARY & RECOMMENDATION The City of La Porte has selected the firm of LJA Engineering & Surveying, Inc. to design the installation of various waterlines in the Spenwick area. Phase I of the Project will complete the installation of new waterlines for the area, including lines along Bayer, Hillsdale, Montgomery, Catlett, Belfast and Creel Court. Phase II (scheduled for FY 2007-08) will reroute water services from the rear to the front of each residence. The Engineer (formerly Wayne Smith Engineering) recently designed the Bay Area Blvd. Trunk Sewer Project. Additionally, the firm has municipal experience with rerouting private service lines for public agencies. The Agreement with the Engineer is as follows: Preliminary/Design Phase $31,120 Bidding Phase 2,460 Construction Phase 2,770 Total Basic Services $36,350 Additional Services (Survey) $14,500 TOTAL ENGINEERING $50,850 Action Required by Council: Approve Ordinance authorizing the City Manager to execute an agreement with LJA Engineering & Surveying, Inc. to provide professional engineering services for waterline installation in the amount of $50,850. Approved for City Council Agenda ('.�47 - " O// p Jo Joern , rim ity Manager Da e ORDINANCE NO. 2 0 0 6- Aq 5 l AN ORDINANCE APPROVING AND AUTHORIZING AN AGREEMENT BETWEEN THE CITY OF LA PORTE AND LJA ENGINEERING & SURVEYING, INC., TO PROVIDE ENGINEERING SERVICES FOR THE INSTALLATION OF WATERLINES IN THE SPENWICK AREA1 APPROPRIATING THE SUM NOT TO EXCEED $50,850.00, TO FUND SAID CONTRACTI MAKING VARIOUS FINDINGS AND PROVISIONS RELATING TO THE SUBJECTI FINDING COMPLIANCE WITH THE OPEN MEETINGS LAWy AND PROVIDING AN EFFECTIVE DATE HEREOF. BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF LA PORTE: Section 1. The City Council hereby approves and authorizes the contract, agreement, or other undertaking described in the title of this ordinance, a copy of which is on file in the office of the City Secretary. The City Manager is hereby authorized to execute such document and all related documents on behalf of the City of La Porte. The City Secretary is hereby authorized to attest to all such signatures and to affix the seal of the City to all such documents. City Council appropriates the sum not to exceed $50,850.00 from City of La Porte Utility Capital Improvement Fund (Fund 003), to fund said contract. Section 2. The City Council officially finds, determines, recites, and declares that a sufficient written notice of the date, hour, place and subject of this meeting of the City Council was posted at a place convenient to the public at the City Hall of the City for the time required by law preceding this meeting, as required by the Open Meetings Law, Chapter 551, Texas Government Code; and that this meeting has been open to the public as required by law at all times during which this ordinance and the subject matter thereof has been discussed, considered and formally acted upon. The City Council further ratifies, approves and confirms such written notice and the contents and posting thereof. Section 3. This Ordinance shall be effective from and after its passage and approval, and it is so ordered. PASSED AND APPROVED, this 23rd day of October, 2006. ATTEST: Ma t a A. Gillett City Secretary APPROVED: r c Z4�) Knox W. Askins City Attorney CITY OF LA PORTE By: Alton E. Porter Mayor 2 WA Engineering & Surveying, Inc. `LA 11821 East Freeway Phone 713.450.1300 Suite 400 Fax 713.450.1385 Houston, Texas 77029 www.ijaengineering.com October 4, 2006 Mr. Stephen L. Gillette Director of Public Works City of La Porte P.O. Box 1115 La Porte, Texas 77572-1115 Re: Assignment for Engineering Services City of La Porte Waterline Replacement Spenwick Subdivision LJA Project E170-003 Dear Mr. Gillette: LJA Engineering & Surveying Inc. is pleased to submitthis assignment letterto provide engineering services to the City of La Porte. The City desires to install new waterlines within the City's street right-of-ways of the following streets within the Spenwick Subdivision: • Bayer Street between Carlon Lane and Montgomery Lane (6" along the west side of road right-of-way) • Creel Court between Carlon Lane and End (4" along the east side of the road right-of-way) • Hillsdale Road between Ridgefield and Spencer Highway (6" along the east side of road right-of-way) • Belfast Lane between Andricks Road and Underwood Road (6" along the south side of road right-of-way) • Catlett Lane between Andricks Road and Crandall (6" along the north side of road right-of-way) • Montgomery Lane between Andricks Road and Underwood Road (6" along the south side of road right-of-way) Except for the Scope of Services, Basis of Compensation, and Schedule of Work set forth below, the rights, duties, and obligations of LJA Engineering & Surveying and the City of La Porte shall be as provided in the attached general services agreement which agreement is otherwise incorporated herein and made a part of this assignment letter. Acceptance by the City of this assignment letter shall constitute an amendment to said general services agreement. The Scope of Services, Basis of Compensation, and Schedule of Work are outlined in the following paragraphs: SCOPE OF SERVICES The scope of services can be divided into Preliminary and Design Phase, Bidding Phase, and Construction Phases. The scope of each phase and/or services is defined as follows: ao Mr. Stephen L. Gillette City of La Porte October 4, 2006 Page 2 BASIC SERVICES Preliminary/Design Phase a. Prepare detailed drawings and specifications and provide two complete sets to the city for review and comment. b. Furnish copies of the construction drawings, where applicable, to federal, state, county, and municipal agencies, pipeline companies, and utility companies, and obtain all necessary approvals. C. Prepare and deliver to the city detailed final estimate of probable construction cost, construction drawings and project specifications for final approval. Bidding Phase a. Assist the City in the pre -qualification of contractors. The pre -qualification investigation is limited to the investigation of the Contractor's statement of equipment and experience. b. Assist the City in obtaining bids. Supply ten sets of Plans and Specifications for the Contract and Construction sets. C. Assist in the tabulation and analysis of bids, and furnish recommendations on the award of the construction contract. Construction Phase a. Attend and assist the City in the preconstruction conference. b. Make periodic visits (only upon request by City), as distinguished from the continuous services of a resident project representative, to the construction site. The purpose of the visits is to familiarize generally with the progress of the work, to determine in general the progress and quality of the work, and to determine if the work is proceeding in accordance with the contact documents. C. Consult with and advise the City during construction. Engineer will issue all instructions to the contractor requested by the City and prepare, sign and issue routine change orders for City approval. Mr. Stephen L. Gillette City of La Porte October 4, 2006 Page 3 d. Review shop, laboratory and mill test of material and equipment and promptly report to City any deficiencies noted. e. Review shop and working drawings, furnished by contractors, for compliance with design concepts and specifications and with the information given by the contract documents. f. Generate monthly and final estimates for payments to the contractor based upon information supplied by the City. g. Participate in company with the City's representative in a final inspection of the project. EXTRA SERVICES a. Field surveying COMPENSATION LJA Engineering and Surveying Inc. proposes the compensation for the preliminary and design, bidding, and construction phases be based upon lump sum fee as follows: BASIC SERVICES Preliminary/Design Phase Bidding Phase Construction Phase Total Basic Services Cost EXTRA SERVICES Extra Service item compensation would be as follows: Service Basis of Compensation a. Surveying Invoice plus ten percent service charge $ 31,120.00 2,460.00 2,770.00 $ 36,350.00 Estimated Cost $ 14,500.00 Total Extra Services Estimated Cost $ 14,500.00 Mr. Stephen L. Gillette City of La Porte October 4, 2006 Page 4 SCHEDULE LJA Engineering and Surveying Inc. is prepared to begin work as soon as authorized and proceed with the work in conjunction with the City's schedule. The preliminary and design phases can be undertaken concurrently. A draft of the proposed plans and specifications will be provided to City staff for review comment within 120 calendar days of the authorization to proceed and final plans can be provided within 30 days of receipt of review comments. LJA Engineering and Surveying Inc. appreciates the opportunity to prepare this proposal for the City. Should you have any questions, please advise. Very truly ours, Chs W. Beere , P. . Senior Project Manager Attachment: General Services Contract ACCEPTE By: TITLE: DATE: L AGREEMENT BETWEEN OWNER AND ENGINEER FOR PROFESSIONAL SERVICES The State of Texas < Know All Men by These Presents: County of Harris < THIS IS AN AGREEMENT MADE AS OF thez< of0* in the year of Two Thousand and Six by and between the City of La Porte (hereinafter called OWNER) and LJA Engineering & Surveying, Inc. (hereinafter called Consulting ENGINEER). OWNER intends to retain the services of an ENGINEER for services that may be required by the OWNER within the jurisdiction of the City, including, but not limited to, public works as found necessary (hereinafter called the Project). OWNER AND ENGINEER in consideration of their mutual covenants herein agree in respect of the performance of professional engineering services by ENGINEER and the payment for those services by OWNER, as set forth below. ENGINEER shall serve as OWNER's professional engineering representative in those phases of the Project as assigned by OWNER and accepted by ENGINEER, and will give consultation and advice to owner during the performance of his services. The OWNER, jointly and severally, and the ENGINEER, jointly and severally, bind themselves to faithfully and fully execute and perform all of the duties and obligations hereof respectively as OWNER and ENGINEER. The authorized representative of the ENGINEER in all matters pertaining to this Contract Document shall be as designated by an Officer of LJA Engineering & Surveying, Inc. The authorized representative for the OWNER shall be as designated by the City Council. -1- SECTION 1 - BASIC SERVICES OF ENGINEER 1.1 General 1.1.1 ENGINEER shall perform professional services as hereinafter stated which include normal civil, structural, mechanical, electrical engineering services and other Engineering disciplines as appropriate and normal architectural services incidental thereto. 1. 1.2 Advise OWNER of need for services of subcontractors for performance of special services, as required from time to time during the Project; he shall detail these needs and present proposals thereon to the OWNER for approval. 1.2 Preliminary Phase- after written authorization to proceed, ENGINEER shall: 1.2.1 Consult with OWNER to determine his requirements for the Project and review available data. 1.2.2 Attend preliminary conference with the OWNER and other interested parties regarding the Project. 1.2.3 Prepare a preliminary engineering study and report on the Project in sufficient detail to indicate generally the problems involved and the alternate solutions available to the OWNER, to include preliminary layouts, and engineer's estimate of probable construction cost for the Project, and to set forth clearly the ENGINEER's recommendations. 1.2.4 Review reports of previous engineering studies made for the OWNER pertaining to this Project, collect other relevant data including existing facilities. ENGINEER shall analyze such data and OWNER's needs and shall generate alternative plans to physically satisfy the OWNER's needs. Detailed cost analysis shall be made of each alternative and benefits analyzed and -2- quantified where practical. A report of these studies and the ENGINEER's recommendations thereon shall be prepared. The ENGINEER will furnish sufficient copies of the report, present, and review it in person with the OWNER. 1.3 Design Phase- after written authorization to proceed with the design phase, ENGINEER shall: 1.3.1 On the basis of the accepted preliminary documents prepare for incorporation in the contract documents, final drawings to show the character and scope of the work to be performed by contractors on the Project and specifications. 1.3.2 Establish the scope of any soil and foundation investigations or any special surveys and tests which, in the opinion of the ENGINEER, may be required for design; arrange for such work to be done for the OWNER'S account. 1.3.3 Furnish to the OWNER, where required by the circumstances of the assignment, the engineering data necessary for applications for routine permits by local, state, and federal authorities (as distinguished from detailed applications and supporting documents for government grants-in-aid, or for planning advances). 1.3.4 Prepare detailed specifications and contract drawings, in pencil or ink on paper or plastic film, for construction authorized by the OWNER. 1.3.5 Prepare detailed cost estimates of authorized construction. The ENGINEER shall not be required to guarantee the accuracy of these estimates. 1.3.6 Furnish to the OWNER all necessary copies of approved plans, specifications, notices to bidders, and proposal forms. All sets of plans in excess of agreed number are to be paid for separately. -3- 1.4 Bid and Negotiation Phase- after written authorization to proceed with the Bid and Negotiation Phase, ENGINEER shall: 1.4.1 Assist the OWNER in the advertisements of the project for bids. 1.4.2 Respond to questions regarding the project during the bidding process. If required, issue addendums to clarify any questions regarding the project. 1.4.3 Conduct a Pre-bid Conference between the ENGINEER, prospective bidders, suppliers, etc., to make certain that the scope of the work is fully understood. 1.4.4 Assist the OWNER in the opening of bids for construction of the project. Tabulate and evaluate bids, and prepare a recommendation letter for OWNER action. 1.4.5 Prepare final contract documents for execution by the Contractor and the OWNER. 1.5 Construction Phase- after written authorization to proceed with the Construction Phase, ENGINEER shall: 1.5.1 Consult with and advise OWNER as to the acceptability of subcontractors and other persons and organizations proposed by the prime Contractor(s) [hereinafter called "Contractor(s)] for those portions of the work as to which such acceptability is required by the contract documents. 1.5.2 Consult with and advise OWNER as to the acceptability of substitute materials and equipment proposed by Contractor(s) when substitution is permitted by the contract documents. 1.5.3 Consult with and advise OWNER and act as his representative as provided in the -4- Standard General Conditions of the Construction Contract, the extent and limitations of the duties, responsibilities and authority of ENGINEER as assigned in said Standard General Conditions shall not be modified without ENGINEER's written consent; all of OWNER's instructions to Contractor(s) will be issued through ENGINEER who will have authority to act on behalf of OWNER to the extent provided in said Standard General Conditions except as otherwise provided in writing. 1.5.4 Make periodic visits as required by the OWNER to the site to observe, as an experienced and qualified design professional, the progress and quality of the executed work and to determine in general if the work is proceeding in accordance with the contract documents; he shall not be required to make exhaustive or continuous onsite inspections to check the quality or quantity of work; periodic visits shall be a maximum of two (2) per month, additional site visits will be considered as Additional Services per Section 2; he shall not be responsible for the means, methods, techniques, sequences or procedures of construction selected by Contractor(s) or the safety precautions and programs incidental to the work of Contractor(s). His efforts will be directed toward ascertaining and determining for OWNER that the completed Project will conform to the Contract Documents, but he shall not be responsible for the failure of Contractor(s) to perform the construction work in accordance with the contract documents. During such visits and on the basis of his onsite observations he shall keep OWNER informed of the progress of the work, shall endeavor to guard OWNER against defects and deficiencies in the work of Contractor(s) and may disapprove or reject work as failing to conform to the contract documents. ENGINEER shall attend all District meetings as required during the construction phase. 1.5.5 Review and approve shop drawings (as that term is defined in the Standard General Conditions) and samples, the results of tests and inspections and other data which any Contractor is required to submit, but only for conformance with the design concept of the Project and compliance with the information given in the contract documents; determine the acceptability of substitute materials and equipment proposed by Contractor(s); and receive and review (for -5- general content as required by the specifications) maintenance and operating instructions, schedules, guarantees, bonds, and certificates of inspection which are to be assembled by Contractor(s) in accordance with the contract documents. 1.5.6 Issue all instruction of OWNER to Contractor(s); prepare routine change orders as required; he may, as OWNER's representative, require special inspection or testing of the work; he shall act as interpreter of the requirements of the contract documents and judge of the performance thereunder by the parties thereto and shall make decisions on all claims of OWNER and Contractor(s) relating to the execution and progress of the work and all other matters and questions related thereto; but ENGINEER shall not be liable for the results of any such interpretations or decisions rendered by him in accordance with accepted engineering practices, procedures, and design criteria. 1.5.7 Based on his onsite observations as an experienced and qualified design professional and on his review of Contractor(s) applications for payment and the accompanying data and schedules, determine the amounts owing to Contractor(s) and approve in writing payments to Contractor(s) in such amounts; such approvals of payment will constitute a representation to OWNER, based on such observation and review, that the work has progressed to the point indicated and that, to the best of his knowledge, information and belief, the quality of the work is in accordance with the contract documents (subject to the evaluation of the work as a functioning Project upon substantial completion, to the results of any subsequent tests called for in the contract documents, and to any qualifications stated in his approval), but by approving an application for payment ENGINEER will not be deemed to have represented that he has made any examination to determine how or for what purposes any Contractor has used the moneys paid on account of the contract price, or that title to any of the Contractor(s) work, materials or equipment has passed to OWNER free and clear of any lien, claims, security interests or encumbrances. 1.5.8 Provide, from the field prints maintained by the ENGINEER's Resident Project Representative and information supplied to ENGINEER from Contractor, one set of record drawings. These shall be reproducibles and shall be delivered within three months of completion of last construction contract. 1.5.9 Conduct an inspection to determine if the Project is substantially complete and final inspection to determine if the Project has been completed in accordance with the contract documents and if each Contractor(s) has fulfilled all of his obligations thereunder so that ENGINEER may approve, in writing, final payment to each Contractor. 1.5.10 Services after completion of the construction phase, such as inspections during any guaranteed period and reporting observed discrepancies under guarantees called for in any contract for the Project. 1.5.11 ENGINEER shall act as the OWNER's agent in obtaining necessary routine approvals and routine permits from all governmental authorities having jurisdiction over the Project and such approvals and consents from others as may be necessary for completion of the Project. Routine permits include items such as highway or road crossings but do not include items requiring services in addition to design, such as Waste Discharge Permit, Corps of Engineers Permit, Environmental Impact Statements, etcetera. SECTION 2 - ADDITIONAL SERVICES OF ENGINEER 2.1 General. If authorized in writing in separate instrument, by OWNER, ENGINEER shall furnish or obtain from others, additional services of the following types which are not considered normal or customary basic services; these will be additionally paid for by OWNER as indicated in Section 5. 2.1.1 Services resulting from significant changes in general scope of the Projector its design -7- including, but not limited to, changes in size, complexity, OWNER's schedule, or character of construction; and revising previously accepted studies, reports, design documents or contract documents when such revisions are due to causes beyond ENGINEER's control. 2.1.2 Provide master plans, planning, studies, reports, as-built/record drawings, renderings or models and/or other services for OWNER's use. 2.1.3 Preparing documents for alternate bids requested by OWNER for work that is not executed or documents for out -of -sequence work. 2.1.4 Investigations involving detailed consideration of operations, maintenance, and overhead expenses; and the preparation of rate schedules, earnings and expense statements, feasibility studies, appraisals, and valuations; detailed quantity surveys of material, equipment and labor; and audits or inventories required in connection with construction performance by OWNER. 2.1.5 Furnishing the services of special consultants for other than the normal civil, structural, mechanical and electrical engineering and normal architectural design incidental thereto such as consultants for interior design, selection of furniture and furnishings, communications, (excluding instrumenting incidental to Project), acoustics, kitchens, and landscaping. 2.1.6 Services resulting from the involvement of more separate prime contract for construction or for equipment than are contemplated. 2.1.7 Services in connection with change orders to reflect changes in the work which increase the contract price if the resulting change in compensation for basic services is not commensurate with the additional services rendered, and services resulting from significant delays; changes or price increases occurring as a direct or indirect result of material, equipment or energy shortages. Deductive change orders shall not diminish the compensation. 2.1.8 Services during out-of-town travel required of ENGINEER other than visits to the Project site as required by Section 1 or the state agencies to solicit permits. 2.1.9 Additional or extended services during construction made necessary by (1) work damaged by fire or other cause during construction, (2) a significant amount of defective or neglected work of any Contractor, (3) prolongation of the contract time of any prime Contractor by more than sixty days, (4) acceleration of the work schedule involving services beyond normal working hours, and (5) default by any Contractor. The cost for these services will be negotiated should the need arise. 2.1.10 Preparing to serve or serving as a consultant or witness for OWNER in any litigation. 2.1.11 Additional services in connection with the Project, including services normally furnished by OWNER and services not otherwise provided for in this Agreement. 2.1.12 Services as right-of-way agent for the OWNER. 2.1.13 Services furnished by others on a subcontract basis to the ENGINEER; subject to prior approval of the OWNER. 2.1.13.1 The services of a Registered Public Surveyor for property, boundary, easement, right-of-way, topographic, control points, and utility surveys and property descriptions. 2.1.13.2 Materials testing services, in one or more subcontractors. 2.1.13.3 Professional interpretations of the material testing results. 2.1.14 Title search services. 2.2 Resident services during construction. 2.2.1 If requested by OWNER or recommended by ENGINEER and agreed to in writing by the OWNER, a Resident Project Representative and assistants will be furnished and will act as directed by ENGINEER in order to provide more extensive representation at the Project site during the construction phase. OWNER will pay for such services as indicated in paragraph 5.1.4.4. 2.2.2 Through more extensive onsite observations of the work in progress and field check of materials and equipment by the Resident Project Representative (if furnished) and assistants, ENGINEER shall endeavor to provide further protection for OWNER against defects and deficiencies in the work, but the furnishing of such Resident Project Representation will not make ENGINEER responsible for construction means, methods, techniques, sequences or procedures or for safety precautions or programs, or for Contractor(s) failure to perform the construction work in accordance with the contract documents. 2.2.3 The Resident ENGINEER and any assistants shall be subject to approval by the OWNER and subject to an interview with OWNER's representative for determination of qualifications. The OWNER shall have the right to order removal of an ENGINEER representative from the work for stated cause provided one week's notice is given. SECTION 3 - OWNER'S RESPONSIBILITIES 3.1 Provide full information as to his requirements for the Project. 3.2 Assist ENGINEER by placing at his disposal all available information pertinent to the Project including previous reports and any other data relative to design and construction of the -10- Project. ENGINEER may rely on the accuracy and veracity of said information reports and data supplied by OWNER without independently verifying same. 3.3 Guarantee access to and make all provisions for ENGINEER to enter upon public and private property as required for ENGINEER to perform his services. 3.4 Examine all studies, reports, sketches, drawings, specifications, proposals and other documents presented by ENGINEER, obtain advice of an attorney, insurance counselor and other consultants as he deems appropriate for such examination and render in writing decisions pertaining thereto within a reasonable time so as not to delay the services of ENGINEER. 3.5 Provide such legal, accounting, independent cost estimating and insurance counseling services as may be required for the Project, and such auditing service as OWNER may require to ascertain how or for what purpose any Contractor has used the moneys paid to him under the construction contract and render in writing decisions pertaining thereto within a reasonable time so as not to delay the services of ENGINEER. 3.6 Designate in writing a person to act as OWNER's representative with respect to the work to be performed under this Agreement. Such person shall have complete authority to transmit instructions, receive information, interpret and define OWNER's policies and decisions with respect to materials, equipment, elements and systems pertinent to ENGINEER's services. 3.7 Furnish, or direct ENGINEER to provide, necessary additional services as stipulated in Section 2 of this Agreement or other services as required. 3.8 Bear all costs incident to compliance with the requirements of this Section. -11- SECTION 4 - PERIOD OF SERVICE 4.1 The provisions of 4.2 through 4.8, inclusive, and the various rates of compensation for ENGINEER's services provided for elsewhere in this Agreement have been agreed to in anticipation of the orderly and continuous progress of the Project through completion of the construction phase. ENGINEER's obligation to render services hereunder will extend for a period that may reasonably be required for the design, award of contracts and construction of the Project including extra work and required extensions thereto. 4.2 The services called for in the preliminary phase will be completed and the report submitted within a reasonable time following the authorization to proceed with that phase of services. 4.3 After acceptance by OWNER of the preliminary documents and revised opinion of probable Project cost, indicating any specific modifications of changes in scope desired by OWNER, and upon written authorization from OWNER, ENGINEER shall proceed with the performance of the service called for in the design phase, so as to deliver contract documents and a revised opinion of probable Project cost for all authorized work on the Project within a reasonable time after the authorization to proceed with that phase of services. 4.4 ENGINEER's services under the preliminary phase and design phase shall each be considered complete when OWNER has accepted the submissions for the phases. 4.5 After acceptance by OWNER of the contract documents and ENGINEER's most recent opinion of probable Project cost and upon written authorization to proceed, ENGINEER shall proceed with performance of the services called for in the construction phase. The design phase shall terminate and the services to be rendered thereunder shall be considered complete upon commencement of the construction phase or upon cessation of negotiations with Contractor(s). -12- 4.6 The construction phase will commence with the advertisement of the Project or any part thereof, and will terminate upon written approval by ENGINEER of final payment on the last prime contract to be completed. Construction phase services may be rendered at different times in respect of separate prime contracts if the Project involves more than one prime contract. 4.7 In the event that the work of the Project is to be performed under more than one prime contract, OWNER and ENGINEER shall, prior to commencement of the design phase, develop a schedule for performance of ENGINEER's services during the design and construction phases in order to sequence and coordinate properly such services as applicable to the work under such separate contracts. This schedule is to be prepared whether or not the work under such contracts is to proceed concurrently. 4.8 If OWNER has requested significant modifications or changes in the scope of the Project, the time of performance of ENGINEER's services shall be adjusted appropriately. 4.9 If OWNER fails to give prompt written authorization to proceed with any phase of services after completion of the immediately preceding phase, or if the construction phase has not commenced within sixty calendar days after completion of the design phase, ENGINEER may, after giving seven days notice to OWNER, suspend services under this Agreement. 4.10 If ENGINEER's services for design or during construction of the Project are delayed or suspended in whole or in part by OWNER for more than three months for reasons beyond ENGINEER's control, ENGINEER shall on written demand to OWNER (but without termination of this Agreement) be paid as provided in Section 5 for services delayed or suspended. If such delay or suspension extends for more than one year for reasons beyond ENGINEER's control, or if ENGINEER for any reason is required to render services more than one year after substantial completion, the various rates of compensation provided for elsewhere in this Agreement shall be subject to renegotiation. -13- 4.11 TERMINATION/SUSPENSION: Either party may terminate this Agreement upon thirty (30) days written notice to the other party. The OWNER shall pay ENGINEER for all Services actually rendered prior to termination. Copies of all completed or partially completed designs, drawings, specifications, reports or any other document prepared by ENGINEER pursuant to this Agreement shall be delivered to the OWNER within fourteen (14) days of the effective date of termination, at no additional cost to the OWNER. In the event either parry defaults in its obligations under this Agreement (including the OWNER's obligation to make the payments required hereunder), the non -defaulting party may suspend performance under this Agreement after seven (7) days written notice stating its intention to suspend performance under this Agreement if sure of such default is not commenced and diligently continued. SECTION 5 - PAYMENTS TO ENGINEER 5.1 Compensation for all services by the ENGINEER shall be in accordance with one of the methods outlined below and specifically noted in each written assignment detailed in accordance with this agreement. 5. 1.1 Percentage of Construction 5.1.1.1 In this method of arriving at the ENGINEER's compensation, the fee shall be based on a mutually agreed fee percentage of the construction cost or ENGINEER's estimate of probable construction cost. The fee is obtained by multiplying the fee percentage by the construction cost. 5.1.1.2 For project(s) that involve a greater degree of complexity, utilities coordination and design consideration, such as work within existing treatment facilities, the percentage shall also be multiplied by an adjustment factor as mutually agreed by the OWNER and ENGINEER. -14- 5.1.1.3 When the entire Project is awarded on the basis of multiple contracts, fee percentage for the additional effort for entire Project may be adjusted. Both parties recognize that it may be advantageous to divide the Project into two or more parts for bidding construction. 5.1.2 Salary cost times a multiplier plus direct non -salary expenses. 5.1.2.1 In this method of arriving at the ENGINEER's compensation, the salaries to be used shall be the current hourly salary of the individual(s) engaged in performing the service for the OWNER. 5.1.2.2 The total compensation under this method shall be the product of the salary cost in performing the service for the OWNER times 2.50 multiplier. 5.1.2.3 Direct non -salary expenses such as travel, subsistence, materials purchased, tests required, and special miscellaneous needs shall be invoiced at cost times a multiplier of 1.10. 5.1.2.4 ENGINEER's direct labor costs and the factor applied in determining compensation payable to ENGINEER will be reviewed by OWNER and ENGINEER annually. If approved by OWNER the labor costs and/or factor shall be adjusted. 5.1.3 Lump Sum Charge 5.1.3.1 This method of arriving at the ENGINEER's compensation may be used where it is possible to define with reasonable accuracy the scope of the work to be performed. 5.1.3.2 The lump sum is determined by applying an appropriate percentage of the estimated construction cost of the Project; this approach is justified only on design type Project of conventional characteristics. -15- 5.1.4 Additional Services. OWNER shall pay ENGINEER for additional services rendered under Section 2 as follows: 5.1.4.1 General. For additional services rendered under paragraphs 2.1.1 through 2.1.14, inclusive (except services covered by paragraph 2.1.5 and services as a consultant of witness under paragraph 2.1.10, on the basis of salary) cost times a factor of 2.5 for services rendered by principal and employees assigned to the Project. 5.1.4.2 Special Consultants. For services and reimbursable expenses of special consultants and subcontractors (surveyors, testing labs) employed by ENGINEER pursuant to paragraph 2.1.5 or 2.1.14, the amount billed to ENGINEER therefore times a factor of 1.10. 5.1.4.3 Serving as a witness. For the services of the principal and employees as consultants or witnesses in any litigation, hearing or proceeding in accordance with paragraph 2.1.10, at the rate of $750 per day or any portion thereof (but compensation for time spent in preparing to appear in any such litigation, hearing or proceeding will be on the basis provided in paragraph 5.1.4.1). 5.1.4.4 Resident project services. For resident services during construction furnished under paragraph 2.2.1, on the basis of salary costs times a factor of 2.5 for services rendered by principals and employees assigned to field offices in connection with Resident Project Representation. 5.1.5 Reimbursable Expenses. In addition to payments provided for in paragraph 5.1.4, OWNER shall pay ENGINEER the actual costs of all reimbursable expenses incurred in connection with all additional services except those services provided in 5.1.4.4. 5.1.6 As used in this paragraph 5.1, the terms "construction cost", "salary costs" and "reimbursable expenses" will have the meanings assigned to them in paragraphs 5.3.1, 5.3.2, and 5.3.3. -16- 5.2 Times of Payment. 5.2.1 ENGINEER shall submit monthly statements for basic and additional services rendered and for reimbursable expenses incurred. When compensation is on the basis of a lump sum or percentage of construction cost, the statements will be based upon ENGINEER's estimate of the proportion of the total services actually completed at the time of billing. Otherwise, these monthly statements will be based upon ENGINEER's salary cost times a factor. OWNER shall make prompt monthly payments in response to ENGINEER's monthly statements. 5.2.2 Where compensation for basic services is on the basis of a lump sum or percentage of construction cost, OWNER shall, upon conclusion of each phase of basic services, pay such additional amount, if any, as may be necessary to bring total compensation paid on account of such phase to the following percentages of total compensation for all phases of basic services. Of the total fees due, the percentages to be paid under the various phases of work are as follows: preliminary phase 30%, design phase 53%, bid and negotiation phase 2% and construction phase 15%. The OWNER shall approve invoices on a monthly basis for work performed under the basic service fee and also for special services rendered. The OWNER will promptly pay monthly invoices as submitted by the ENGINEER in accordance with this Agreement. 5.3 General 5.3.1 The construction cost of the entire Project (herein referred to as "construction cost") means the total cost of the entire Project to OWNER, but it will not include ENGINEER's compensation and expenses, the cost of land, rights-of-way, or compensation for or damages to properties unless this Agreement so specifies, nor will it include OWNER's legal, accounting, insurance counseling or auditing services, or interest and financing charges incurred in connection with the Project. When construction cost is used as a basis for payment, it will be based on one of the following sources with precedence in the order listed: -17- 5.3. 1.1 For completed construction, the total cost of all work performed (excluding work by OWNER) as designed or specified by ENGINEER; the total cost shall include all added change order costs. No deduction from ENGINEER's fee shall be made for deductive change orders. 5.3.1.2 For work not constructed, the lowest bona fide bid received from a qualified bidder for such work; or if the work is not bid, the ENGINEER's final estimate of probable cost shall be used as basis for payment. 5.3.1.3 For work for which no such bid or proposal is received, ENGINEER's most recent opinion of probable project cost. Labor furnished by OWNER for the Project will be included in the construction cost at current market rates including a reasonable allowance for overhead and profit. Materials and equipment furnished by OWNER will be included at current market prices except used materials and equipment will be included as if purchased new for the Project. No deduction is to be made from ENGINEER's compensation on account of any penalty, liquidated damages, or other amounts withheld from payments to Contractor(s). 5.3.2 The "salary costs" used as a basis for payment mean the salaries and wages paid to all personnel engaged directly on the Project, including, but not limited to, engineers, architects, survey men, designers, draftsmen, specification writers, estimators, other technical personnel, stenographers, typists and clerks; plus the cost of customary and statutory benefits including, but not limited to, social security contributions, unemployment, excise and payroll taxes, workmen's compensation, health and retirement benefits, sick leave, vacation and holiday pay applicable thereto. For the purposes of this agreement the amount of customary and statutory benefits of all other personnel will be considered equal to 40% of salaries and wages. 5.3.3 Reimbursable expenses mean the actual expenses incurred directly or indirectly in connection with services provided under 5.1.4 (excluding 5.1.4.4) of the Project for: transportation and subsistence incidental thereto; obtaining bids or proposals from Contractor(s); 130C toll telephone and similar related items in addition to those required under Section 1; computer time including an appropriate charge for previously established programs; and, if authorized in advance by OWNER, overtime work requiring higher than regular rates. 5.3.4 If OWNER fails to make payment for monthly invoices due ENGINEER for services and expenses within 30 days after receipt of ENGINEER's bill; therefore, the amounts due ENGINEER shall include a charge at the rate of 1.5 percent per month from said 30th day, and in addition ENGINEER may, after giving 7 days' written notice to OWNER, suspend services under this Agreement until he has been paid in full all amounts due him for services and expenses, except where detailed in paragraph 5.2.1. If contract is terminated by reason of nonpayment of fees as set out in this paragraph, a lump sum payment will be made for all salary costs times a factor of 2.5 and all direct expenses times a factor of 1.10. This stipulation is applicable to payments due ENGINEER during the Project period. 5.3.5 Included in the basic fee are the following miscellaneous expenses such as but not limited to telephone, reproduction, printing, et cetera, that are related to performance of basic services. SECTION 6 - GENERAL CONSIDERATIONS 6.1 Re -use of documents. All documents including drawings and specifications furnished by ENGINEER pursuant to this Agreement are instruments of his services in respect of the Project. They are not intended or represented to be suitable for re -use by OWNER or others on extensions of the Project or on any other Project. Any re -use without specific written verification or adaptation by ENGINEER will be at OWNER's sole risk and without liability or legal exposure to ENGINEER, and OWNER shall indemnify and hold harmless ENGINEER for all claims, damages, losses and expenses including attorney's fee arising out of or resulting there from. Any such verification or adaptation will entitle ENGINEER to further compensation at rates to be agreed upon by OWNER and ENGINEER. -19- 6.2 Estimate of Cost. 6.2.1 Since ENGINEER has no control over the cost of labor, materials or equipment, or over the Contractor(s) methods of determining prices, or over competitive bidding or market conditions, his opinions of probable Project cost or construction cost provided for herein are to be made on the basis of his experience and qualifications and represent his best judgment as a design professional familiar with the construction industry, but ENGINEER cannot and does not guarantee that proposals, bids or the construction cost will not vary from opinions of probable cost prepared by him. If prior to the bidding or negotiating phase, OWNER wishes greater assurance as to the construction cost, he shall employ an independent cost estimator as provided in paragraph 3.6. 6.3 Arbitration. 6.3.1 All claims, counter claims, disputes and other matters in question between the parties hereto arising out of or relating to this Agreement or the breach thereof will be decided by arbitration in accordance with the construction industry arbitration rules of the American Arbitration Association then obtaining, subject to the limitations stated in paragraphs 6.3.3 and 6.3.4 below. This Agreement so to arbitrate and any other Agreement or consent to arbitrate entered into in accordance therewith as provided below, will be specifically enforceable under the prevailing law of any court having jurisdiction. 6.3.2 Notice of demand for arbitration must be filed in writing with the other parties to this Agreement and with the American Arbitration Association. The demand must be made within a reasonable time after the claim, dispute or other matter in question has arisen. In no event may the demand for the arbitration be made after the time when institution of legal or equitable proceedings based on such claim, dispute, or other matter in question would be barred by the applicable statute of limitations. -20- 6.3.3 All demands for arbitration and all answering statements thereto which include any monetary claim must contain a statement that the total sum or value in controversy as alleged by the parry making such demand or answering statement is not more than $200,000 (exclusive of interest and costs). The arbitrators will not have jurisdiction, power, or authority to consider, or make findings (except in denial of their own jurisdiction) concerning any claim, counter claim dispute, or other matter in question where the amount in controversy thereof is more than $200,000 (exclusive of interest and costs) or to render a monetary award in response thereto against any party which totals more than $200,000 (exclusive of interest and costs). 6.3.4 No arbitration arising out of, or relating to, this Agreement may include by consolidation, jointer, or in any other manner, any additional party not a party to this Agreement. 6.3.5 By written consent signed by all the parties to this Agreement and containing a specific reference hereto, the limitations and restrictions contained in paragraphs 6.3.3 and 6.3.4 may be waived in whole or in part as to any claim, counter claim, dispute, or other matter specifically described in such consent. No consent to arbitration in respect of a specifically described claim, counter claim, dispute, or other matter in question will constitute consent to arbitrate any other claim, counter claim, dispute or other matter in question which is not specifically described in such consent or in which the sum or value in controversy exceeds $200,000 (exclusive of interest and costs) or which is with any party not specifically described therein. 6.3.6 The award rendered by the arbitration will be final, no subject to appeal and judgment may be entered upon it in any court having jurisdiction thereof. 6.4 Successors and assigns. OWNER and ENGINEER each binds himself and his partners, successors, executors, administrators, and assigns to the other party of the Agreement and to the partners, successors, executors, administrators, and assigns of such other party in respect to all covenants of this Agreement; except as above, neither OWNER nor ENGINEER shall assign, -21- sublet, or transfer his interest in this Agreement without the written consent of the other. Nothing herein shall be construed as creating any personal liability on the part of any officer or agent of any public body that may be a party hereto, nor shall it be construed as giving any rights or benefits hereunder to anyone other than OWNER or ENGINEER. SECTION 7 - SPECIAL PROVISIONS 7.1 OWNER and ENGINEER agree that this Agreement is subject to the following special provisions which together with the provisions hereof and the exhibits and schedules hereto represent the entire Agreement between OWNER and ENGINEER: they may only be altered, amended or repealed by a duly executed written instrument. 7.1.1 The OWNER shall have right of approval and removal of Resident Project Representative. 7.1.2 The OWNER shall receive written copies of all correspondence from the ENGINEER related to the Project including daily construction progress reports. 7.1.3 ENGINEER shall have final responsibility for maintaining and preparing accurate record drawings of all construction; said record drawings will be based on information supplied by Contractor. Record drawings will be submitted to the OWNER (originals or sepias) within three months after completion of construction contracts. 7.1.4 Both parties recognize that it may be advantageous to divide the Project into two or more parts for bidding and construction. 7.1.5 The Engineer agrees to carry out and perform the services herein agreed to in a professional and competent manner exercising usual degree of care and judgment of an ordinarily -22- prudent Engineer in the same or similar circumstances and conditions. 7.1.6 Insurance: ENGINEER shall procure and maintain throughout the term of this Agreement standard insurance policies with their respective minimum coverage amounts as follows: 7.1.6.1 Commercial General Liability (CGL) General Aggregate: $1,000,000.00 Products & Completed Operations: $1,000,000.00 Personal & Advertising Injury: $1,000,000.00 Per Occurrence: $500,000.00 7.1.6.2 Automobile Liability Combined Single Limits: $1,000,000.00 a. Coverage for "Any Auto." 7.1.6.3 Workers' Compensation Insurance Statutory Limits Employer's Liability $500,000.00 7.1.6.4 Errors & Omissions (E & O) Limit: $500,000.00 7.1.7 ENGINEER shall indemnify and hold harmless OWNER from loss, cost, expense, or liability that the OWNER may incur or suffer as a result of any infringement incurred by a decision made by the ENGINEER of the patent or copyright laws of the United States or other country for which the OWNER is held liable. ENGINEER shall protect, indemnify and save the OWNER harmless from and against all claims, -23- losses, damages, and causes of action, suits and liability of any kind and character including all expenses of litigation, court costs and reasonable attorney's fees on account of injuries or damages to any person or property in any way arising out or relating to the work under this agreement caused by or resulting from the intentional, willful, or negligent acts or omissions by ENGINEER, anyone directly or indirectly employed by ENGINEER or anyone for whose acts ENGINEER may be liable. -24- 7.1.8 It is hereby declared to be the intent of the maker hereof to create and covenant each separate provision hereof independently in its operative effect of all other provisions, and the fact that any article, section, paragraph, sentence, clause, word or part of this instrument shall be declared invalid or unconstitutional by final judgment of any court of competent jurisdiction shall in no event effect any other article, section, paragraph, sentence, clause, word, or part of this instrument, and it is hereby declared to be the intent of the maker hereof to have created and covenanted each article, section, paragraph, sentence, clause, word, or part thereof irrespective of the fact that any other article, section, paragraph, sentence, clause, word or part thereof may be thus declared invalid or unconstitutional. IN WITNESS WHEREOF the parties hereto have made and executed this Agreement as of the day and year first above written. OWNER: CITY OF LA PORTE, TEXAS Interij/City Manager ATTEST: By: -:�R r&I Martha Gillette City Secretary APPROVED AS TO FORM: By: Knox Askins City Attorney (Seal) -25- ENGINEER: LJA ENGINEERING & SURVEYING, INC. By: J J mg��A John S. Cargi Vice President By. lbarrell Morrison, P.E. Vice President