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HomeMy WebLinkAbout01-11-16 Meeting of the La Porte Development Corporation Board of Directors RICHARD WARREN, PRESIDENTRICHARD WARREN, PRESIDENTMIKE CLAUSEN, BOARD MEMBERMIKE CLAUSEN, BOARD MEMBER MIKE COOKSLEY, VICEMIKE COOKSLEY, VICE--PRESIDENTPRESIDENTRANDY WOODARD, BOARD MEMBERRANDY WOODARD, BOARD MEMBER JAY MARTIN, BOARD MEMBERJAY MARTIN, BOARD MEMBERNANCY OJEDA, BOARD MEMBERNANCY OJEDA, BOARD MEMBER CHUCK ENGELKEN, BOARD MEMBERCHUCK ENGELKEN, BOARD MEMBER CITY OF LA PORTE DEVELOPMENT CORPORATION MEETING AGENDACITY OF LA PORTE DEVELOPMENT CORPORATION MEETING AGENDA Notice is hereby given of a meeting of the City of La Porte Development Corporation to be held on Notice is hereby given of a meeting of the City of La Porte Development Corporation to be held on January 11, 2016January 11, 2016, at the City Hall Council Chambers, 604 W. Fairmont Parkway, La Porte, Texas, , at the City Hall Council Chambers, 604 W. Fairmont Parkway, La Porte, Texas, beginning at 5:00 PM to consider the following items of business:beginning at 5:00 PM to consider the following items of business: 1.CALL TO ORDERCALL TO ORDER 2.CONSENT AGENDACONSENT AGENDA (All consent agenda items are considered routine by the La Porte (All consent agenda items are considered routine by the La Porte Development Corporation Board and will be enacted by one motion. There will be no separate Development Corporation Board and will be enacted by one motion. There will be no separate discussion of these items unless a Board member requests an item be removed and considered discussion of these items unless a Board member requests an item be removed and considered separately)separately) Consider approval or other action of minutes of the La Porte Development Corporation Consider approval or other action of minutes of the La Porte Development Corporation (a) Board meeting held on December 14, 2015 Board meeting held on December 14, 2015 -- P. Fogarty P. Fogarty Receive Financial Report Receive Financial Report -- S. Livingston S. Livingston (b) 3.AUTHORIZATIONSAUTHORIZATIONS Consider approval or other action authorizing an enhancement grant in an amount not to Consider approval or other action authorizing an enhancement grant in an amount not to (a) exceed $42,057.86 payable to Brotamonte Asset 1, LLC., and associated development exceed $42,057.86 payable to Brotamonte Asset 1, LLC., and associated development agreement, for infrastructure improvements to apartment building complex located at 315 N. agreement, for infrastructure improvements to apartment building complex located at 315 N. 2nd Street with payment to be remitted at the completion of the project 2nd Street with payment to be remitted at the completion of the project -- S. Livingston S. Livingston Consider approval or other action authorizing an incentive grant in an amount not to exceed Consider approval or other action authorizing an incentive grant in an amount not to exceed (b) $250,000.00 payable to Fischer's Hardware, Inc., and associated development agreement, $250,000.00 payable to Fischer's Hardware, Inc., and associated development agreement, for infrastructure improvements to property located at 1010 S. Broadway Street, with for infrastructure improvements to property located at 1010 S. Broadway Street, with payment to be remitted at the completion of the project payment to be remitted at the completion of the project -- S. Livingston S. Livingston Consider approval or other action to adopt proposed amendments to the ByConsider approval or other action to adopt proposed amendments to the By--Laws of the (c) La Porte Development Corporation and forward proposed amendments to the corporation's La Porte Development Corporation and forward proposed amendments to the corporation's byby--laws to the City Council for consideration  laws to the City Council for consideration  -- S. Livingston S. Livingston 4.SET DATE FOR NEXT MEETING SET DATE FOR NEXT MEETING -- S. Livingston S. Livingston   5.Board member comments regarding matters appearing on agenda; Recognition of Board member comments regarding matters appearing on agenda; Recognition of community members, city employees, and upcoming events; inquiry of staff regarding community members, city employees, and upcoming events; inquiry of staff regarding specific factual information or existing policies.specific factual information or existing policies. 6.AdjournAdjourn The La Porte Development Corporation Board reserves the right to meet in closed session on any The La Porte Development Corporation Board reserves the right to meet in closed session on any agenda item should the need arise and if applicable pursuant to authorization by Title 5, Chapter 551, agenda item should the need arise and if applicable pursuant to authorization by Title 5, Chapter 551, of the Texas Government Code (the Texas open meetings laws).of the Texas Government Code (the Texas open meetings laws). In compliance with the Americans with Disabilities Act, the City of La Porte will provide for reasonable In compliance with the Americans with Disabilities Act, the City of La Porte will provide for reasonable accommodations for persons attending public meetings. To better serve attendees, requests should be received accommodations for persons attending public meetings. To better serve attendees, requests should be received 24 hours prior to the meetings. Please contact Patrice Fogarty, City Secretary, at 281.470.5019.24 hours prior to the meetings. Please contact Patrice Fogarty, City Secretary, at 281.470.5019. CERTIFICATIONCERTIFICATION I certify that a copy of the January 11, 2016, agenda of items to be considered by the Board of the La Porte Development I certify that a copy of the January 11, 2016, agenda of items to be considered by the Board of the La Porte Development Corporation was placed on the City Hall Bulletin Board on January 5, 2016 .Corporation was placed on the City Hall Bulletin Board on January 5, 2016 .        Patrice Fogarty, City SecretaryPatrice Fogarty, City Secretary   RICHARD WARREN, PRESIDENT MIKE CLAUSEN, BOARD MEMBER MIKE COOKSLEY, VICE PRESIDENT RANDY WOODARD, BOARD MEMBER CHUCK ENGELKEN, BOARD MEMBER NANCY OJEDA, BOARD MEMBER JAY MARTIN, BOARD MEMBER MINUTES OF LA PORTE DEVELOPMENT CORPORATION BOARD MEETING OF DECEMBER 14, 2015 December 14, 2015, The City of La Porte Development Corporation Board met on at the City Hall Council 5:00 p.m Chambers, 604 West Fairmont Parkway, La Porte, Texas, at . to consider the following items of business: 1. CALL TO ORDER President Richard Warren called the meeting to order at 5:00 p.m. The following members of the La Porte Development Corporation Board were present: Vice-President Cooksley, Board members Clausen, Engelken, Woodard, Martin and Ojeda. Staff Present: Corby Alexander, Traci Leach, Patrice Fogarty, Scott Livingston, and Clark Askins. 2. STAFF REPORTS (a) Receive Financial Report S. Livingston Finance Director Michael Dolby presented the Financial Report from the unaudited statement. Board member Martin questioned if commitments have been received from Richard Industrial Group and ACT Independent Turbo Service, Inc. Economic Development Coordinator Scott Livingston responded no; payment requests have not been received from either. Mr. Livingston advised that out of courtesy, they can be reminded; however, it is up them to request payment. 3. AUTHORIZATIONS (a) Consider approval of minutes of the meeting of La Porte Development Corporation Board held on November 11, 2015 S. Harris Board member Engelken moved to approve minutes of the meeting of La Porte Development MOTION Corporation Board held on November 11, 2015. Vice-President Cooksley seconded. PASSED. Ayes: President Warren, Board members Vice-President Cooksley, Board members Woodard, Clausen, Engelken, Ojeda and Martin Nays: None Absent: None (b) Consider approval or other action authorizing an enhancement grant amount not to exceed $42,057.86 to Brotamonte Asset 1, LLC., at the completion of the project S. Livingston Economic Development Coordinator Scott Livingston presented a summary. Page 1 of 3 December 14, 2015, La Porte Development Corporation Board Minutes Board member Woodard questioned new and expanding business enterprises in the summary and recommendation of the agenda request. Economic Development Coordinator Scott Livingston responded this is a legal justification for spending economic development funds, and Assistant City Attorney Clark Askins advised the statute does not reference residential development and that Board members are to use their best judgement on the definition of nding business enterprises. Board member Woodard asked if the project is for Section 8 housing. Mr. Livingston responded no. Board member Woodard asked if half the amount of the project will be spent on renovating the interior of the apartments. Mr. Edwin Brotamonte, the new owner of the Sylvan Beach Apartments, responded yes. Mr. Brotamonte presented his plan for the proposed project for the Sylvan Beach Apartments. Board member Woodard asked what percentage of the units are leased; and if he is a general partner. Mr. Brotamonte responded 65 percent of the units are leased; and, yes, he is a general partner. Board member Woodard asked if the rental rates will be raised. Mr. Brotamonte responded this is a Class C community, and rates will reflect the community. Board member Martin asked if criminal background checks are run on new tenants. Mr. Brotamonte responded yes. Board member Woodard asked if this is the first apartment complex owned. Mr. Brotamonte responded yes. Board member Woodard asked Economic Development Coordinator Scott Livingston whether, with the development agreement, renovations can be first done to the interior of the apartments. Mr. Livingston responded not according to the enhancement grant program. Board member Clausen commented affordable housing is needed in the City of La Porte and wishes that the Board could be guaranteed renovations are being done to the interior. Board member Ojeda commented she has concerns if the definition means to an expanding business and also commented asphalt repairs will go a long way for beautifying the neighborhood in the area of the proposed project. Board member Martin moved to table an enhancement grant amount not to exceed $42,057.86 to Brotamonte Asset 1, LLC. at the completion of the project until Staff brings back more information. MOTION PASSED. Vice-President Cooksley seconded. Ayes: President Warren, Board members Vice-President Cooksley, Board members Woodard, Clausen, Engelken, Ojeda and Martin Nays: None Absent: None 4. SET DATE FOR NEXT MEETING Board members set the next meeting date for Monday, January 11, 2016, at 5:00 p.m. 5. BOARD MEMBER COMMENTS regarding matters appearing on agenda; recognition of community members, city employees, and upcoming events; inquiry of staff regarding specific factual information or existing policies. Page 2 of 3 December 14, 2015, La Porte Development Corporation Board Minutes Board member Woodard requested an agenda item to discuss changing the Bylaws for the La Porte Development Corporation for the next meeting. Board member Ojeda thanked Mr. Brotamonte for investing in the City of La Porte and asked for an update on the restrooms at Five Points. Economic Development Coordinator Scott Livingston advised he is working with Assistant City Manager Traci Leach and City Manager Corby Alexander and will have information after the first of the year. President Warren thanked everyone for attending the meeting and commented he wants everyone to understand the duties and decisions made by the La Porte Development Corporation. 6. ADJOURN There being no further business, Vice-President Cooksley moved to adjourn the meeting at 6:44 p.m. MOTION PASSED Board member Woodard seconded. . Respectfully submitted, ____________________________________ Patrice Fogarty, City Secretary th Passed and approved on this 11 day of January, 2016. ____________________________________ President Richard Warren Page 3 of 3 December 14, 2015, La Porte Development Corporation Board Minutes This is an Unaudited Statement. City of La Porte La Porte Development Corporation (038) Fund Summary (Section 4B Sales Tax) Previous ReportFY 2015-16FY 2014-15 Unaudited Beginning Fund Balance 9/30$3,458,203$3,458,203$3,213,390 Plus Year to Date Revenues: 1/2 Cent Sales Tax--- Transfers-In--- Interest Income-391363 Total Revenues-391363 Equals Total Resources3,458,2033,458,5943,213,753 Less Year to Date Expenditures: Payroll-6,7307,060 Supplies-1151 Services & Charges (Memberships, Training, Advertising, Legal, Utilities)-1,0336,903 Capital Outlay--- * Debt Service Transfer-56,72290,318 Total Expenditures-64,600104,282 Estimated Year to Date Fund Balance as of 9/30/2016$3,458,203$3,393,994$3,109,471 Commitments Pipeline Grill$300,000 Richard Industrial Group10,000 ACT Independent Turbo Service, Inc.426,000 Debt Service Reserve680,668 $1,416,668 Adjusted Year to Date Fund Balance$1,977,326 Projection Through Year End Adjusted Year to Date Fund Balance$1,977,326 Plus: Estimated Sales Tax2,434,375 Less: Estimated Operational Costs(350,928) Less: Debt Service Transfers(623,946) Projected Year End Fund Balance$3,436,827 Sales tax revenues for Fiscal Year 2016 are estimated to be $2,434,375. Previously Funded Projects (Funding in Fund 015 - General CIP Fund) BudgetExpendituresBalance Façade Grants407,669131,697275,972 Total407,669131,697275,972 *Debt Service Payments for Library, Bay Area Boulevard & Canada Road and Ballfields. REQUEST FOR LA PORTE DEVELOPMENT CORPORATION AGENDA REQUEST FOR LA PORTE DEVELOPMENT CORPORATION AGENDA ITEMITEM January 11, 2016January 11, 2016AppropriationAppropriation Agenda Date Requested:Agenda Date Requested: ED General FundsED General Funds Scott D. LivingstonScott D. LivingstonSource of Funds:Source of Funds: Requested By:Requested By: CIP CIP Economic Development/TourismEconomic Development/Tourism Department: Account Number:Account Number: #015.9892.993.1100#015.9892.993.1100 Report:Resolution:Resolution:Ordinance:Ordinance: $275,972.37$275,972.37 Amount Budgeted:Amount Budgeted: Exhibits: $42,057.86$42,057.86 Amount Requested:Amount Requested: 1. Development Agreement for Sylvan Beach Development Agreement for Sylvan Beach Budgeted Item:Budgeted Item:YESYESNONO Apartments, Option BApartments, Option B 2. Project Presentation Project Presentation--REVISEDREVISED 3. Bidder Sheet Summary Bidder Sheet Summary 4. Evaluation Summary Evaluation Summary 5. Enhancement Grant Application Enhancement Grant Application 6. La Porte Enhancement Grant Guidelines, La Porte Enhancement Grant Guidelines, Revised 11Revised 11--1111--1515 7. Development Agreement for Sylvan Beach Development Agreement for Sylvan Beach ApartmentsApartments SUMMARY & RECOMMENDATIONSSUMMARY & RECOMMENDATIONS Requested Follow up From the December 14, 2015 Meeting: Requested Follow up From the December 14, 2015 Meeting:  The EDC Board requested additional information regarding the proposed improvements to the interior of the The EDC Board requested additional information regarding the proposed improvements to the interior of the apartment units and approximate cost of such improvements.  The interior improvements are estimated to cost apartment units and approximate cost of such improvements.  The interior improvements are estimated to cost $85,000 and will consist of: $85,000 and will consist of:  Kitchen: New flooring New flooring -- laminate planks laminate planks New 2 tone paint New 2 tone paint -- cabinets, trim and sheetrock cabinets, trim and sheetrock Resurfaced countersResurfaced counters New fixturesNew fixtures Bedrooms: New flooring New flooring -- laminate planks or carpet laminate planks or carpet New 2 tone paint New 2 tone paint -- doors, trim, and sheetrock doors, trim, and sheetrock New ceiling fanNew ceiling fan Bathrooms: New flooring New flooring -- laminate planks laminate planks New 2 tone paint New 2 tone paint -- trim and sheetrock trim and sheetrock New vanity and fixturesNew vanity and fixtures Resurfaced tubResurfaced tub Living Areas (Halls, Living room):Living Areas (Halls, Living room): New flooring New flooring -- laminate planks or carpet laminate planks or carpet New 2 tone paint New 2 tone paint -- doors, trim and sheetrock doors, trim and sheetrock New blindsNew blinds New lightsNew lights New door knobsNew door knobs  Project Review:  Project Review:  Brotamante Asset 1, LLC, the new Owner of the Sylvan Beach Apartments (315 N. Second Street), recently Brotamante Asset 1, LLC, the new Owner of the Sylvan Beach Apartments (315 N. Second Street), recently submitted a completed application for the La Porte Enhancement Grant Program.  Mr. Edwin Brotamontesubmitted a completed application for the La Porte Enhancement Grant Program.  Mr. Edwin Brotamonte’’s s application represents the first time that the ED Board has received an enhancement grant application from the application represents the first time that the ED Board has received an enhancement grant application from the owner of an apartment complex. owner of an apartment complex.  The purpose of the La Porte Enhancement Grant Program is to encourage business owners throughout the City of The purpose of the La Porte Enhancement Grant Program is to encourage business owners throughout the City of La Porte to enhance and/or beautify their businesses.  Eligible projects of the program include façade La Porte to enhance and/or beautify their businesses.  Eligible projects of the program include façade enhancement/rehabilitation, beautification projects, new awnings, canopies, porches, signage, and parking lot enhancement/rehabilitation, beautification projects, new awnings, canopies, porches, signage, and parking lot improvements.  To date, the La Porte Development Corporation has awarded enhancement grant reimbursements improvements.  To date, the La Porte Development Corporation has awarded enhancement grant reimbursements to a wide variety of business owners: to a wide variety of business owners:  Funeral Home  (Stepping Stone)Funeral Home  (Stepping Stone) Professional Office  (Eagle Energy Resources, Kathleen Lemon, Entrust Professional Insurance Co.)Professional Office  (Eagle Energy Resources, Kathleen Lemon, Entrust Professional Insurance Co.) Construction Company  (Follis Construction, Paskey, Inc.)Construction Company  (Follis Construction, Paskey, Inc.) Retail  (Tool Box, A Statement in Glass, Oak Center)Retail  (Tool Box, A Statement in Glass, Oak Center) Restaurant  (Mainly Drinks, LafitteRestaurant  (Mainly Drinks, Lafitte’’s Cajun Station)s Cajun Station) Sewing Retreat  (And Sew it Began) Sewing Retreat  (And Sew it Began)  The Enhancement Grant Review Committee recently received and reviewed an application to the La Porte The Enhancement Grant Review Committee recently received and reviewed an application to the La Porte Enhancement Grant program from the Sylvan Beach Apartments.  The new owner, Edwin Brotamonte, collected Enhancement Grant program from the Sylvan Beach Apartments.  The new owner, Edwin Brotamonte, collected three bids from contractors to complete each of the following projects: (1) Paint & Wood Repair, (2) Asphalt three bids from contractors to complete each of the following projects: (1) Paint & Wood Repair, (2) Asphalt Repair, (3) Landscaping, and (4) Signage.   Repair, (3) Landscaping, and (4) Signage.    The lowest bids for each of the project were offered as follows:   The lowest bids for each of the project were offered as follows:    Paint & Wood Repair             Paint & Wood Repair             ----     $35,785.00     $35,785.00 Parking Lot Repair                 Parking Lot Repair                 ----     $35,000.00     $35,000.00 Landscaping                           Landscaping                           ----     $10,000.00     $10,000.00 Signage                                   Signage                                   ----       $3,330.72        $3,330.72  The sum total of these three, lowest bids is $84,115.72, and 50% of this sum is $42,057.86.  Please note the The sum total of these three, lowest bids is $84,115.72, and 50% of this sum is $42,057.86.  Please note the “Bid Sheet SummarySheet Summary””for details.  According to the terms and conditions of the La Porte Enhancement Grant Program, for details.  According to the terms and conditions of the La Porte Enhancement Grant Program, this project may receive up to $42,057.86 in reimbursethis project may receive up to $42,057.86 in reimburse--ment for the eligible projects upon completion of the work ment for the eligible projects upon completion of the work and proof of expenses paid.  and proof of expenses paid.  Edwin Brotamonte is prepared to give a brief presentation regarding this project and Edwin Brotamonte is prepared to give a brief presentation regarding this project and address any questions the Board might have about this proposed project.   address any questions the Board might have about this proposed project.    Under the current ByUnder the current By-- Laws, this proposed project would also need to go before the City Council for approval, Laws, this proposed project would also need to go before the City Council for approval, since the amount of the Enhancement Grant is greater than $25,000.  Under advice from Assistant City Attorney since the amount of the Enhancement Grant is greater than $25,000.  Under advice from Assistant City Attorney Clark Askins, a new development agreement, a form of which is intended to be used with each future project Clark Askins, a new development agreement, a form of which is intended to be used with each future project under the La Porte Enhancement Grant Program, was created and executed as part of this application (exhibit under the La Porte Enhancement Grant Program, was created and executed as part of this application (exhibit attached).  Considering the Boardattached).  Considering the Board’’s interest in possibly including the interior work and expenditures as a necessary s interest in possibly including the interior work and expenditures as a necessary condition for receiving the enhancement grant, staff has also provided a second development agreement (i.e. condition for receiving the enhancement grant, staff has also provided a second development agreement (i.e. Option B) that requires completion of the interior work for receipt of the enhancement grant. Option B) that requires completion of the interior work for receipt of the enhancement grant.  Should the Board choose to not approve this project, please consider revising the guidelines of the La Porte Should the Board choose to not approve this project, please consider revising the guidelines of the La Porte Enhancement Grant Program to exclude Enhancement Grant Program to exclude ““apartment complexesapartment complexes””, , and any other types of businesses, which the and any other types of businesses, which the Board may wish to exclude from participation in the program. Board may wish to exclude from participation in the program.  Action Required by the La Porte Development Corporation:Action Required by the La Porte Development Corporation: Consider approval or other action authorizing an enhancement grant in an amount not to exceed $42,057.86 Consider approval or other action authorizing an enhancement grant in an amount not to exceed $42,057.86 payable to Brotamonte Asset 1, LLC, and associated development agreement, for infrastructure improvements to payable to Brotamonte Asset 1, LLC, and associated development agreement, for infrastructure improvements to apartment building complex located at 315 N. 2nd Street, with payment to be remitted at the completion of apartment building complex located at 315 N. 2nd Street, with payment to be remitted at the completion of the project - S. Livingston. S. Livingston. Approved for the La Porte Development Corporation AgendaApproved for the La Porte Development Corporation Agenda Corby D. Alexander, City ManagerCorby D. Alexander, City ManagerDateDate ECONOMICDEVELOPMENTINCENTIVEAGREEMENTBETWEENTHELAPORTE DEVELOPMENTCOPRPORATION,AND_BROTAMONTEASSET1,LLC_,ATEXAS _PARTNERSHIP_,FORUSEOFTYPEBDEVELOPMENTCORPORATIONSALES TAXFUNDSINCONNECTIONWITHTHELAPORTEDEVELOPMENT CORPORATIONENHANCEMENTGRANTPROGRAM THISAGREEMENTmadebyandenteredintothis_11th_dayof_January,2016 betweentheLaPorteDevelopmentCorporation,aTypeBnon-profitcorporation operatingunderauthorityofTexasLocalGovernmentCodeChapters501and505, hereinafter“LPDC”,and_BROTAMONTEASSET1,LLC,hereinafterreferredtoasthe “Recipient”. WITNESSETH: WHEREAS,thevotersoftheCityofLaPorteauthorizedthelevyingofadditional salestaxwithintheCitytopromoteeconomicdevelopmentandtheLPDCisauthorized tousesuchtaxrevenuesforcertainqualifyingprojectsandothereconomicdevelopment relatedpurposes;and WHEREAS,theLaPorteDevelopmentCorporationhasestablishedtheLaPorte EnhancementGrantProgram,thepurposeofwhichistoofferfinancialincentivesinthe formofmatchinggrantstoaidbusinessestablishmentslocatedintheCityofLaPorte, Texas;and WHEREASqualifyingapplicantsformatchinggrantsundertheLaPorte EnhancementGrantProgramareeligibletousegrantfundsforbuildingsite improvementsincludingfaçaderehabilitation/enhancement,newawnings,canopies, porches,andsignage,beautificationprojects,andparkinglotimprovementsasoutlined intheguidelinesoftheLaPorteEnhancementGrantProgram;and WHEREAS,uponapprovalasaprojectoftheLaPorteDevelopmentCorporation, theLaPorteDevelopmentCorporationwillprovidetothequalifyingapplicantasubsidy ofone-half(1/2)ofthecostofbuildingsiteenhancements,uptoamaximummatch amountof$49,999.99;and WHEREAS,theRecipientownsandoperatesabusinessknownastheGateway nd GroveApartments,locatedat315N.2Street,LaPorte,Texas,(the“BusinessSite” herein)forwhichRecipientwishesmakecertainimprovements,hereinafterdescribed, underanEnhancementGrantProgramapplication;and WHEREAS,theRecipientwishestorenovatetheBusinessSitebycompletingthe followingprojects:1)Paint&WoodRepair;2)ParkingLotRepair,3)Landscaping, 4)Signage,and5)InteriorUpgradingandRepair,whichwouldresultintheexpenditure 164,115.72 byRecipientofanestimated$incapitalimprovementsandemploynoless thanTWO(2)fulltimeandTWO(2)part-timeemployees,forreimbursementbytheLa $42,057.86 PorteDevelopmentCorporation,uptoamaximumof;and 1 WHEREAS,theprovisionoffinancialincentivestotheRecipientinconnectionwith aLaPorteEnhancementGrantProgramapplicationwouldqualifyasaprojectofthe LPDCforinfrastructure,siteimprovementsandotherrelatedimprovements,as authorizedbyTexasLocalGovernmentCodeChapters501and505,anditisthedesire ofLPDCtoassistinthefundingofsame,findingthatsuchexpenditureswillpromoteor developneworexpandedbusinessenterprises. WHEREAS,Texaslawandtheby-lawsoftheLPDCrequirethatcertain expendituresandprojectsbytheLPDCbeapprovedbythegoverningbodyoftheCity; andwhereastheLPDCBoardhasdulyapprovedsuchprojectandtheexpendituresfor anyprojectforacontributionoftheLPDCBoardgreaterthan$25,000.00mustalsobe authorizedbytheLaPorteCityCouncil;and NOWTHEREFORE,inconsiderationofthecovenantsandconditionsstated herein,andinconsiderationofthemutualbenefitsthatwillaccruetoeachoftheparties hereof,aswellastothecitizensoftheCityofLaPorte,Texas,thepartieshaveagreed anddoherebyagreeasfollows: ARTICLEI InconsiderationoftheRecipientmakingeligibleandapprovedimprovementsto nd theBusinessSiteat315N.2Street;LaPorte,TX77571,inconnectionwithan applicationundertheLaPorteEnhancementGrantProgram,whichprogramwas consideredinthatcertainpublichearingauthorizingaproposedprojectforthe expenditureofLPDCfundsforthepromotionordevelopmentofneworexpanded businessenterprises,heldbeforetheLPDConOctober28,2015,LPDCagreesto providetheRecipientwithamatchinggrantpaymentinanamountnottoexceed $42,057.86 ,asamatchforRecipient’scapitalexpenditure,whichpaymentshallbe distributedupontheattainmentofthefollowingconditions: 1)ReceiptbytheLPDCofcopiesallapplicableinvoicesandreceiptsofpayment forthesameinvoicesforallprojects,whichwerepreviouslyapprovedbythe LPDCBoard,andhavebeencompleted, 2)ReceiptbytheLPDCofpicturesshowingproofofcompletionofeachofthe projectspreviouslyapprovedbytheLPDCBoard, 3)ReceiptbyLPDCofcopiesofallcertificatesandpermitsrequiredbytheCity ofLaPorte,Texas,ifany,totheRecipientforcompletionoftherenovated BusinessSite; 84,115.72 4)Proofofminimumcapitalinvestmentintheamountof$applied towardseligibleandapprovedimprovementstotheexterioroftheBusiness Siteandrelatedinfrastructureandsitework.Therenovationtotheexteriorof theBusinessSiteandrelatedinfrastructureforwhichtherequiredcapital investmentismade,must,ataminimum,includethefollowingscopeofwork: 2 a)ExteriorPaint&WoodRepairfor$35,785.00 b)ParkingLotRepairfor$35,000.00 c)Landscapingfor$10,000.00 d)Signagefor$3,330.72 $80,000.00 5)Proofofminimumcapitalinvestmentintheminimumamountof, forthecompletionofworktorepairandupgradetheinteriorandrelated internalinfrastructureoftheBusinessSite,thescopeofworkforwhichis ExhibitA outlinedon,attachedheretoandincorporatedbyreferenceforall purposes; 6)SubmissiontoLPDCofanemploymentrosterevidencingthattheRecipient employsTWO(2)fulltimeandTWO(2)part-timeindividualsasemployeesat theBusinessSite.Proofofemployment,forpurposesofthisagreement,shall requiretheRecipienttoproduceeithera)copiesoftheRecipient’s941Report totheInternalRevenueServiceandC3ReporttotheTexasWorkforce Commissionforeachemployee(butwiththesocialsecuritynumberofeach employeeredacted),orb)asignedandnotarizedstatementexecutedbythe owner,oranotherdulyauthorizedrepresentative,ofthecompanyaffirming thatTWO(2)fulltimeandTWO(2)part-timeemployeesareemployedbythe RecipientforpositionspermanentlylocatedatBusinessSite. 7)PresentationtotheBoardoftheLPDC,duringaregularlyscheduledBoard meeting,regardingallelementsofthecompletedenhancementgrantprojects. $42,057.86 8)InnocasewillthesumofbemadebytheLPDCifalltherequired itemslistedinArticleIarenotdeliveredtoandreceivedbyLPDCwithinone (1)yearfromthedateonwhichthisagreementisapprovedbytheLaPorte CityCouncil.InthecasethatalltherequireditemslistedinArticleIforthe BusinessSitearepresentedtoLPDConorbeforesaiddeadline,theLPDC shallconveneameetingoftheLPDCBoardofDirectorsforadatenolater thanforty-five(45)days.Uponverificationofthecompletionofallprojects previouslyapprovedbytheLPDCBoardtotheBusinessSite,asreflectedby formalvoteoftheLPDCBoardofDirectorsthattheRecipienthassatisfiedthe $42,057.86 requirementsofthisparagraph,LPDCwillthenremitthesumof totheRecipientwithinaperiodnottoexceedthirty(30)days. ARTICLEII Allfundsreceivedashereinprovidedshallbesolelyforthepurposeofcontributing towardstheRecipient’scostsinmakingeligibleandapprovedimprovementstothe BusinessSite. TheRecipientfurtheracknowledgesthattheincentivegrantprovidedforhereinistiedto aprojectoftheLPDCforthepromotionordevelopmentofneworexpandedbusiness enterprises,asauthorizedbyTexasLocalGovernmentCodechapters501and505. 3 ARTICLEIII Disbursementand/orretentionofthecashincentiveidentifiedinArticleIofthis Agreementshallbemadeasfollows: A.DisbursementshallbemadetoRecipient,subjecttothesatisfactionofthe conditionsprecedentorconditionssubsequentcontainedwithinArticleIofthis Agreement. $42,057.86 B.LPDC’sobligationtoRecipientshallnotexceed,norshallLPDCbe obligatedtoreimburseRecipientforrequestsdeliveredtoLPDCafterthe terminationofthisAgreement. ARTICLEIV TheRecipientunderstandsthatthefundspaidtotheRecipientbytheLPDCare derivedfromtaxrevenuescollectedunderTexasLocalGovernmentCode505.252,and thatLPDChasestimatedthetaxrevenuestobecollectedduringthetermofthis Agreement.TheRecipientfurtherunderstands,acknowledges,andagreesthatifthetax revenueactuallycollectedislessthan90%oftheestimatedtaxrevenuestobecollected inanyfiscalyearduringthetermofthisAgreement,LPDCwillbeundernoobligationto providefundingtotheRecipientforanypaymentorpaymentsduringorafterthefiscal yearforwhichthereisarevenueshortfall.UponexecutionoftheAgreement,fundswill beplacedinaCityofLaPortedesignatedcommitmentaccountforpurposesofthis Agreement. ARTICLEV IntheeventofanydefaultbytheRecipienthereunder,including,butnotlimitedto, useofthefundsprovidedhereinforpurposesotherthanthosestatedinArticleIofthis Agreement,LPDCmayceaseallfuturepaymentshereunderandterminatethis Agreement.Inaddition,LPDCshallhavetherighttoreclaimandrecapture,andthe Recipientshallrefund,anyfundsthatarenotspentinaccordancewiththetermsofthis Agreement,including1)LPDCfundsspentbytheRecipientincontraventionofthis Agreementand2)anyLPDCfundspreviouslypaidtotheRecipientbutnotyetspentby Recipient.Ineachsuchcase,thepreviouslypaidcashpaymentorpaymentsshallbe remittedtotheLPDCwithinsixty(60)ofreceiptofwrittendemandforsame. Anybreachofthiscovenantshallbegroundsforimmediateterminationofthe distributionoffunds. ARTICLEVI ThetermofthisAgreementwillexpireone(1)yearfromthedateonwhichtheCity Councilapprovedtheproject. 4 ARTICLEVII AllfundsprovidedbytheLPDCpursuanttothisAgreementmaybeusedonlyfor thepurposesauthorizedbythisAgreement.NotwithstandingArticleI,above,Cityshall beundernoobligationtomakeanyfunddisbursementsifthereportsrequiredunderthis ArticlehavenotbeendeliveredtotheLPDC. ARTICLEVIII ThisAgreementdoesnotcreateanyjointventure,partnership,oragency relationshipbetweentheLPDCandtheRecipient.TheRecipientshallhaveexclusive controlof,andtheexclusiverighttocontrolthedetailsoftheworktobeperformedbythe Recipienthereunderandallpersonnelperformingsame,andshallbesolelyresponsible fortheactsandomissionsofitsofficers,members,agents,servants,employees, subcontractors,programparticipants,volunteers,licensees,andinvitees.Innoevent shallanypersonparticipatinginorperforminganyoftheRecipient’sdutiesor responsibilitieshereunderbeconsideredanofficer,agent,servant,oremployeeofthe LPDC. ARTICLEIX TheRecipientagreestoassumeanddoesherebyassumeallresponsibilityand liabilityfordamagessustainedbypersonsorproperty,whetherrealorasserted,byor fromthecarryingonofworkbytheRecipientorintheperformanceofservicesperformed andtobeperformedbytheRecipienthereunder.TheRecipientcovenantsandagrees to,anddoesherebyindemnify,defend,andholdharmlessLPDCandalltheirrespective officers,agents,andemployeesfromallsuits,actions,claims,andexpensesofany character,includingattorney’sfees,broughtfororincurredonaccountofanyinjuriesor damages,whetherrealorasserted,sustainedbyanypersonorpropertybyorin consequenceofanyintentionalornegligentact,omission,orconductoftheRecipient,its agents,servantsoremployees. ARTICLEX ThisAgreementmaybeamendedbythemutualagreementofthePartieshereto inwritingtobeattachedtoandincorporatedintothisAgreement. ARTICLEXI TheRecipientshalladheretoalllocal,state,andfederallawsandregulationsthat mayaffectitsactionsmadepursuanttothisAgreement,andshallmaintainineffectduring thetermofthisAgreementanyandallfederal,state,andlocallicensesandpermitswhich mayberequiredofRecipientsgenerally. 5 ARTICLEXII TheRecipientmaynotassignthisAgreement,oranyofthebenefitsprovided hereinincludingbutnotlimitedtoincentivepaymentsidentifiedinArticleI,withoutthe writtenconsentofLPDC. ARTICLEXIII ThewaiverbyLPDCofanybreachofanyterm,condition,orcovenantherein containedshallnotbedeemedawaiverofanysubsequentbreachofthesame,orany otherterm,condition,orcovenant. ARTICLEXIV TheobligationsofthePartiestothisAgreementareperformableinHarrisCounty, Texasandiflegalactionisnecessarytoenforcesame,venueshalllieinHarrisCounty, Texas. ARTICLEXV ThisAgreementshallbegovernedbyandconstruedinaccordancewiththelaws oftheStateofTexas. ARTICLEXVI ThisAgreementmaybeexecutedintriplicate,eachofwhichshallbedeemedan originalandconstituteoneandthesameinstrument. ARTICLEXVII NeitherLPDCnortheRecipientshallberequiredtoperformanyterm,condition, orcovenantinthisAgreementsolongassuchperformanceisdelayedorpreventedby forcemajeure,whichshallmeanActsofGod,civilriots,floods,andanyothercausenot reasonablywithinthecontrolofLPDCortheRecipientexceptashereinprovided,and whichbytheexerciseofduediligenceLPDCortheRecipientisunable,whollyorinpart, topreventorovercome. ARTICLEXVIII Insubmittingthisapplication,theapplicantwhosesignatureappearsbelowaffirms itsintentandcommitmenttocomplyinfullwithSection2264.052oftheGovernment Codeandcertifiesthatitdoesnotandwillnotknowinglyemployanundocumentedworker 6 duringanytimeperiodassociatedwiththepublicsubsidyforwhichtheapplicationis beingsubmitted.Theapplicantfurthercertifiesitsunderstandingandagreementthatifit isconvictedofaviolationof8U.S.C.Section1324a(f),providingforciviland/orcriminal penaltiesforengaginginapatternorpracticeofknowinglyhiringorcontinuingtoemploy unauthorizedaliens,itshallrepaytheamountofthepublicsubsidywithinterest,atthe rateandaccordingtothetermsoftheagreementsignedunderSection2264.053ofthe GovernmentCode,notlaterthanthe120thdayafterthedatethecitynotifiesthebusiness oftheviolation. ARTICLEXIX TheAgreementembodiesthecompleteagreementofthepartieshereto, supersedingalloralorwrittenperviousandcontemporaryagreementsbetweenthe Parties,whichrelatetomattersinthisAgreement. SIGNEDANDAGREEDtobyLPDCandtheRecipientonthedatesindicated below. LAPORTEDEVELOPMENTCORPORATION __________________________ RichardWarren,President ___________________ Date ATTEST ___________________________ SecretaryoftheCorporation 7 BrotamonteAsset1,LLC __ By: _________________________________ _________________________ Date ATTEST ________________________________ 8 ExhibitA 9 Apartments Grove Gateway 11/19/2015 4.754.754.254.754.75 4.65 , based on reciepts and Following is a summary of the evaluations of the La Porte Enhancement Grant Evaluating Commmittee (EGEC). If you have any questions Average Score # of Evaluators Initial Review Date:Total Average Score (out of 25) 44444 . (281) 470-5016 $42,057.86 Total Score 1919171919 Grant to be awarded in an amount not to exceed about the items listed below, please call the Economic Development Office at 315 N. 2nd Street; La Porte, Texas 77571 completion of work as indicated. Sylvan Beach Apartments Edwin Brotamonte (713) 253-1736 Project Demonstrates a significant improvement over the existing situation. Project will enhance Main Street's appeal to new businesses and visitors. 11/19/2015 Economic Development Coordinator Resident, Employee of La Car Porte Project will add to the beautification of the City of La Porte. Owner, Bay Port Animal Clinic Criteria Project will complement the surrounding buildings. Director of Planning Project adds value to the City of La Porte. Recommendation: Business Address: Application Date: Business Name: Contact Name: Phone:Evaluating Committee Members: Title Scott D. Livingston Monica Rogers Cris Santiago Tim Tietjens Name 604 W. Fairmont Parkway La Porte, Texas 77571 281/470-5016 SYLVAN BEACH APARTMENTS 315N.2NDSTREET LA PORTE, TX 77571 La Porte Enhancement Grant Program Application Planned Improvements Paint all wood components and metal rails of exterior structure I. Repair or replace all water damaged wood II. Power wash all brick exterior walls III. Landscaping IV. Asphalt parking lot repairs V. New Signage VI. Page 1 of20 SYLVAN BEACH APARTMENTS 315 N. 2ND STREET LA PORTE, TX 77571 La Porte Enhancement Grant Program Application Paint all wood components and metal rails of exterior structure I. Wood panels b/w Ðrst and second Ñoor A. Eaves B. Facia C. SofÐt D. Vertical Siding E. Doors F. Door Trim G. All steel rails H. Page 2 of 20 SYLVAN BEACH APARTMENTS 315 N. 2ND STREET LA PORTE, TX 77571 La Porte Enhancement Grant Program Application Repair or replace all water damaged wood II. Wood panels b/w Ðrst and second Ñoor A. Eaves B. Facia C. SofÐt D. Vertical Siding E. Doors F. Door Trim G. Page 3 of 20 SYLVAN BEACH APARTMENTS 315 N. 2ND STREET LA PORTE, TX 77571 La Porte Enhancement Grant Program Application III. Power wash all brick exterior walls Page 4 of 20 SYLVAN BEACH APARTMENTS 315 N. 2ND STREET LA PORTE, TX 77571 La Porte Enhancement Grant Program Application Landscaping III. Create 2 landscape islands around 2 new property signs A. Crepe Myrtles in key areas between units in front of brick walls B. Evergreen hedges along property wall below Ðrst Ñoor windows C. Page 5 of 20 SYLVAN BEACH APARTMENTS 315 N. 2ND STREET LA PORTE, TX 77571 La Porte Enhancement Grant Program Application Asphalt parking lot repairs IV. Repair asphalt A. Reseal repaired asphalt B. Page 6 of 20 SYLVAN BEACH APARTMENTS 315 N. 2ND STREET LA PORTE, TX 77571 La Porte Enhancement Grant Program Application New Signage V. Property sign at 2nd and Adams A. Property sign at 3rd and Adams B. Lease ofÐce signage on 2nd and 3rd street C. Building IdentiÐcation signage D. Remove old signage E. Page 7 of 20 SYLVAN BEACH APARTMENTS 315 N. 2ND STREET LA PORTE, TX 77571 La Porte Enhancement Grant Program Application Page 8 of 20 SYLVAN BEACH APARTMENTS 315 N. 2ND STREET LA PORTE, TX 77571 La Porte Enhancement Grant Program Application Page 9 of 20 SYLVAN BEACH APARTMENTS 315 N. 2ND STREET LA PORTE, TX 77571 La Porte Enhancement Grant Program Application Page 10 of 20 SYLVAN BEACH APARTMENTS 315 N. 2ND STREET LA PORTE, TX 77571 La Porte Enhancement Grant Program Application Page 11 of 20 SYLVAN BEACH APARTMENTS 315 N. 2ND STREET LA PORTE, TX 77571 La Porte Enhancement Grant Program Application Page 12 of 20 SYLVAN BEACH APARTMENTS 315 N. 2ND STREET LA PORTE, TX 77571 La Porte Enhancement Grant Program Application Page 13 of 20 SYLVAN BEACH APARTMENTS 315 N. 2ND STREET LA PORTE, TX 77571 La Porte Enhancement Grant Program Application Page 14 of 20 SYLVAN BEACH APARTMENTS 315 N. 2ND STREET LA PORTE, TX 77571 La Porte Enhancement Grant Program Application Page 15 of 20 SYLVAN BEACH APARTMENTS 315 N. 2ND STREET LA PORTE, TX 77571 La Porte Enhancement Grant Program Application Page 16 of 20 SYLVAN BEACH APARTMENTS 315 N. 2ND STREET LA PORTE, TX 77571 La Porte Enhancement Grant Program Application Signs By Tomorrow $575.662$1,151.32+ Tax MDO Panels $45.004$180.00 + Tax Posts $25.004$100.00+ Tax Post Caps $89.9512$1,079.40 + Tax Building Signs $225.001$225.00 Remove sign $595.001$595.00 Install signs $3,330.72 Page 17 of 20 SYLVAN BEACH APARTMENTS 315 N. 2ND STREET LA PORTE, TX 77571 La Porte Enhancement Grant Program Application Page 19 of 20 SYLVAN BEACH APARTMENTS 315 N. 2ND STREET LA PORTE, TX 77571 La Porte Enhancement Grant Program Application Page 20 of 20 LA PORTE ENHANCEMENT GRANT PROGRAM The La Porte Enhancement Grant Program, which is sponsored by the La Porte Development Corporation, offers matching grants to businesses which are located in the City of La Porte. Eligible improvements of the La Porte Enhancement Grant Program include façade enhance- ment/rehabilitation, beautification projects, new awnings, canopies, porches, signage, and parking lot improvements. Each program application will be evaluated on a case-by-case basis, and ALL projects for a matching grant greater than $25,000 must also be approved by the La Porte City Council. Interested business owners are welcome to complete the enclosed application form. Please deliver applications to: Scott D. Livingston Economic Development Coordinator City of La Porte 604 W. Fairmont Parkway La Porte, TX 77571 LivingstonS@laportetx.gov Please contact Scott D. Livingston at LivingstonS@laportetx.gov or 281/470-5016, if you have any questions about the La Porte Enhancement Grant Program. Sincerely, Scott D. Livingston Economic Development Coordinator City of La Porte LPORTE BY THE BAY A 604 W. Fairmont Parkway La Porte, Texas 77571 281/470-5016 LA PORTE ENHANCEMENT GRANT PROGRAM PAGE 1, Revised 11/11/15 BUSINESS. BY THE BAY. ELIGIBLE PROJECTS Business owners may be eligible for a reimbursement grant of funds which are used to enhance and/or beautify their businesses. The following types of projects are eligible for reimbursement: Façade Rehabilitation/Enhancement Eligible projects include work on existing structures, such as removing non- historic/added facades, re-pointing brick or replacing mortar joints, replacing or restoring cornices, removing paint from brick, replacing windows, restoring transom windows, repairing facades, etc. New Awnings, Canopies, Porches, and Signage Eligible projects include replacing, adding, or repairing awnings, canopies, porches, and signs. Signs may include signboards, projecting signs, pedestrian signage, window signs, hanging signs, and awning/canopy signs. Beautification Projects Eligible projects include public art, landscaping, and other beautification projects as approved by the Enhancement Grant Evaluation Committee (EGEC). Parking Lot Improvements Eligible projects include new parking lot construction, parking lot paving, parking lot re- surfacing, parking space striping/painting, new parking blocks, old parking block removal, and other projects as approved by the EGEC. PROGRAM GUIDELINES Grant funds are available only for exterior work on commercial property and building 1. facades that are visible from public streets. In general, grants offered to businesses are intended to support projects to renovate or 2. convert existing structures to their original historic condition. Grants will be processed and considered for award on a first-come, first-served basis 3. until funds are depleted or until the program ends, whichever comes first. Grants will not be awarded for work that has already been started or completed, or for 4. work that is covered by insurance. If desired work is above and beyond what insurance will pay, and is, therefore, considered an upgrade and enhancement in the opinion of the EGEC, it may be eligible for grant funds. LA PORTE ENHANCEMENT GRANT PROGRAM PAGE 2, Revised 11/11/15 BUSINESS. BY THE BAY. Grants will not be awarded to any Applicant that owes any delinquent indebtedness* 5. to the City of La Porte or the La Porte Development Corporation (LPDC). Ϋ ǒĻƓƷ LƓķĻĬƷĻķƓĻƭƭ ƭŷğƌƌ ƒĻğƓ ğƓǤ źƓķĻĬƷĻķƓĻƭƭ ķǒĻ ğƓķ ƚǞźƓŭ Ʒƚ ƷŷĻ /źƷǤ ƚŅ \[ğ tƚƩƷĻ ƚƩ ƷŷĻ \[ğ tƚƩƷĻ 5ĻǝĻƌƚƦƒĻƓƷ /ƚƩƦƚƩğƷźƚƓͲ źƓĭƌǒķźƓŭ ĬǒƷ ƓƚƷ ƌźƒźƷĻķ ƷƚͲ ğķ ǝğƌƚƩĻƒ ƷğǣĻƭ ƚƓ ƩĻğƌ ğƓķ ƦĻƩƭƚƓğƌ ƦƩƚƦĻƩƷǤͲ Ǟŷźĭŷ ƦƩƚƦĻƩƷǤ źƭ źƓ ŅğĭƷ ƚǞƓĻķ ĬǤ ğƓķ źƭ ƌĻŭğƌƌǤ ƭǒĬƆĻĭƷ Ʒƚ ƷğǣğƷźƚƓͲ ǞŷĻƷŷĻƩ ƚƩ ƓƚƷ ƷŷĻ ƭğƒĻ ƒğǤ ŷğǝĻ ĬĻĻƓ ƦƩƚƦĻƩƌǤ ƩĻƓķĻƩĻķ Ʒƚ ƷŷĻ Ʒğǣ ğƭƭĻƭƭƚƩΏĭƚƌƌĻĭƷƚƩ ĬǤ ğƓǤ ƦĻƩƭƚƓ͵ {ǒĭŷ ƷĻƩƒ ƭŷğƌƌ ğƌƭƚ źƓĭƌǒķĻͲ ĬǒƷ ƓƚƷ ĬĻ ƌźƒźƷĻķ ƷƚͲ ĭŷğƩŭĻƭ ŅƚƩ ƦĻƓğƌƷźĻƭͲ źƓƷĻƩĻƭƷ ğƓķ ĭƚƭƷƭ ƚƓ ğƓǤ ƭǒĭŷ ğķ ǝğƌƚƩĻƒ ƷğǣĻƭͳ ĭŷğƩŭĻƭ ŅƚƩ ǞğƷĻƩͲ ƭĻǞĻƩͲ ŭğƩĬğŭĻ ğƓķ ƚƷŷĻƩ ƭĻƩǝźĭĻƭ ƩĻƓķĻƩĻķ ƚƩ ŭƚƚķƭ ŅǒƩƓźƭŷĻķ ĬǤ ƷŷĻ /źƷǤ ƚŅ \[ğ tƚƩƷĻ ƚƩ ƷŷĻ \[ğ tƚƩƷĻ 5ĻǝĻƌƚƦƒĻƓƷ /ƚƩƦƚƩğƷźƚƓ Ʒƚ ğƓǤ ƦĻƩƭƚƓͳ ğƓķ ğƓǤ ƚƷŷĻƩ ƒğƓƓĻƩ ƚŅ źƓķĻĬƷĻķƓĻƭƭ Ʒƚ ƷŷĻ /źƷǤ ƚŅ \[ğ tƚƩƷĻ ƚƩ ƷŷĻ \[ğ tƚƩƷĻ 5ĻǝĻƌƚƦƒĻƓƷ /ƚƩƦƚƩğƷźƚƓͲ ƓƚǞ ĻǣźƭƷźƓŭ ƚƩ Ǟŷźĭŷ ƒğǤ ŷĻƩĻğŅƷĻƩ ĬĻ ĭƩĻğƷĻķ ĬǤ ğƓǤ ƦĻƩƭƚƓ͵ bƚ ƭǒĭŷ źƓķĻĬƷĻķƓĻƭƭ ƭŷğƌƌ ĬĻ ĭƚƓƭźķĻƩĻķ ǒ ǒƓƷźƌ ƷŷĻ ƷźƒĻ ŅƚƩ źƷƭ ĭǒƩƩĻƓƷ ƦğǤƒĻƓƷ ǒƓķĻƩ ƷŷĻ ǝğƩźƚǒƭ ƚƩķźƓğƓĭĻƭ ƚŅ ƷŷĻ /źƷǤ ƚŅ \[ğ tƚƩƷĻͲ ƚƩ ƭƷğƷĻ ƭƷğƷǒƷĻƭͲ ƚƩ ĭƚƓƷƩğĭƷǒğƌ ğŭƩĻĻƒĻƓƷͲ ƭŷğƌƌ ŷğǝĻ ĻǣƦźƩĻķͲ ǞźƷŷƚǒƷ ƦğǤƒĻƓƷ ŷğǝźƓŭ ĬĻĻƓ ƒğķĻ͵ Each grant will be awarded on a reimbursement basis once completed work has been 6. verified by the EGEC to be compliant with the plans proposed in the approved application. Any deviation from the approved project may result in the total or partial withdrawal of the grant. Each enhancement grant application will be subject to review by the EGEC, and 7. approval from the Board of the LPDC. The review criteria include the following: The project demonstrates a significant improvement over the existing situation, The project will add to the beautification of the City of La Porte , The project will enhance appeal to new businesses and visitors, The project will complement the surrounding buildings, and The project will add value to the City of La Porte. Grant applications and awards may be made in any of the reimbursable activities 8. described above and may be combined for any single property or project. An applicant is defined as an owner, tenant, or combination thereof, who occupies 9. space in an eligible property. A single owner of multiple properties may apply for grant funds for each property owned, but the matching grant must be for more than $2,500 and less than $50,000 per property in a three (3) year period. Preference will be given to all local bids for work that qualify under the current form of 10. the by the Board. Multiple bids are not required for each eligible project that is less than a total $2,000, of 11. which 50% or $1,000 would be a reimbursable expenses Purchasing Policy. LA PORTE ENHANCEMENT GRANT PROGRAM PAGE 3, Revised 11/11/15 BUSINESS. BY THE BAY. APPLICATION PROCESS Determine eligibility: Discuss project plans with the Economic Development 1. Coordinator, and the Coordinator will set up a pre-development meeting with the EGEC. Complete the application and sign the agreement form. Each grant application must 2. include the following: A scaled drawing by the project architect or design professional of all the work a. to be completed. Samples -- i.e. paint samples, fabric swatches, sign material, etc. -- that will b. enable the EGEC to envision the finished project. Three (3) itemized work estimates on all project work from contractors or c. project architects. Self-contracted work will be reimbursed for actual legitimate expenses, excluding labor. Photographs of the buildings exterior. The Applicant shall be required to d. provide before and after photographs of the building before the reimbursement grant can be awarded. For the initial application, before photographs will suffice, but afte photographs of the completed project must be submitted before the grant may be considered for reimbursement. Return the completed application form, with all applicable items, to: 3. Scott D. Livingston Economic Development Coordinator City of La Porte 604 W. Fairmont Parkway La Porte, TX 77571 LivingstonS@laportetx.gov The application will undergo an approval process, which includes but is not limited 4. to the following: Each project must meet current building standards and codes, as well as a. building permit requirements. The EGEC will only consider applications that have been properly and fully b. completed, and which contain all information requested in the application and/or by the committee. LA PORTE ENHANCEMENT GRANT PROGRAM PAGE 4, Revised 11/11/15 BUSINESS. BY THE BAY. All itemized work estimates submitted by the Applicant must be dated no c. earlier than ninety (90) days prior to the Application request. Bids shall be submitted on the contracs or project architecs letterhead and shall contain the contracs name, address, and telephone number and shall itemize the bid in a manner that allows the EGEC to determine the bid components and authenticity of the bid. Applications receiving approval by the EGEC shall commence construction d. described in the application within ninety (90) days from the date that the enhancement grant is approved. Each Applicant must complete the construction described in the Application within one (1) year from the date that the grant is approved. If the Applicant cannot meet this timeline, then the Applicant may submit a written request for an extension of the commencement date or completion date provided the extension request is made prior to the ninety (90) day or one (1) year time limit. The EGEC shall not be obligated to grant an extension, but it may do so for good cause determined solely by the members of the Committee. The extensions, if granted, shall be for the term and for the conditions determined exclusively by the EGEC. Denial of an extension request may not be appealed. As a condition of this grant Application, the Applicant consents, and shall e. allow, the EGEC to request city inspections to determine that the grant, if awarded, will not be used for construction on any building that is not in compliance with the City Municipal Codes and Ordinances that are applicable to the construction contemplated in the application. The EGEC and LPDC shall have sole discretion in awarding grants. They shall f. award grants considering the amount requested, grant funds available, the guidelines of the grant program, condition of the building in which the grant funds will be used, economic impact, other grant requests, the type and nature of the construction, and the proposed construction results considering the grant program. No Applicant has a proprietary right to receive grant funds. The EGEC shall g. consider any application within its discretionary authority to determine what grant amount would be in the best interest of the grant program. The Applicant shall be required to furnish bef photographs of the h. buildings exterior, and any other site locations that are included as part of the application request. The applicant shall also provide fte photographs once the construction has been completed, as a condition of final grant disbursement. LA PORTE ENHANCEMENT GRANT PROGRAM PAGE 5, Revised 11/11/15 BUSINESS. BY THE BAY. The EGEC has the final discretion with regard to funding and reserves the i. right to recommend modifications or reject any project or elements of any project. Reimbursement. When the entire enhancement grant project has been completed, the 5. Applicant shall present the Economic Development Office with the following: Copies of all paid invoices, including copies of cancelled checks and/or credit a. card receipts for a single payment reimbursement of the approved funding, and Photographs of all completed work. b. When the project has been reviewed and approved by the EGEC, and their 6. recommendations have been presented and approved by the LPDC, a reimbursement check will be issued. LA PORTE ENHANCEMENT GRANT PROGRAM PAGE 6, Revised 11/11/15 BUSINESS. BY THE BAY. La Porte Enhancement Grant Application tƌĻğƭĻ ƦƩźƓƷ ĭƌĻğƩƌǤ͵ tƌĻğƭĻ ƭǒĬƒźƷ ğ ĭƚƒƦƌĻƷĻķ ğƦƦƌźĭğƷźƚƓ Ʒƚʹ Scott D. Livingston Economic Development Coordinator City of La Porte 604 W. Fairmont Parkway La Porte, TX 77571 APPLICANT INFORMATION: APPLICATION DATE: Applicant Name Business Name Physical Business Address Business Owner (if different from applicant) Mailing Address Contact Phone Email Address TYPE OF WORK (ĭŷĻĭƉ ğƌƌ ƷŷğƷ ğƦƦƌǤ): Façade Awnings/Signage Parking Lot Improvements Beautification DETAILS OF PLANNED IMPROVEMENTS (ğƷƷğĭŷ ğķķźƷźƚƓğƌ ƦğŭĻƭ źŅ ƓĻĭĻƭƭğƩǤ): LA PORTE ENHANCEMENT GRANT APPLICATION PAGE 1, Revised 11/11/15 BUSINESS. BY THE BAY. Please list the name of each Contractor and/or Project Architect and the Total Amount of each bid. Please, also, attach the original proposals and work estimates: CONTRACTOR/PROJECT ARCHITECT TOTAL 1. $ 2. $ 3. $ 4. $ 5. $ BUDGET DETAIL PROJECT EXPENDITURES FUNDS FUNDS APPLIED TOTAL Façade Rehab $ $ $ Awnings/Signage $ $ $ $ $ $ Beautification $ $ $ Parking Lot Improvements Other (list): $ $ $ TOTAL $ $ $ Total estimated cost of proposed project: $ Amount requested (up to 50% of total cost, $2,500 to $50,000): $ tƌĻğƭĻ ğƷƷğĭŷ ĭƚƌƚƩ ƭğƒƦƌĻƭͲ ƒƚķĻƌ ƓǒƒĬĻƩƭ ΛŅƚƩ ǞźƓķƚǞƭͲ ķƚƚƩƭͲ ĻƷĭ͵ΜͲ ƦŷƚƷƚƭͲ ƭĭğƌĻķ ķƩğǞźƓŭƭͲ ğƓķ ƚƷŷĻƩ źƌƌǒƭƷƩğƷźƚƓƭ ƚŅ ǞƚƩƉ Ʒƚ ĬĻ ĭƚƒƦƌĻƷĻķ͵ tƌĻğƭĻ źƓĭƌǒķĻ ğƭ ƒǒĭŷ ķĻƷğźƌ ğƭ ƦƚƭƭźĬƌĻ͵ —ƚǒƩ ƭźŭƓğƷǒƩĻ ƚƓ Ʒŷźƭ ğƦƦƌźĭğƷźƚƓ ĭĻƩƷźŅźĻƭ ƷŷğƷ Ǥƚǒ ǒƓķĻƩƭƷğƓķ ğƓķ ğŭƩĻĻ ǞźƷŷ ƷŷĻ ŅƚƌƌƚǞźƓŭ ƭƷğƷĻƒĻƓƷƭʹ I have met with the EGEC and I fully understand the Enhancement Grant procedures and details established. I intend to use these grant funds for the eligible renovation projects, as spelled out in the application. I have not received, nor will I receive insurance monies for this revitalization project, OR I have disclosed all pertinent insurance information. I understand that if I am awarded an Enhancement Grant, any deviation from the approved project may result in the partial or total withdrawal of the grant funds. APPLICANT SIGNATURE DATE LA PORTE ENHANCEMENT GRANT APPLICATION PAGE 2, Revised 11/11/15 ECONOMIC DEVELOPMENT INCENTIVE AGREEMENT BETWEEN THE LA PORTE DEVELOPMENT COPRPORATION, AND _BROTAMONTE ASSET 1, LLC_, A TEXAS _PARTNERSHIP_, FOR USE OF TYPE B DEVELOPMENT CORPORATION SALES TAX FUNDS IN CONNECTION WITH THE LA PORTE DEVELOPMENT CORPORATION ENHANCEMENT GRANT PROGRAM th THIS AGREEMENT made by and entered into this _14_ day of December, 2015 between the La Porte Development Corporation, a Type B non-profit corporation operating under authority of Texas Local Government Code Chapters 501 and 505, hereinafter LPDC, and _BROTAMONTE ASSET 1, LLC_, hereinafter referred to as the Recipient. WITNESSETH: WHEREAS, the voters of the City of La Porte authorized the levying of additional sales tax within the City to promote economic development and the LPDC is authorized to use such tax revenues for certain qualifying projects and other economic development related purposes; and WHEREAS, the La Porte Development Corporation has established the La Porte Enhancement Grant Program, the purpose of which is to offer financial incentives in the form of matching grants to aid business establishments located in the City of La Porte, Texas; and WHEREAS qualifying applicants for matching grants under the La Porte Enhancement Grant Program are eligible to use grant funds for building site improvements including façade rehabilitation/enhancement, new awnings, canopies, porches, and signage, beautification projects, and parking lot improvements as outlined in the guidelines of the La Porte Enhancement Grant Program; and WHEREAS, upon approval as a project of the La Porte Development Corporation, the La Porte Development Corporation will provide to the qualifying applicant a subsidy of one-half (1/2) of the cost of building site enhancements, up to a maximum match amount of $49,999.99; and WHEREAS, the Recipient owns and operates a business known as the Sylvan nd Beach Apartments, located at 315 N. 2 Street, La Porte, Texas, (the Business Site herein) for which Recipient wishes make certain improvements, hereinafter described, under an Enhancement Grant Program application; and WHEREAS, the Recipient wishes to renovate the Business Site by completing the following projects: 1) Paint & Wood Repair; 2) Parking Lot Repair, 3) Landscaping, and 4) Signage, which would result in the expenditure by Recipient of an estimated 84,115.72 $ in capital improvements and employ no less than TWO (2) full time and TWO (2) part-time employees, with one-half of such capital expenditure being eligible 1 for reimbursement by the La Porte Development Corporation, up to a maximum of $49,999.99; and WHEREAS, the provision of financial incentives to the Recipient in connection with a La Porte Enhancement Grant Program application would qualify as a project of the LPDC for infrastructure, site improvements and other related improvements, as authorized by Texas Local Government Code Chapters 501 and 505, and it is the desire of LPDC to assist in the funding of same, finding that such expenditures will promote or develop new or expanded business enterprises. WHEREAS, Texas law and the by-laws of the LPDC require that certain expenditures and projects by the LPDC be approved by the governing body of the City; and whereas the LPDC Board has duly approved such project and the expenditures for any project for a contribution of the LPDC Board greater than $25,000 must also be authorized by the La Porte City Council; and NOW THEREFORE, in consideration of the covenants and conditions stated herein, and in consideration of the mutual benefits that will accrue to each of the parties hereof, as well as to the citizens of the City of La Porte, Texas, the parties have agreed and do hereby agree as follows: ARTICLE I In consideration of the Recipient making eligible and approved improvements to nd the Business Site at 315 N. 2 Street; La Porte, TX 77571, in connection with an application under the La Porte Enhancement Grant Program, which program was considered in that certain public hearing authorizing a proposed project for the expenditure of LPDC funds for the promotion or development of new or expanded business enterprises, held before the LPDC on October 28, 2015, LPDC agrees to provide the Recipient with a matching grant payment in an amount not to exceed $42,057.86 , as a match for Recipients capital expenditure, which payment shall be distributed upon the attainment of the following conditions: 1) Receipt by the LPDC of copies all applicable invoices and receipts of payment for the same invoices for all projects, which were previously approved by the LPDC Board, and have been completed, 2) Receipt by the LPDC of pictures showing proof of completion of each of the projects previously approved by the LPDC Board, 3) Receipt by LPDC of copies of all certificates and permits required by the City of La Porte, Texas, if any, to the Recipient for completion of the renovated Business Site; 84,115.72 4) Proof of minimum capital investment in the amount of $ applied towards eligible and approved improvements of the Business Site and related infrastructure and site work. The renovation to the Business Site and related 2 infrastructure for which the required capital investment is made, must, at a minimum, include the following scope of work: a) Paint & Wood Repair for $35,785.00 b) Parking Lot Repair for $35,000.00 c) Landscaping for $10,000.00 d) Signage for $3,330.72 5) Submission to LPDC of an employment roster evidencing that the Recipient employs TWO (2) full time and TWO (2) part-time individuals as employees at the Business Site. Proof of employment, for purposes of this agreement, shall require the Recipient to produce either a) copies of the Recipients 941 Report to the Internal Revenue Service and C3 Report to the Texas Workforce Commission for each employee (but with the social security number of each employee redacted), or b) a signed and notarized statement executed by the owner, or another duly authorized representative, of the company affirming that TWO (2) full time and TWO (2) part-time employees are employed by the Recipient for positions permanently located at Business Site. 6) Presentation to the Board of the LPDC, during a regularly scheduled Board meeting, regarding all elements of the completed enhancement grant projects. $42,057.86 7) In no case will the sum of be made by the LPDC if all the required items listed in Article I are not delivered to and received by LPDC within one (1) year from the date on which this agreement is approved by the La Porte City Council. In the case that all the required items listed in Article I for the Business Site are presented to LPDC on or before said deadline, the LPDC shall convene a meeting of the LPDC Board of Directors for a date no later than forty-five (45) days. Upon verification of the completion of all projects previously approved by the LPDC Board to the Business Site, as reflected by formal vote of the LPDC Board of Directors that the Recipient has satisfied the $42,057.86 requirements of this paragraph, LPDC will then remit the sum of to the Recipient within a period not to exceed thirty (30) days. ARTICLE II All funds received as herein provided shall be solely for the purpose of contributing towards the Recipients costs in making eligible and approved improvements to the Business Site. The Recipient further acknowledges that the incentive grant provided for herein is tied to a project of the LPDC for the promotion or development of new or expanded business enterprises, as authorized by Texas Local Government Code chapters 501 and 505. 3 ARTICLE III Disbursement and/or retention of the cash incentive identified in Article I of this Agreement shall be made as follows: A. Disbursement shall be made to Recipient, subject to the satisfaction of the conditions precedent or conditions subsequent contained within Article I of this Agreement. $42,057.86 B. LPDCs obligation to Recipient shall not exceed , nor shall LPDC be obligated to reimburse Recipient for requests delivered to LPDC after the termination of this Agreement. ARTICLE IV The Recipient understands that the funds paid to the Recipient by the LPDC are derived from tax revenues collected under Texas Local Government Code 505.252, and that LPDC has estimated the tax revenues to be collected during the term of this Agreement. The Recipient further understands, acknowledges, and agrees that if the tax revenue actually collected is less than 90% of the estimated tax revenues to be collected in any fiscal year during the term of this Agreement, LPDC will be under no obligation to provide funding to the Recipient for any payment or payments during or after the fiscal year for which there is a revenue shortfall. Upon execution of the Agreement, funds will be placed in a City of La Porte designated commitment account for purposes of this Agreement. ARTICLE V In the event of any default by the Recipient hereunder, including, but not limited to, use of the funds provided herein for purposes other than those stated in Article I of this Agreement, LPDC may cease all future payments hereunder and terminate this Agreement. In addition, LPDC shall have the right to reclaim and recapture, and the Recipient shall refund, any funds that are not spent in accordance with the terms of this Agreement, including 1) LPDC funds spent by the Recipient in contravention of this Agreement and 2) any LPDC funds previously paid to the Recipient but not yet spent by Recipient. In each such case, the previously paid cash payment or payments shall be remitted to the LPDC within sixty (60) of receipt of written demand for same. Any breach of this covenant shall be grounds for immediate termination of the distribution of funds. ARTICLE VI The term of this Agreement will expire one (1) year from the date on which the City Council approved the project. 4 ARTICLE VII All funds provided by the LPDC pursuant to this Agreement may be used only for the purposes authorized by this Agreement. Notwithstanding Article I, above, City shall be under no obligation to make any fund disbursements if the reports required under this Article have not been delivered to the LPDC. ARTICLE VIII This Agreement does not create any joint venture, partnership, or agency relationship between the LPDC and the Recipient. The Recipient shall have exclusive control of, and the exclusive right to control the details of the work to be performed by the Recipient hereunder and all personnel performing same, and shall be solely responsible for the acts and omissions of its officers, members, agents, servants, employees, subcontractors, program participants, volunteers, licensees, and invitees. In no event shall any person participating in or performing any of the Recipients duties or responsibilities hereunder be considered an officer, agent, servant, or employee of the LPDC. ARTICLE IX The Recipient agrees to assume and does hereby assume all responsibility and liability for damages sustained by persons or property, whether real or asserted, by or from the carrying on of work by the Recipient or in the performance of services performed and to be performed by the Recipient hereunder. The Recipient covenants and agrees to, and does hereby indemnify, defend, and hold harmless LPDC and all their respective officers, agents, and employees from all suits, actions, claims, and expenses of any character, including attorneys fees, brought for or incurred on account of any injuries or damages, whether real or asserted, sustained by any person or property by or in consequence of any intentional or negligent act, omission, or conduct of the Recipient, its agents, servants or employees. ARTICLE X This Agreement may be amended by the mutual agreement of the Parties hereto in writing to be attached to and incorporated into this Agreement. ARTICLE XI The Recipient shall adhere to all local, state, and federal laws and regulations that may affect its actions made pursuant to this Agreement, and shall maintain in effect during the term of this Agreement any and all federal, state, and local licenses and permits which may be required of Recipients generally. 5 ARTICLE XII The Recipient may not assign this Agreement, or any of the benefits provided herein including but not limited to incentive payments identified in Article I, without the written consent of LPDC. ARTICLE XIII The waiver by LPDC of any breach of any term, condition, or covenant herein contained shall not be deemed a waiver of any subsequent breach of the same, or any other term, condition, or covenant. ARTICLE XIV The obligations of the Parties to this Agreement are performable in Harris County, Texas and if legal action is necessary to enforce same, venue shall lie in Harris County, Texas. ARTICLE XV This Agreement shall be governed by and construed in accordance with the laws of the State of Texas. ARTICLE XVI This Agreement may be executed in triplicate, each of which shall be deemed an original and constitute one and the same instrument. ARTICLE XVII Neither LPDC nor the Recipient shall be required to perform any term, condition, or covenant in this Agreement so long as such performance is delayed or prevented by force majeure, which shall mean Acts of God, civil riots, floods, and any other cause not reasonably within the control of LPDC or the Recipient except as herein provided, and which by the exercise of due diligence LPDC or the Recipient is unable, wholly or in part, to prevent or overcome. ARTICLE XVIII In submitting this application, the applicant whose signature appears below affirms its intent and commitment to comply in full with Section 2264.052 of the Government Code and certifies that it does not and will not knowingly employ an undocumented worker 6 during any time period associated with the public subsidy for which the application is being submitted. The applicant further certifies its understanding and agreement that if it is convicted of a violation of 8 U.S.C. Section 1324a(f), providing for civil and/or criminal penalties for engaging in a pattern or practice of knowingly hiring or continuing to employ unauthorized aliens, it shall repay the amount of the public subsidy with interest, at the rate and according to the terms of the agreement signed under Section 2264.053 of the Government Code, not later than the 120th day after the date the city notifies the business of the violation. ARTICLE XIX The Agreement embodies the complete agreement of the parties hereto, superseding all oral or written pervious and contemporary agreements between the Parties, which relate to matters in this Agreement. SIGNED AND AGREED to by LPDC and the Recipient on the dates indicated below. LA PORTE DEVELOPMENT CORPORATION __________________________ Richard Warren, President ___________________ Date ATTEST ___________________________ Secretary of the Corporation 7 Brotamonte Asset 1, LLC ________________ By: _________________________________ 11/30/2015 _________________________ Date ATTEST ________________________________ 8 REQUEST FOR LA PORTE DEVELOPMENT CORPORATION AGENDA ITEMREQUEST FOR LA PORTE DEVELOPMENT CORPORATION AGENDA ITEM January 11, 2016January 11, 2016AppropriationAppropriation Agenda Date Requested:Agenda Date Requested: Source of Funds:Source of Funds: Scott D. LivingstonScott D. Livingston Requested By: Account Number:Account Number: Economic Development/TourismEconomic Development/Tourism Department: Amount Budgeted:Amount Budgeted: Report:Resolution:Resolution:Ordinance:Ordinance: Up to $250,000.00Up to $250,000.00 Amount Requested:Amount Requested: Exhibits: Budgeted Item:Budgeted Item:YESYESNONO 1. Project Introduction Project Introduction--Revised by StaffRevised by Staff 2. Project Presentation Project Presentation--Revised by StaffRevised by Staff 3. New Incentive Guidelines New Incentive Guidelines--November 11, 2015November 11, 2015 4. Project Math Project Math 5. Development Agreement for Fischer's Development Agreement for Fischer's 6. Public Hearing Notice Public Hearing Notice 7. Tax Records Tax Records SUMMARY & RECOMMENDATIONSSUMMARY & RECOMMENDATIONS The owners of Fischer’’s Hardware are planning to invest s Hardware are planning to invest to expand the hardware store on the northwest corner of to expand the hardware store on the northwest corner of $611,559.28$611,559.28 W. Fairmont Parkway and S. Broadway.  This amount does not include any capital to purchase new retail inventory.  FischerW. Fairmont Parkway and S. Broadway.  This amount does not include any capital to purchase new retail inventory.  Fischer proposing to complete the following projects: proposing to complete the following projects:    Remove the existing metal fascia on the entire perimeter of the building,Remove the existing metal fascia on the entire perimeter of the building, Install a new framework and new stucco fascia panels,Install a new framework and new stucco fascia panels, Remove the awning from the southwest side of the building,Remove the awning from the southwest side of the building, Install kneewall stone fascia,Install kneewall stone fascia, Install a black wrought iron fence,Install a black wrought iron fence, Add paint and signage to the new structures,Add paint and signage to the new structures, Remove the block wall between the existing build and Little Jacks to increase square footage by 15,000 square feet,Remove the block wall between the existing build and Little Jacks to increase square footage by 15,000 square feet, Add new, interior fixtures & lumber fixtures for expansion,Add new, interior fixtures & lumber fixtures for expansion, Add new, interior signage and fixtures,Add new, interior signage and fixtures, Repaint the pole sign and add new graphic signage.Repaint the pole sign and add new graphic signage. Re-seal and re-stripe the parking lot,stripe the parking lot, Re-pave the area which is currently covered on the south side of the building, andpave the area which is currently covered on the south side of the building, and Add new flower beds and landscaping, including a block flower bed at the bottom of the exterior sign pole and add stucco Add new flower beds and landscaping, including a block flower bed at the bottom of the exterior sign pole and add stucco finish to match the building. finish to match the building.  Since the ED Board may hold the project principals accountable for completing each of the identified projects and spending a Since the ED Board may hold the project principals accountable for completing each of the identified projects and spending a minimum amount on new taxable business personal property (i.e. retail inventory), minimum amount on new taxable business personal property (i.e. retail inventory), ““infrastructureinfrastructure””, , ““site improvementssite improvements “other related improvements, written bids are neither required nor necessary for this project.  The proposed project expenses other related improvements, written bids are neither required nor necessary for this project.  The proposed project expenses are as follows: Original Proposal (August 26, 2015)Original Proposal (August 26, 2015)Amended Proposal (Jan 11, 2016)Amended Proposal (Jan 11, 2016) for building renovation/constructionfor building renovation/construction for building renovation/ construction for building renovation/ construction $761,854 $450,000$450,000 on interior furniture, fixtures, and equipmenton interior furniture, fixtures, and equipment on interior furniture, fixtures, and equipment on interior furniture, fixtures, and equipment $92,873.84 $92,874$92,874 to resurface and stripe the parking lotto resurface and stripe the parking lot to resurface and stripe the parking lot to resurface and stripe the parking lot $50,000 $30,000$30,000 on exterior/street signageon exterior/street signage on exterior/street signage on exterior/street signage $20,000 $15,000$15,000 on interior signageon interior signage on interior signage on interior signage $18,685.44 $18,685$18,685 for new flower beds and landscapingfor new flower beds and landscaping  for new flower beds and landscaping  for new flower beds and landscaping $10,000 $5,000$5,000      total improvementstotal improvements total improvements total improvements $953,412 $611,559$611,559   Therefore, the of expenditure for this proposed project isof expenditure for this proposed project is, excluding any expenses for retail , excluding any expenses for retail Estimated Total Estimated Total $611,559.28 $611,559.28 inventory.   Project History   The project principals for FischerThe project principals for Fischer’’s Hardware were initially planning to spend $1.4 million, including $450,000 to purchase new retail s Hardware were initially planning to spend $1.4 million, including $450,000 to purchase new retail inventory, to renovate the hardware store, and the principals had requested an economic development grant in the amount of inventory, to renovate the hardware store, and the principals had requested an economic development grant in the amount of .During discussion and deliberations on August 26, 2015, the members of the ED Board elected to exclude the $450,000 During discussion and deliberations on August 26, 2015, the members of the ED Board elected to exclude the $450,000 $350,000  value of the retail inventory and offered an incentive grant up to $250,000 for effectively a $1 million project.  Therefore, on August value of the retail inventory and offered an incentive grant up to $250,000 for effectively a $1 million project.  Therefore, on August 26, 2015, the ED Board authorized staff to publish 6026, 2015, the ED Board authorized staff to publish 6026, 2015, the ED Board authorized staff to publish 6026, 2015, the ED Board authorized staff to publish 60----day public notice of a public hearing on November 11, 2015 to consider day public notice of a public hearing on November 11, 2015 to consider day public notice of a public hearing on November 11, 2015 to consider day public notice of a public hearing on November 11, 2015 to consider awarding an economic development grant to owners of Fischerawarding an economic development grant to owners of Fischer’’s Do It Best Hardware for an amount not to exceed s Do It Best Hardware for an amount not to exceed $250,000.00     Prior to November 11, 2015, the project principals elected to revise and decrease the amount of proposed expenditure for the Prior to November 11, 2015, the project principals elected to revise and decrease the amount of proposed expenditure for the proposed project, even though the principals planned, and still plan, to undertake each of the work items shared and discussed in proposed project, even though the principals planned, and still plan, to undertake each of the work items shared and discussed in previous presentations.  Therefore the ED Board opened the public hearing on 11 November 2015, and then approved a motion to previous presentations.  Therefore the ED Board opened the public hearing on 11 November 2015, and then approved a motion to postpone the public hearing and consideration of the proposed project to the meeting on January 11, 2016 when the revised postpone the public hearing and consideration of the proposed project to the meeting on January 11, 2016 when the revised estimates would be ready for discussion.  estimates would be ready for discussion.      Background InformationBackground Information   As of January 1, 2015, the real property taxable value of FischerAs of January 1, 2015, the real property taxable value of Fischer’’s Do It Best Hardware (Fischers Do It Best Hardware (Fischer’’s) is $1,408,955, while the s) is $1,408,955, while the business personal property taxable value is approximately $160,000.  Therefore, the current total taxable value of Fischerbusiness personal property taxable value is approximately $160,000.  Therefore, the current total taxable value of Fischer’ estimated to be .  .  $1,568,955$1,568,955   As a direct result of this expansion and the associated improvements, the project principals anticipate that their taxable retail sales As a direct result of this expansion and the associated improvements, the project principals anticipate that their taxable retail sales may increase by as much as 15may increase by as much as 15--20%.  In addition, the project principals are planning to hire 7 to 10 new employees as a result of 20%.  In addition, the project principals are planning to hire 7 to 10 new employees as a result of this expansion.  Of these new employees, 4 to 5 will be this expansion.  Of these new employees, 4 to 5 will be ““full timefull time””and the remaining will be and the remaining will be ““partpart--timetime””employees.  3 to 4 of the employees.  3 to 4 of the “full time”employees will be categorized as employees will be categorized as ““managementmanagement””.  .    Other benefits of this proposed project include:   Other benefits of this proposed project include:     Redevelopment and beautification of a prime corner in town,Redevelopment and beautification of a prime corner in town, Opportunity to encourage local business expansion,Opportunity to encourage local business expansion, Locally owned business with deep roots in in La Porte, andLocally owned business with deep roots in in La Porte, and Opportunity to encourage the ongoing viability of this business anchor at a prime location in La Porte.Opportunity to encourage the ongoing viability of this business anchor at a prime location in La Porte.   Staff’s Recommendations Recommendation    According to the new incentive guidelines approved by the Board on November 11, 2015, the project may receive a grant According to the new incentive guidelines approved by the Board on November 11, 2015, the project may receive a grant commitment of the of either (a) a 10 year payback of the businessof either (a) a 10 year payback of the business’’s new tax revenues to the City of La Porte, which is s new tax revenues to the City of La Porte, which is lesser lesser equivalent to , or (b) up to 25% of the business, or (b) up to 25% of the business’’s total eligible expenditures, which is equivalent to s total eligible expenditures, which is equivalent to .  Therefore, $120,000$120,000$150,000 according to the ED Boardaccording to the ED Board’’s new incentive guidelines, the maximum amount for which this project may qualify would be s new incentive guidelines, the maximum amount for which this project may qualify would be .  $120,000   Assistant City Attorney Clark Askins and staff drafted a proposed development agreement for a maximum amount of Assistant City Attorney Clark Askins and staff drafted a proposed development agreement for a maximum amount of $120,000 While staff is prepared to make any revisions to the proposed development agreement that the Board may request (including the While staff is prepared to make any revisions to the proposed development agreement that the Board may request (including the incentive amount), the proposed targets/performance markers for the development agreement include: incentive amount), the proposed targets/performance markers for the development agreement include:   Invest at least $600,000 to complete each of the approved work items,Invest at least $600,000 to complete each of the approved work items, Hire at least 4 new full time employees and 3 new part time employees,Hire at least 4 new full time employees and 3 new part time employees, Complete all approved work items by February 28, 2017, andComplete all approved work items by February 28, 2017, and Increase sales tax revenue by at least 15% for 3 years.Increase sales tax revenue by at least 15% for 3 years. Action Required by the La Porte Development Corporation:Action Required by the La Porte Development Corporation: Consider approval or other action authorizing an enhancement grant in an amount not to exceed $250,000.00, payable to Fischer's Consider approval or other action authorizing an enhancement grant in an amount not to exceed $250,000.00, payable to Fischer's Hardware, Inc., and associated development agreement, for infrastructure improvements to property located at 1010 S. Broadway Hardware, Inc., and associated development agreement, for infrastructure improvements to property located at 1010 S. Broadway Street, with payment to be remitted at the completion of the project Street, with payment to be remitted at the completion of the project -- S. Livingston S. Livingston Approved for the La Porte Development Corporation AgendaApproved for the La Porte Development Corporation Agenda Corby D. Alexander, City ManagerCorby D. Alexander, City ManagerDateDate Revised by Staff 16 Dec. 2015 Proposed Project Criteria tƌĻğƭĻ ƦƩƚǝźķĻ ƷŷĻ ŅƚƌƌƚǞźƓŭ źƓŅƚƩƒğƷźƚƓ Ʒƚ Scott D. Livingston ğƷ \[źǝźƓŭƭƷƚƓ{θƌğƦƚƩƷĻƷǣ͵ŭƚǝ ğƷ ƌĻğƭƷ ƷŷƩĻĻ ΛЌΜ ǞĻĻƉƭ źƓ ğķǝğƓĭĻ ƚŅ ƷŷĻ ƦƌğƓƓĻķ ƒĻĻƷźƓŭ ķğƷĻ ǞźƷŷ ƷŷĻ .ƚğƩķ ƚŅ 5źƩĻĭƷƚƩƭ ƚŅ ƷŷĻ \[ğ tƚƩƷĻ 5ĻǝĻƌƚƦƒĻƓƷ /ƚƩƦƚƩğƷźƚƓʹ Њ͵‘ŷƚ źƭ CźƭĭŷĻƩƭ IğƩķǞğƩĻͪ ‘ŷğƷ ķƚĻƭ CźƭĭŷĻƩƭ IğƩķǞğƩĻ ķƚͪ Fischers Hardware is in the business of retail sales providing product and services to La Porte and surrounding areas. Ћ͵‘ŷğƷ ķƚĻƭ CźƭĭŷĻƩƭ IğƩķǞğƩĻ Ǟźƭŷ Ʒƚ ķƚ źƓ \[ğ tƚƩƷĻͲ Ļǣğƭͪ tƌĻğƭĻ ĻǣƦƌğźƓ ƷŷĻ ƭĭƚƦĻ ƚŅ ƷŷĻ ƦƩƚƦƚƭĻķ ƦƩƚƆĻĭƷ źƓ \[ğ tƚƩƷĻͲ Ļǣğƭ͵ tƌĻğƭĻ ƭǒĬƒźƷ ğ ƭźƷĻ ƦƌğƓͲ ĻƌĻǝğƷźƚƓ ƩĻƓķĻƩźƓŭΛƭΜͲ ƦźĭƷǒƩĻƭͲ ğƓķΉƚƩ ğ ķĻƷğźƌĻķ ǝĻƩĬğƌ ķĻƭĭƩźƦƷźƚƓ ƚŅ ƷŷĻ ķĻƭźƩĻķ ƦƩƚƆĻĭƷ ǞźƷŷ Ʒŷźƭ ŅƚƩƒ͵ $611,559.28 to expand their existing business in La Porte, TX͵ The owners will use the funds to remodel both the interior and exterior of the building to provide an updated appearance by completing the following projects: Remove the existing metal fascia on the entire perimeter of the building, Install a new framework and new stucco fascia panels, Remove the awning from the southwest side of the building, Install kneewall stone fascia, Install a black wrought iron fence, Add paint and signage to the new structures, Remove the block wall between the existing build and Little Jacks to increase square footage by 15,000 square feet, Add new, interior fixtures & lumber fixtures for expansion, Add new, interior signage and fixtures, Repaint the pole sign and add new graphic signage. Re-seal and re-strip the parking lot, Re-pave the area which is currently covered on the south side of the building, and Add new flower beds and landscaping, including a block flower bed at the bottom of the exterior sign pole and add stucco finish to match the building. Ќ͵‘ŷĻƩĻ ķƚĻƭ CźƭĭŷĻƩƭ IğƩķǞğƩĻ Ǟźƭŷ Ʒƚ ķƚ ĬǒƭźƓĻƭƭ źƓ \[ğ tƚƩƷĻͲ Ļǣğƭͪ Fischers Hardware will operate in its current location. Ѝ͵‘ŷĻƓ ķƚĻƭ CźƭĭŷĻƩƭ IğƩķǞğƩĻ Ǟźƭŷ Ʒƚ ƭƷğƩƷ ğƓķ ŅźƓźƭŷ ƷŷĻ ƦƩƚƦƚƭĻķ ƦƩƚƆĻĭƷͪ Fischers Hardware would like to start the project as soon as possible and have the project completed within six months. 3 Revised by Staff 16 Dec. 2015 Ў͵‘ŷǤ źƭ CźƭĭŷĻƩƭ IğƩķǞğƩĻ źƓƷĻƩĻƭƷĻķ źƓ ĭƚƓķǒĭƷźƓŭ ĬǒƭźƓĻƭƭ Ʒƚ \[ğ tƚƩƷĻͲ Ļǣğƭͪ Fischers Hardware has been serving the community for 35 years and would like to continue with a new look and new products to better serve customers. Џ͵IƚǞ Ǟƚǒƌķ CźƭĭŷĻƩƭ IğƩķǞğƩĻ ƌźƉĻ Ʒƚ ƩĻĭĻźǝĻ ğƭƭźƭƷğƓĭĻ ŅƩƚƒ ƷŷĻ \[ğ tƚƩƷĻ 5ĻǝĻƌƚƦƒĻƓƷ /ƚƩƦƚƩğƷźƚƓ Ʒƚ ğƭƭźƭƷ CźƭĭŷĻƩƭ IğƩķǞğƩĻ źƓ ƒğƉźƓŭ ğ ŅźƩƒ ĭƚƒƒźƷƒĻƓƷ Ʒƚ ĭƚƒƦƌĻƷĻ ƷŷĻ ƦƩƚƦƚƭĻķ ƦƩƚƆĻĭƷ źƓ \[ğ tƚƩƷĻͲ Ļǣğƭͪ Fischers Hardware would like to receive assistance from the ED Board to complete the proposed project in a minimal amount of time. We would like to request funds to make the transition. А͵‘ŷğƷ ğƩĻ ƷŷĻ ĻƭƷźƒğƷĻķ ЋЉЊЌ ƷğǣğĬƌĻ ǝğƌǒĻƭ ƚŅ ƷŷĻ ĻǣźƭƷźƓŭ ƦƩƚƦĻƩƷǤΛźĻƭΜ ƚŅ ƷŷĻ ƦƩƚƦƚƭĻķ ƌƚĭğƷźƚƓ źƓ \[ğ tƚƩƷĻͲ Ļǣğƭͪ The current, total taxable value of Fischers Hardware is 1.4 million. Б͵‘ŷğƷ źƭ ƷŷĻ ĻƭƷźƒğƷĻķ ƷğǣğĬƌĻ ǝğƌǒĻ Ʒƚ ĬĻ ğķķĻķ źƓ \[ğ tƚƩƷĻ ğƭ ğ ƩĻƭǒƌƷ ƚŅ ĭƚƒƦƌĻƷźƓŭ ƷŷĻ ƦƩƚƦƚƭĻķ ƦƩƚƆĻĭƷ źƓ \[ğ tƚƩƷĻͪ ŷźƭ Ǟƚǒƌķ źƓĭƌǒķĻ ƷŷĻ ŅƚƌƌƚǞźƓŭʹ The owners are planning to invest $1.4 million, which is equal to 90% of the current, taxable value of the property, to renovate and expand the existing building, purchase new taxable retail inventory, purchase new interior furniture, fixtures, and equipment, purchase new interior and exterior signage, re-pave and re-stripe the parking lot, and add additional landscaping. В͵IƚǞ ƒğƓǤ ĻǣźƭƷźƓŭ ĻƒƦƌƚǤĻĻƭ ΛĬƚƷŷ Ņǒƌƌ ƷźƒĻ ğƓķ ƦğƩƷ ƷźƒĻΜ Ǟźƌƌ ĬĻ ƩĻΏƌƚĭğƷĻķ Ʒƚ \[ğ tƚƩƷĻ ƚƩ ƩĻƷğźƓĻķ źƓ \[ğ tƚƩƷĻ ğƭ ğ ƩĻƭǒƌƷ ƚŅ ƷŷĻ ƦƩƚƦƚƭĻķ ƦƩƚƆĻĭƷͪ All existing employees will remain as a result of the proposed project. ЊЉ͵IƚǞ ƒğƓǤ ƓĻǞ ĻƒƦƌƚǤĻĻƭ ΛĬƚƷŷ Ņǒƌƌ ƷźƒĻ ğƓķ ƦğƩƷ ƷźƒĻΜ Ǟźƌƌ ĬĻ ŷźƩĻķ ğƭ ğ ƩĻƭǒƌƷ ƚŅ ƷŷĻ ƦƩƚƦƚƭĻķ ƦƩƚƆĻĭƷͪ Fischers Hardware plans to add 7 to 10 new employees as a result of the proposed project. Of these new - ЊЊ͵IƚǞ ƒğƓǤ Ʀğźķ ğƓķΉƚƩ źƓƷĻƩƓ ƦƚƭźƷźƚƓƭ ğƩĻ ƷŷĻ ĭƚƒƦğƓǤ ǞźƌƌźƓŭ Ʒƚ ƩĻƭĻƩǝĻ ŅƚƩ ƭƷǒķĻƓƷƭ ƚŅ \[ğ tƚƩƷĻ Iźŭŷ {ĭŷƚƚƌͪ Fischers Hardware has used Cooperative Education in the past with positive results and will continue to use this program. We estimate 3 to 5 positions will be available. 4 Revised by Staff 16 Dec. 2015 ЊЋ͵DĻƓĻƩğƌƌǤ źķĻƓƷźŅǤ ƷŷĻ ĬĻƓĻŅźƷƭͲ źŅ ğƓǤͲ ƷŷğƷ ğƌƌ Ņǒƌƌ ƷźƒĻ ĻƒƦƌƚǤĻĻƭ Ǟźƌƌ ƩĻĭĻźǝĻ Λź͵Ļ͵ ЍЉЊƉͲ ķĻƓƷğƌͲ ƒĻķźĭğƌͲ ǝźƭźƚƓͲ ƭƷƚĭƉ ƚƦƷźƚƓƭͲ ƦƩƚŅźƷΏƭŷğƩźƓŭͲ ĻƷĭ͵Μ͵ Fischers Hardware offers optional medical, dental, vision, and Accidental Death and Dismemberment, as well as life insurance to all full time employees. ЊЌ͵/ğƷĻŭƚƩźǩĻ ƷŷĻ ĻƒƦƌƚǤĻĻƭ ΛĬƚƷŷ Ņǒƌƌ ƷźƒĻ ğƓķ ƦğƩƷ ƷźƒĻͳ ĬƚƷŷ ƩĻƌƚĭğƷĻķ ğƓķ ƓĻǞ ŷźƩĻƭΜ ĬǤ ƆƚĬ ƷźƷƌĻΉƷǤƦĻ ƚŅ ǞƚƩƉ ğƓķ ǞğŭĻΉƭğƌğƩǤ ƌĻǝĻƌ͵ All of Fischers Hardware employees are categorized as sales with the exception of office clerical personnel. Sales positions include customer service, stocking, and cashier. ЊЍ͵ ǞźƷŷƚǒƷ ƷŷĻ ğƭƭźƭƷğƓĭĻ ƚŅ ƷŷĻ \[ğ tƚƩƷĻ 5ĻǝĻƌƚƦƒĻƓƷ /ƚƩƦƚƩğƷźƚƓͲ ǞŷǤ ƒźŭŷƷ ƓƚƷ CźƭĭŷĻƩƭ IğƩķǞğƩĻ ĬĻ ğĬƌĻ Ʒƚ ĭƚƒƦƌĻƷĻ ƷŷĻ ƦƩƚƦƚƭĻķ ƦƩƚƆĻĭƷ źƓ \[ğ tƚƩƷĻͲ Ļǣğƭͪ Without the assistance of the La Porte Development Corporation, Fischers Hardware is unable to complete the proposed project. ЊЎ͵‘ŷğƷ ŅƚƩƒΛƭΜ ğƓķ ğƒƚǒƓƷΛƭΜ ƚŅ źƓĭĻƓƷźǝĻƭ ķƚĻƭ CźƭĭŷĻƩƭ IğƩķǞğƩĻ Ǟźƭŷ Ʒƚ ƩĻƨǒĻƭƷ ŅƩƚƒ ƷŷĻ \[ğ tƚƩƷĻ 5ĻǝĻƌƚƦƒĻƓƷ /ƚƩƦƚƩğƷźƚƓ Ʒƚ ĬĻ ğĬƌĻ Ʒƚ ĭƚƒƦƌĻƷĻ ƷŷĻ ƦƩƚƦƚƭĻķ ƦƩƚƆĻĭƷ źƓ \[ğ tƚƩƷĻͲ Ļǣğƭͪ Fischers Hardware would like to receive the full amount of incentive funds allowable to complete the proposed project. Fischers Hardware is requesting the sum of $250,000. decision and grant award will determine whether or not they will spend the full amount or reduce the scope of the proposed project. 5 La Porte, Texas 77571 1012 S. Broadway Rod Rothermel 0171 - (281) 470 Owner frkherrera@yahoo.com La Porte, Texas 77571 1012 S. Broadway Frank Herrera fischershardware@gmail.com La Porte, Texas 77571 Michael Breaux 0171 - (281) 470 Owner Incentive Guidelines for New and Expanding Businesses City of La Porte 11 November 2015 lesser 1.Incentives for new or expanding businesses should be limited to the of: (a)A maximum 10 year payback of the business’s new/additional tax revenues to the City of La Porte, or (b)Up to 25% of the business’s total expendituresfor “infrastructure”, “site improvements”, and “other related improvements”; 2.Businesses that create new “primary jobs” will receive additional value, which will be calculated as an “Adjusted Payback”; 3.“Primary Job Training” is an eligible expense toward a business’s 25% total expenditure; 4.The maximum contribution of the Board to projects in the La Porte Enhancement Grant Program is $50,000; and 5.Projects that donot meet these parameters will be considered on a case-by-case basis. Contextual Information for Economic Development Grant Awards All projects that apply for an economicdevelopment grant must meet the following criteria: (1)Only the minimum amount of financial assistancerequired to bring the project tofruition will be considered. (2)A strict, narrow focus will be maintained for using funds on “infrastructure”, “site improvements”, “related improvements”, and “primary job training”. (3)The incremental tax revenues, including both property and sales tax revenues, to be generated by each project, which may be verified in the quarterly and annual STARS Reports, will be included in the model. (4)The value of number of new jobs associated with each project will be assigned a value and included in the model as follows: 0.15 a.A value of per job will be assigned for higher paying, white collar, primary engineering, engineering design, or executive “jobs”. 0.125 b.A value of per job will be assigned to highly skilled positions for a process primary technician and/or advanced manufacturing “jobs”. 0.10primary c.A value of per job will be assigned to skilled “jobs”. 0.075primary d.A value of per job will be assigned to unskilled “jobs”, and 0non-primary e.A value of per job will be assigned to “jobs”. (5)Projects which have already made a commitment to establish a new business in La Porte will not be considered for an incentive grant. (6)Projects which have already started construction or other renovation work will not be considered for an incentive grant. (7)The ED Board and/or City Council will retain discretion to award any lesser or greater amount to any given project. Project Math New Incentive Guidelines for New and Expanding Businesses This mathematical analysis is based upon the , which the ED Board approved on 11 November, 2015. In short, the new guidelines applicable to this project state that: lesser 1.Incentives for new or expanding businesses should be limited to the of: (a) City of La Porte, or (b)ite 2. ; Known Facts: $600,000 Total capital expenditure, excluding inventory of approximately . 15-20% Sales tax revenues are expected to increase by , per the Project Introduction. nd Annual sales tax revenues for the last twelve months ending with the 2 Quarter of 2015, as provided by the STARS report. (Note: In accordance with State Law, this information is confidential.) Anticipated new employment of 4 full time managerial positions and 3 part time positions. (Note: For 0.1 the purpose of this analysis, the full time, primary job positions were given a value of , while the part 0 time, non-primary job positions were assigned a value of ). Analysis: new/additional tax revenues to the City of La Porte, since this amount is less than . Therefore, assuming that (a) 100% of the value of the $600,000 tax revenue by 20% each year, the 10 year payback is as: $120,000 = (($600,000/100) x (0.71) x (10 years)) + ((20% new sales tax revenue) x (10 years)) + a value for 4 full time, managerial/primary jobs 1 $200,000 For , the payback period is 17.15 years, and the adjusted payback period is 16.75 years. $150,000 For , the payback period is 12.86 years, and the adjusted payback period is 12.46 years. $120,00010.29 years9.89 years For , the payback period is , and the adjusted payback period is . 2 ECONOMIC DEVELOPMENT INCENTIVE AGREEMENT BETWEEN THE LA PORTE DEVELOPMENT COPRPORATION, AND A TEXAS CORPORATION, FOR USE OF TYPE B DEVELOPMENT CORPORATION SALES TAX FUNDS THIS AGREEMENT made by and entered into this ____ day of _______ _, 2016 between the La Porte Development Corporation, a Type B non-profit corporation operating under authority of Texas Local Government Code Chapters 501 and 505 Inc., a Texas Corporation, WITNESSETH: WHEREAS, the voters of the City of La Porte authorized the levying of additional sales tax within the City for promotion of economic development and the LPDC is authorized to use such tax revenues for certain qualifying projects and other economic development related purposes; and WHEREAS, Recipient is a Texas based retail hardware outlet with stores located in Baytown, Texas, Pasadena, Texas, and La Porte, Texas; and WHEREAS, Recipient wishes to renovate the exterior and interior of its existing hardware store located at 1010 S. Broadway St., La Porte, Texas, and make associated site improvements, and which would 1) result in the expenditure by Recipient of an estimated $600,000.00 in capital improvements; 2) employ an additional four (4) full time and three (3) part-time personnel; and 3) increase annual retail sales tax revenues attributable to the 1010 S. Broadway store site by 20%. WHEREAS, Recipient has requested that LPDC provide financial incentives to Recipient to contribute towards the cost of renovation of the property at 1010 S. Broadway St., under a qualifying project of the LPDC for infrastructure, site and related improvements, as authorized by Texas Local Government Code Chapters 501 and 505, and it is the desire of LPDC to assist in the funding of same, finding that such expenditures will promote or develop new or expanded business enterprises. WHEREAS, Texas law and the by-laws of the LPDC require that certain expenditures and projects by the LPDC be approved by the governing body of the City; and whereas the LPDC Board has duly approved such project and the expenditures for same have been authorized by the La Porte City Council; and NOW THEREFORE, in consideration of the covenants and conditions stated herein, and in consideration of the mutual benefits that will accrue to each of the parties hereof, as well as to the citizens of the City of La Porte, Texas, the parties have agreed and do hereby agree as follows: ARTICLE I In consideration of Recipient renovating the existing structure at 1010 S. Broadway St., and continuing to store at the 1010 S. Broadway St site Store, 1 which proposal was considered in that certain public hearing authorizing a proposed project for the expenditure of LPDC funds for the promotion or development of new or expanded business enterprises, held before the LPDC on November 11, 2015, LPDC agrees to provide Recipient an incentive package consisting of cash payments in a total sum not to exceed $120,000.00, to be distributed in five separate payments of $50,000.00, $10,000.00, $20,000.00, $20,000.00, and $20,000.00, with each distribution conditioned upon the attainment of certain performance thresholds, more specifically outlined as follows: 1) A cash incentive payment in an amount equal to $50,000.00 will be distributed to Recipient by LPDC, upon receipt by LPDC of a) proof of all Final Inspection Reports issued by the City of La Porte, Texas to Recipient for completion of the renovated Store and b) proof of a minimum capital investment in the amount of $600,000.00 applied towards renovation of the Store and related infrastructure and site work. The renovation to the Store and related infrastructure for which the required capital investment is made, must, at a minimum, include the following scope of work: a) Removal of existing metal fascia on the entire perimeter of the building b) Installation of new framework and new stucco fascia panels c) Removal of awning from the southwest side of the building d) Installation of knee-wall stone fascia e) Installation of black wrought iron fence f) Addition of paint and signage to the new structures g) Removal of the block wall between the existing build and Little Jacks to increase square footage of hardware store by 15,000 square feet h) Addition of new interior fixtures and lumber fixtures for expansion i) Addition of new interior signage and fixtures j) Repainting of the pole sign and addition of new graphic signage k) Resealing and restriping the parking lot l) Repaving of area which is currently covered on the south side of the building m) Addition of new flower beds and landscaping, including a block flower bed at the bottom of the exterior sign pole and add stucco finish to match the building A. In no case will the $50,000.00 payment be made by LPDC if a copy of all Final Inspection Reports , and documentation substantiating the expenditure of no less than $600,000.00 applied towards capital improvements to complete all the items listed in Article I, is not delivered to and received by LPDC by February 28, 2017. In the case that proof of all Final Inspection Reports and a minimum capital investment of $600,000.00 for the Store is presented to LPDC on or before said February 28, 2017 deadline, the LPDC shall convene a meeting of the LPDC Board of Directors for a date no later than forty-five (45) days after receipt of proof of all Final Inspection Reports and minimum capital investment of $600,000.00 by LPDC from Recipient. Upon verification of the completion of all items listed in 2 Article I to renovate the Store, as reflected by formal vote of the LPDC Board of Directors that Recipient has satisfied the requirements of this paragraph, LPDC will then remit the $50,000.00 to Recipient within a period not to exceed thirty (30) days. B. Notwithstanding the foregoing requirements, Recipient will be entitled to receive a pro-rata portion of the $50,000.00 incentive payment in the event that it should, by the February 28, 2017 deadline, provide a copy of all Final Inspection Reports, and provide documentation evidencing that Recipient made a capital investment to complete all items listed in Article I towards renovation of the Store and related infrastructure and site work, but in an amount less than $600,000.00. However, in this case Recipient shall be entitled to payment of a pro rata share of the $50,000.00 incentive grant only in the instance that Recipient provides a copy of all Final Inspection Reports , and evidence of capital investment in renovation and related infrastructure and site work, in an amount no less than $550,000.00. Where Recipient fails to provide documentation evidencing capital investment in renovation and related infrastructure and site work in an amount of at least $550,000.00, it shall be disqualified from receiving any portion of the $50,000.00 incentive payment. In the case that Recipient provides a copy of all Final Inspection Reports, as well as documentation evidencing capital investment to complete all items listed in Article I in renovation and related infrastructure and site work in an amount of at least $550,000.00, but less than $600,000.00, to LPDC on or before said February 28, 2017 deadline, the LPDC shall convene a meeting of the LPDC Board of Directors for a date no later than forty-five (45) days after receipt of proof of the total taxable retail sales from Recipient. submission of a copy of all necessary Final Inspection Reports, as well as documentation evidencing capital investment in renovation and related infrastructure and site work for all the items listed in Article I in an amount of at least $550,000.00, but less than $600,000.00, for qualification of pro rata payment, as reflected by formal vote of the LPDC Board of Directors that Recipient has satisfied the requirements of this paragraph, LPDC will then remit a pro rata share of the $50,000.00 amount as applicable, to Recipient within a period not to exceed thirty (30) days. For purposes of clarification only, the following two examples shall serve to illustrate the application of this paragraph: Example 1: If Recipient provides evidence of total capital expenditure for the Store in the amount of $545,000.00 by the February 28, 2017 deadline, the incentive payment under this agreement would be $0. Example 2: If Recipient provides evidence of total capital expenditure for the Store in the amount of $575,000.00 by the February 28, 2017 deadline, the incentive payment under this agreement would be calculated at $575,000/$600,000, or 96% of the $50,000.00 incentive payment, for a total payment of $48,000.00. 2) A cash incentive payment in an amount equal to $10,000.00 will be distributed to Recipient by LPDC, upon submission to LPDC of an employment roster evidencing that Recipient employs an additional four (4) full time and three (3) part-time individuals as employees at the Store, above the ten (10) full time and six (6) part- 3 time individuals employed at the La Porte store as of October 15, 2015, no later than February 28, 2017. Proof of employment, for purposes of this agreement, shall Revenue Service and C3 Report to the Texas Workforce Commission for each employee (but with social security numbers of each employee redacted) and b) a notarized an additional four (4) full time and three (3) part-time employees are employed by Recipient for positions permanently located at the 1010 S. Broadway St. site. However, where Recipient fails to make capital investment towards renovation and related infrastructure and site work at the Store in completion of all the items listed in Article I in an amount of at least $550,000.00 by the said February 28, 2017 deadline for submission of an employment roster, then Recipient shall be disqualified from receiving any portion of the $10,000.00 payment; in no case will Recipient be entitled to a pro rata portion of the $10,000.00 incentive. 3) A cash incentive payment in an amount equal to $60,000.00 will be distributed to Recipient by LPDC, in three annual installments of $20,000.00 each, based on the following criteria: A. Beginning with the date that the Recipient is issued the last, required Final Inspection Report from the City of La Porte certifying completion of all of the work items associated with the proposed project covered by this Agreement, if during the 12 month period following the date of issuance of the said last, required Final Inspection Report (Year 1 of operation) the Recipient generates sales tax revenue from the La Porte store that meets or exceeds by 20% the amount of sales tax rd revenue generated from the beginning of the 3 Quarter of 2014 through and nd including the 2 Amount herein) as reflected in the Sales Tax Analysis and Reporting Service (STARS Report), Recipient shall be entitled to a $20,000.00 installment payment at the end of Year 1 of operation. B. If during the 12 month period following Year 1 of operation (Year 2 of operation) Recipient generates sales tax revenue from the La Porte store that meets or exceeds by 20% the Baseline Sales Tax Revenue Amount as reflected in the Sales Tax Analysis and Reporting Service (STARS Report), Recipient shall be entitled to a $20,000.00 installment payment at the end of Year 2 of operation. C. If during the 12 month period following Year 2 of operation (Year 3 of operation) Recipient generates sales tax revenue from the La Porte store that meets or exceeds by 20% the Baseline Sales Tax Revenue Amount as reflected in the Sales Tax Analysis and Reporting Service (STARS Report), Recipient shall be entitled to a $20,000.00 installment payment at the end of Year 3 of operation. D. Notwithstanding the foregoing, if in any Year of Operation, as that term is defined in this Section, Recipient generates sales tax revenue that does not meet or exceed the Baseline Sales Tax Revenue Amount by 20%, but does meet or exceed the Baseline Sales Tax Revenue Amount by at least 15%, then in that case Recipient 4 shall be entitled to a pro rata share of the $20,000.00 installment payment made at the end of the applicable Year of Operation. However, in the case that Recipient fails to meet or exceed the Baseline Sales Tax Revenue Amount by at least 15% in a given Year of Operation, then Recipient shall be entitled to no portion of the $20,000.00 installment, for that Year of Operation. If after the conclusion of a Year of Operation, but no later than 90 days after the conclusion of the Year of Operation, the Recipient submits proof that it met or exceeded by 20% the Baseline Sales Tax Revenue Amount as reflected in the Sales Tax Analysis and Reporting Service (STARS Report), the LPDC shall convene a meeting of the LPDC Board of Directors for a date no later than forty-five (45) days after receipt of proof of such sales tax revenue data. Upon verification of same, as reflected by formal vote of the LPDC Board of Directors that Recipient has satisfied the requirements of this paragraph, LPDC will then remit the $20,000.00 to Recipient within a period not to exceed thirty (30) days. If after the conclusion of a Year of Operation, but no later than 90 days after the conclusion of the Year of Operation, the Recipient submits proof that it met or exceeded the Baseline Sales Tax Revenue Amount as reflected in the Sales Tax Analysis and Reporting Service (STARS Report) by at least 15% but less than 20%, then in that event the LPDC shall convene a meeting of the LPDC Board of Directors for a date no later than forty-five (45) days after receipt of proof of such sales tax revenue data. Upon verification of same, for qualification of pro rata payment, as reflected by formal vote of the LPDC Board of Directors that Recipient has satisfied the requirements of this paragraph, LPDC will then remit a pro rata share of the $20,000.00 amount as applicable, to Recipient within a period not to exceed thirty (30) days. For purposes of clarification only, the following two examples shall serve to illustrate the application of this paragraph: Example 1: If Recipient provides evidence of total sales tax revenue for a Year of Operation that exceeds the Baseline Sales Tax Revenue Amount by 7%, the incentive payment under this agreement would be $0. Example 2: If Recipient provides evidence of total sales tax revenue for a Year of Operation that exceeds the Baseline Sales Tax Revenue Amount by 17%, the incentive payment under this agreement would be calculated at 17/20, or 83% of the $20,000.00 incentive payment, for a total payment of $17,000.00. ARTICLE II All funds received as herein provided shall be solely for the purpose of contributing towards Recipient in the renovation of the exterior and interior of the existing hardware store known as located at 1010 S. Broadway St., La Porte, Texas and for the making of associated site and infrastructure improvements, to operate hardware store. Recipient further acknowledges that the incentive grant provided for herein is tied to a project of the LPDC for the 5 promotion or development of new or expanded business enterprises, as authorized by Texas Local Government Code chapters 501 and 505. ARTICLE III Disbursement and/or retention of the cash incentive identified in Article I of this Agreement shall be made as follows: A. Disbursement shall be made to Recipient, subject to the satisfaction of the conditions precedent or conditions subsequent contained within Article I of this Agreement. B. LPDCobligation to Recipient shall not exceed $120,000.00, nor shall LPDC be obligated to reimburse Recipient for requests delivered to LPDC after the termination of this Agreement. ARTICLE IV Recipient understands that the funds paid to Recipient by the LPDC are derived from tax revenues collected under Texas Local Government Code 505.252, and that LPDC has estimated the tax revenues to be collected during the term of this Agreement. Recipient further understands, acknowledges, and agrees that if the tax revenue actually collected is less than 90% of the estimated tax revenues to be collected in any fiscal year during the term of this Agreement, LPDC will be under no obligation to provide funding to Recipient for any payment or payments during or after the fiscal year for which there is a revenue shortfall. Upon execution of the Agreement, funds will be placed in a City of La Porte designated commitment account for purposes of this Agreement. ARTICLE V In the event of any default by Recipient hereunder, including, but not limited to, use of the funds provided herein for purposes other than those stated in Article I of this Agreement, LPDC may cease all future payments hereunder and terminate this Agreement. In addition, LPDC shall have the right to reclaim and recapture, and Recipient shall refund, any funds that are not spent in accordance with the terms of this Agreement, including 1) LPDC funds spent by Recipient in contravention of this Agreement and 2) any LPDC funds previously paid to Recipient but not yet spent by Recipient. In each such case, the previously paid cash payment or payments shall be remitted to the LPDC within sixty (60) of receipt of written demand for same. Any breach of this covenant shall be grounds for immediate termination of the distribution of funds. ARTICLE VI The term of this Agreement is for a period beginning on the date of approval by LPDC and ending February 28, 2017. ARTICLE VII 6 All funds provided by the LPDC pursuant to this Agreement may be used only for the purposes authorized by this Agreement. Notwithstanding Article I, above, City shall be under no obligation to make any fund disbursements if the reports required under this Article have not been delivered to the LPDC. ARTICLE VIII This Agreement does not create any joint venture, partnership, or agency relationship between the LPDC and Recipient. Recipient shall have exclusive control of, and the exclusive right to control the details of the work to be performed by Recipient hereunder and all personnel performing same, and shall be solely responsible for the acts and omissions of its officers, members, agents, servants, employees, subcontractors, program participants, volunteers, licensees, and invitees. In no event shall any be considered an officer, agent, servant, or employee of the LPDC. ARTICLE IX Recipient agrees to assume and does hereby assume all responsibility and liability for damages sustained by persons or property, whether real or asserted, by or from the carrying on of work by Recipient or in the performance of services performed and to be performed by Recipient hereunder. Recipient covenants and agrees to, and does hereby indemnify, defend, and hold harmless LPDC and all their respective officers, agents, and employees incurred on account of any injuries or damages, whether real or asserted, sustained by any person or property by or in consequence of any intentional or negligent act, omission, or conduct of Recipient, its agents, servants or employees. ARTICLE X This Agreement may be amended by the mutual agreement of the Parties hereto in writing to be attached to and incorporated into this Agreement. ARTICLE XI Recipient shall adhere to all local, state, and federal laws and regulations that may affect its actions made pursuant to this Agreement, and shall maintain in effect during the term of this Agreement any and all federal, state, and local licenses and permits which may be required of Recipients generally. ARTICLE XII Recipient may not assign this Agreement, or any of the benefits provided herein including but not limited to incentive payments identified in Article I, without the written consent of LPDC. ARTICLE XIII 7 The waiver by LPDC of any breach of any term, condition, or covenant herein contained shall not be deemed a waiver of any subsequent breach of the same, or any other term, condition, or covenant. ARTICLE XIV The obligations of the Parties to this Agreement are performable in Harris County, Texas and if legal action is necessary to enforce same, venue shall lie in Harris County, Texas. ARTICLE XV This Agreement shall be governed by and construed in accordance with the laws of the State of Texas. ARTICLE XVI This Agreement may be executed in triplicate, each of which shall be deemed an original and constitute one and the same instrument. ARTICLE XVII Neither LPDC nor Participant shall be required to perform any term, condition, or covenant in this Agreement so long as such performance is delayed or prevented by force majeure, which shall mean Acts of God, civil riots, floods, and any other cause not reasonably within the control of LPDC or Recipient except as herein provided, and which by the exercise of due diligence LPDC or Recipient is unable, wholly or in part, to prevent or overcome. ARTICLE XVIII In submitting this application, the applicant whose signature appears below affirms its intent and commitment to comply in full with Section 2264.052 of the Government Code and certifies that it does not and will not knowingly employ an undocumented worker during any time period associated with the public subsidy for which the application is being submitted. The applicant further certifies its understanding and agreement that if it is convicted of a violation of 8 U.S.C. Section 1324a(f), providing for civil and/or criminal penalties for engaging in a pattern or practice of knowingly hiring or continuing to employ unauthorized aliens, it shall repay the amount of the public subsidy with interest, at the rate and according to the terms of the agreement signed under Section 2264.053 of the Government Code, not later than the 120th day after the date the city notifies the business of the violation. ARTICLE XIX The Agreement embodies the complete agreement of the parties hereto, superseding all oral or written pervious and contemporary agreements between the Parties, which relate to matters in this Agreement. 8 SIGNED AND AGREED to by LPDC and Recipient on the dates indicated below. LA PORTE DEVELOPMENT CORPORTION __________________________ Richard Warren, President ___________________ Date ATTEST ___________________________ Secretary of the Corporation By: _________________________________ _________________________ Date ATTEST ________________________________ 9 PAGE 6 THE BAY AREA OBSERVER THURSDAY, SEPTEMBER 3, 2015 LEGAL/PUBLIC NOTICES To Place Legal and Public Notices: Email editor@bayareaobserver.com or Call 281-907-3140 PUBLIC NOTICE 2015 Property Tax Rates in City of Morgan’s Point This notice concerns the 2015 property tax rates for City of Morgan’s Point. It presents information about three tax rates. Last year’s tax rate is the ac - - tual tax rate the taxing unit used to determine property taxes last year. This dard, and is in violation of the City of La Porte Code of Ordinances # 82-476. year’s effective tax rate would impose the same total taxes as last year if you On August 24, 2015 the City of La Porte City Council convened at a Public Hearing and compare properties taxed in both years. This year’s rollback tax rate is the issued Condemnation Ordinances for the below listed properties: highest tax rate the taxing unit can set before taxpayers start rollback pro - cedures. In each case these rates are found by dividing the total amount of 1. 204 N. Forrest Ave. TWO STRUCTURES ON SITE taxes by the tax base (the total value of taxable property) with adjustments as (Single Family Dwelling in an R-1, Low-Density Residential Zone) HCAD: #035-208-005-0018 required by state law. The rates are given per $100 of property value. Blk. 5; Lot 8; Sylvan Beach First Subdivision Legal Description: Legal Description: $ 31,942.00 Improvements: Last year’s tax rate: Taxes Owed: $ 0 $1,396,366 Last year’s operating taxes 2. 514 N. 5th St ONE STRUCTURE ON SITE Last year’s debt taxes $150,044 (Single Family Dwelling in an R-1, Low-Density Residential Zone) HCAD: #023-216-004-0009 $1,546,410 Last year’s total taxes Legal Description: Blk. 104; Lots 9 & 10; La Porte – Harris County Legal Description: Last year’s tax base $188,788,958 $ 39,495.00 Improvements: $ 0 Taxes Owed: $0.819121/$100 Last year’s total tax rate This year’s effective tax rate: 3. 626 N. 1st St. ONE STRUCTURE ON SITE (Single Family Dwelling in an R-1, Low-Density Residential Zone) Last year’s adjusted taxes HCAD: #024-037-027-0003 $1,546,335 (after subtracting taxes on lost property) Blk. 327; Lots 3-4; Town of La Porte- Harris County Legal Description: Legal Description: $ 17,803.00 Improvements: ÷ This year’s adjusted tax base Taxes Owed: $ 0 (after subtracting value of new property) $180,311,019 4. 330 S. 5th St. sONE STRUCTURE ON SITE (Single Family Dwelling in an R-1, Low-Density Residential Zone) =This year’s effective tax rate $0.857593/$100 HCAD: #023-162-018-0017 (Maximum rate unless unit publishes notices and holds hearings.) Legal Description: Blk. 18; Lots 17, 18, & 19; La Porte Legal Description:This year’s rollback tax rate: $ 13,614.00 Improvements: $ 0 Taxes Owed: Last year’s adjusted operating taxes $1,396,289 (after subtracting taxes on lost property and adjusting for any transferred function, tax City of La Porte, 604 W. Fairmont Parkway, La Porte, TX 77571 and/or enhanced indigent healthcare expenditures) CITY OF LA PORTE Patrice Fogarty, City Secretary $180,311,019 ÷ This year’s adjusted tax base In compliance with the Americans with Disabilities Act, the City of La Porte will provide =This year’s effective operating rate $0.774378/$100 for reasonable accommodation for persons attending public meetings. To better serve at - tendees, requests should be received 24 hours prior to the meetings. Please contact Patrice =this year’s maximum operating rate $0.836328/$100 x 1.08 Fogarty, City Secretary, at 281.470.5019. + This year’s debt rate $0.182076/$100 NOTICE OF PUBLIC HEARING = This year’s total rollback rate $1.018404/$100 Notice is hereby given that the City Council of the City of La Porte will hold a Public Hearing on the 14th day of September 2015, in the Council Chambers of the City Hall, 604 Statement of Increase/Decrease West Fairmont Parkway, La Porte, Texas, beginning at 6:00 P.M. The purpose of this hear If City of Morgan’s Point adopts a 2015 tax rate equal to the effective tax - ing is to provide citizens the opportunity to comment on the overall budget. rate of $0.857593 per $100 of value, taxes would increase compared to 2014 taxes by $6,582. This budget will raise more total property taxes than last year’s bud - get by $1,209,600.00, or 7.08%; and of that amount, $167,401.27 is tax Schedule A - Unencumbered Fund Balance revenue to be raised from new property added to the tax roll this year. The following estimated balances will be left in the unit’s property tax ac - corresponding debt obligation. 30, 2015. Copies of the adopted budget will be available for public inspection and copying Type of Property Tax Fund Balance and the La Porte Community Library, 600 South Broadway, La Porte, Texas, during normal General Fund 1,307,320 business hours. Copies will also be made available on the City’s website. Debit Service Fund 154,108 CITY OF LA PORTE Schedule B - 2015 Debt Service The unit plans to pay the following amounts for long-term debts that are Patrice Fogarty, TRMC, MMC secured by property taxes. These amounts will be paid from property tax City Secretary revenues (or additional sales tax revenues, if applicable). Interest Principal Other NOTICE OF PUBLIC HEARING Total Description of Debtto be Paid or Contract Amounts Payment LA PORTE DEVELOPMENT CORPORATION BOARD (TYPE B BOARD) from Payment to to be Paid Property be Paid from Notice is hereby given that the La Porte Development Corporation Board (Type B Board) Taxes of the City of La Porte, Texas will conduct a public hearing at on the 5:00 p.m.11th day Property Taxes in the Council Chambers at City Hall, 604 West Fairmont Parkway, of November, 2015, La Porte, Texas. The purpose of the public hearing is to receive public input on a proposed project by the La Porte Development Corporation in an amount not to exceed $400,000.00, Obligation to promote and develop a new and expanded business enterprise, through site improve - ments and other related improvements for infrastructure at the former Texas Parks & Wild - Obligation life building located at 102 E. Main Street and 105 San Jacinto Street, La Porte, TX 77571. Persons wishing to address the Board pro or con shall be required to sign in before the meet - Obligation ing is convened. CITY OF LA PORTE $329,717 Total required for 2015 debt service $0 - Amount (if any) paid from Schedule A Patrice Fogarty, TRMC City Secretary $0 - Amount (if any) paid from other resources $0 - Excess collections last year A quorum of City Council members may be present and participate in discussions during this meeting, $329,717 however, no action will be taken by Council.= Total to be paid from taxes in 2015 + Amount added in anticipation that the unit will This facility has disability accommodations available. Requests for accommodations or interpretive services at meetings should be made 48 hours prior to the meeting. Please contact the City Secretary’s $0 collect only 100.00% of its taxes in 2015 $329,717 = Total debt levy This notice contains a summary of actual effective and rollback tax rates’ NOTICE OF PUBLIC HEARING calculations. You can inspect a copy of the full calculations at 604 West LA PORTE DEVELOPMENT CORPORATION BOARD (TYPE B BOARD) Fairmont Parkway, La Porte, Texas 77571. Name of person preparing this notice: Katherine R Powell Notice is hereby given that the La Porte Development Corporation Board (Type B Board) Notice is hereby given that the La Porte Development Corporation Board (Type B Board) of the City of La Porte, Texas will conduct a public hearing at 5:00 p.m. on the 11th day Title: Revenue Manager of the City of La Porte, Texas will conduct a public hearing at 5:00 p.m.11th day of November, 2015, in the Council Chambers at City Hall, 604 West Fairmont Parkway, Date Prepared: 08/27/2015 of November, 2015, in the Council Chambers at City Hall, 604 West Fairmont Parkway, La Porte, Texas. The purpose of the public hearing is to receive public input on a proposed La Porte, Texas. The purpose of the public hearing is to receive public input on a proposed project by the La Porte Development Corporation in an amount not to exceed $250,000.00, project by the La Porte Development Corporation in an amount not to exceed $250,000.00, to promote and develop an expanded business enterprise, through site improvements and to promote and develop an expanded business enterprise, through site improvements and other related improvements for infrastructure at property located at 1010 S. Broadway other related improvements for infrastructure at property located at 1010 S. Broadway Street, La Porte, TX 77571. Persons wishing to address the Board pro or con shall be required to sign in before the meet - Persons wishing to address the Board pro or con shall be required to sign in before the meet ing is convened. CITY OF LA PORTE Patrice Fogarty, TRMC Patrice Fogarty, TRMC City Secretary Houston, TX 77024 A quorum of City Council members may be present and participate in discussions during this meeting, A quorum of City Council members may be present and participate in discussions during this meeting, however, no action will be taken by Council. 713-861-9453 This facility has disability accommodations available. Requests for accommodations or interpretive This facility has disability accommodations available. Requests for accommodations or interpretive wildlifecenteroftexas.org services at meetings should be made 48 hours prior to the meeting. Please contact the City Secretary’s services at meetings should be made 48 hours prior to the meeting. Please contact the City Secretary’s REQUEST FOR LA PORTE DEVELOPMENT CORPORATION AGENDA REQUEST FOR LA PORTE DEVELOPMENT CORPORATION AGENDA ITEMITEM January 11, 2016January 11, 2016AppropriationAppropriation Agenda Date Requested:Agenda Date Requested: Source of Funds:Source of Funds: Scott D. LivingstonScott D. Livingston Requested By:Requested By: Account Number:Account Number: Economic Development/TourismEconomic Development/Tourism Department: Amount Budgeted:Amount Budgeted: Report:Resolution:Resolution:Ordinance:Ordinance: Amount Requested:Amount Requested: Exhibits: Budgeted Item:Budgeted Item:YESYESNONO 1. LPDC's amended By LPDC's amended By--LawsLaws--February 9, 2015February 9, 2015 2. City Council's Approval of LPDC Amended City Council's Approval of LPDC Amended By-LawsLaws 3. Purchasing Policy Manual Purchasing Policy Manual SUMMARY & RECOMMENDATIONSSUMMARY & RECOMMENDATIONS ED Board member Randy Woodard has proposed that the ED Board may wish to consider petitioning the ED Board member Randy Woodard has proposed that the ED Board may wish to consider petitioning the La Porte City Council to amend the corporationLa Porte City Council to amend the corporation’’s bys by--laws.  The latest version of the corporationlaws.  The latest version of the corporation’’s bys by--laws, which laws, which were revised in Feb. 2015 and approved by the City Council in March 2015 are enclosed.  were revised in Feb. 2015 and approved by the City Council in March 2015 are enclosed.     As the ED Board considers petitioning the City Council to increase its limit for authorized expenditures, please As the ED Board considers petitioning the City Council to increase its limit for authorized expenditures, please consider that the figure of consider that the figure of is significant for several reasons: is significant for several reasons:   $50,000$50,000 1.The ED BoardThe ED Board’’s sales tax revenue for its full first year in 1999s sales tax revenue for its full first year in 1999--2000 was 2000 was .  Our projected .  Our projected $755,735.75$755,735.75 revenues this year, according to the latest financial report, are expected to be revenues this year, according to the latest financial report, are expected to be , which is , which is $2,434,375$2,434,3753.223.22 times greater than times greater than .  3.22 times $15,000 is .  3.22 times $15,000 is ..   $755,735.75$755,735.75$48,300$48,300 1.In order to shorten and simplify the approval process for enhancement grant projects, the ED Board may In order to shorten and simplify the approval process for enhancement grant projects, the ED Board may wish to consider petitioning the City Council to increase its authorized limit for all qualifying projects of the wish to consider petitioning the City Council to increase its authorized limit for all qualifying projects of the revised LPEGP from $25,000 to revised LPEGP from $25,000 to .  Note:  On 11 November 2015 the ED Board voted to increase .  Note:  On 11 November 2015 the ED Board voted to increase $50,000$50,000 the Boardthe Board’’s contribution for each qualifying project in the La Porte Enhancement Grant Program (LPEGP) s contribution for each qualifying project in the La Porte Enhancement Grant Program (LPEGP) from $25,000 to from $25,000 to .  Currently, enhancement grant projects up to $25,000 may be approved by the .  Currently, enhancement grant projects up to $25,000 may be approved by the $50,000$50,000 ED Board without additional approval of the City Council.  However, all enhancement grant projects for ED Board without additional approval of the City Council.  However, all enhancement grant projects for sums greater than $25,000 must also be approved by the City Council. sums greater than $25,000 must also be approved by the City Council.  1.The CityThe City’’s Purchasing Policy authorizes every department of the City to spend up to $49,999.99, per the s Purchasing Policy authorizes every department of the City to spend up to $49,999.99, per the conditions and requirements outlined in the same policy, toward budgeted expenses without additional City conditions and requirements outlined in the same policy, toward budgeted expenses without additional City Council approval.  All expenses of $50,000 or more require additional City Council approval.  While the ED Council approval.  All expenses of $50,000 or more require additional City Council approval.  While the ED Board has voluntarily elected to follow many sections of the CityBoard has voluntarily elected to follow many sections of the City’’s Purchasing Policy, it is not required to s Purchasing Policy, it is not required to do so by state law.do so by state law.   Therefore, if the ED Board were to consider amending the corporationTherefore, if the ED Board were to consider amending the corporation’’s current bylaws to increase its authorized s current bylaws to increase its authorized limit of expenditures, staff recommends the following changes: limit of expenditures, staff recommends the following changes:   5.04   The Board of Directors shall obtain prior City Council approval of all 5.04   The Board of Directors shall obtain prior City Council approval of all real estate acquisitions, real estate leases exceeding one year and/or any real estate acquisitions, real estate leases exceeding one year and/or any other leases exceeding one year; all bond issues or other debt extending other leases exceeding one year; all bond issues or other debt extending beyond one year; and, contracts, expenditures, or debts beyond one year; and, contracts, expenditures, or debts      of $50,000.00of $50,000.00 .  The Board of Directors shall have the authority to enter .  The Board of Directors shall have the authority to enter  or more into all other budgeted transactions without prior or additional City Council into all other budgeted transactions without prior or additional City Council approval. Notwithstanding the foregoing, the Board of Directors shall have approval. Notwithstanding the foregoing, the Board of Directors shall have the authority to approve all budgeted Enhancement Grant expenditures the authority to approve all budgeted Enhancement Grant expenditures for an amount equal to or less than for an amount equal to or less than , without additional , without additional $50,000.00$50,000.00 approval of City Council.  Amendments to the Corporationapproval of City Council.  Amendments to the Corporation’’s budget must s budget must be approved by the City Council.be approved by the City Council.   Please note that all amendments to the corporationPlease note that all amendments to the corporationPlease note that all amendments to the corporationPlease note that all amendments to the corporation’’’’s bys bys bys by----laws that the ED Board votes to approve must also be laws that the ED Board votes to approve must also be laws that the ED Board votes to approve must also be laws that the ED Board votes to approve must also be approved by the City Council.approved by the City Council. Action Required by the La Porte Development Corporation:Action Required by the La Porte Development Corporation: Consider approval or other action to adopt amendments to the ByConsider approval or other action to adopt amendments to the By--Laws of the La Porte Development Corporation Laws of the La Porte Development Corporation and forward proposed amendments to the corporation's byand forward proposed amendments to the corporation's by--laws to the City Council for consideration laws to the City Council for consideration -- S. S. Livingston Approved for the La Porte Development Corporation AgendaApproved for the La Porte Development Corporation Agenda Corby D. Alexander, City ManagerCorby D. Alexander, City ManagerDateDate PURCHASINGPOLICYMANUAL PURCHASINGPOLICYMANUAL Established 1892 October2013 TABLE OF CONTENTS INTRODUCTION.................................................................................................................3 GENERAL ETHICAL STANDARDS....................................................................................4 PROCUREMENT ................................................................................................................5 Thresholds................................................................................................................6 Methods....................................................................................................................7 Types of Purchase Orders........................................................................................8 SolicitationRequirements.......................................................................................10 Types of Solicitations..............................................................................................12 Exempt Purchasing.................................................................................................15 CONTRACT ADMINISTRATION.......................................................................................16 DISPOSAL OF SURPLUS ITEMS.....................................................................................17 DEFINITIONS....................................................................................................................19 2 INTRODUCTION Purchasing is a division of the City of La Porte Finance Department and is responsible for the process of acquiring goods and servicesnecessary to provide the public with certain services. The Purchasing Division provides centralized procurement and all purchasing activities are governed by this Purchasing Policy Manual. The Purchasing Division assists each department, division and their staff to secure the best material, services, and equipment in the most efficient and economical manner.Furthermore, the division is responsible for sale and/or disposal of city surplus. City purchasing policy and procedures comply with local, state and federal codes, ordinances, and statutes. The statutes that govern public procurement and cited throughout the document are Texas Local Government Codes (TX LGC) 252 and 271.In the event of conflict, the appropriate statute or ordinance will prevail. The Purchasing Division functions in a manner that is consistent with codes, ordinances, statutes, and sound business practices. The purpose of this policy manual is to provide for the fair and equitable treatment of all persons involved in public purchasing by the City, to maximize the purchasing value of public funds in procurement, and to provide safeguards for maintaining a procurement system of quality and integrity. This manual applies to the procurement of supplies, services, and equipment, entered into by the City, irrespective of the source of the funds. The City of La Porte does not discriminate against individuals, companies, or awarding of bids with respect to race, color, national origin, sex, age, disability, orreligion. This policy manual supersedes any and all previous purchasing policy manuals approved or utilized by the City of La Porte and becomes effective October2013. 3 GENERAL ETHICAL STANDARDS STATEMENT OF POLICY City of La Porte employees shall conduct all procurement on the basis of the best benefit to the City and that best promotes the interest of the citizens of La Porte. Unrestricted competition on every type of procurement is encouraged, which ensuresthe taxpayers the best possible return oneach dollar. All contracts and purchases shall be handled to ensure the best value for the City, with solicitations obtained whenever practical. Ethics: To achieve the purpose of this section, it is essential that those doing business with the City also observe the ethical standards prescribed here.It shall be a breach of ethics: To attempt to realize personal gain through public employment with the City, other than the employees normal duties For any employee to participate directly or indirectlyin procurement when the employee knows that heor any member of the employee’s immediate family(or associated business or organization)has a financial interest pertaining to the procurement Noemployee of the City shallsolicit, demand, accept or agreeto accept from another personor business, a gratuity or an offer of employment in connection to any solicitation pendingor make available information not provided to all potential respondents For any employee or former employee of the City to knowinglyuse confidential information for actual or anticipated personal gain Solicit or accept anything of value from an actual or potential vendor with the exception of promotional items of negligible value, in the form of note pads, pens, calendars, etc., which may be accepted and used in normal City business operations. Appointed Official/Employee: As stated in the City of La Porte Charter §Article VIII, Section 8.02: “No member of City Council or any officer or employee of the City shall have a financial interest, direct or indirect or by reason of ownership of stock in any corporation, in any contract or in the sale to the City, or to a contractor supplying the City, of any lands or rights of interests in any land, material, supplies or service. Any willful violation of this section shall constitute malfeasance in office, and any officer or employee of the City found guilty thereof shall there byforfeit his office or position. Any violation of this section with the knowledge expressed or implied of the person or corporation contracting with the City shall render the contract voidable by Council.” Under Texas law, an individual is automatically removed from his or her position if that person is finally convicted of failing to comply with the competitive bidding or competitive proposal procedures required by TX LGC § 252.063. 4 PROCUREMENT The Purchasing Division has the authority and responsibility of centralized procurement for the City of La Porte. Employees are provided authority to procure goods and services under$2,000 with petty cash, check requisitions, and procurement cards, as described under Procurement Methods, further in this section. Allother procurement must be processed through a Purchase Requisition with authorized approval throughthe Purchasing Division and ordered onlyby a numbered Purchase Order. Employees do not have the authority to obligate City funds and maybe held accountable for unauthorized purchases, includingdisciplinary action up to and including terminationas stated inthe Employee Policies Handbook, 3.04 Violations of Policies/Acts of Misconduct: “Employees may be disciplined or terminated for misconduct dependent on the severity, including but not limited to: 1.Violation of any City or department rule, regulation, policy, or procedure” The goals of theCity’s Purchasing Division include the following: Timely purchasing of quality goods and services; Obtaining the best possible prices for goods and services; Encourage and promote inter-local cooperation amount area agencies; Utilize cooperative purchasing programs as allowed; Provide guidance to the individual departments regarding proper purchasing practices, procedures and processes. Vendor Relations: Purchasing staff actsas the liaison between the City and vendors Purchasing staff should be the first contact for vendors. New vendors should be directed to Purchasing for information on how to do business with the city. Purchasing will meet with vendors upon request and forward any pertinent information to the appropriate end-users All vendors must be afforded equal opportunity to compete, provided the same information, and treated fairly End-users should coordinate meetings with vendors through Purchasing staff All correspondence with vendors shall be through the Purchasing Division Any solicitation or item under consideration for purchase shall not be discussed or price revealed until a purchase order or contract has been awarded 5 PROCUREMENT THRESHOLDS $0 to $1,999.99–Primary source of procurement is city-issued procurement card (p-card). If selected vendor does not accept p-cards, a check requisition may be used for expenditures up to $99.99. Expenditures $100.00and above should be procured using a purchase requisitionif a vendor does not allow use of the p-card. $2,000.00to $24,999.99–Requires a minimum of three(3)written quotesbe obtained by the department or through purchasing, utilizing standardized quote forms.End-users should issue a purchase requisition and attach the quotes to the requisition.At least one (1) quote should be from a minority vendor or historically underutilized vendor (HUB), if available. $25,000.00 to $49,999.99 –Requires Purchasing create an informal solicitation to send to potential bidders. Once awarded, end-users shallissue a purchase requisition and reference the informal solicitation number. $50,000 and above –Requires all state statues listed in the TX LGC Sections 252 and 271 be followed, including priorapproval by La Porte City Council. This is supported by Ordinance No. 2004-2736-A. Legal statutes and ramifications as provided in Texas Local Government Code (TX LGC) and Texas Penal Code: If a city enters into a contract without complying with the requirements of Chapter 252, the contract is void. Attempts to circumvent purchasing policies and limits by dividing purchases into multiple separate invoices or payments will not be tolerated and is subject to disciplinary and/or legal actions. If a person fails to comply with the competitive bidding or competitive proposal procedures required by Local Government Code Chapter 252, that person may be convicted of a Class B misdemeanor;TX. LGC §252.062.This includes a situation in which a person makes or authorizes separate, sequential, or component purchases in an attempt to avoid competitive bidding requirements. A Class B misdemeanor may be punished by a fine of up to $2,000, confinement in jail for up to 180 days, or both the fine and confinement. TX PenalCode§12.22 Except as otherwise provided, acquisition of goods and services $2,000 and above shall be made only by anapproved, numbered Purchase Order issued by the Purchasing Division, to placement of order. No purchase shall be made prior without proper approvals and compliance with procurement thresholds. Regardless of the dollar amount, procurement decisions will be based on all or a combination of the following factors: Responsible bidder Price Delivery time, if applicable Quality Life cycle cost 6 Past history of vendor performance Applicability Consultation with end-user department Conformance to applicable regulations METHODS OF PROCUREMENT The Finance Department accepts several methods of procuring goods and services for the City. Each method must be approved by authorized personnel, based upon approval forms. It is understood that the City Manager and Assistant City Manager shall be authorized to sign for all departments. Petty Cash: Purchases below $100 may be made by authorized employees with approval from the Department Director, from petty cash, after completing a petty cash form Check Requisitions: Check requisitions may only be used for payment of the following: Registration and Travel Memberships and Subscriptions Books, Videos and Tapes under $100.00 Utility Payments Petty Cash and Drawer Funds Reimbursements All tangible items that you are purchasing, contractor payments, etc., should be paid either on a Purchase Order or through the P-Card system. All departments must adhere to this policy to be in compliance with our external auditor’s directive. Exceptions –If the item that you are purchasing is under $100.00, and the vendor does not accept a P-Card, you may then use a Check Requisition –but this must be noted on the Check Requisition for Accounting to process the payment. Procurement Cards (P-Cards): Preferred for payment method of the following: Travel arrangements Small dollar purchases Over the counter expenditures Internet purchases Emergencies Contract items (with Purchasing approval) Purchase Requisition(PR):A Purchase Requisition shall be prepared for all purchases unless a Procurement Card is used or the purchase meets one of the conditions listed under Check Requisition. The PR shall originate in the user department and shall be entered into Sungard’s/Purchasing/Inventory Application. Preparation must be done far enough ahead of the date the goods /services are needed to allow normal purchasing procedures to prevail. When entering a Requisition; make sure toinclude: Detailed descriptions toallow staff and the vendor to know exactly what is being procured 7 A separate line item for freight or state “freight included” in the Comments Separate line item for trade-ins or deductions Attach quotes on City Quote Form for expenditures between $2,000and $25,000 or state in the Comments the reason why quotes were not obtained. No quotes, quotes not submitted on City forms,or no comments will delay the PO process If applicable, in Comments,state the Solicitation number and if approvedby Council anddateawarded Attach or provide any agreements or contracts concerning this procurement Purchasing will sendthe PO to the vendor and end-user as standard procedure unless instructions to do otherwise are included in the commentson the requisition. Change orders should be entered as a requisition; however, the request must comply with all change order rules and the original PO # stated in comments on the requisition. Requisitions shall be approved online by authorized department personnel. Notify Purchasing if online approval is not possible. Purchase Orders (PO): Issued by purchasing staffupon receipt of a completed, approved, purchase requisition (PR)with proper back up. Once the PO is processed,purchasingstaff will issue a copy of the PO to the awarded vendor and end-user. When the goods are delivered, City staff should ensure the product matches the order and is delivered in good condition. Damaged merchandise should be returned to the vendor for replacement or credit. Staff should also review and make certain all aspects of the service orders were completed satisfactorily and according to the quote and/or contract. After the end-user has determined the vendor has successfully provided the goods or service, a Receiving Report (RR) must be completedin order for Accounts Payable to have the authority to pay for the goods and services. If the goods are not excepted or returned or canceled, contact Purchasing to adjust the PO. TYPES OF PURCHASE ORDERS Regular Purchase Orders: Most POs are issued for specific items or known quantities and prices. The quantity may be one or greater and the unit cost reflected; however, in some cases, the quantitymay be one and the amount a lump sum. Regular POs are issued a six-digit number with the firsttwo digits being the fiscal year(140001). Inverted Purchase Orders: Inverted POsencumber budgeted funds; however, the dollar amount is placed as the quantity and the unit price is one dollar ($1.00) and payment made based on the dollar amount owed. Inverted POsare used only when: The unit price is not known Multiple items are orderedand itemization is not feasible Reoccurring charges and payment amounts differ Receipts are made by dollar amount and may include multiple Receiving Reports. 8 Contract Purchase Orders: POs issued for items that have gone to Council and may be itemized or inverted, if necessary. These numbers are distinguished with a “C” before the number(C14001). CIP Purchase Orders: POs issued for capital expenditure account numbers. These numbers are issued with a “P” in front of the number (P14001) and may be used for multiple years until the project is complete. Annual Purchase Orders: POs issuedwith an “A” (A14001)for annual contracts and should be requested by the end-user at the start of the contract term and at the beginning of the fiscal year. Annual contracts may begin in any month and run for a period of one (1) year or more; however, the PO is only valid for the current fiscal year. Example: An annual contract is awarded in March a period of one (1) year with a one-year renewable option. A PO is issued in March and valid until September; the end-user must request a PO in October until February. If the contract is renewed, a new PO will be issued as a renewaluntil September. Blanket/Open Purchase Orders: The general purpose of blanket or open purchase order is to provide a means of payment for unknown quantities or pricing, multiple departments that use the same service, and/or often-used vendors that do not take p- cards. Blanket/open POs (B14001) are not encumbered until the items are received by the department. Blanket orders shall only be authorized in instances where a p-card payment is not possible. P-cards are the preferred method of payment. Emergency PurchaseOrders: Emergency purchases may be made for items costing more than $2,000 and less than $50,000 without being subjected to the competitive quotes. A properly executed requisition and a signed statement from the Department Director certifying that an emergency exists must be submitted to the Purchasing Division. The Purchasing Division shall attempt to secure more than one quote if time and/or .If the emergency procurement occurs during normal circumstance will allow business hours, a purchase order must be issued or a p-card transactions authorized through the purchasing division. If the emergency procurement is required outside of normal office hours, the proper paperwork shall be submitted to Purchasing by noon the following business daywhereby Purchasing will either authorize a p-card transaction orissue a purchase order to conclude the emergency purchasing activity. In the case of natural disasters, P-card limits may be increased and temporarily allow p-card transactions over $2,000. Emergency purchases exceeding $50,000 shall require a signed statement from the Department Director certifying that an emergency exists and approval of the City Manager or Assistant City Manager. The department director shall submit an agenda item to request approval by City Council at the next regularly scheduled Council meeting. Nothing herein shall prevent the emergency purchase to be made prior to the next Council meeting. Change Orders: TX LCG §252.048 states a change order necessary after work has begun or the quantity increases or decreases, the total contract price may not be increased by more than 25% of the original contract price and the contractor or vendor 9 must consent to a decrease over 25%. City Council must approve all change orders $50,000 and above and may grant authority to an administrative official to approve changes below $50,000. All change orders must be within budget or additional funds must be requested, prior to PO processing. SOLICITATIONS SOLICITATIONREQUIREMENTS City policy requires competitive solicitations on any procurement over $2,000; however, the process may be accomplished with various methods: Quotes/Informal Solicitations –Between $2,000 and $50,000 Formal Bids Requests for Qualifications Requests forProposal Annual Solicitations Cooperative Purchasing Agencies Available Funds: Before Purchasing staff will begin any type of solicitation, funds for the goods or services must be available and approved in the annual budget. The approved estimated budget will drive the type of solicitation to be used. All funding listed at or near $50,000 will require a formal bid process. Contractor Qualifications: Per the City of La Porte, Code of Ordinances Chapter 2- Administration/Public Works Contracts Section2-106, qualificationrequirement ofthe apparentlow bidder for contracts above one (1) million but less thantwo(2) million submit reviewed financial statements that are performed by an independent certified public accountant. Contracts which are abovetwo (2) million require the apparent low bidder submit audited financial statements by an independent certified public accountant. Bonds: The Government Code mandates that a municipality contracting forapublic work in excess of $50,000 shall require its contractor to execute a payment bond. The Government code also mandates that a municipality contracting for public work in excess of $100,000 shall require its contractor to execute a performance bond. Both the payment and performance bonds must be written for the total contract value. The city may also chose to require a vendor include a bid bond with their bid to ensure the successful bidder executes contract documents and proceeds with performance. Grants/Federal Funds:must End-users notify Purchasing staff that a grant or federal funds are used priorto the solicitation process. Grants and federal funds mandate several requirements above and beyond City policies and specific wording must be added to solicitations. The requirementsmayinclude, but are not limited to: The complete Notice to Bidders must be published for the advertisement and posted to the website 10 Vendor enrollment in E-Verify and verification of employee eligibility to work on federal contracts. This requirement flows down to all subcontractors with subcontracts in excess of $3,000. Compliance withthe Davis-Bacon Act Verification the awarded vendor is not excluded from federal contracts by searching the Excluded Parties List System (EPLS) website Documented Workers: Regardless of the solicitation method used, theCity mandates all expenditures involving manpower include the Protection of Resident Workers Compliance Form. Quotes or Informal Bids: Three (3) written quotes are required for procurement of goods or services from $2,000 to $49,999.99. Departments shalluse the quote form found under Forms/Purchasing in the CWShare Drive for solicitations under $25,000. Specifications for purchases over $25,000 should be submitted to the Purchasing office and staff will send out the required solicitation. Historically Underutilized Business: Texas Local Government Code 252 requires a city, in making an expenditure of more than $3,000 but less than $50,000, to contact at least two HUBs on a rotating basis, based on informationprovided by the Texas Comptroller’s Office pursuant to Chapter 2161 of the Government Code (http://cpa.state.tx.us/procurement/prog/hub/). If the list fails to identify a HUB in the county in which the city is located, the city is exempt.TX LGC §252.0215 To research HUBs and comply with this section, visit http://www.window.state.tx.us/procurement/cmbl/cmblhub.html.Print the list of vendors or message that states no vendors were found for your records and attach to the requisition. Formal/CompetitiveBid Any City department requiring a purchase which involves the expenditure of $50,000 or over, shall be required to obtain competitive sealed bids or proposals. The following procedures shall be followed to facilitate the bidding process.All . competitive bids must go through the Purchasing DepartmentSpecifications should be submitted to the Purchasing office to allow a minimum of eight (8) weeks until award. For general procurement of goods or services, a contract must be awarded to: (a) the lowest responsible bidder, or (b) the bidder who provides goods or services at the “best value.” TX. LGC§252.043 When determining “best value,” the City may consider factors other than the purchase price of the goods and services, including among other things: Thereputation of the bidder and the bidder’s goods or services The quality of the bidder’s goods or services The bidder’s past relationship with the City; and/or Any other lawful criteria 11 The City must indicate in the bid specifications and requirements that the contract will be awarded either to the lowest responsible bidder or to the bidder who provides goods or services at the “best value” for the City. 1.The requesting department for which the items are budgeted will be responsible for preparing and/or assisting Purchasing in the development of specifications and/or any required scope of services. 2.The requestingdivision must approve the final specifications and/or scope of services prior to formal bidding. 3.Purchasing assigns the bid or proposal package a number which will be included in the title of the bid or proposals. 4.In conjunction with the requesting division, Purchasing will establish the schedule of events including advertisement dates, pre-bid conference, bid opening date and time. 5.Invitations to Bid (ITB), or Request for Proposals (RFP) and Request of Qualifications (RFQ) must be advertised in a local newspaper. Purchasing will publish and distribute bid/proposals as required by State law. Purchasing will also publish any addendums during the formal competitive process. 6.If a pre-bid meeting is scheduled, Purchasing staff will be present at the meeting to help facilitate; however, departmental staff must be present to explain the scope of services and answer questions. 7.Purchasing will receive all bids and proposals and place them in a secure area until the date and time of the opening. All formal openings will be conducted by the Purchasing Manager or his designee and will take place at City Hall. The department may have a representative present to assist in the bid opening. 8.Purchasing will prepare a tabulation for each item or group of items following the bid opening and will consult with each department involved to arrive at a mutual agreement for recommendation. 9.If the expenditure involves any federal funds, before the award the vendor and any subcontractors must be verified on the Excluded Parties List System. Purchasing will perform the function. 10.Any expenditure over $50,000 must be approved by City Council. Purchasing will assist in the agenda item;the responsible department will place and present the item for recommendation for City Council approval. Agenda items should be sent to Purchasing for review before placing item on the agenda. 11.Upon approval by the City Council, Purchasing will be responsible for the signatory ofany contracts and obtaining payment and performance bonds and proper proof of insurance. 12.After execution and review of contract, the responsible department will issue the notice to proceed and coordinate the start of work with contractor. Formal Bids for Construction(In-house): All rules apply as mentioned above with the following exceptions: 1.Bid documents too large to send electronically, must be provided on CDs or flash drives for purchasingstaff to make available to the potential bidders. It is preferred the CD or flash drive contain one (1) pdf document with the specifications and drawings/plans; however two (2) files, one (1) for specifications and one (1) for drawings and/or plans will be accepted. 12 Formal Bids for Construction (Consultant): All rules apply as mentioned above with the following exceptions: 1.The consultant shall provide electronic documents to the Purchasing office 2.The consultant shall send out the Notice to Bidder and provide electronic documents either through CD or ftp site at no charge to potential bidders. A listing of all vendors that request the solicitation shall be provided to Purchasing at the time of opening. 3.The consultant shall create and verify a bid tabulation and may be required to assist in the evaluation process with the City 4.Purchasing shall facilitate and/or participate in at least one (1) preliminary meeting with the end-user and consultant. More meetings may be mandated if the consultant is preparing solicitation documents for the City.Purchasing shouldreceive and review solicitation documentsat least one (1) week prior to submitting the advertisement to the paper for publication. Requests for Qualifications (RFQ): Texas law specifically exempts contracts for professional services from the competitive bidding requirements. TX LGC §252.022(a)(4): “a procurementfor personal, professional, or planning services”. A cityisprohibited under state law from obtaining certain professional services through competitive biddingsuch as the services of: certified public accountant; architect; land surveyor; physician, surgeon, or optometrist; planner or professional engineer; state certified or stated licensed real estate appraiser; or registered nurse.” The Texas Attorney General has provided an opinion as follows: Professional services have been described as those services which are: mainly mental or intellectual rather than physical or manual Those disciplines requiring special knowledge or attainment and a high order of learning, skill, and intelligence Op. Tex. Att’y Gen. Nos. JM-1038 (1989); JM-940 (1988); MW-344 (1981) Although competitive bids shallnot be obtained, neither the law nor Attorney General Opinions prohibit the City from soliciting qualifications from professional service providers and evaluating the responses to determine the top-rated firm. The City utilizes aRequest for Qualifications (RFQ) to obtain qualifications and experience for professional servicefirms.Since this solicitation is based only on the qualifications of the respondent; price is not requested or considered. The end-user submits information to Purchasing staff detailing the project and list of qualifications. Purchasing will follow the same procedures as above; however the timeline may need to be extended to allow meetings between the committee and top-rated firm(s). Formal RFQ solicitations will not be opened publicly, only the names of the respondents areread aloud. 13 A minimum of three (3) City staff members shallcomprisean evaluation committee to review and evaluate the returned responses, based on the requirementsspecified within the RFQ. The committee selects the top-rated firm and meets with themto discuss the project and negotiate a firm price. If a price cannot be agreed upon, the negotiations will terminateand the next top-rated firm will be contacted and negotiations proceed. At no point, may the first firm be re-considered. The process continues until the City and a firm reaches an agreement. Once the City determines and contracts with the top-rated firmfor a particular service, that same entity may be hired for like projects; however, once a contract has terminated, it is advisable to issue new solicitationsfor qualificationsperiodically to ensure the best vendor is performing the right services for the City. If an agreement is reached, the City Manager may award if under $50,000; if $50,000 or The City Manager or Assistant City Manager above, City Council approval is required. must approve all new agreements over $5,000. Requests for Proposal (RFP): This type of solicitation is used for services not described in Texas Government Code, Chapter 2254, Subchapter A –Professional Services, high technology projects, and in complex projects best procured through this process. The process is very similar to the method described for Request for Qualifications, with the following exceptions: The proposal must include price as part of the evaluation criteria; however, the percentage shall not exceed 50%of the total evaluation criteria. The evaluation committee must score according to the percentages ofthe criteria stated in the solicitation. Purchasing will total all evaluation scores and compile one final score sheet. The committee may chose to interview the top rated firms. After the interviews, firms are allowed the opportunity to submit a “best and final offer” (BAFO) and the committee may once again score the firms to select thefirm that best meets the need of the City Annual Solicitations: Annual contracts that extend for a period of one (1) or more years may be obtained through quotes,formal bids, or request for proposals.Annual solicitations must include a term, including the start and termination date and a specific number of years. Annuals may include additionaloption years for renewal upon consent of both parties. Option yearsshould be renewed with the exact same terms as the original award, if possible. Exceptions may includedocumented and verifiedfederal wage increases, manufacturing product increases, or circumstances beyond the vendor’s control. All renewals shall be processed and issued by the Purchasing Division with prior consent of the end-user department. 14 Any commodity that is purchased through-out the year and exceeds $25,000 should be considered an annual contractand awarded through the Purchasing office with the appropriate solicitation method. Whenexpenditures exceed $50,000 and require Councilapproval, the agenda item shall contain the following items: Term and option yearsrenewals, if any Annual Budget Amount of the recommended bid Not-to-exceed annual dollar amount to be spent, if less than total of recommended bid Annual contracts should provide good estimated quantities based on the prior year and include an allowance for unforeseen circumstances. Be aware that any increase or decrease to an annual contract must complywith the rules pertaining to change orders. EXEMPTPURCHASES Exemptions from competitive solicitations are specific exceptions that relieve the City of the need to bid or seek proposals of an item or service. Emergency Purchases : An emergency purchase is defined as follows: TX LGC §252.022 A procurement made because of public calamity that requires the immediate appropriation of money to relieve the necessity of the municipality’s residents or to preserve the property of the municipality; or,A procurement necessary to preserve or protect the public health or safety of the municipality’s residents; or, Procurement necessary because of unforeseen damage to public machinery, equipment, or other property. Sole Source : Procurement of items available from only one source. Two (2) forms of documentation are required prior to the issuance of a purchase order for sole source items: Memo from the department director stating why this particular product is the only one that may be considered, and Letter from the manufacturer stating they are the only maker of this productand sole supplier. If available through a single distributor, the manufacturer must specify the supplier and why. Examples may include territories, marketing assignments, etc. Proprietary Source: Procurement is only available from one source due to the fact that it must be compatible with another item. Example:parts for a John Deere tractor Cooperative Purchasing Agencies: An agency that follows all rules and regulations of competitive solicitation requirements to obtain pricing for specific items and/or services. Although departments are encouraged to research and use these agencies, purchasing staff should be notified of the intent to procure items through this method and review required documents priorto Council award or the issuance of a Purchase Requisition. POs will be distributed by the Purchasing office and must be sent to the vendor andthe 15 cooperative agency for the order to be valid.The City recognizes andhas agreements or memberships with the cooperative agencies listed below; however the list is not all inclusive and other agencies may be utilized. Houston Galveston Area Council (H-GAC) State of Texas BuyBoard U.S. Communities Piggy-Back Purchases: When procurement is obtained through an interlocal agreement with another city or public entity by utilizing their competitive solicitation. The solicitation must contain wording that other entities may be allowed to enter into agreements with the awarded vendor. Both the inter-localagreementand specific expenditure, if $50,000 or above,must be approved by Council. 16 CONTRACT ADMINISTRATION Purchasing Staffis assigned the undertaking of contract administration of all City contracts and work withthe vendors as the liaison;however, departmental assistance is essential for the completion of these tasks. Purchasing responsibilities include: Provide administration allcity-wide contracts, for example, janitorial services, office supplies, etc. End-users must notify Purchasing staff of any issues regarding city-wide contracts Feedback on any type of annual or term contract is imperative to ensure specifications and expectations are met Vendors must be allowed the opportunity to remedy any issue Maintain a centralized list of all written contracts/agreements End-users shallforward all contracts/agreements to the Purchasing Office for inclusion on the centralized listif not originally handled by Purchasing Staff. Includes maintenance agreements for security systems, etc. that may be better served by acity-wideannual contract Monitor the centralized list to ensure maintenance contracts and/or term contracts are renewed in a timely manner Manage the preparation, approval process and execution of contract document After a contract is awarded by CityCouncil,Purchasing will notify vendor of award and initiates contract process Purchasing will manage the contract execution process and will receive performance and payment bonds (when applicable) and verify certificate of insurance Acts as primary liaison for the City with Counsel in the development and review of contract documents 17 DISPOSAL OF CITY SURPLUS The Purchasing Division is responsible for the sale and/or proper disposal of surplus or obsolete City property including vehicles, equipment, office furniture, or any other item that is determined to be of no further use to the City. Each Department Director shall review their department's assets each year and determine if any item should be soldthrough auction or properly discarded. Auction: Purchasing works with a licensed auctioneer to conduct online auctions thought- out the year as determined by need. Purchasing staff will notify departments of an upcoming auction and a deadline to submit a list of itemsfor auction. Departments must provide a list with the following information: Complete description Condition of the item and any known defects Pictures, if applicable, including front and side viewsof vehicles and equipment Storage location for bidder viewing Completed VIS form for vehicles and equipment A master list of all items will be compiled and sent to departments for review; departments may request an item be removed from the auction list and transferred to their department Proper forms for fixed asset disposal must be completed and submittedto the Accounting Division Departments are responsible for storage of items until sold and picked up by the successful bidder. The Purchasing Manager may declare any item not sold or picked up to be of no value and recommend disposal Disposal: Items that are broken and non-repairable and/or have no dollar value may be properly disposed.Usable items shall not be discarded;employees shall not remove discarded items from City property. The procedures below must be followed: Purchasing staff must be notified Items should be recycled, if possible Proper forms for fixed asset transfermust be completed and submitted to the Accounting Division Proper disposal must be in compliancewith any laws and regulations Contact IT to assist with disposal of hi-tech equipment as they use an outside source to wipe the drives and provide certification of proper disposal 18 Employee Ineligibility: City employees are not allowed to bid on any item at City of LaPorte auctions. 19 DEFINITIONS Addendum: a written change to a Bid, Quote, RFQ, or RFP during the solicitation process Agreement: a formal,written document between the City and vendor providing goods or services, describing the scopeof work and term of the contract. Agreements over $5000 must be signed by the City Manager or Assistant City Manager Bid: a formal written offer of a price by a vendor to the Cityto furnish specific goods and/orservices in response to a solicitation Bid Award: an award of a bid for which funds have lawfully been appropriated by the City Council Bid Bond: An insurance agreement in which a third party agrees to be liable to pay the City a certain amount of money in the event the successful bidder does not execute the contract documents, furnish required bonds or insurance, or proceed with performance. The bid bond, naming the bidder as principal, is given to the City at the time of bid. Bid Deposit/Cashier’s Check: a guaranteed check furnished in lieuof a bid bond at the time of bid submittal. Bidder’s List: recommended or suggested vendors for a specific solicitation. Capital Improvement Project(CIP): any public improvement the Cityundertakes, including the construction or reconstruction in whole or in part of any building, road, highway,street improvements, physical plant, structure or facility necessary in carrying out the functionsof the Citygovernment. It does not include any routine maintenance, operation or repair ofexisting structures, buildings or real property. Change Order: a modification, deletion or addition to an executed contract by means of aformally executed document signed by both parties.A change order shall not exceed 25% of the original contract. Consultant Services: An outside person or firm with education and experience in specific area of proficiency to provide expert advice and/or perform technical services requiring an elevated level of knowledge and skill. A Request for Qualifications should be used to selectthe best professional within their field of expertise. Once the City determines and contracts with the top-rated consultant for a particular service, that same entity may be hired for like projects. Construction: the process of constructing a building, structure, road or drainage utilities;altering, repairing, improving or demolishing any structure or building; or other improvementsof any kind. 20 Contract: (a) a deliberate verbal or written agreement between two or more competent parties toperform a specific act or acts; or (b) any type of agreement, regardless of what itis called, for the procurement or disposal of goods, services or construction, usually forexchange of goods or services for money or other consideration. Contractor: any person havinga contract with theCity Debarment: the exclusion for cause of a vendor or contractor from bidding and/or receivingacontract to do business with the City.Federal and/or grant funds require a vendor search for debarment prior to award of contracts. Demolition: the removal or destruction of any structure or building and appurtenances thereto,road or drainage utility. Designee: a duly authorized representative of a person. Historically Underutilized Business (HUB) Program: affirmative action program to increasethe participation of disadvantaged or businesses normally used; includes minority and women owned businesses. Emergency Purchases: procurement that is made in response to a requirement when thedelayincident for complying with all governing rules, regulations and procedures would bedetrimental to the health, safety and welfare of the City and/or its citizens. Employee: a person employed by the Citywho is drawing a salary or wages directly fromtheCity. End-User Department/Division: the department/division within the City government, that requests and utilizes goods and/or services, procured according to the Purchasing Procedures Manual. Goods: any tangible property other than services or real property. Formal Bid: the solicitation document that is used for competitive sealedbiddingfor procurement of construction, goods and/or services and award is based on the lowest responsible bid or best value for the City. Item: a separate single unit, article, product, material or service. Payment Bond: a form of security, required on contracts over $50,000, executed subsequent to award by a successful bidder that guarantees the payment of debts to persons furnishing services or materials on account of the contract work and/or payment of other responsibilities of the contractor; provided prior to contract execution. Performance Bond: a form of security, required on contracts over $100,000, executed subsequent to award by a successful bidder that guarantees the proper performance of the contract; provided prior to contract execution. 21 Procurement/Purchase: the buying, purchasing, renting, leasing or otherwise acquiring of any goodsand/or services for public purposes in accordance with the laws, rules, regulations andprocedures intended to providefor the economic expenditure of public funds. It includes but isnot limited to all functions which pertain to the obtaining of any supplies, materials, equipmentand/or services including construction projects and Capital Improvement Projects, as defined herein, required by any department/division or agency of the City government regardless of thesource of funds. Procurement Card (P-Card): an instrument used to purchase goods/services in accordance with established procedures. Professional Services: anycertified public accountant; architect; land surveyor; physician, surgeon, or optometrist; state certified or stated licensed real estate appraiser; or registered nurse as defined under TX LGC 252. Proposal: an executed formal document submitted by anofferor to the Citystating the good(s) and/or service(s) offered to satisfy the need as requested in the Request for Proposal orquote solicitation. Purchase Order: the City’sdocument used to authorize a purchase transaction with a vendor. It should contain provisions for construction, goods and/or services ordered; applicableterms as to payments, discounts, date of performance and transportation; and other factors orconditions relating to the transaction. Acceptance of a Purchase Order by a vendor shallconstitute a contract, except instances in which a Purchase Order is issued only as an internalencumbrance document. Purchase Requisition(PR): System generated and approved document submitted to purchasing to request a Purchase Order. Quote or Informal Solicitation: writtensolicitation request and/or response offeredto the Cityby a vendor for furnishingspecificgoods and/or services at a stated price, under $50,000. Request for Proposal(RFP): a solicitation for goods and/or services for whichthe scope of work, specifications or contractual terms and conditions cannot reasonably be closelydefined. Evaluation of proposal is based on stated criteria and shall state the relative importanceof all evaluation factors; other factors may be considered as stated in the RFP. Request for Qualifications (RFQ): may be a formal or informal requestto solicit qualifications and experience forspecific services.Responses are evaluated and a top responder is selected. Price may not be known or consideredduring the evaluation process. Once a top respondent is identified, City staff negotiates a firm price and the City Manager or Assistant City Manager sign an agreement with the individual or firm. 22 Services: the furnishing of labor, time and/or effort by professionals or contractors, whereinthesubmission of goods or other specific end products other than reports, studies, plans, advisories,contractual documents or other documents relating to the required performance is incidental orsecondary. Sole Source: the only existing source of the only item which meets the needs of the userdepartment/division as determined by a reasonably thorough analysis of the marketplace. Specifications: a concise, descriptivestatement of a set of requirements to be satisfied by a product,materialor process used in asolicitation to illustratethe goods and/orservices to be purchased or otherwise acquired. Successful Bidder: vendor awarded the contract through solicitation, regardless of the method used or dollar amount. Vendor: an actual or potential provider of goods or services. 23