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HomeMy WebLinkAbout10-23-06 Regular Meeting of Fiscal Affairs Committee Minutes MINUTES OF THE LA PORTE FISCAL AFFAIRS COMMITTEE October 23, 2006 1. Call to Order The meeting was called to order by Councilman Chuck Engelken at 5:07 p,m, Members of Committee Present: Councilmembers Barry Beasley, Louis Rigby, and Chuck Engelken. Members of Committee Absent: Tommy Moser and Howard Ebow, Members of City Council, City Executive Staff/Controller and City Employees Present: Councilmember Peter Griffiths, Assistant Director of Finance Michael Dolby, Controller Phyllis Rinehart, City Secretary Martha Gillett and Interim City Manager John Joerns. Other citizens: Sue Gail Kooken 2. Consider approval of Minutes of Regular Meeting of La Porte Fiscal Affairs Committee Minutes held on July 24, 2006, Motion was made by Committee Member Beasley to approve the minutes as presented. A second by Committee Member Engelken. The motion carried. Ayes: Beasley, Engelken, and Rigby Nays: None Abstain: None 3. Controller Phyllis Rinehart presented quarterly investment reports for review. 4, Assistant Finance Director Michael Dolby requested committee members to consider an Alternate investment Broker. Motion was made by committee member Beasley to add Wells Fargo Investment Officer as recommended by staff. Second by Committee member Rigby. Motion Carried. Ayes: Engelken, Beasley and Rigby. Nays: None Abstain: None 5. Assistant Finance Director Michael Dolby presented the fourth quarter credit card expenditure report. Mr. Dolby noted the auditor's will provide the audit report to the City in mid January, Minutes of the La Porte Audit Committee October 23,2006 - Page 2 The committee noted staff should look at going out for Requests for Proposals for Audit firms due to the three year stipulation of bidding. 6, Administrative Reports. There were no administrative reports, 7. Committee Comments There were no committee comments. 8. Adjournment There being no further business to come before the Committee, the meeting was adjourned at 5:18 p.m. Respectfully submitted, , L/fl1(j)jJtL IJ (Jiulfj Martha A. Gillett, TRMC, CMC City Secretary Approved thi~y of F&h(I1~ 2007. Chairperson Chuck Engelken (!bJ ~ CITY OF LA PORTE, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT For the fiscal year ended September 30, 2006 Prepared by: Department of Finance 11 City of La Porte Comprehensive Annual Financial Report For the Fiscal Year Ended September 30,2006 TABLE OF CONTENTS INTRODUCTORY SECTION Letter of Transmittal Organization Chart GFOA Certificate of Achievement List of Elected Officials FINANCIAL SECTION I ndependent Auditors' Report Management's Discussion and Analysis Basic Financial Statements: Government-wide Financial Statements: Statement of Net Assets Statement of Activities Fund Financial Statements: Balance Sheet - Governmental Funds Reconciliation of the Governmental Funds Balance Sheet to Statement of Net Assets Statement of Revenues, Expenditures and Changes in Fund Balances - Governmental Funds Reconciliation of the Statement of Revenues, Expenditures, and Changes In Fund Balances of Governmental Funds to the Statement of Activities Statement of Net Assets - Proprietary Funds Statement of Revenues, Expenses and Changes in Fund Net Assets - Proprietary Funds Statement of Cash Flows - Proprietary Funds Notes to the Financial Statements Required Supplementary Information Notes to the Required Supplementary Information Combining Financial Statements - Nonmajor Governmental Funds: Combining Balance Sheet - Nonmajor Governmental Funds Combining Statement of Revenues, Expenditures and Changes in Fund Balances - Nonmajor Governmental Funds Schedules of Revenues, Expenditures, and Changes in Fund Balances - Budget and Actual: Grant Special Revenue Fund Community Investment Special Revenue Fund Hotel/Motel Occupancy Tax Special Revenue Fund Tax Increment Reinvestment Zone One Special Revenue Fund Capital Projects Fund Transportation and Other Infrastructure Fund 1998 General Obligation Bonds Fund 2000 Certificate of Obligation Bonds Fund 2000 General Obligation Bonds Fund 2002 General Obligation Bonds Fund 2004 General Obligation Bonds Fund 111 Paoe 3 9 10 11 15 17 27 28 30 33 34 36 38 40 42 45 75 79 84 86 89 90 91 92 93 94 95 96 97 98 99 100 City of La Porte Comprehensive Annual Financial Report For the Fiscal Year Ended September 30,2006 TABLE OF CONTENTS 2005 Certificate of Obligation Bonds Fund 101 2006 Certificate of Obligation Bonds Fund 102 2006 General Obligation Bonds Fund 103 Debt SelVice Fund 104 Supplementary Individual Fund Financial Statements and Schedules - General Fund 105 Schedule of Revenues - Budget and Actual 106 Schedule of Expenditures - Budget and Actual 107 Combining Financial Statements - Nonmajor Enterprise Funds: 113 Combining Statement of Net Assets 114 Combining Statement of Revenues, Expenses and Changes in Fund Net Assets 115 Combining Statement of Cash Flows 116 Combining Financial Statements - Internal SelVice Funds: 117 Combining Statement of Net Assets 118 Combining Statement of Revenues, Expenses and Changes in Fund Net Assets 119 Combining Statement of Cash Flows 120 Capital Assets Used in the Operation of Governmental Funds: 121 Schedule by Source 123 Schedule by Function and Activity 124 Schedule of Changes by Function and Activity 126 STATISTICAL SECTiON Net Assets by Component 129 Changes in Net Assets 130 Governmental Activities Tax Revenues by Source 132 Fund Balances of Governmental Funds 133 Changes in Fund Balances of Governmental Funds 134 General Government Tax Revenues by Source 135 Assessed Value and Estimated Actual Value of Taxable Property 136 Property Tax Rates - Direct and Overlapping Governments 138 Principal Property Taxpayers 140 Property Tax Levies and Collections 141 Ratios of Outstanding Debt by Type 142 Ratios of General Bonded Debt Outstanding 144 Direct and Overlapping Governmental Activities Debt 145 Legal Debt Margin Information 146 Pledged Revenue Coverage 148 Demographic and Economic Statistics 149 Principal Employers 150 Full-time Equivalent City Government Employees by Function 151 Operating Indicators by Function 152 Capital Asset Statistics by Function 154 IV INTRODUCTORY SECTION 1 2 January 5, 2007 To the Honorable Mayor, Members of the Governing Council and Citizens of the City of La Porte, Texas: The Finance Department and City Manager's Office is pleased to submit the Comprehensive Annual Financial Report for the City of La Porte, Texas for the fiscal year ended September 30, 2006. This report is published to provide the City Council, City staff, our citizens, our bondholders and other interested parties with detailed information concerning the financial condition and activities of the City government. This report consists of management's representations concerning the finances of the City of La Porte. Consequently, management assumes full responsibility for the completeness and reliability of all of the information presented in this report. To provide a reasonable basis for making these representations, management of the City has established a comprehensive internal control framework that is designed both to protect the government's assets from loss, theft or misuse and to compile sufficient reliable information for the preparation of the City of La Porte's financial statements in conformity with GAAP. Because the cost of internal controls should not outweigh their benefits, the City of La Porte's comprehensive framework of internal controls has been designed to provide reasonable rather than absolute assurance that the financial statements will be free from material misstatement. As management, we assert that, to the best of our knowledge and belief, this financial report is complete and reliable in all material respects. The City of La Porte's financial statements have been audited by Null-Lairson, a firm of licensed certified public accountants. The goal of the independent audit was to provide reasonable assurance that the financial statements of the City of La Porte for the fiscal year ended September 30, 2006 are free of material misstatement. The independent audit involved examining, on a test basis, evidence supporting the amount and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management and evaluating the overall financial statement presentation. The independent auditor concluded, based upon the audit, that there was a reasonable basis for rendering an unqualified opinion that the City of La Porte's financial statements for fiscal year ended September 30, 2006, are fairly presented in conformity with GAAP. The independent auditor's report is presented as a component of the financial section of this report. 3 The independent audit of the financial statements of the City of La Porte included a federally mandated "Single Audit" designed to meet the special needs of federal grantor agencies. The standards governing Single Audit engagements require the independent auditor to report not only on the fair presentation of the financial statements, but also on the audited government's internal controls and compliance with legal requirements, with special emphasis on internal controls and legal requirements involving the administration of federal awards. These reports are available in the City of La Porte's separately issued Single Audit Report. GAAP requires that management provide a narrative introduction, overview and analysis to accompany the basic financial statements in the form of Management's Discussion and Analysis (MD&A). This letter of transmittal is designed to complement MD&A and should be read in conjunction with it. The City of La Porte's MD&A can be found immediately following the report of the independent auditors. Profile of the City The City of La Porte, incorporated in 1892, is located in the southeast quadrant of Harris County and is bounded on the north by the Houston ship channel, on the east by Galveston Bay and the south by the Bayport channel. The City of La Porte currently encompasses 19 square miles and serves a population of 34,825. The City is a home rule city operating under the Council-Manager form of government. Policy- making and legislative authority are vested in a governing council consisting of the mayor and eight other members. The city council is responsible, among other things, for passing ordinances, adopting the budget, appointing committees and hiring both the City Manager and Attorney. The City Manager is responsible for carrying out the policies and ordinances of the City Council, for overseeing the day-to-day operations of the City and for appointing the heads of various departments. The Council is elected on a non-partisan basis. The Mayor and Council members serve three-year staggered terms, Six of the council members are elected by district. The Mayor and the two remaining council members are elected at large. The City of La Porte provides a full range of services, including police and fire protection, the construction and maintenance of streets and other infrastructure and recreational activities and cultural events. Certain services are provided through a legally separate Water Authority, which functions, as a blended component unit and in essence, is a department of the City of La Porte, and, therefore, has been included as an integral part of the City of La Porte's financial statements. Additional information on the Water Authority and other blended component units can be found in Note 1. B. of the notes to the financial statements. The City's accounting records for general governmental operations are maintained on a modified accrual basis, with the revenues being recorded when available and measurable and expenditures being recorded when the services or goods are received and the liabilities are incurred. Accounting records for the City's utilities and other proprietary activities are maintained on the accrual basis. The annual budget serves as the foundation for the City of La Porte's financial planning and control. Budgetary control has been established at the individual department level. All agencies of the City of La Porte are required to submit requests for appropriation to the City Manager on or before May 26 of each year. The City Manager uses these requests as the starting point 4 for developing a proposed budget. The City Manager then presents this proposed budget to council for review prior to August. The council is required to hold a public hearing on the proposed budget and to adopt a final budget by no later than August. The appropriated budget is prepared by fund, function (e.g., public safety) and department (e.g., police). The City Manager must approve transfers of appropriations within a department. Transfers of appropriations between funds, however require the special approval of the city council. Budget-te-actual comparisons are provided in financial reports for each individual governmental fund for which an appropriated annual budget has been adopted. For the general fund, this comparison is presented on page 76 as part of the required supplementary information. For governmental funds, other than the general fund, with appropriated annual budgets, this comparison is presented in the governmental fund subsection of this report, which starts on page 81. Factors Affecting Financial Condition The information presented in the financial statements is perhaps best understood when it is considered from the broader perspective of the specific environment within which the City of La Porte operates. Local economy. The City of La Porte is located in the southeast quadrant of Harris County, which is a 1,723 square mile county is a leading oil, gas and petrochemical areas. It has more than 3,200 manufacturing plants, the nation's largest concentration of petrochemical plants, the third largest United States seaport and is a corporation management center. A significant part of the County's major employers, manufacturers, education and financial institutions are located in Houston, the County seat. The Texas Medical Center, located in Harris County, is one of the nation's largest, providing medical care and educational opportunities. The county's 64 hospitals have over 17,000 beds of which 4,600 are in the Texas Medical Center. Higher education facilities includes: University of Houston, Rice University, Texas Southern University, St. Thomas University and Houston Baptist College, all offering full four-year as well as postgraduate programs. The Lyndon B. Johnson Space Center is also located here. Located some 20 miles southeast of Houston on Galveston Bay in Harris County are the three communities that make up the La Porte Bayshore Area: La Porte, Morgan's Point and Shoreacres. The area has a combined population of approximately 40,000. Though much of the image of this area is industrial, the La Porte-Bayshore area is still characterized by an expanse of resort homes. Because of this, and the metropolitan advantages of Houston, La Porte is one of the few communities in the Gulf Coast area that offers this favorable combination. Future planning. The La Porte 2020 Comprehensive Plan is a 20-year master plan adopted by the City Council to guide policy decisions relating to the physical and economic development of the community. In general, the plan indicates how the community desires to develop and redevelop over the course of the next twenty years. The comprehensive plan is a physical plan; it is long- range, comprehensive and states the goals, objectives and policies of the local government. The comprehensive plan provides clear direction through specific statements of action to achieve the desired results envisioned by citizens and the leadership of the community. 5 The essential objectives of the comprehensive plan are as follows: .:. It is a plan to guide the future physical development and redevelopment of the community; .:. The time frame is long, extending over a twenty-year horizon; .:. It encompasses a large geographic area including the corporate limits and ET J of the community; .:. It is general in nature, allowing some issues to be resolved and many decisions to be made; .:. It articulates ideas in a framework of goals and objectives, policies and actions, and plans and projects; .:. It is intended foremost, to serve as a continuing guide to decision-making, to provide a common direction and to provide stability as issues are addressed and future decisions are made. Residential Development. Neighborhoods are one of La Porte's greatest assets as they form a foundation for a sound quality of life. The City is made up of several distinct neighborhood areas, each with somewhat different physical characteristics such as the age of housing, street configuration, and the sizes of structures and lots. Much of the City's overall image and identity is due to the unique character of its neighborhoods and these distinguishing features should, therefore, be preserved. Neighborhoods that are safe, well maintained and have character will maintain property values and thus maintain a sound neighborhood environment and a stable residential tax base. - The attractive appearance and environmental quality of existing and future low-density residential neighborhoods should be protected and improvements made where necessary to maintain the value of properties and enhance the quality of life. As the city continues to develop it is important that the integrity of the neighborhoods is preserved and the value and enjoyment of property is maintained and enhanced. Goals for residential development: .:. Consider programs to revitalize and rehabilitate existing housing where needed. .:. Meet the future housing needs by providing for a variety of housing options. .:. Encourage the rehabilitation or replacement of substandard housing. .:. Promote a standard of home ownership encouraging well-maintained residential properties. .:. Preserve the integrity of existing neighborhoods and create livable and safe neighborhood environments. .:. Protect the attractive appearance and environmental quality of existing neighborhoods and make necessary improvements to maintain the value of properties and enhance the quality of life. Beautification and Conservation. Citizens have expressed great interest for enhancing the visual appearance of La Porte and the redevelopment and reinvestment in Downtown, along major corridors and in nonresidential areas. Through public involvement it is apparent that citizens visualize attractive shopping centers, livable neighborhoods, landscaped roadways, pleasant places to walk and an enhanced quality of life. They want successful shopping areas that appeal to shoppers. They see the opportunities in downtown to create a destination that combines a lively entertainment district in a historically significant area, retail stores interspersed with restaurants and professional offices and a blend of residential units as well. 6 Goals for Beautification: .:. Improve the community character to make it a more desirable place to live, work and visit. +:. Improve the aesthetic visual environment through enhancement of site design, signage, roadways, parking areas, open space and landscaping. +:+ Invest in Downtown to establish a vibrant mix of places to work, live and visit, with shops, restaurants, entertainment and a variety of dwelling units. Redevelopment Strategy. Urban redevelopment efforts require cooperative action to encourage new and sustained private investment and to provide supporting rehabilitation of public infrastructure. A key part of the process is determining what strategic actions the community should take to achieve its redevelopment goals and objectives. Successful redevelopment will often require cooperation and coordination between agencies at different levels of government as well as non-profit community organizations. This should include coordination of physical improvements with social service programs, which aim to enhance the health and economic capacity of residents in targeted neighborhoods. Redevelopment Goals: +:. Stabilize and improve the quality of neighborhoods and other areas in decline by attracting renewed private investment activity. .:+ Revitalize the City's historic downtown area. Cash management policies and practices. Cash temporarily idle during the year was invested in demand deposits and obligations of the U.S. Treasury. The maturities of the investments range from 30 days to 2 years, with an average maturity of 4.5 months. The average yield on investments was 3.67% for the government. Investment income includes appreciation in the fair value of investments. Increases in fair value during the current year, however, do not necessarily represent trends that will continue; nor is it always possible to realize such amounts, especially in the case of temporary changes in the fair value of investments that the City intends to hold to maturity . Pension and other post employment benefits. The City of La Porte sponsors a single-employer defined benefit pension plan for its emergency services employees. Each year, an independent actuary engaged by the pension plan calculates the amount of the annual contribution that the City of La Porte must make to the pension plan to ensure that the plan will be able to fully meet its obligations to retired employees on a timely basis. The City of La Porte also provides pension benefits for its non emergency services employees. These benefits are provided through a state-wide plan managed by Texas Municipal Retirement System (TMRS). The City of La Porte has no obligation in connection with employee benefits offered through this plan beyond its annual contractual payment to TMRS. The City of La Porte also provides postretirement health and dental care benefits for certain retirees and their dependents. As of the end of the current fiscal year, there were 57 retired employees receiving these benefits. Additional information on the City of La Porte's pension arrangements and post employment benefits can be found in Notes 6 and 10 in the notes to the financial statements. 7 Awards and Acknowledgements The Government Finance Officers Association (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the City for its comprehensive annual financial report for the fiscal year ended September 30,2005. This was the twenty-fifth consecutive year that the City has received this prestigious award. In order to be awarded a Certificate of Achievement, the City published an easily readable and efficiently organized comprehensive annual financial report. This report satisfied both generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe that our current comprehensive annual financial report continues to meet the Certificate of Achievement Program's requirements and we are submitting it to the GFOA to determine its eligibility for another certificate. In addition, the government also received the GFOA's Distinguished Budget Award for its annual budget document. In order to qualify for the Distinguished Budget Presentation Award, the government's budget document was judged to be proficient in several categories, including as a policy document, a financial plan, an operations guide and a communications device. The preparation of this report would not have been possible without the efficient and dedicated services of the entire staff of the finance and administration department. We would like to express our appreciation to all members of the department who assisted and contributed to the preparation of this report. Credit also must be given to the mayor and city council for their unfailing support for maintaining the highest standards of professionalism in the management of the City of La Porte's finances. Respectfully submitted, John Joerns Interim City Manager Michael G. Dolby, CPA Interim Director of Finance 8 E-.i ~~ ~u ~ Q,~ ~c ~~ eN ~N u~ ~ ~ t' .5 .. .. " .. [I:l .t- U '" = Cl> .~ ... u .. Cl> t)I) 0:1 = 0:1 ~ C U .. .. ~ = ;; ~ .t- U .. Certificate of Achievement for Excellence in Financial Reporting Presented to City of La Porte Texas For its Comprehensive Annual Financial Report for the Fiscal Year Ended September 30, 2005 A Certificate of Achievement for Excellence in Financial Reporting is presented by ilie Government Finance Officers Association of the United States and Canada to government units and public employee retirement systems whose comprehensive annual financial reports (CAFRs) achieve the highest standards in government accounting and financial reporting. President ~/~ Executive Director CITY OF LA PORTE LIST OF ELECTED OFFICIALS ALTON PORTER MAYOR PETER GRIFFITHS COUNCIL PERSON AT LARGE A .,--~., ~F __...... /r...:_::~,:_: ................ //'& \<:.,.... .................. / ' // BARRY BEASLEY COUNCIL PERSON AT LARGE B LOUIS RIGBY COUNCIL PERSON DISTRICT 5 CHUCK ENGELKEN COUNCIL PERSON . DISTRICT 2 / MICHAEL MOSTErf COUNCIL PERSON....... DISTRICT 1 HOWARD EBOW .... COUNCIL PERSON .... DISTRICT 3 TOMMY MOSER .ftIIA VOR PRO TEM . DISTRICT 4 ...-r.-"-~"" MIKE CLAUSEN COUNCIL PERSON DISTRICT 6 11 12 FINANCIAL SECTION 13 14 ] ] Greenway Plaza, Suite ] 5] 5 Houston, TX 77046 (713) 621-]5]5 Fax: (713) 621-]570 l" Vi If / 4\~ -, :.A NuUiLaIrsorl PRClFi:SSOI, ~,l CC,;-'i'>LJCI!, 21 ] 7 Post Office Street Galveston, TX 77550 (409) 762.8380 Fax: (409) 762-] 749 CER.TFE~D r:\Fi! _K ,L\CCC,J))TiJ ,~iS Independent Auditors' Report To the Honorable Mayor and Members of the City Council City of La Porte, Texas We have audited the accompanying financial statements of the governmental activities, the business-type activities, each major fund and the aggregate remaining fund information of City of La Porte, Texas (the "City"), as of and for the year ended September 30, 2005, which collectively comprise the City's basic financial statements as listed in the table of contents. These fmancial statements are the responsibility of the City's management. Our responsibility is to express an opinion on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our Op1ll1ons. In our opinion, the fmancial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, each major fund and the aggregate remaining fund information of the City of La Porte, Texas, as of September 30, 2005, and the respective changes in fmancial position and cash flows, where applicable, thereof for the year then ended in conformity with accounting principles generally accepted in the United States of America 1\1ElvlBEPS AI\1ERIC/\.'< Il,STITUTE OF CERTIFIED PUBL.lC ACCOUI-':TANTS, TEXA.S SOCIETY OF CERTIFIED PUBL.lC~CCOUNTANTS, CPA ASSOCL"TES INTEFX"TIONAL. INC VI'TTH ASSOCl'.TED OffiCES IN PRINCIPAL D.S AND Il\'TET'~"ATJON.L.LC]TlES 15 To the Honorable Mayor and Members of the City Council City of La Porte, Texas Page 2 of2 In accordance with Government Auditing Standards, we have issued our report dated December 30, 2005, on our consideration of the City's internal control over financial reporting and on our tests of its compliance with certain provisions or laws, regulations, contracts and grants. That report, which has been issued separately from this document, is an integral part of an audit performed in accordance with Government Auditing Standards and should be read in conjunction with this report in considering the results of our audit. The Management's Discussion and Analysis on pages 17 through 23, budgetary comparison information on pages 74 through 75 and Required Pension System Supplementary Information on page 73 are not required parts of the basic financial statements but are supplementary information required by accounting principles generally accepted in the United States of America We have applied certain limited procedures, which consisted principally of inquiries of management regarding the methods of measurement and presentation of the supplementary information. However, we did not audit the information and express no opinion on it. Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City's basic financial statements. The introductory section, combining and individual fund statements and schedules and statistical tables are presented for purposes of additional analysis and are not a required part of the basic financial statements. The combining and individual fund statements and schedules have been subjected to the auditing procedures applied in the audit of the basic financial statements and, in our opinion, are fairly stated in all material respects in relation to the basic financial statements taken as a whole. The introductory section and statistical tables have not been subjected to the auditing procedures applied in the audit of the basic fmancial statements and, accordingly, we express no opinion on them. ~ J.fp?~Ji'tI!?C December 30, 2005 Houston, Texas 16 CITY OF LA PORTE, TEXAS Management's Discussion and Analysis For the Year Ended September 30,2006 As management of the City of La Porte, we offer readers of the City's financial statements this narrative overview and analysis of the financial activities of the City for the fiscal year ended September 30, 2006. We encourage readers to consider the information presented here in conjunction with additional information that we have furnished in our letter of transmittal, which can be found on pages 3-8 of this report. FINANCIAL HIGHLIGHTS . The assets of the City of La Porte exceeded its liabilities at the close of the most recent fiscal year by $90,229,405 (net assets). Of this amount $22,613,946 (unrestricted net assets) may be used to meet the government's ongoing obligations to citizens and creditors in accordance with the City's fund designation and fiscal policies and working capital requirements. . The government's total net assets increased by $3,961,264. . As of the close of the current fiscal year, the City of La Porte's governmental funds reported combined ending fund balances of $37,296,935. Of this amount, $34,743,121 (91%) is unreserved and available for use within the City's designation and policies and working capital requirements. . At the end of the current fiscal year, unreserved fund balance for the general fund was $10,882,101 approximately (42%) of the total general fund expenditures. OVERVIEW OF THE FINANCIAL STATEMENTS This discussion and analysis is intended to serve as an introduction of the City's basic financial statements. The City's basic financial statements are comprised of three components: 1) government-wide financial statements, 2) fund financial statements and 3) notes to the financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Government-wide financial statements - The government-wide financial statements are designed to provide readers with a broad overview of the City's finances, in a manner similar to a private-sector business. The Statement of Net Assets presents information on all of the City's assets and liabilities, with the difference between the two reported as net assets. Over time, increases or decreases in net assets may serve as a useful indicator of whether the financial position of the City is improving or deteriorating. The Statement of Activities presents information showing how the City's net assets changed during the fiscal year. All changes in net assets are reported when the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods (e.g., uncollected taxes and earned but unused compensated absences). Both of the government-wide financial statements report functions of the City that are principally supported by taxes and intergovernmental revenues (governmental activities) from functions that are intended to recover all or a significant portion of their costs through user fees and charges (business-type activities). The governmental activities of the City include general government, public safety, public works, health and sanitation and culture and recreation. The business-type activities of the City include the Water and Sewer Utilities, Airport, La Porte Area Water Authority, Sylvan Beach Convention Center and Bay Forest Golf Course operations. The government-wide financial statements can be found on pages 27-31 of this report. 17 CITY OF LA PORTE, TEXAS Management's Discussion and Analysis For the Year Ended September 30,2006 Fund financial statements - A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. All of the funds of the City can be divided into two categories - governmental funds and proprietary funds. Governmental funds - Governmental funds are used to account for essentially the same functions reported as governmental activities in the government-wide financial statements. However, unlike the government-wide financial statements, governmental fund financial statements focus on current sources and uses of spendable resources, as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating a government's near-term financing requirements. Because the focus of governmental funds is narrower than that of the government-wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government-wide financial statements. By doing so, readers may better understand the long-term impact of the government's near-term financing decisions. Both the governmental funds balance sheet and the governmental fund statements of revenues, expenditures and changes in fund balances provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. The City maintains 16 governmental funds. Information is presented separately in the Governmental Fund Balance Sheet and in the Governmental Fund Statement of Revenues, Expenditures and Changes in Fund Balances for the General, 2005 General Obligation Bond and Section 4B Sales Tax Fund, all of which are considered to be major funds. Data from the other 13 governmental funds are combined into a single, aggregated presentation called non-major. Individual fund data for each of these non-major governmental funds is provided in the form of combining statements elsewhere in this report. The basic governmental fund financial statements can be found on pages 27-36 of this report. Proprietary funds - The City maintains two types of proprietary funds. Proprietary funds are used to report the same functions presented as business-type activities in the government-wide financial statements. The City uses proprietary funds to account for its utilities, airport, water authority, convention center and golf course. Internal service funds are an accounting device used to accumulate and allocate costs internally among the City's various functions. The City uses its internal service funds to account for its motor pool services, technology services and Insurance Fund. Because these services predominantly benefit governmental rather than business-type functions, they have been included within governmental activities in the government-wide financial statements. Proprietary funds provide the same type of information as the government-wide financial statements, only in more detail. The proprietary fund financial statements provide separate information for the Utility and La Porte Area Water Authority, Airport, Bay Forest Golf Course and Sylvan Beach Convention. All internal service funds are combined into a single aggregated presentation in the proprietary fund financial statements. Individual fund data for the internal service funds is provided in the form of combining statements elsewhere in this report. The basic proprietary fund financial statements can be found on pages 38-43 of this report. Notes to the Financial Statements - The notes provide additional information that is essential to a full understanding of the data provided in the government-wide and fund financial statements. The notes to the financial statements can be found on pages 45-74 of this report. 18 CiTY OF LA PORTE, TEXAS Management's Discussion and Analysis For the Year Ended September 30,2006 Other Information - In addition to the basic financial statements and accompanying notes, this report also presents certain required supplementary information concerning the City's progress in funding its obligation to provide pension benefits to its employees. Required supplementary information can be found on pages 75-78 of this report. The combining statements referred to earlier in connection with nonmajor governmental funds and internal service funds are presented immediately following the required supplementary information for the general fund. Combining fund statements and schedules can be found on pages 84-104 of this report. GOVERNMENT-WIDE FINANCIAL ANAL YS/S As noted earlier, net assets may serve over time as a useful indicator of a government's financial position. In the case of the City of La Porte, assets exceeded liabilities by $90,229,405 at the close of the fiscal year. By far the largest portion of the City's net assets (65%) reflects its investment in capital assets (e.g., land, buildings, machinery, equipment, improvements, construction in progress and infrastructure), less any related debt used to acquire those assets that are still outstanding. The City uses these capital assets to provide services to citizens; consequently, these assets are not available for future spending. Although the City's investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources, since the capital assets themselves cannot be used to liquidate these liabilities. City of La Porte's Net Assets Governmental Business-Type Activities Activities Total 2006 2005 2006 2005 2006 2005 Current and other assets $ 52,030,444 $ 43,543,568 $ 8,234,088 $ 7,559,518 $ 60,264,532 $ 51,103,086 Capital assets 45,974,337 46,416,520 38,697,136 33,734,685 84,671,473 80,151,205 Total Assets 98,004,781 89,960,088 46,931,224 41,294,203 144,936,005 131,254,291 Long term liabilities 36,734,566 31,157,332 9,444,485 7,498,569 46,179,051 38,655,901 other liabilities 5,545,899 3,857,929 2,846,688 2,533,691 8,392,587 6,391,620 Total Liabilities 42,280,465 35,015,261 12,291,173 10,032,260 54,571,638 45,047,521 Net Assets: Invested in capital assets, net of related debt 28,424,346 28,933,050 29,642,136 26,589,684 58,066,482 55,522,734 Restricted 7,690,387 6,642,077 2,185,791 3,407,445 9,876,178 10,049,522 Unrestricted 19,269,532 19,369,700 2,812,123 1,264,814 22,081,655 20,634,514 Total Net Assets $ 55,384,265 $ 54,944,827 $ 34,640,048 $ 31,261,943 $ 90,024,313 $ 86,206,770 An additional portion of the City's net assets $9,548,978 (11 %) represents resources that are subject to external restrictions on how they may be used. The remaining balance of unrestricted net assets of $22,613,946 (25%) may be used to meet the government's ongoing obligations to citizens and creditors. As of September 30, 2006, the City is able to report positive balances in all three categories of net assets, both for the government as a whole, as well as for its separate categories - governmental and business-type activities. 19 CITY OF LA PORTE, TEXAS Management's Discussion and Analysis For the Year Ended September 30, 2006 Analysis of the City's Operations - the following table provides a summary of the City's operations for the year ended September 30, 2006, with comparative totals for year ended September 30, 2005. Governmental activities decreased the City of La Porte's net assets by $246,363. Business-type activities increased the City's net assets by $3,378,104. City of La Porte's Changes in Net Assets Governmental Business-Type Activities Activities Total 2006 2005 2006 2005 2006 2005 Revenues: Program Revenues: Charges for SeIVices $ 4,535.854 $ 4,083.297 $ 9.435,426 $ 8.254.116 $ 13,971,280 $ 12.337.413 Operating grants and contributions 1,106,597 2.639,934 1 ,106,597 2,639.934 General revenues: Property taxes. levied for general purposes 10.535,316 10,192,599 10,535.316 10,192.599 Property taxes, levied for debt service 1,661,801 1,623,095 1.661,801 1.623,095 Industrial paymems 7.659.591 6,991.926 7,659,591 6,991.926 Franchise taxes 1,986,698 1,885,801 1,986.698 1.885,801 Sales tax 4.067,767 3.459,979 4,067,767 3.459,979 Unrestricted investment earnings 1.874.828 720.137 300.099 165.162 2.174.927 885.299 Miscellaneous 946,873 753,595 694,507 827.183 1,641.380 1,580,778 Gain Ooss) on sale/retirement of capital assets 103.594 (16,083) (16,083) 103,594 Total revenues $ 34.375,325 32.453.957 10,413.949 9.246,461 44.789,274 41.700.418 Expenses: General Government 7.889.325 7.411.122 7.889,325 7.411.122 Public Safety 11,603,287 10,367,759 11.603,287 10,367,759 Public Works 4.550,504 5.164,855 4.550,504 5,164,855 Health and Sanitation 1.862,368 1.887,204 1.862,368 1 ,887.204 Culture and Recreation 3.579,917 3,717,791 3,579,917 3,717,791 Interest on Long-term debt 1,226.231 863.818 1.226,231 863.818 Water Services 6,743,463 6,477.962 6,743,463 6.477,962 Sewer Services 1,894,415 1.819,756 1.894,415 1.819,756 Airport 122.548 157,186 122.548 157,186 Bay Forest Golf Course 1,285,121 1.242,613 1,285,121 1,242,613 Sylvan Beach Convention Center 214.552 211.682 214,552 211,682 Total Expenses 30,711.632 29,412,549 10,260,099 9,909,199 40,971,731 39,321,748 Change in net assets before transfers 3,663.693 3,041,408 153.850 (662,738) 3,817,543 2,378,670 Transfers (3,910,056) 381,625 3,224,254 (381,625) (685,802) Change in net assets (246.363) 3.423,033 3,378,104 (1,044,363) 3.131,741 2,378,670 Net assets - beginning 55.630.628 51.521,794 31,261,944 32,306,306 86.892,572 83.828,100 Net assets - ending $ 55,384,265 $ 54,944,827 $ 34,640,048 $ 31,261.943 $ 90,024,313 $ 86,206}70 20 CITY OF LA PORTE, TEXAS Management's Discussion and Analysis For the Year Ended September 30,2006 FINANCIAL ANAL YS/S OF THE GOVERNMENT'S FUNDS Governmental funds - The focus of the City of La Porte's governmental funds is to provide information on near-term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the City's financing requirements. In particular, unreserved fund balance may serve as a useful measure of a government's net resources available for spending at the end of the fiscal year. As of the end of the current fiscal year, the City of La Porte's governmental funds reported combined ending fund balances of $37,296,935. Approximately 95% of this total amount ($34,077,006) constitutes unreserved fund balance. The remainder of the fund balance is reserved to indicate that it is not available for new spending because it has already been committed 1) to pay for encumbrances ($140,055), 2) to provide for inventories ($72,109), 3) to pay for debt service ($1,813,887), 4) to provide for municipal court building security ($106,652), 5) to provide for municipal court technology ($73J24), 6) to provide for park zone ($80,902) and 7) to provide for confiscated funds ($116,391). In the general fund, the City budgeted for a decrease in the fund balance of $213,070. Due to actual expenses being less than budgeted, the actual fund balance increase for fiscal year 2006 was $1,963,031. The 2005 General Obligation Fund balance decreased by $604,347 due to the expenditure of bond proceeds. Other Governmental fund balances increased in 2006 by $3,162,306 due to increased revenues and other sources of financing. The Section 4B Fund balance increased by $627,110 due to additional revenues. Proprietary funds - The City's proprietary fund statements provide the same type of information found in the government-wide financial statements, but in more detail. Unrestricted net assets of the respective proprietary funds are Utility - $1,337,241, Airport $338,580, La Porte Area Water Authority - $1,338,767, Sylvan Beach Convention Center -$134,357 and Bay Forest Golf Course- $(306,824)The change (decrease) in net assets of the proprietary funds in 2006 was as follows: Utility- $4,177,504, Airport -$(74,748), La Porte Area Water Authority - $123,645, Sylvan Beach Convention Center-- $14,539), and Bay Forest Golf Course -$(147,958). General Fund Budgetary Highlights - The City made revisions to the original appropriations approved by the City Council. Overall these changes resulted in an increase from the original budget of 1 % or $210,076. Variances noted in the general fund are due to City Council appropriating additional capital projects, increased spending for public safety projects and salary savings. CAPITAL ASSETS AND DEBT ADMINfSTRA TION Capital Assets - The City of La Porte's investment in capital assets for its governmental and business-type activities as of September 30,2006 amounts to $84,445,230 (net of accumulated depreciation). This investment in capital assets includes land, building, equipment, improvements, infrastructure and construction in progress. Major capital asset events during the current fiscal year included the following: . Construction in progress Fire Station Number 2 $1.2 million. . Construction in progress Police Station $3.1 million. . Automated Meter Reading $2.3 million. 21 CITY OF LA PORTE, TEXAS Management's Discussion and Analysis For the Year Ended September 30,2006 Capital Assets at Year-end Net of Accumulated Depreciation Land Buildings Equipment Improvements Infrastructure Construction in Progress Total Governmental Activities 2006 $ 7,685,517 7,776,721 5,237,286 2,889,273 12,277,269 9,983,973 $ 45,850,038 Business-type Activities 2006 $ 2,350,478 88,790 86,637 33,430,326 2,638,961 $ 38,595,192 Total $ 10,035,995 7,865,511 5,323,923 36,319,599 12,277,269 12,622,934 $ 84,445,230 Additional information of the City of La Porte's capital assets can be found in Note 4 on pages 58-60 of this report. Debt Administration - At the end of the current fiscal year, the City of La Porte had bonded debt payable of $43,200,000. Of this amount, $34,145,000 comprises bonded debt backed by the full faith and credit of the government and $9,055,000 represents bonds secured solely by water and sewer revenues. Outstanding Debt at Year End Bonds Payable General Obligations Revenue Bonds Payable Certificate of Obligations Total Governmental Activities 2006 $ 17,740,000 16,405,000 $ 34,145,000 Business-type Activities 2006 $ 6,430,000 2,625,000 $ 9,055,000 Totals $ 17,740,000 6,430,000 19,030,000 $ 43,200,000 The City of La Porte maintains an "Aa3", "A+", "M" by Moody's, Standard and Poor's and Fitch respectively for general obligation debt. The revenue bonds have been rated" A" by all three of these rating agencies. Additional information on the City of La Porte's long-term debt can be found in Note 5 on pages 61-65 of this report. 22 CiTY OF LA PORTE, TEXAS Management's Discussion and Analysis For the Year Ended September 30, 2006 ECONOMIC FACTS AND NEXT YEAR'S BUDGETS AND RA TES The unemployment rate for the Houston metropolitan area is currently 4.5 percent, which is a decrease from a rate of 6.1 percent a year ago. This compares identical to the state's average unemployment rate of 4.7 percent which is comparable to the national average rate of 4.4 percent. The City's budgets for all funds have benefited from a strong and expanding economy from the past several years, which is anticipated to continue in the upcoming Fiscal Year. The City is projected to benefit from growth in the tax base due to increased valuations and new construction. Total assessed property value for all residential and commercial property in the City of La Porte exceeded $2.1 billion for fiscal year 2006 which is 10 percent higher than last year. The trend for total assessed property values has been steadily increasing each year with an average annual increase of 16 percent over the past 5 years. Sales tax receipts have grown 16% this fiscal year due to an increase in economic activity. This revenue source is the most volatile and subject to decline if an economic slowdown occurs. Assessed Property Valuations (in billions) Sales Tax Collections (in millions) 1.7 2.5 2 1.5 2.1 ',.1' .., . .' 2/r /L-- 1.9/' 2002 2003 2004 2005 2006 2002 2003 2004 2005 2006 REQUEST FOR INFORMA nON This financial report is designed to provide our citizens, customers and creditors a general overview of the City's finances. Questions concerning any of the information provided in this report or requests for additional information should be addressed to the Interim Director of Finance, 604 West Fairmont Parkway, La Porte, Texas, 77571. 23 24 BASIC FINANCIAL STATEMENTS 25 26 CITY OF LA PORTE, TEXAS Statement of Net Assets September 30,2006 Primary Government Governmental Business-type Activities Activities Total ASSETS Cash and cash equivalents $ 18,935,758 $ 1,135,241 $ 20,070,999 Investments 27,196,952 4,455,769 31,652,721 Receivables, net of allowance for uncollectibles Accounts receivable 4,485,118 1,156,952 5,642,070 Taxes receivable 761,592 761,592 Due from other governments 4,716 4,716 Accrued interest receivable 183,367 26,289 209,656 Deferred Issuance Costs 346,635 346,635 Materials and supplies inventories at cost 116,306 4,540 120,846 Restricted Assets: Cash and cash equivalents restricted for customer service deposits 505,287 505,287 Investments restricted for debt service 125,000 125,000 Other 825,010 825,010 Capital assets: Land 7,685,517 2,350,478 10,035,995 Buildings and improvements 17,732,228 1,166,840 18,899,068 Improvements other than buildings 7,662,126 69,181,385 76,843,511 Infrastructure 26,873,816 26,873,816 Machinery and equipment 13,306,111 429,183 13,735,294 Construction in progress 9,983,973 2,638,961 12,622,934 Accumulated depreciation (37,269,434) (37,069,711) (74,339,145) Total assets 98,004,781 46,931,224 144,936,005 LIABILITIES Accounts payable 4,762,821 2,097,523 6,860,344 Accrued salaries payable 296,234 52,100 348,334 Interest payable 88,945 88,945 Unearned revenue 86,557 87,150 173,707 Other current liabilities 5,930 5,930 Premium on Issuance 293,388 293,388 Accrued interest payable 12,728 76,330 89,058 Customer deposits 527,655 527,655 Noncurrent liabilities : Due within one year 1,235,000 585,000 1,820,000 Due in more than one year 35,499,566 8,859,485 44,359,051 Total liabilities 42,280,465 12,291,173 54,571,638 NET ASSETS Invested in capital assets, net of related debt 28,424,346 29,642,136 58,066,482 Restricted for. Debt service 1,838,370 2,185,791 4,024,161 Grants and state programs 6,210,617 6,210,617 Unrestricted 19,269,531 2,812,123 22,081,654 Total net assets $ 55,384,264 $ 34,640,048 $ 90,024,312 See accompanying notes to financial statements. 27 CITY OF LA PORTE, TEXAS Statement of Activities For The Year Ended September 30, 2006 Program Activities Governmental activities: General Government Public Safety Public Works Health & Sanitation Culture and recreation Interest on Long Term Debt Total governmental activities Expenses Program Revenues Fees, Fines and Operating Charges for Grants and Services Contributions $ 7,889,325 11,603,287 4,550,504 1,862,368 3,579,917 1,226,231 30,711,632 $ 1,002,267 $ 1,333,005 935,588 1,770,611 429,971 95,820 4,535,854 1,031,408 Business-type activities: Water Services 6,743,463 5,438,932 Sewer Services 1,894,415 2,842,495 Airport 122,548 35,624 Golf Course 1,285,121 955,867 Sylvan Beach Convention Ctr 214,552 162,508 Total business-type activities 10,260,099 9,435,426 Total government $ 40,971,731 $ 13,971,280 $ 1,031,408 General revenues: Taxes: Property taxes, levied for general purposes Property taxes, levied for debt service Industrial payments Franchise taxes Public service taxes Investment earnings Miscellaneous Gain (Loss) on sale of assets Transfers Total general revenues and transfers Change in net assets Net assets-beginning Net assets---ending See accompanying notes to basic financial statements. 28 Net (Expenses) Revenues and Changes in Net Assets Governmental Activities Business-type Activities Total $ (6,887,058) (9,334,694) (4,550,504) (91,757) (3,054,126) (1,226,231) (25,144,370) $ $ (6,887,058) (9,334,694) (4,550,504) (91,757) (3,054,126) (1,226,231) (25,144,370) (1,304,531 ) (1,304,531) 948,080 948,080 (86,924) (86,924) (329,254) (329,254 ) (52,044) (52,044) (824,673) (824,673) $ (25,144,370) $ (824,673) $ (25,969,043) 10,535,316 10,535,316 1,661,801 1,661,801 7,659,591 7,659,591 1,986,698 1,986,698 4,067,767 4,067,767 1,874,828 300,099 2,174,927 946,873 694,507 1,641,380 (16,083) (16,083) (3,910,056) 3,224,256 (685,800) 24,898,006 4,202,779 29,025,597 (246,364) 3,378,106 3,056,554 55,630,628 31,261,944 86,892,572 $ 55,384,264 $ 34,640,050 $ 89,949,126 29 CiTY OF LA PORTE, TEXAS Balance Sheet Governmental Funds September 30, 2006 2005 General Section 4B Obligation General Sales Tax Bonds ASSETS Cash and cash equivalents $ 7,507,305 $ 2,516,486 $ 97,152 Investments 5,287,784 1,772,321 7,598,390 Receivables, net of allowance for uncollectibles: Accounts receivable 4,126,733 Taxes receivable 647,980 Due from other governments Grant receivable Other accounts receivables 229,385 918 Accrued interest receivable 74,781 21,224 573 Materials and supplies inventories, at cost 70,126 Total assets 17,714,709 4,539,416 7,697,033 LIABILITIES AND FUND BALANCES Liabilities: Accounts payable 2,679,812 651,832 Accrued salaries payable 280,331 Due to other funds Retainage payable Unearned revenue 3,538,917 Accrued employee separation pay 100,000 Total liabilities 6,599,060 651,832 Fund balances: Reserved for: Inventories 72,109 Encumbrances 140,055 Municipal Court Building Security Municipal Court Technology Fee Park Zone Confiscated funds Debt service Unreserved, Designated for capital projects 51,084 UnreservedlUndesignated 10,852,412 4,539,415 7,045,200 Unreserved, reported in non major: Special revenue funds Capital projects funds Total fund balances 11,115,660 4,539,415 7,045,200 Total liabilities and fund balances $ 17,714,720 $ 4,539,415 $ 7,697,032 See accompanying notes to basic financial statements. 30 Other Total Governmental Governmental Funds Funds $ 5,794,581 $ 15,915,524 10,319,398 24,977,893 4,126,733 108,386 756,366 4,716 4,716 46,290 276,593 56,059 152,637 70,126 16,329,430 46,280,588 881,195 4,212,839 2,319 282,650 168 168 163,282 3,702,199 100,000 1,046,964 8,297,856 72,109 140,055 106,652 106,652 73,724 73,724 153,006 153,006 119,137 119,137 1,813,887 1,813,887 51,084 22,437,027 1,247,381 1,247,381 11,577,618 11,577,618 15,091,405 37,791,680 $ 16,138,369 46,089,536 31 32 CITY OF LA PORTE, TEXAS Reconciliation of the Governmental Funds Balance Sheet to Statement of Net Assets September 30, 2006 Amounts reported for governmental activities in the statement of net assets are different because: Total fund balances - total governmental funds Capital assets used in govemmental activities are not current financial resources and, therefore, are not reported in this fund financial statement, but are reported in the governmental activities of the statement of net assets. Revenues in the statement of activities that do not provide current financial resources are not reported as revenues in the funds Unearned Revenues Interest payable on long-term debt does not require current financial resources. Therefore, interest payable is not recorded as a liability in governmental funds balance sheets. The assets and liabilities of certain internal service funds are not included in the fund financial statement, but are included in the governmental activities of the statement of net assets. Some liabilities, (such as notes payable, capital lease contract payable, long-term compensated absences and bonds payable), are not due and payable in the current period and are not included in the fund financial statement, but are included in the governmental activities of the statement of net assets: Bonds Payable Premium on Issuance Compensated Absences Payable Bond Issuance Costs Net assets of governmental activities See accompanying notes to basic financial statements. 33 $ 37,791,680 41,546,004 3,617,748 (88,945) 9,126,736 (34,145,000) (293,388) (2,368,201 ) 346,635 $ 55,533,269 CITY OF LA PORTE, TEXAS Statement of Revenues, Expenditures and Changes in Fund Balances Governmental Funds For The Year Ended September 30, 2006 2005 General Section 4B Obligation General Sales Tax Bonds REVENUES Property taxes $ 10,454,157 $ $ Franchise taxes 1,986,698 Sales taxes 2,495,547 1,245,774 Donations Industrial payments 7,470,700 Harris County Joint Venture Other taxes 69,310 Licenses and permits 683,284 Fines and forfeits 848,232 Charges for services 3,852,570 Intergovernmental 8,489 Interest 652,700 121,396 303,628 Miscellaneous 24,778 Total revenues 28,546,465 1,367,170 303,628 EXPENDITURES Current: General Government 6,047,422 Public Safety 11,071,829 Public Works 2,360,073 Health and Sanitation 1,813,812 Culture and Recreation 3,010,725 Debt service: Principal retirements Interest and fiscal charges Capital outlay 3,707,975 Total expenditures 24,303,861 3,707,975 Excess (deficiency) of revenues over expenditures 4,242,604 1,367,170 (3,404,347) OTHER FINANCING SOURCES (USES) Proceeds from sale of long term debt Transfers in 647,449 2,800,000 Transfers out (3,045,803) (740,060) Proceeds from sale of Assets 90,083 Total other financing sources (uses) (2,308,271) (740,060) 2,800,000 Net change in fund balances 1,934,333 627,110 (604,347) Fund balances-beginning 9,181,327 3,912,305 7,649,547 Fund balances-ending $ 11,115,660 $ 4,539,415 $ 7,045,200 See accompanying notes to basic financial statements. 34 Other Total Governmental Governmental Funds Funds $ 1,708,484 $ 12,162,641 1,986,698 3,741,321 7,470,700 257,194 326,504 683,284 848,232 35,000 3,887,570 1,165,892 1,174,381 631,439 1,709,163 138,602 163,380 3,936,611 34,153,874 1,189,343 7,236,765 11,071,829 2,360,073 1,813,812 3,010,725 1,195,000 1,195,000 1,374,314 1,374,314 2,842,334 6,550,309 6,600,991 34,612,827 (2,664,380) (458,953) 6,965,000 6,965,000.00 2,608,425 6,055,874 (3,746,739) (7,532,602) 90,083 5,826,686 5,578,355 3,162,306 5,119,402 11,807,991 32,551,170 $ 14,970,297 $ 37,670,572 35 CITY OF LA PORTE, TEXAS Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances of Governmental Funds to the Statement of Activities For The Year Ended September 30,2006 Amounts reported for governmental activities in the statement of activities are different because: Net change in fund balances-total governmental funds: Governmental funds report outlays for capital assets as expenditures because such outlays use current financial resources. In contrast, the statement of activities reports only a portion of the outlay as expense. The outlay is allocated over the assets' estimated useful lives as depreciation expense for the period. This is the amount by which capital outlays $8,393,314 exceeded depreciation $2,310,704 and losses from the disposition of capital assets in the current period. Governmental funds do not present revenues that are not available to pay current obligations. In contrast, such revenues are reported in the statement of activities when earned. Governmental funds report bond proceeds as current financial resources. In contrast, the statement of activities treats such issuance of debt as a liability. Governmental funds report repayment of bond principal as an expenditure. In contrast, the statement of activities treats such repayments as a reduction in long-term liabilities. This is the amount by which proceeds exceeded repayments. Some expenses reported in the statement of activities do not require the use of current financial resources and these are not reported as expenditures in governmental funds: Accrued interest not reflected in governmental funds Additional compensated absences not reflected in governmental funds Internal service funds are used by management to charge the costs of certain activities, such as fleet maintenance and information technology, to individual funds. The net revenue (expense) of the internal service funds is reported with governmental activities. Change in net assets of governmental activities See accompanying notes to basic financial statements. 36 $ 5,119,402 (942,409) 246,841 (5,768,649) (38,129) 59,199 1,077,387 $ (246,358) 37 CITY OF LA PORTE, TEXAS Statement of Net Assets Proprietary Funds September 30,2006 Business-type Activities - Enterprise Funds Other La Porte Area Proprietary Utility Water Authority Funds ASSETS Current assets: Cash and cash equivalents $ $ 833,596 $ 301,645 Investments 3,803,599 407,428 244,742 Receivables, net of allowance for un collectibles 934,103 169,605 53,244 Accrued interest receivable 10,458 12,351 3,480 Miscellaneous receivables Material and supplies inventories, at cost 4,540 Restricted cash and cash equivalents for: Customer service deposits 459,426 45,861 Current debt service 125,000 Investments restricted for: Current debt service 825,010 Total current assets 5,337,126 2,247,990 648,972 Noncurrent assets: Capital assets: Land 266,009 2,084,469 Buildings and improvements 51,730 1,115,110 Improvements other than buildings 47,884,819 14,719,440 6,577,126 Vehicles and equipment 319,777 6,130 103,276 Construction in progress 2,519,056 119,905 Less accumulated depreciation (26,794,649) (5,420,933) (4,854,129) Total noncurrent assets ,24,246,742 9,304,637 5,145,757 Total assets 29,583,868 11 ;552,627 5,794,729 LIABILITIES Current liabilities: Accounts payable 1 ,794,768 148,523 154,232 Accrued salaries payable 36,712 15,388 Unearned Revenue 87,150 Other current liabilities 5,930 Accrued interest payable 63,250 13,080 Payable from restricted assets: Current portion of revenue bonds 125,000 460,000 Customer deposits 459,526 68,129 Total current liabilities 2,479,256 621,603 330,829 Noncurrent liabilities: Revenue bonds, net of current portion 2,905,000 5,595,000 Accrued separation pay 207,459 152,026 Total noncurrent liabilities 3,112,459 5,595,000 152,026 Total liabilities 5,591,715 6,216,603 482,855 NET ASSETS Invested in capital assets, net of related debt 21,216,742 3,249,637 5,145,757 Restricted for debt service 1,438,171 747,620 Unrestricted (deficit) 1,337,241 1,338,767 166,113 Total net assets $ 23,992,154 $ 5,336,024 $ 5,311,870 See accompanying notes to basic financial statements. 38 Governmental Activities - Internal Totals Service Funds $ 1,135,241 $ 3,078,666 4,455,769 2,160,627 1,156,952 26,289 30,730 81 ,792 4,540 46,180 505,287 125,000 825,010 8,234,088 5,397,995 2,350,478 1,166,840 69,181,385 429,183 11,726,247 2,638,961 (37,069,711) (7,297,914) 38,697,136 4,428,333 46,931,224 9,826,328 2,097,523 560,225 52,100 15,903 87,150 2,106 5,930 76,330 585,000 527,655 3,431,688 578,234 8,500,000 359,485 121,365 8,859,485 121,365 12,291,173 699,599 29,612,136 4,428,333 2,185,791 2,842,121 4,698,403 $ 34,640,048 $ 9,126,736 39 CITY OF LA PORTE, TEXAS Statement of Revenues, Expenses and Changes in Fund Net Assets Proprietary Funds For The Year Ended September 30, 2006 Business-type Activities - Enterprise Funds Other La Porte Area Proprietary Utility Water Authority Funds Operating revenues: User fees $ 7,207,376 $ 1,079,126 $1,160,634 Operating expenses: Personal services 2,369,805 944,256 Supplies 200,153 42 135,702 Other services and charges 2,819,825 1,033,491 271,404 Depreciation 1,446,996 441,913 270,859 Total operating expenses 6,836,779 1,475,446 1,622,221 Operating income (loss) 370,597 (396,320) (461,587) Nonoperating revenues (expenses): Interest income 230,640 44,081 25,378 Interest expense and fiscal charges (175,495) (325,653) Gain (loss) on sale of equipment (7,279) (8,804) Total nonoperating revenue (expenses) 47,866 (281,572) 16,574 Income (loss) before contributions and transfers 418,463 (677,892) (445,013) Capital contributions 3,493,771 858,292 Transfers in 3,084,361 241,000 Transfers out (3,504,891 ) (56,755) (33,232) Change in net assets 3,491 J04 123,645 (237,245) Total net assets-beginning 20,500,450 5,212,379 5,549,115 Total net assets-€nding $ 23,992,154 $ 5,336,024 $ 5,311,870 See accompanying notes to basic financial statements. 40 Governmental Activities - Internal Totals Service Funds $ 9,447,136 $ 5,868,224 3,314,061 1,361,286 335,897 320,961 4,124,720 4,100,247 2,159,768 869,628 9,934,446 6,652,122 (487,310) (783,898) 300,099 165,671 (501,148) (16,083) (50,631 ) (217,132) 115,040 (704,442) (668,858) 4,352,063 3,325,361 1,949,442 (3,594,878) (203,197) 3,378,104 1,077,387 31,261,944 8,049,349 $ 34,640,048 $ 9,126,736 41 CiTY OF LA PORTE, TEXAS Statement of Cash Flows Proprietary Funds For The Year Ended September 30, 2006 Business-type Activities - Enterprise Funds Other La Porte Area Proprietary Utility Water Authority Funds CASH FLOWS FROM OPERATING ACTIVITIES Cash received from user fees $ 6,932,518 $ 1,073,420 $ 1,184,726 Cash payments to suppliers (1,748,678) (962,716) (419,041 ) Cash payments for personal services (2,379,414) (933,806) Net cash provided by operating activities 2,804,426 110,704 (168,121) CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES Transfers from other funds 3,084,361 241 ,000 Transfers to other funds (3,504,891) (56,755) (33,232) Net cash from noncapital financing activies (420,530) (56,755) 207,768 CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIViTIES Payments received from participants for debt service 771,718 Payments received from participants for capital recovery 86,574 Payments for capital acquisitions (4,274,732) Proceeds from sale of assets Proceeds from the sale of bonds 2,625,000 Principal payments on revenue bonds (240,000) (445,000) Interest paid on debt (113,461) (326,719) Net cash (used) by capital and related financing activies (2,003,193) 86,573 CASH FLOWS FROM INVESTING ACTIVITIES Interest on investments 242,466 38,943 23,919 Net Investments (purchased) sold (59,511 ) 1,022,404 53,579 Net cash provided by investing activities 182,955 1,061,347 77,498 Net increase (decrease) in cash and cash equivalents 563,658 1,201,869 117,145 Balances-beginning of the year 706,568 456,738 230,360 Balances-end of the year $ 1,270,226 $ 1,658,607 $ 347,505 Reconciliation of operating income (loss) to net cash provided (used) by operating activities: Operating income (loss) $ 370,597 $ (396,320) $ (461,587) Adjustments to reconcile operating income to net cash provided (used) by operating activities: Depreciation expense 1,446,996 441,913 270,859 (Increase) decrease in accounts receivable (297,816) (5,706) 49,125 (Increase) decrease in inventories Increase (decrease) in accrued salaries payable (5,194) 119 Increase (decrease) in accounts payable 1,271,300 70,817 1,023 Increase (decrease) in other current liabilities (60,361 ) Increase (decrease) in customer utility deposits 22,958 22,370 Increase (decrease) in accrued employee separation (4,415) 1 0,331 Total adjustments 2,433,829 507,024 293,466 Net cash provided by operating activities $ 2,804,426 $ 110,704 $ (168,121) Reconciliation oftotal cash and cash investments: Current Assets - cash and cash equivalents $ $ 833,596 $ 301,645 Restricted Assets - cash and cash equivalents: Customer Deposits 459,426 Current Debt Service 125,000 45,861 Total cash and cash equivalents $ 584,426 $ 833,596 $ 347,506 42 43 44 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30,2006 1. Summary of significant accounting policies A. General Statement The City of La Porte, Texas (the "City"), was incorporated on August 10, 1892, and operates under a "Council _ Manager" form of government and provides the following services as authorized by its charter: public safety, development services, public health and welfare, culture and recreation and waterworks. The accounting and reporting policies of the City relating to the funds included in the accompanying basic financial statements conform to U.S. Generally Accepted Accounting Principles (GAAP) applicable to state and local governments which include those principles prescribed by the Governmental Accounting Standards Board (GASB), the American Institute of Certified Public Accountants and the Financial Accounting Standards Board. The more significant accounting policies of the City are described below. B. Financial Reportinq Entity The City's basic financial statements include the accounts of all City operations. The City, with its elected governing body of mayor and eight council members, is considered a primary government. As required by generally accepted accounting principles, the basic financial statements include the City and its component units, entities for which the government is considered to be financially accountable. Blended component units, although legally separate entities, are, in substance, part of the government's operations. All component units have been included as blended component units because of the significance of their operational and financial relationships with the City. The La Porte Area Water Authority (the "Authority") is governed by a five-member board appointed by the City Council. Although it is a legally separate entity, the Authority provides services almost exclusively for the City's water operations, and is in substance a part of the City's primary operations. The Authority was created by the City to finance the operations involved in obtaining surface water supplies and converting these supplies to potable water. This water is sold primarily to the City of La Porte (86%) with the remainder being sold to other neighboring political subdivisions. The operations of the Authority are reported as a proprietary fund type. The Tax Increment Reinvestment Zone One (the "Zone") is governed by a nine-member board appointed by the City Council. The Zone provides benefits exclusively for the City through reinvestment financing of ad valorem taxes, which are utilized for capital improvements for the City of La Porte. The Zone is presented as a governmental fund type. The Section 4B Sales Tax corporation provides services that exclusively benefit the City of La Porte and is governed by a seven-member board appointed by City Council. The Section 4B Sales Tax Corporation is presented as a governmental fund type. Complete financial statements for each of the individual component units may be obtained through the City of La Porte. C. Basis of Presentation Government Wide Statements: The government-wide financial statements (Le. the statement of net assets and the statement activities) report information on all of the nonfiduciary activities of the City, including the component units. The effect of interfund activity has been removed from these statements. Governmental activities, which are normally supported by taxes and intergovernmental revenues, are reported separately from business-type activities, which rely significantly on fees and charges for support. 45 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30, 2006 1. Summary of significant accounting policies - Continued The statement of activities demonstrates the degree to which the direct expenses of a given program or function is offset by program revenues. Direct expenses are those that are clearly identifiable with a specific program or function. Program revenues include 1) charges to customers or applicants who purchase, use or directly benefit from goods, services or privileges provided by a given program or function and 2) operating or capital grants and contributions that are restricted to meeting the operational or capital requirements of a particular program or function. Taxes and other items not properly included among program revenues are reported instead as general revenues. The accounts of the City are organized on the basis of funds each of which is considered a separate accounting entity. The operations of each fund are accounted for with a separate set of self-balancing accounts that comprise its assets, liabilities, fund equity, revenues and expenditures or expenses, as appropriate. Government resources are allocated to and accounted for in individual funds based on the purposes for which they are to be spent and the means by which spending activities are controlled. Individual funds and account groups summarized in the accompanying financial statements are classified below. Fund Financial Statements: The City segregates transactions related to certain functions or activities in separate funds in order to aid financial management and to demonstrate legal compliance. Separate statements are presented for governmental and proprietary activities. Major individual governmental funds and major individual enterprise funds are reported as separate columns in the fund financial statements. Governmental funds are those through which most governmental functions typically are financed. The measurement focus of governmental funds is on the sources, uses and balance of current financial resources. The City has presented the following major governmental funds: (a) General Fund - is the main operating fund of the City. This fund is used to account for all financial resources not accounted for in other funds. All general tax revenues and other receipts that are not restricted by law or contractual agreement to some other fund are accounted for in this fund. General operating expenditures, fixed charges and capital improvement costs that are not paid through other funds are paid from the General Fund. (b) Section 4B Sales Tax Fund - This fund is used to account for funds received from the % cent sales tax dedicated to certain economic and infrastructure projects. (c) 2005 General Obligation Bond Fund - This fund is used to fund projects that benefit the City in general. A specific project from this issue is the construction of the Police Facility. 46 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30, 2006 1. Summary of significant accounting policies - Continued Proprietary Funds are accounted for using the economic resources measurement focus and the accrual basis of accounting. The accounting objectives are determinations of net income, financial position and cash flow. All assets and liabilities are included on the Statement of Net Assets. Proprietary funds distinguish operating revenues and expenses from non-operating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund's principal ongoing operations. Operating expenses for the proprietary funds include the cost of personal and contractual services, supplies and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as non-operating revenues and expenses. The City reports the following major proprietary funds: (a) Utility Fund - is used to account for the provision of water and sewer services to the residents of the City. All activities necessary to provide such services are accounted for in this fund, including, but not limited to administration, operations and maintenance of the water and sewer system and billing and collection activities. The fund also accounts for the accumulation of resources for, and the payment of, long-term debt principal and interest for water and sewer debt. All costs are financed through charges to utility customers with rates reviewed regularly and adjusted if necessary to ensure integrity of the fund. (b) La Porte Area Water Authority Fund - is used to account for revenues and expenses related to obtaining raw surface water and converting it to potable water to be sold to La Porte and neighboring cities. Additionally, the City reports the Internal Service Funds which are used to account for the Motor Pool, Technology and Insurance services provided to other departments of the City on a cost reimbursement basis. D. Measurement Focus and Basis of Accountinq Measurement focus refers to what is being measured; basis of accounting refers to when revenues and expenditures are recognized in the accounts and reported in the financial statements. Basis of accounting relates to the timing of the measurement made, regardless of the measurement focus applied. The government-wide financial statements and fund financial statements for proprietary funds are reported using the economic resources measurement focus and the accrual basis of accounting. The economic resources measurement focus means all assets and liabilities (whether current or non-current) are included on the statement of net assets. The operating statements present increases (revenues) and decreases (expenses) in net total assets. Under the accrual basis of accounting, revenues are recognized when they are earned. Expenses are recognized at the time the liability is incurred. Unbilled water and wastewater utility service receivables are accrued as revenues and reflected in the financial statements. 47 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30, 2006 1. Summary of significant accounting policies - Continued Governmental fund financial statements are reported using the current financial resources measurement focus and are accounted for using the modified accrual basis of accounting. Under the modified accrual basis of accounting, revenues are recognized when susceptible to accrual; Le., when they become both measurable and available. "Measurable" means the amount of the transaction can be determined and "available" means collectible within the current period or soon enough thereafter to be used to pay liabilities of the current period. For this purpose, the government considers revenues to be available if they are collected within 60 days of the current fiscal period. Most revenue sources are recorded as revenues when received in cash because they are generally not measurable until actually received. The revenues susceptible to accrual are property and sales taxes, franchise fees, interest income and intergovernmental revenues. A one-year availability period is used for recognition of all other Governmental Fund revenues. Expenditures are recorded when the related fund liability is incurred. However, debt service expenditures, as well as expenditures related to compensated absences are recorded only when payment is due. E. BudQetarv Information Annual budgets are adopted on a basis consistent with generally accepted accounting principles. Annual appropriated budgets are adopted for the general, special revenue funds and debt service funds. All annual appropriations lapse at fiscal year-end. Project length financial plans are adopted for all capital projects funds. The City uses the following procedures in establishing the budgets reflected in the financial statements: 1. Prior to August, the City Manager submits to the City Council a proposed operating budget for the fiscal year commencing on the following October 1. The operating budget includes proposed expenditures and the means of financing them. 2. A public hearing is conducted to obtain taxpayer comments. 3. Prior to September 30, the budget is legally enacted through passage of an ordinance. 4. The City Manager must approve changes within a fund, which is the legal level of control. City Council approves changes between departments as well as amendments to the budget during the year as may be required. 5. Formal budgetary integration is employed as a management control device during the year for the General Fund and Proprietary Funds. Formal budgetary integration is not employed for the Debt Service Fund and Capital Projects Funds because effective budgetary control is alternatively achieved through bond indenture provisions and legally binding construction contracts, respectively. 6. The budget for the General Fund and Special Revenue Funds are adopted on a basis consistent with GAAP. Budgets for the Proprietary Funds are utilized for planning, control and evaluation purposes. They are adopted on a basis consistent with GAAP except that bond principal payments and fixed asset acquisitions are treated as expenditures. 7. Budgeted amounts are amended by the City Council during the year. Individual amendments were not material in relation to the original appropriations, which were amended. Encumbrances represent commitments related to unperformed contracts for goods or services. Encumbrance accounting - under which purchase orders, contracts and other commitments for the expenditure of resources are recorded to reserve that portion of the applicable appropriation - is utilized in the governmental funds throughout the year. Encumbered amounts lapse at year-end. However, encumbrances generally are reappropriated as part of the following year's budget. 48 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30, 2006 1. Summary of significant accounting policies - Continued F. Cash and Investments Cash includes amounts in demand deposits, short-term investments, which mature within ninety days of the fiscal year end, and various petty cash funds. The short-term investments are stated at cost or amortized cost, which approximate fair value. The short-term investments consist of U.S. Treasury Bills and deposits in the Texas Local Government Investment Pool (TexPool), the Local Government Investment Cooperative (LOGIC) and Texas Short Term Asset Reserve Program (TexStar) all of which have the general characteristics of a demand deposit account. For purpose of the statement of cash flows, Proprietary Fund types consider temporary investments with a maturity of three months or less when purchased to be cash equivalents. in accordance with Statement No. 31, the City reports all investments at fair value, except for "money market investments" and "2a7-like pools". Money market investments, which are short-term highly liquid debt instruments that may include U.S. Treasury and agency obligations, are reported at amortized costs. Investment positions in external investment pools that are operated in a manner consistent with the SEC's Rule 2a7 of the Investment Company Act of 1940, such as TexPool, LOGIC and TexStar are reported using the pools' share price. G. Prepaid Items Prepaid balances are for payments made by the City in the current year to provide services occurring in the subsequent fiscal year, and the reserve for prepaid items has been recognized to signify that a portion of fund balance is not available for other subsequent expenditures. H. Receivables Receivables as of year-end of the government's individual major and non-major funds and internal service funds, including the applicable allowances for uncollectible accounts, are as follows: 49 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30, 2006 Fund Taxes Grant Interest Other Accounts Total General $ 1,228,119 $ - $ 74,781 $ $ 6,179,258 $ 7,482,158 Section 4b Sales Tax 21,224 229,385 250,609 Debt Service 321,954 10,438 332,392 Grant 2,643 41,981 44,624 Community Investment 3,864 3,864 Hotel/Motel Tax 3,610 3,610 T.1. R.Z. One 1,046 1,046 Capital Improvements 4,716 8,745 13,461 Transportation 6,505 6,505 1998 G.O. Bonds 6,546 6,546 2000 C.O. Bonds 157 157 2000 G.O. Bonds 6,543 6,543 2002 G.O. Bonds 2,550 2,550 2004 C.O. Bonds 3,151 2,157 5,308 2005 C.O. Bonds 2,152 2,152 2005 G.O. Bonds 573 918 1,491 2006 C.O. Bonds 103 103 2006 G.O. Bonds 158 158 Utility 10,458 968,734 979,192 Water Authority 12,351 169,605 181,956 Airport 1,972 2,771 4,743 Sylvan Beach 1,508 1,508 Golf Course 50,473 50,473 Motorpool 13,980 79,711 93,691 Technology 5,643 5,643 Insurance 11 , 1 07 2,081 13,188 Gross Receivables 1,550,073 4,716 209,656 276,593 7,452,633 9,493,671 Less: allowance for uncollectibles (788,481) (2,087,157) (2,875,638) Net total receivables $ 761,592 $4,716 $ 209,656 $ 276,593 $ 5,365,476 $ 6,618,033 50 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30,2006 1. Summary of significant accounting policies - Continued Governmental funds reported unearned revenue in connection with receivables for revenues that are not considered to be available to liquidate liabilities of the current period. Revenue recognition is also deferred in connection with resources that have been received, but not yet earned in the proprietary funds. At the end of the current fiscal year, the various components of deferred revenue and unearned revenue reported in the governmental and proprietary funds were as follows: Unavailable Unearned Grant General Debt Service Proprietary Revenue Total Delinquent property taxes receivable $ 643,286 $ 108,386 $ $ $ 751,672 Charges for services and customer deposits 2,890,937 87,151 2,978,088 Grant Revenues 49,670 49,670 Total deferred I unearned revenue $ 3,534,223 $ 108,386 $ 87,151 $ 49,670 $ 3.779,430 I. Use of Estimates The preparation of financial statements in conformity with generally accepted accounting principles requires management to make estimates and assumptions that affect the reported amount of assets and liabilities and the disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of revenues, expenditures, and expenses during the reporting period. Actual results may differ from those estimates. J. Indirect Expense Allocations It is the policy of the City not to allocate indirect expenses to various functions in the Government-wide Statement of Activities. K. Restricted Assets The City applies restricted resources when an expense is incurred for purposes for which both restricted and unrestricted net assets are available. L. Inventories Inventories consist of material and supplies and are valued at cost (first-in, first-out). Inventories for all funds consist of expendable supplies held for consumption and the cost thereof is recorded as an expenditure at the time individual inventory items are issued. Reported inventories in the Governmental Funds are offset by a fund balance reseNe, which indicates they are unavailable for appropriation even though they are a component of net current assets. M. Interfund Transactions Transactions Between Funds Transactions between funds that would be treated as revenues, expenditures or expenses if they involved organizations external to the governmental unit are accounted for as revenues, expenditures or expenses in the funds involved. Transactions, which constitute reimbursement to a fund for expenditures or expenses initially made from that fund, which are properly attributable to another fund, are recorded as expenditures or expenses in the reimbursing fund and as reductions of the expenditure or expense in the fund that is reimbursed. Nonrecurring or non routine transfers of equity between funds are reported as additions to, or reductions of, the fund balance of Governmental Funds. All other legally authorized transfers are treated as transfers and are included in the results of operations of both Governmental and Proprietary Funds. 51 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30, 2006 1. Summary of significant accounting policies - Continued N. Capital Assets Capital assets, which include property, plant, equipment and infrastructure assets, are reported in the applicable governmental or business-type activities columns in the government-wide financial statements and in the fund financial statements for proprietary funds. Capital assets are defined by the government as assets with an initial unit cost of $5,000 or more and an estimated useful life exceeding two years. Such assets are recorded at historical cost or estimated historical cost if actual historical cost is not available. Donated capital assets are recorded at their fair market value on the date donated. Repairs and maintenance that do not add to the value of the asset or extend assets lives are recorded as expenses. Interest cost during construction is capitalized when the effect of capitalization materially impact the financial statements. During the year ended September 30, 2006, no interest costs were capitalized. Property, plant and equipment of the primary government, as well as the component units, are depreciated using the straight line method over the following estimated useful lives: Buildings Water and Sewer System Infrastructure Machinery and Equipment Improvements 20 years 20 - 40 years 20 - 30 years 4 -10 years 20 years O. Compensated Absences The City's employees earn vacation and sick leave, which may either be taken or accumulated, up to certain amounts, until paid upon termination or retirement. For all funds, this liability reflects amounts attributable to cumulative employee services already rendered, where the payment is probable and can be reasonably estimated. The current and long-term portions of the governmental fund type liabilities are recorded in the Government-Wide Statement of Net Assets. The proprietary fund type liability is recorded as a liability in the individual proprietary funds since payment of this liability will be made from resources of these funds. Also, for the governmental activities, compensated absences are generally liquidated by the general fund. Policies relating to the accrual and payment of these benefits are as follows: · Vacation - Employees earn from 10 to 25 days of vacation per year. Upon separation, employees are paid for all accumulated vacation leave (up to one and one half times their annual accrual rate). · Sick Leave - Employees earn an average of 10 sick hours per month of service. Non-civil service employees hired after November 19, 1991 and who have completed 10 consecutive years of service with the City, are paid for accumulated sick leave, subject to a limit of 480 hours. Civil service employees are subject to a limit of 720 hours. The liability for compensated absences at September 30, 2006 is comprised of the following: Vacation Sick Leave Total All Funds Governmental $ 675,505 1,595,279 $ 2,270,784 Business Type $ 124,553 198,404 $ 322,957 Total $ 800,058 1,793,683 $ 2,593,741 52 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30,2006 1. Summary of significant accounting policies - Continued P. LonQ-term ObliQations In the government-wide financial statements and proprietary fund types in the fund financial statements, long-term debt and other long-term obligations are reported as liabilities in the applicable governmental activities, business-type activities or proprietary fund type statement of net assets. Bond premiums and discounts, as well as issuance costs, are deferred and amortized over the life of the bonds using the straight-line method. Bonds payable are reported net of the applicable bond premium or discount. In the fund financial statements, governmental fund types recognize bond premiums and discounts, as well as bond issuance costs, during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. Q. Reservations of Fund Balances The fund balance reserves for revenue bond retirement and construction, prepaid items, inventory and debt service are discussed in Notes 5, 1 (G), 1 (L) and 1 (C), respectively. Other reserves of funds are for the Municipal Court Building Security Fees and Municipal Court Technology Fees, park zone and confiscated funds. R. Net Assets Net assets represent the difference between assets and liabilities. Net assets invested in capital assets, net of related debt consists of capital assets, net of accumulated depreciations, reduced by the outstanding balances of any borrowing used for the acquisition, construction or improvements of those assets and adding back unspent proceeds. Net assets are reported as restricted when there are limitations imposed on their use either through the enabling legislations adopted by the city or through external restrictions imposed by creditors, grantors or laws or regulations of other governments. 2. Cash, Cash Equivalents and Investments Cash and Cash EQuivalents The City reports cash and cash equivalents in the City's statement of cash flows for Proprietary Fund Types and in all other financial statements of financial position. The City considers cash and cash equivalents to be cash on hand, demand deposits, certificates of deposit, balances in privately managed public funds investment pools and money market mutual funds. Investments Investments consist of balances in privately managed public funds investment pools, money market mutual funds and investments in United States (US) Agency securities. The City reports all investments at fair value based on quoted market prices at year-end date. The Texas Public Funds Investment Act (PFIA), as prescribed in Chapter 2256 of the Texas Government Code, regulates deposits and investment transactions of the City. In accordance with applicable statutes, the City has a depository contract with an area bank (depository) providing for interest rates to be earned on deposited funds and for banking charges the City incurs for banking services received. The City may place funds with the depository in interest and non-interest bearing accounts. Statutes and the depository contract require full security for all funds in the depository institution through federal depository insurance or a combination of federal depository insurance and acceptable collateral securities and/or an acceptable surety bond. The City requires the depository to place the collateral securities with an independent trustee institution. The depository is required to deliver the 53 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30,2006 2. Cash, Cash Equivalents and Investments - Continued safekeeping receipts to the City. In accordance with Texas statutes, the safekeeping receipts are in the name of the depository with proper indication of pledge of the collateral securities by the depository to secure funds of the City. The City must approve all collateral securities pledged and also must approve in writing any changes to the pledged collateral securities. The City has adopted a written investment policy regarding the investment of its funds as defined by the PFIA. The PFIA also requires the City to have independent auditors perform test procedures related to investment practices as provided by the Act. The City complies with the requirements of the Act and with local policies. The City's investment policy permits investment of City funds in only the following investment types, consistent with the strategies and maturities defined in the policy: ~ Obligations of the U.S., its agencies and instrumentalities. ~ Direct obligations of the State of Texas or its agencies. ~ Collateralized mortgage obligations directly issued by a federal agency or instrumentality of the United States, the underlying security for which is guaranteed by an agency or instrumentality of the United States. ~ Other obligations, the principal and interest on which are unconditionally guaranteed or insured by, or backed by full faith and credit of the State of Texas or the United States or their agencies and instrumentalities. ~ Obligations of states, agencies, counties, cities and other political subdivisions of any state having been rated as to the investment quality by a nationally recognized investment firm and having received a rating of not less than A or its equivalent. ~ Certificates of Deposit issued by state and national banks or savings and on associations domiciled in this state that are: a. guaranteed or insured by the Federal Deposit Insurance Corporation; or b. secured by obligations that are described in 1-5 above, which are intended to include all direct federal agency or instrumentality issued mortgage backed securities that have a market value of not less than the principal amount of the certificates or in any other manner and amount provided by law for deposit of the investing entities. ~ Certificates of Deposit and share certificates issued by a state or federal credit union domiciled in the State of Texas that are guaranteed or insured by the Federal Deposit Insurance Corporation or the National Credit Union Share Insurance Fund, or are secured as to principal by obligations described in 1 through 5 above in any other manner and amount provided by law for the City deposits. ~ Fully collateralized repurchase agreements having a defined termination date, secured by obligations of the United States, its agencies or instrumentalities, pledged with a third party selected or approved by the political entity, and placed through a primary govemment securities dealer, as by the Federal Reserve or through a financial institution domiciled in the State of Texas. ~ Prime domestic banker's acceptances, defined as a banker's acceptance with a remaining term of 270 days or less, if the short-term obligations of the accepting bank or its parent are rated at least "A-1" or .P-1" or equivalent by at least one nationally recognized credit rating agency. ~ Commercial paper that is rated at least "A-1" or "P-1" or the equivalent by either (a) two nationally recognized credit agencies or (b) one nationally recognized credit rating agency if the paper is fully secured by an irrevocable letter of credit issued by a U.S. or State bank. ~ SEC-registered no-load money market mutual fund (MMMF), with a dollar weighted average portfOlio maturity of 90 days or less, includes in their investment objectives the maintenance of a stable net asset value of $1 for each share. ~ SEC-registered, no-load money market mutual funds (MMMF) that have an average weighted maturity of less than two years, invests exclusively in obligations described above and are continuously rated as to investment quality by at least one nationally recognized investment rating firm of no less than "AM" or its equivalent. ~ Authorized government investment pools that invest solely in obligations of any of the above investments provided that the pools are rated no lower than "Aaa" or "AM" or an equivalent by at least one nationally recognized rating service. 54 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30,2006 2. Cash, Cash Equivalents and Investments - Continued Deposit and Investment Amounts At year-end, the City recorded cash on hand, demand deposits, certificates of deposit, balances in privately managed public funds investment pools, money market mutual funds, and investments stated at fair value of $51,688,557. The following schedule shows the City's recorded cash and investments at year-end: Cash Bank Deposits Pooled Funds Investments Total General $ 1,205,760 $ 6,330,243 $ 5,287,784 $ 12,823,787 Debt Service 170,995 897,725 752,683 1,821,403 Capital Projects 477,614 17,124,115 2,467,282 20,069,011 Special Revenue Funds 580,179 3,045,941 2,553,096 6,179,216 Total Governmental Funds 2,434,549 27,398,023 11,060,845 40,893,417 Internal Service Funds 492,587 2,586,079 2,160,627 5,239,293 Total Governmental Activities 2,927,135 29,984,103 13,221,472 46,132,710 Enterprise (56,835) 3,871,267 1,741,415 5,555,847 Total $ 2,870,300 $ 33,855,370 $ 14,962,887 $ 51,688,557 Quoted market prices are the basis of the fair value for US Agency securities and commercial paper. The amount of increase or decrease in the fair value of investments during the current year is included in the City's investment income as follows: Interest Income Net Increase (Decrease) in Fair Value of Investments Total Investment Income $ 2,122,366 50,053 $ 2,172,419 Investment Risks At year-end, the City had the following investments, shown below for all funds by investment type: Investment Type Public funds investment pools US Agency securities Total Fair Value $ 33,855,370 14,962,887 $ 48,818,257 55 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30, 2006 2. Cash, Cash Equivalents and Investments - Continued I nterest Rate Risk At year-end, the City had the following investments subject to interest rate risk disclosure, under U.S. generally accepted accounting principles, by fund: Investment Type/Fund US Agency securities/General US Agency securities/Debt Service US Agency securities/Capital Projects US Agency securities/Special Revenue US Agency securitiesllnternal Service US Agency securities/Enterprise Fair Value $ 5,287,784 752,683 616,011 4,404,367 2,160,627 1,741,415 $ 14,962,887 Weighted Average Maturities (Months) 9.4 9.4 9.4 9.4 9.4 9.4 The City's investment policy specifies the maximum stated maturity, from the date of purchase; for any individual investment may not exceed 5 years and the maximum dollar-weighted average maturity for the pooled fund group (investment portfolio) may not exceed 2 years. Concentration of Credit Risk The policy does require investments to be staggered in a way that protects interest income from the volatility of interest rates. The policy has not established limitations on percentages of total portfolio that may be invested in securities other than repurchase agreements, Treasury bills and notes or insured and collateralized Certificates of Deposits. Investment Type Agency Notes Investment Pools Fair Value $ 14,962,887 33,855,370 $ 48,818,257 Percentage of Total Portfolio 48% 52% 100% Credit Risk At year-end balances in TexPool, a privately managed public funds investment pool was rated AMm by Standard & Poor's, balances in TexStar, a privately managed public funds investment pool was rated AMm by Standard & Poor's and balances in Logic, a privately managed public funds investment pool was rated Aaa/MR1+ by Standard and Poor's. Federal Home Loan Bank (FHLB) agency notes, Federal Home Loan Mortgage Corporation (FHLMC) and Federal National Mortgage Association (FNMA) agency notes were rated AM by Standard & Poor's, AM by Fitch Ratings and Aaa by Moody's Investors Service. All credit ratings met acceptable levels required by legal guidelines prescribed in both the PFIA and the City's investment policy. Legal guidelines require an A1 rating by Standard & Poor's and a P-1 rating by Moody's Investors Service for investments in commercial paper. 56 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30, 2006 3. Property tax The appraisal of property within the City is the responsibility of the Harris County Appraisal District (the "Appraisal District"). The Appraisal District is required under the Property Tax Code to appraise all property within the county on the basis of 100% of its market value. The value of real property within the Appraisal District must be reviewed every five years; however, the City may, at its own expense, require annual reviews of appraised values. The City may challenge appraised values established by the Appraisal District through various appeals and, if necessary, take legal action. Under this legislation, the City continues to set tax rates on City property. However, if the effective tax rate, excluding tax rates for repayment of general obligation bonds and other contractual obligations, adjusted for new improvements, exceeds the rate for the previous year by more than 8 percent, qualified voters of the City may petition for an election to determine whether to limit the tax rate to no more than 8 percent above the effective tax rate. The City's property taxes are levied annually in October on the basis of the Appraisal District's assessed values as of January 1 of that calendar year. Appraised values are established by the Appraisal District at market value, assessed at 100% of appraised value and certified by the Harris County Appraisal District Board of Review. The City's property taxes are billed and collected by the City's Tax Assessor/Collector. Such taxes are applicable to the fiscal year in which they are levied and become delinquent with an enforceable lien on property on January 1 of the current calendar year. The City is permitted, by Article Xl, Section 5, of the State of Texas Constitution and the City Charter, to levy property taxes up to $2.50 per $100 of assessed valuation for general govemmental services. Within the $2.50 maximum levy, there is no legal limit upon the amount of property taxes, which can be levied for debt service. The property tax rates to finance general governmental services and debt service for the 2005-06 tax year were $0.613 and $0.097, respectively, per $100 of assessed valuation. The 2005 assessed value and total tax levy as adjusted through September 30, 2006 were $1,695,166,598 and $12,035,686 respectively. The City has enacted an ordinance providing for the exemption of twenty percent (20%) of the assessed value of residential homesteads plus and additional $60,000 for persons 65 years of age or older for property taxes. An exemption of $60,000 is allowed for disabled persons on homesteads and up to $12,000 is allowed for disabled veterans on anyone piece of property. Additionally, the market value of agricultural land is reduced to agricultural value for purposes of the City's tax levy calculation. 57 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30,2006 4. Ca.pital Assets Capital asset activity for the year ended September 30, 2006 was as follows: Beginning Ending Balance Retirements & Balance 10/01/05 Additions Adjustments 09/30/06 Governmental activities: Capital assets, not being depreciated: Land $ 7,682,585 $ 2,933 $ $ 7,685,518 Construction in progress 9,426,494 4,518,754 (3,961,274) 9,983,974 Total capital assets, not being depreciated 17,109,079 4,521,687 (3,961,274) 17,669,492 Capital assets, being depreciated: Buildings and improvements 17,925,224 20,659 (213,655) 17,732,228 Improvements other than buildings 10,476,050 103,504 (2,870,304) 7,709,250 Infrastructure 23,482,106 854,597 2,515,722 26,852,425 Machinery and equipment 12,236,506 1,629,195 (559,591) 13,306,110 Total capital assets being depreciated 64,119,886 2,607,955 (1,127,828) 65,600,013 Less accumulated depreciation for: Buildings 9,218,635 736,872 9,955,507 Improvements other than buildings 4,523,420 300,019 (50,586) 4,772,853 Machinery and equipment 7,467,315 1,006,482 (404,972) 8,068,825 Infrastructure 13,506,157 1,090,389 14,596,546 Total accumulated depreciation 34,715,527 3,133,762 (455,558) 37,393,731 Total capital assets, being depreciated, net 29,404,359 (525,807) (672,270) 28,206,282 Govemmental activities capital assets, net $ 46,513,438 $ 3,995,880 $ (4,633,544) $ 45,875,774 58 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30,2006 4. Capital Assets - Continued Beginning Ending Balance Retirements & Balance 10/01/05 Additions Adjustments 09/30/06 Business-type activities: Capital assets, not being depreciated: Land $ 2,350,478 $ $ $ 2,350,478 Construction in progress 1,184,241 2,371,663 (916,944) 2,638,960 Total capital assets, not being depreciated 3,534,719 2,371,663 (916,944) 4,989,438 Capital assets, being depreciated Buildings and improvements 1,166,840 1,166,840 improvements other than buildings 63,511,103 580,707 5,096,516 69,188,326 Machinery and equipment 446,674 6,330 (30,790) 422,214 Total capital assets, being depreciated 65,124,617 587,037 5,065,726 70,777,380 Less accumulated depreciation for: Buildings and improvements 707,111 48,951 756,062 Improvements other than buildings 33,972,634 2,088,349 36,060,983 Machinery and equipment 345,699 21,317 (12,407) 354,609 Total accumulated depreciation 35,025,444 2,158,617 (12,407) 37,171,654 Total capital assets, being depreciated net 30,099,173 (1,571,580) 5,078,133 33,605,727 Business-type activities capital assets, net $ 33,633,892 $ 800,083 $ 4,161,189 $ 38,595,165 59 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30, 2006 4. Capital Assets - Continued Depreciation expense was charged to functions/programs of the primary government as follows: Governmental activities: General government Public safety Public works Culture and Recreation Capital assets held by the government's internal service funds are charged to the various functions based on their usage of the assets Total depreciation expense - governmental activities Business-type activities: Water & Sewer Services Airport Golf Course Sylvan Beach Pavillion Total depreciation expense - business-type activities $ 308,746 298,158 1,167,845 491,459 867,555 $3,133,763 $ 1,888,909 108,772 146,064 14,871 $ 2,158,616 The City has active construction projects as of September 30,2006. Total accumulated commitments for ongoing capital projects are composed of the following: Utility Capital Projects Fund Sylvan Beach Fund Airport Fund HotellMotel Occupancy Tax Fund Section 4B Sales Tax TIRZ Fund General CI P S1998 General Obligation Bonds S2000 General Obligation Bonds 82002 General Obligation Bonds 82004 Cert. of Obligation Bonds 82005 Cert. of Obligation Bonds 82005 General Obligation Bonds 82006 Cert. of Obligation Bonds 82006 General Obligation Bonds Total Construction In Progress $ 3,902,167 34,905 85,000 301,699 1,207,072 21,057 1,054,050 558,210 996,240 1,533,044 6,418,991 895,224 3,545,429 $ 20,553,088 60 Remaining Contract Balance $ 19,545 19,545 645,255 21,716 7,120,597 $ 7,826,658 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30,2006 5. Long Term Liabilities At September 30, 2006 bonds payable consisted of the following individual issues: Governmental Business-type 1998 General Obligation Serial Bonds; due in annual installments of $125,000 through March 15, 2019; interest at 4.25% to 6.25% $ 1,625,000 1998 Waterworks and Sewer System Revenue Bonds due in annual installments of $125,000 through March 15,2009; interest at 4.35% to 6.2% 375,000 1999 La Porte Area Water Authority Contract Revenue Refunding Bonds due in annual payments through March 15,2017; interest at 7% to 7.5% 6,055,000 2000 General Obligation Serial Bonds due in annual installments of $150,000 through March 15, 2010, changing to $175,000 through March 15,2020; interest at 5% to 7% 2,350,000 2000 Certificates of Obligation due in annual installments of $150,000 through March 15, 2020; interest at 5% to 7% 2,100,000 2002 Limited Tax Bonds due in annual installments of $270,000 through March 15, 2025; interest at 4.25% to 5% 5,130,000 2004 Certificates of Obligation 6,800,000 due in annual payments through March 15, 2025; interest at 3.6% to 4.45% 2005 General Obligation Serial Bonds 7,435,000 due in annual payments through March 15, 2025; interest at 3.75% to 4.25% 2005 Certificates of Obligation 1,740,000 due in annual payments through March 15, 2015; interest at 2.8% to 3.8% 2006 Public Property Finance Contractual Obligation 2,625,000 due in annual payments through January 25,2016; interest at 3.74% 2006General Obligation Serial Bonds 1,200,000 due in annual payments through March 15, 2005; interest at 3.625% to 4.25% 2006 Certificate of Obligation 5,765,000 due in annual payments through March 15,2025; interest at 3.75% to 4.3% Total Bonds Payable $ 34,145,000 $ 9,055,000 61 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30, 2006 5. Long Term Liabilities - Continued Changes in Outstanding Debt- Transactions for the year ended September 30, 2006 are summarized as follows: Balance Issues Balance October 1 , or Payments or September 30, Due within 2005 Additions Expenditures 2006 one year Governmental Type Activities General Obligation Bonds $ 17,325,000 $ 1,200,000 $ 785,000 $ 17,740,000 $ 810,000 Certificates of Obligation 11,050,000 5,765,000 410,000 16,405,000 425,000 Compensated Absences 2,309,372 108,644 147,231 2,270,785 149,000 Total govemmental fund types 30,684,372 7,073,644 1,342,231 36,415,785 1,384,000 Business Type Activities Revenue Bonds Payable 7,145,000 715,000 6,430,000 585,000 Public Property Finance Contractual Obligation 2,625,000 2,625,000 262,500 Compensated absences 293,467 47,954 18,465 322,956 30,000 Total business fund types 7,438,467 2,672,954 733,465 9,377,956 877,500 Total of all fund types $ 38,122,839 $ 9,746,598 $ 2,075,696 $ 45,793,741 $ 2,261,500 General Obligation Bonds and Certificates of Obligation - General Obligation Bonds are direct obligations issued on a pledge of the general taxing power for the payment of the debt obligations of the City. General Obligations Bonds and Certificates of Obligation require the City to compute, at the time other taxes are levied, the rate of tax required to provide (in each years bonds are outstanding) a fund to pay interest and principal at maturity. The City is in compliance with this requirement. Arbitrage provisions of the Internal Revenue Tax Act of 1986 require the' City to rebate excess arbitrage earnings from bond proceeds to the federal government. As provided for by the bond indentures, this amount has been recorded as a liability in the General Fund for the benefit of the federal government and will be paid as required by applicable regulations. Certain General Obligation Bonds and Certificate of Obligations Bonds are to be repaid by revenues of the proprietary funds. Also, for the governmental activities, compensated absences are generally liquidated by the general fund and for business type, compensated absences are paid from the utility fund. 62 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30,2006 5. Long Term Liabilities - Continued Revenue Bonds - Water and Sewer Revenue Bonds constitute special obligations of the City solely secured by a lien on and pledge of the net revenues of the water and sewer system. The Revenue Bonds are collateralized by the revenue of the water and sewer system and the various special funds established by the bond ordinances. The ordinances provide that the revenue of the system is to be used first to pay operating and maintenance expenses of the system and second to establish and maintain the Revenue Bond funds. Remaining revenues may then be used for any lawful purpose. The ordinances also contain provisions, which, among other items, restrict the issuance of additional Revenue Bonds unless the special funds noted above contain the required amounts and certain financial ratios are met. The City is in compliance with all significant financial requirements as of September 30,2006. Below is a reconciliation of the various restricted cash and cash investments: Current Maturities of Revenue Bonds Customer Deposits Payable Total Restricted Cash and Cash Investments as of September 30,2006 $ 950,010 505,287 $ 1,455,297 63 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30, 2006 5. Long Term Liabilities - Continued Annual Requirements to Retire Debt Obligations - The annual aggregate maturities for each bond type for the years subsequent to September 30, 2006, are as follows: General Obligation Bonds Governmental Activities Business-type Activities Year Ending September 30 2007 2008 2009 2010 2011 2012-2016 2017-2021 2022-2026 Principal $ 810,000 865,000 875,000 895,000 930,000 4,890,000 4,960,000 3,515,000 Interest $ 782,479 724,726 684,138 644,779 605,335 2,398,341 1,289,372 315,505 Interest $ Total $ 1,592,479 1,589,726 1,559,138 1,539,779 1,535,335 7,288,341 6,249,372 3,830,505 Total $ 17,740,000 $ 7,444,676 $ $ $ 25,184,676 Certificate of Obligations Governmental Activities Business-type Activities Year Ending September 30 2007 2008 2009 2010 2011 2012-2016 2017-2021 2022-2026 Principal $ 425,000 650,000 670,000 700,000 725,000 4,080,000 4,875,000 4,280,000 Interest $ 780,813 671,014 642,120 613,310 584,340 2,437,383 1,451,051 379,209 Principal $ 262,500 262,500 262,500 262,500 262,500 1,312,500 Interest $ 93,266 83,449 73,631 63,814 53,996 122,719 Total $ 1,561,579 1,666,963 1,648,251 1,639,624 1,625,836 7,952,601 6,326,051 4,659,209 Total $ 16,405,000 $ 7,559,240 $ 2,625,000 $ 490,875 $ 27,080,115 Revenue Bonds Governmental Activities Business-type Activities Principal Interest Total $ 585,000 $ 314,263 $ 899,263 610,000 281,688 891,688 630,000 247,788 877,788 525,000 215,456 740,456 550,000 185,513 735,513 3,210,000 474,706 3,684,706 320,000 7,600 327,600 $ 6,430,000 $1,727,014 $ 8,157,014 Year Ending September 30 2007 2008 2009 2010 2011 2012-2016 2017-2021 Principal $ Total $ $ 64 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30, 2006 5. Long Term Liabilities - Continued Bonds Authorized and Unissued- At September 30, 2006, the City had $4,100,000 in Certificate of Obligations Bonds which were authorized and unissued. Defeased Bonds Outstanding - In 1994, the City defeased certain general obligation and revenue bonds by placing the proceeds of the new bonds in an irrevocable trust to provide for all future debt service payments on the old bonds. Accordingly, the trust account assets and the liability for the defeased bonds are not included in the City's financial statements. On October 6, 1999, the La Porte Area Water Authority issued $8.08 million in Contract Revenue Refunding Bonds, Series 1999, with an average interest rate of 5.159 percent to refund $8.08 million in outstanding Water Supply Contract Revenue Bonds, Series I and II, 1998 with an average interest rate of 6.94 percent. The Authority completed the current refunding to reduce its total debt service payments over the next 18 years by $1.476 million and to obtain an economic gain (difference between the present values of the old and new debt service payments) of $1.048 million. The bonds are payable from the net revenues of the Authority. The bonds are in $5,000 denominations. The Authority is in compliance with all significant requirements and restrictions contained in the bond resolution. As of September 30, 2006, $2,025,000 of the refunded bonds have been paid and $6,055,000 remain outstanding. 6. Pension Benefits Plan Descriptions The City provides pension benefits for all of its full-time employees through a non-traditional, joint contributory, hybrid defined benefit plan (the "Plan") in the statewide Texas Municipal Retirement System (TMRS), one of 811 administered by TMRS, an agent multiple-employer public employee retirement system. A copy of the 2005 TMRS Comprehensive Annual Financial Report may be obtained by writing to P.O. Box 149153, Austin, Texas 78714. In addition, the city provides pension benefits to its volunteer firemen through the Texas Statewide Emergency Services Personnel Retirement Fund, one of 150 administered by the Fire Fighters' Pension Commissioner, a cost sharing multiple employer pension system. That report may be obtained by writing to Firefighters Pension Commission, P.O. Box 12577, Austin, Texas 78711. Both Plans are more fully described below. Texas Municipal Retirement System Benefits depend upon the sum of the employee's contributions to the Plan, with interest, and the City financed monetary credits, with interest. At the date the Plan began, the city granted monetary credits for service rendered before the Plan began of a theoretical amount equal to two times what would have been contributed by the employee, with interest, prior to the establishment of the Plan. Monetary credits for service since the Plan began are a percentage (100%, 150% or 200%) of the employee's accumulated contributions. In addition, the City can grant annually another type of monetary credit referred to as an updated service credit which is a theoretical amount which, when added to the employee's accumulated contributions and the monetary credits for service since the Plan began, would be the total monetary credits and employee's contributions accumulated with interest if the employee's contribution rate and City's matching percentage had always been in existence and if the employee's salary had always been the average of his salary in the last three years and that are one year before the effective date. At retirement, the benefit is calculated as if the sum of the employee's accumulated contributions with interest and the employer-finance monetary credits with interest were used to purchase an annuity. 65 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30, 2006 6. Pension Benefits - Continued Members can retire at ages 60 and above with 10 or more years of service or with 20 years of service regardless of age. The Plan also provides death and disability benefits. A member is vested after 10 years. The Plan provisions are adopted by the governing body of the City, within the options available in the state statutes governing the TMRS and within the actuarial constraints also in the statutes. Contributions The contribution rate for employees is 7 percent and the City's matching ratio is currently 2 to 1, both as adopted by the governing body of the City. Under the state law governing TMRS, the actuary annually determines the City's contribution rate. This rate consists of the normal cost contribution rate and the prior service contribution rate, both of which are calculated to be a level percentage of payroll from year to year. The normal cost contribution rate financing the currently accruing monetary credits is due to the City's matching percentage, which is the obligation of the City as of an employee's retirement date, not at the time the employee's contributions are made. The normal cost contribution rate is the actuarially determined percentage of payroll necessary to satisfy the obligation of the City to each employee at the time his/her retirement becomes effective. The prior service contribution rate amortizes the unfounded (over funded) actuarial liability (asset) over the Plan's 25-year amortization period. When the City periodically adopts updated service credits and increases in annuities, in effect, the increased unfounded actuarial liability is to be amortized over a new 25-year period. Currently, the unfounded actuarial liability is being amortized over the 25-year period, which began January 1998. The unit credit actuarial cost method is used for determining the City's contribution rate. Both the employees and the City make contributions monthly. Since the City needs to know its contribution rate in advance for budgetary purposes, there is a one-year delay between the actuarial valuation that is the basis for the rate and the calendar year when the rate goes into effect. A summary of actuarial assumptions is presented below: Actuarial Valuation Date Actuarial Cost Method Amortization Method Remaining Amortization Period Asset Valuation Method Investment Rate of Return Projected Salary Increases Inflation Rate Cost of Living Adjustment Fiscal Year 2003 2004 2005 Annual Pension Cost (APC) $ 1,743,041 2,037,218 1,984,770 December 30, 2005 Unit Credit Level Percent of Payroll 25 Years - Open Period Amortized Cost 7% None 3.5% None Percentage of APC Contribution 100% 100% 100% Net Pension Obligation Additional supplementary three-year trend information may be found on page 73. 66 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30,2006 6. Pension Benefits - Continued Texas Statewide Emergency Services Personnel Retirement Fund Summary of Significant Accounting Policies and Plan Asset Matters The Texas Statewide Emergency Services Personnel Retirement Fund financial statements are prepared using the accrual basis of accounting. The Fund's fiscal year is from September 1 through the following August 31. Contributions are recognized as revenues in the period in which they are due to the Fund. No contributions applicable to the H.B. 258 Texas Local Fire Fighters Retirement Act (TLFFRA) are included herein. The Texas Statewide Emergency Services Personnel Retirement Fund investments are reported at a smoothed market-related value. Plan Description The Fire Fighters' Pension Commission is the administrator of the Texas Statewide Emergency Services Personnel Retirement Fund, a cost sharing multiple employer pension system established and administered by the State of Texas to provide pension benefits for emergency services personnel who serve without monetary remuneration. The Texas Statewide Emergency Services Personnel Retirement Fund is considered a component unit of the State of Texas financial reporting entity and is included in the State's financial reports as a pension trust fund. At August 31, 2006 there were 181 member departments participating in the pension system. The following table summarizes the pension system membership as of August 31,2006: Retirees and beneficiaries currently receiving benefits 1 ,766 Terminated members entitled to benefits but not yet receiving those 1,815 Current active members (vested and non-vested) 4,480 The pension system was created by Senate Bill 411, 65th Legislature, Regular Session (1977). Benefit provisions include retirement benefits as well and death and disability benefits. Members are vested at the beginning of the fifth year of service, at 5 percent per year of service for the first ten years and 10 percent for each of the next five years of service. Upon reaching age 55, a vested member may retire and receive a monthly pension equal to his vested percentage multiplied by six times the governing body's average monthly contribution over the member's years of qualified service. For years of service in excess of 15 years, this monthly benefit is increased at the rate of 6.2 percent compounded annually. Death and disability benefits are dependent on whether or not the member was engaged in the performance of duties at the time of death or disability. Death benefits include a lump-sum amount and continuing monthly payments to a member's surviving spouse and/or dependents. Contribution requirements were established by S.B. 411, 65th Legislative, Regular Session (1977) and no contributions are required by members. As of September 1, 2006, the governing bodies of participating department members are required to contribute at least $16 per month for each member. Additional contributions may be necessary to pay for unfunded prior service costs and "buybacks. of vested benefits. The State may also be required to make a limited amount of annual contributions to make the fund actuarially sound. 67 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30, 2006 6. Pension Benefits - Continued Contributions ReQuired and Contributions Made As previously stated the required contribution of at least $16 per member per month is not actuarially determined. The 2005 Legislative Session gave the Board of Trustees of the Texas Emergency Services Retirement System (TESRS) the authority to establish vesting periods, contribution levels, benefit formulas and eligibility requirements under Title 8, Government Code, Subtitle H. The minimum monthly contribution rate per member is increasing from $12 to $36 in $4 annual increments beginning September 1, 2006 and becoming $36 September 1, 2011. For the fiscal year ending August 31, 2006, contributions totaling $2,077,728 for dues and prior service were paid into the fund by the governing bodies sponsoring the member participating departments. The contributions made were equal to the contributions required. City Percentage of Fiscal Annual Required Year Contributions Contributions 2004 13,392 100% 2005 13,104 100% 2006 10,360 100% The purpose for the biennial actuarial valuations is to test the adequacy of the monthly contributions and determine if they are adequate to fund the benefits that are promised. The total contributions expected from the governing bodies sponsoring the members for the fiscal year ending August 31, 2006 are $546,780 less than the minimum required contributions for that fiscal year, based on amortizing the unfunded actuarial accrued liability over 30 years. 7. Interfund Transfers Interfund transfers during the year ended September 30, 2006 were as follows: Transfer In: Capital Debt Special Internal General Project Service Revenue Enterprise Service Transfer out: Fund Funds Fund Funds Fund Funds Totals General Fund 1,368,365 $ 500,000 $ 1,177,438 $ 3,045,803 Capital Project Funds 2,800,000 636,925 3,436,925 Debt Service Fund Special Revenue Funds 249,814 740,060 60,000 1,049,874 Enterprise Funds 343,000 3,084,361 112,882 3,540,243 Internal Service Funds 181,000 22,197 203,197 Total $ 592,814 $ 4,168,365 $ 740,060 $ 500,000 $ 3,325,361 $ 1,949.442 $ 11,276,042 Transfers are used to 1) transfer to the Golf Fund from Vehicle Replacement Fund to purchase Golf Carts, 2) transfer to the Golf Fund from the Insurance Fund for repairs due to storm damage, 3) transfer from General Fund to Community Development Fund for future projects, 4) transfer from Special Revenue to General Fund to reimburse hurricane related expenses that were reimbursed by FEMA. 68 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30, 2006 In the year September 30, 2006, the government made the following one-time transfers: A transfer of $500,000 from the General Fund to the Insurance Fund for additional funding for health insurance to offset potential increases to the employee's contributions. A transfer of $714,450 from the General Fund to the Capital Projects Fund for additional funding for general CIP projects. The Capital Projects Fund does not have an alternative source of revenue so additional amounts sent over since expenditures were higher than anticipated. A transfer of $500,000 from the General Fund to the Community Development Fund to fund future economic development. A transfer of $500,000 from the General Fund to the :WOO General Obligation Bond Fund to cover project overruns for Fire Station #3. A transfer of $153,915 from the General Fund to the 2002 General Obligation Bond Fund to cover project overruns for the EMS remodel project. 8. Risk Management The City is exposed to various risks related to torts: theft, damage to and destruction of assets; errors and omissions; and natural disasters. The City's risk management program encompasses various means of protecting the City against loss by obtaining property, casualty and liability coverage from participation in a risk pool. The participation of the City in the risk pool is limited to the payment of premiums. Further information regarding the pool is provided below. Settled claims have not exceeded insurance coverage in any of the previous three fiscal years. There has not been any significant reduction in insurance coverage from that of the previous year. Health I nsurance Benefits The City self-insures a portion of health insurance benefits provided to employees. The City records revenues and expenses for providing employee health coverage in an Internal Service Fund and accrues the estimated incurred but not reported claims. Charges are assessed to various City divisions based on their full-time employee count. Activity during the year included: Revenues: Charges to divisions Charges to employees Charges to retirees Charges to COBRA participants Total revenues $ 2,539,214 446,593 80,443 3,066,250 Expenses: Personnel expenses Other expenses Claims administration Claims incurred Re-insurance premiums Total health services expenses 408,278 396,213 136,222 2,750,136 188,684 $ 3,879,533 Included in the claims paid amount is $406,650 for incurred but not reported claims. Settled claims have not exceeded insurance coverage in any of the previous four fiscal years. Estimates of claims payable and of claims incurred but not reported at September 30, 2006 are reflected as liabilities of the Internal Service Fund. Because actual claims liabilities depend on such complex factors as inflation, changes in legal requirements and damage awards, the process used in computing claims liability is an estimate based on historical claims. Analysis of claims liability for the fiscal years 2004, 2005 and 2006 are as follows: 69 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30,2006 Beginning Current Payment End of of Year Year for Year Accrual Estimates Claims Accrual Fiscal Year 2004 $163,452 $ 3,304,198 $ 3,241 ,263 $ 226,387 Fiscal Year 2005 226,387 2,992,671 2,914,671 304,387 Fiscal Year 2006 304,387 2,750,136 2,647,873 406,650 8. Risk Management - Continued Risk Pool The City is a member of the Texas Municipal League Intergovemmental Risk Pool, an unincorporated association of 1,860 political subdivisions of the State of Texas. The Pool contracts with a third party administrator for administration, investigation and adjustment services in the handling of claims. All loss contingencies, including claims incurred but not reported, if any, are recorded and accounted for by the Pool. 9. Commitments and Contingent Liabilities From time to time, the City is a defendant in legal proceedings relating to its operations as a municipality. In the best judgment of the City's management, the outcome of any pending legal proceedings will not have an adverse effect on the accompanying general purpose financial statements. The City participates in certain federal and state assisted grant programs. These programs are subject to program compliance audits by the grantors or their representatives. Any liability for reimbursement which may arise as the result of these audits is not believed to be material. 10. Post-Employment Benefits In addition to pension benefits described in Note 6, employees who retire from the City and are eligible for pension benefits shall be provided medical coverage by the City to the extent and subject to the conditions of such coverage that is provided to current employees of the City. This coverage for retired employees is provided at the option of City council through adoption of the annual budget. The City funds these premiums in the same manner as it funds similar premiums for current employees. Employees, who retired from the City before October 1, 1992, have 100% of their coverage paid for by the City. Employees who retired from the City in 1993 and up to December 31, 1999, with 20 or more years of service have 100% of their coverage paid for by the City. Prior to January 1, 2000, employees who have 15 years but less than 20 years of service are required to pay for 10% of the cost and employees who have 10 years but less than 15 years of service are required to pay for 20% of their costs. For employees who retire after January 1, 2000 the following applies: Years of Service with City At least 10 but less than 15 years At least 15 but less than 20 years At least 20 years Retiree Cost 55% 25% 0% City Cost 45% 75% 100% Retiree Cost Per Year $3,300 1,500 o 70 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30,2006 10. Post-Employment Benefits - Continued Employees who retire after January 1, 2006 and who have a combination of years of service with the City of La Porte plus age totaling 80 and who retire as a qualified annuitant under the Texas Municipal Retirement System; who retire in accordance with the City of La Porte Employee Policies Handbook; who complete at least 20 years of service with the City of La Porte are currently employed by the City of La Porte at the time of their retirement. The total premium cost is the total annual dollar allocated by budget as approved by City Council for the City of La Porte for health insurance for each employee, including employee and employer contributions. The cost allocation shall be as follows: Years of Service with City at least 20 years 21 years 22 years 23 years 24 years 25 years 26 years 27 years 28 years 29 years 30 years Retiree Cost 60% + dependent premiums 55% + dependent premiums 50% + dependent premiums 45% + dependent premiums 40% + dependent premiums 35% + dependent premiums 30% + dependent premiums 25% + dependent premiums 20% + dependent premiums 15% + dependent premiums 10% + dependent premiums City Cost 40% 45% 50% 55% 60% 65% 70% 75% 80% 85% 90% The costs of providing these benefits and number of retired employees are as follows: Total Cost City's Cost $252,350 $175,377 Dependent Coveraqe Cost Number of Retired Emplovees $76,973 57 Retirees who are entitled to receive retirement benefits under the City's retirement plan may purchase continued health benefits for the retiree and the retiree's dependents. The person must inform the City no later than the day on which the person retires that the person elects to continue coverage. If the retiree elects to continue coverage for himself and/or his dependents, once he decides to drop either type of coverage, the person and/or his dependents become eligible for coverage at the next open enrollment period. The level of coverage provided is the same level of coverage provided to current employees. The City's coverage is secondary to Medicare when the person becomes eligible for those benefits. Payment for dependent coverage will be at the same rate as payments for current employees. 71 72 REQUIRED SUPPLEMENTARY INFORMATION 73 74 Required Supplementary Information Texas Municipal Retirement System Schedule of Funding Progress For the Last Three Fiscal Years Actuarial Accrued UML as a Actuarial Liability Unfunded Percentage Actuarial Value of (ML) - ML Funded Covered of Covered Valuation Assets Entry Age (UML) Ratio Payroll Payroll Date (a) (b) (b-a) (a1b) (c) [(b-a)/c] 2003 $ 42,858,965 $ 52,192,452 $ 9,333,487 82.1% $ 14,457,226 64.6% 2004 45,084,816 54,614,342 9,529,526 82.6 14,692,768 64.9 2005 43,001,769 53,388,381 10,386,612 80.5 15,137,017 68.6 75 Required Supplementary Information CITY OF LA PORTE, TEXAS General Fund Schedule of Revenues, Expenditures and Changes in Fund Balances Budget and Actual For The Year Ended September 30, 2006 Variance with Final Budget Budgeted Amounts Positive Original Final Actual Amounts (Negative ) REVENUES Property taxes $ 10,395,130 $ 10,395,130 $ 10,454,157 $ 59,027 Franchise taxes 1,837,680 1,904,237 1,986,698 82,461 Sales taxes 2,389,099 2,389,099 2,495,547 106,448 Industrial payments 7,448,417 7,448,417 7,470,700 22,283 Other taxes 55,883 55,883 69,310 13,427 Licenses and permits 368,730 603,917 683,284 79,367 Fines and forfeits 676,446 803,323 848,232 44,909 Charges for services 3,606,414 3,752,821 3,852,570 99,749 Intergovernmental 22,500 22,500 8,489 (14,011) Interest 329,370 534,526 652,700 118,174 Miscellaneous 30,000 44,960 24,778 (20,182) Total revenues 27,159,669 27,954,813 28,546,465 591,652 EXPENDITURES General Government: Administration 2,348,030 2,367,687 2,359,502 8,185 Finance 2,521,974 2,492,363 2,262,531 229,832 Planning & Engineering 1,527,418 1,572,418 1,425,389 147,029 Public Safety: Fire 3,538,587 3,593,163 3,433,273 159,890 Police 7,864,805 7,915,513 7,638,556 276,957 Public Works: Public Works Administration 320,488 333,488 303,538 29,950 Streets 2,239,503 2,248,773 2,056,535 192,238 Health and Sanitation: Solidwaste 1,805,705 1,819,705 1,813,812 5,893 Culture and Recreation 3,143,129 3,176,605 3,010,725 165,880 Total expenditures 25,309,639 25,519,715 24,303,861 1,215,854 Excess (deficiency) of revenues over expenditures 1,850,030 2,435,098 4,242,604 1,807,506 OTHER FINANCING SOURCES (USES) Proceeds from Sale of Assets 90,083 90,083 Transfers in 397,635 397,635 647,449 249,814 Transfers out (677,438) (3,045,803) (3,045,803) Total other financing sources (uses) (279,803) (2,648,168) (2,308,271 ) 339,897 Net change in fund balances 1,570,227 (213,070) 1,934,333 2,147,403 Fund balances-beginning 9,181,327 9,181,327 9,181,327 Fund balances-ending $10,751,554 $ 8,968,257 $ 11,115,660 $ 2,147,403 76 Required Supplementary Information CiTY OF LA PORTE, TEXAS Section 48 Sales Tax Special Revenue Fund Schedule of Revenues, Expenditures and Changes in Fund Balances Budget and Actual For The Year Ended September 30, 2006 Variance with Final Budget Budgeted Amounts Actual Positive Original Final Amounts (Negative ) REVENUES Sales taxes $ 1,117,500 $ 1,117,500 $ 1,245,774 $ 128,274 Interest 65,390 65,390 121,396 56,006 Total revenues 1,182,890 1,182,890 1,367,170 184,280 EXPENDiTURES Current: Capital Outlay Total expenditures Excess (deficiency) of revenues over expenditures 1,182,890 1,182,890 1,367,170 184,280 OTHER FINANCING SOURCES (USES) Transfers in Transfers out (740,060) (740,060) (740,060) Total other financing sources (uses) (740,060) (740,060) (740,060) Net change in fund balances 442,830 442,830 627,110 184,280 Fund balances-beginning 3,912,305 3,912,305 3,912,305 Fund balances-ending $ 4,355,135 $ 4,355,135 $ 4,539,415 $ 184,280 77 Required Supplementary Information CITY OF LA PORTE, TEXAS 2005 General Obligation Bonds Fund Schedule of Revenues, Expenditures and Changes in Fund Balances Budget and Actual For The Year Ended September 30, 2006 Variance with Final Budget Budgeted Amounts Actual Positive Original Final Amounts (Negative) REVENUES Interest $ $ $ 303,628 $ 303,628 EXPENDITURES Current: Capital Outlay 10,500,000 10,500,000 3,707,975 6,792,025 Debt Service: Interest and fiscal charges Total expenditures 10,500,000 10,500,000 3,707,975 (6,792,025) Excess (deficiency) of revenues over expenditures (10,500,000) (10,500,000) (3,404,347) (6,488,397) OTHER FINANCING SOURCES (USES) Proceeds from Sale of Bonds 7,700,000 7,700,000 7,700,000 Transfers in 2,800,000 2,800,000 2,800,000 Total other financing sources (uses) 10,500,000 10,500,000 2,800,000 7,700,000 Net change in fund balances (604,347) (604,347) Fund balances-beginning 7,649,548 7,649,548 7,649,548 Fund balances-€nding $ 7,649,548 $ 7,649,548 $ 7,045,201 $ (604,347) 78 CITY OF LA PORTE, TEXAS Notes to the Required Supplementary Information September 30, 2006 Budoetarv Basis of Accountino An annual budget is adopted for the General Fund using the modified accrual basis of accounting, a basis sanctioned by, and consistent with, generally accepted accounting principles. 79 80 COMBINING FINANCIAL STATEMENTS NONMAJOR GOVERNMENTAL FUNDS Debt Service Fund Debt service Fund is used to pay interest and extinguish debt of the outstanding General Obligation Issues of the City. Special Revenue Funds Special revenue funds are used to account for specific revenues that are legally restricted to expenditure for particular purposes. Grant Fund - This fund is used to account for funds received from another government or organization to be used for a specific purpose, activity or facility. Community Investment Fund - This fund is used to account for funds received and expended on community beautification and revitalization programs. Hotel/Motel Occupancy Tax Fund - This fund is used to account for the accumulation of resources from the Hotel/Motel Tax assessment levied by the City. These monies are to be spent to promote the development or progress of the City within the guidelines set forth on disposition of revenues collected under the authority of the Texas Hotel Occupancy Act (Article 1269; Vernon's Texas Civil Statutes). Tax Increment Reinvestment Zone One Fund (TIRZ) - This fund is used to account for the disposition of property taxes collected on specific parcels within the boundaries of the TIRZ for the exclusive benefit of the City's capital improvement programs. Capital Projects Fundls Capital projects funds are used to account for the acquisition and construction of major capital facilities other than those financed by proprietary funds. Capital Improvements Fund - This fund is used to account for capital projects that are normally small in nature and effect the general operation of the City. Transportation and Other Infrastructure Fund - This fund is used to account for the construction and expansion of roads, bridges, sidewalks and other major infrastructure capital improvements. 1998 General Obligation Bonds Fund - This fund is used to account for the proceeds and expenditures related to drainage and street improvements throughout the City. 2000 Certificate of Obligation Bonds Fund - This fund is used to account for the proceeds and expenditures for construction of the community library. 2000 General Obligation Bonds Fund - This fund is used to account for the proceeds and expenditures for construction to renovate the city hall building, public swimming pool and two fire stations. 2002 General Obligation Bonds Fund - This fund is used to account for the proceeds and expenditures for the construction of a wastewater treatment plant. 81 2004 Certificate of Obligation Bonds Fund - This fund is used to account for the proceeds and expenditures related to Bay Area Boulevard, Canada Road Paving and Drainage Improvements and the land acquisition of the Police Headquarters. 2005 Certificate of Obligation Bonds Fund - This fund is used to account for the proceeds and expenditures related to the purchase of an aerial fire truck, Bayshore Water/Sewer Replacement and various other Water/Sewer Capital Improvements. 2006 Certificate of Obligation Bonds Fund - This fund is used to account for the proceeds and expenditures related to the Police Facility, a Sports Complex (Joint Venture), South La Porte Trunk Sewer and various other Water/Sewer projects. 2006 General Obligation Bonds Fund - This fund is used to account for the proceeds and expenditures related to the Westside Park Improvements. 82 83 CITY OF LA PORTE, TEXAS Combining Balance Sheet Nonma,ior Governmental Funds September 3D, 2006 Special Revenue Funds Capital Projects HotellMotel Tax Increment Transportation 199B General Community Occupancy Reinvestment Capital & Other Obligation Grant Investment Tax Zone One (TIRZ) Totals Projects Infrastructure Bonds ASSETS Cash and cash equivalents $ 285,791 $ 386,773 $ 361 ,799 $ 103,969 $1,138,332 $ 874,664 $ 650,451 $ 657,467 Investments 180,344 272,398 254,809 73,224 780,775 616,011 458,103 463,043 Due from others Accounts receivable Taxes receivable Grant receivable 4,716 Other receivables 41,981 41,981 Accrued interest receivable 2,643 3,864 3,610 1,046 11,163 8,745 6,505 6,546 Total assets 510,759 663,035 620,218 178,239 1,972,251 1,504,136 1,115,059 1,127,056 UABIUTlES AND FUND BALANCES Liabilities: Accounts payable 4,811 771 213,807 971 220,350 332,694 (20) Accrued salaries payable 2,319 2,319 Retainage payable 15B Due to others Unearned Revenue 49,670 49,670 T otalliabilities 54,481 771 216,126 971 272,349 332,862 (20) Fund Balances: Reserved for: Capital projects Municipal Court Building Security 106,652 106,652 Municipal Court Technology Fee 73,724 73,724 Park Zone 153,006 153,006 Confiscated funds 119,137 119,137 Debt Service Unreserved 3,756 662,264 404,094 177,267 1,247,381 1,171,273 1,115,060 1,127,076 Other purposes Total fund baiances 456,275 662,264 404,094 177,267 1,699,900 1,171,273 1,115,060 1,127,076 Total liabilities and fund balances $ 510,756 $ 663,035 $ 620,220 $ 178,238 $1,972,249 $1,504,135 $ 1,115,050 $ 1,127,056 84 Funds 2000 Certificate 2000 General 2002 General 2004 Certificate 2005 Certificate 2006 Certificate 2006 General Total Nonmajor of Obligation Obligation Obligation of Obligation of Obligation of Obligation Obligation Debt Governmental Bonds Bonds Bonds Bonds Bonds Bonds Bonds Totals Service Funds 15,620 737,132 $ 895,487 313,348 (600,886) 17,493 $ 26,753 $ 3,587,529 $1,068,720 5,794,581 11,000 460,889 179,118 797,161 1,542,434 3,082,581 1,175,600 8,785,940 752,683 10,319,398 108,386 108,386 4,716 4,716 2,157 2,152 4,309 46,290 157 6,543 2,550 3,151 103 158 34,458 10,438 56,059 26,777 1,204,564 1,077,155 1,115,817 943,700 3,100,177 1,202,511 12,416,952 1,940,227 16,329,430 25,720 232,613 21,669 2,762 8,456 20,180 4,033 648,107 12,728 881,195 2,319 168 168 113,612 163,282 25,720 232,613 21,669 2,762 8,456 20,180 4,033 648,275 126,340 1,046,964 106,652 73,724 153,006 119,137 1,813,887 1,813,887 1,057 971,949 1,055,485 1,113,054 935,244 2,902,672 1,184,748 11,577,618 12,824,999 1,057 971,949 1,055,485 1,113,054 935,244 2,902,672 1,164,748 11,577,618 1,813,887 15,091,405 $ 26,777 1,204,562 1,077,154 $ 1,115,816 943,700 $ 2,922,852 1,188,781 $12,225,893 $ 1,940,227 16,138,369 85 CITY OF LA PORTE, TEXAS Combining Statement of Revenues, Expenditures, and Changes in Fund Balances Nonmajor Governmental Funds For The Year Ended September 30,2006 Special Revenue Funds HotellMotel Tax Increment Transportation 1998 General Community Occupancy Reinvestment Capital & other Obligation Grant Investment Tax Zone One (TIRZ) Totals Projects Infrastructure Bonds REVENUES Property taxes $ $ $ $ 45,549 $ 45,549 $ $ $ Donations Intergovernmental 977,001 188,891 1,165,892 Sales taxes other taxes 257,151 257,151 Interest 2,953 12,548 30,246 4.408 50,155 44,072 43,779 49,930 Charges for services 35,000 Miscellaneous 121,107.00 17,495 138,602 Total revenues 1,101,061 201.439 304,892 49,957 1,657,349 79,072 43,779 49,930 EXPENDllURES Current Administration 769,873 120,713 275,458 23,299 1,189,343 Capital Outlay 344,216 344,216 308,440 102,454 Debt Service: Principal Interest Interest and fiscal charges Total expendttures 769,873 120,713 619,674 23,299 1,533,559 308,440 102,454 Excess (deficiency) of revenues over expendttures 331,188 80,726 (314,782) 26,658 123,790 (229,368) 43,779 (52,524) OlliER RNANCING SOURCES (USES) Proceeds from sale of long-term debt Transfers in 500,000 500,000 714,450 Transfers out (249,814) (60,000) (309,814) Total other financing sources (uses) (249,814) SOO,OOO (60,000) 190,186 714,450 Net change in fund balances 81,374 580,726 (374,782) 26,658 313,976 485,082 43,779 (52,524) Fund balances-beginning 253,793 81,538 778,876 150,609 1,264,816 686,191 1,071,281 1,179,600 Fund balances-ending $ 456,275 $ 662,264 $ 404,094 $ 177,267 $ 1,578,792 $ 1,171,273 $ 1,115,060 $ 1,127,076 86 Capital Projects Funds 2000 Certificate 2000 General 2002 General' 2004 General 2005 Certificate 2006 Certificate 2006 General Total Nonmajor of Obligation Obligation Obligation Obligation of Obligation of Obligation Obligation Debt Governmental Bonds Bonds Bonds Bonds Bonds Bonds Bonds Totals Service Funds $ $ $ $ $ $ $ 1,662,935 $ 1,708,494 1,165,892 43 257,194 906 47,390 99,725 27,815 69,716 92,666 18,704 494,703 86,581 631,439 35,000 35,000 138,602 906 47,390 99,725 27,815 69,716 92,666 18,704 529,703 1,749,559 3,936,611 1,189,343 786,671 562,655 479,599 258,299 2,498,118 2,842,334 1,195,000 1,195,000 1,185,364 1,185,364 154,994 33,956 188,950 188,950 786,671 562,655 479,599 258,299 154,994 33,956 2,687,068 2,380,364 6,600,991 906 (739,281 ) (462,930) (451,794) (188,583) (62,328) (15,252) (2,157,365) (630,805) (2,664,380) 5,765,000 1,200,000 6,965,000 6,965,000 500,000 153,915 1,368,365 740,060 2,608,425 (636,925) (2,800,000) (3,436,925) (3,746,739) 500,000 153,915 (636,925) 2,965,000 1,200,000 4,896,440 740,060 5,826,686 906 (239,281 ) (309,015) (451,784) (825,508) 2,902,672 1,184,748 2,739,075 109,255 3,162,306 151 1,211,230 1,364,500 1,564,838 1,760,752 8,838,543 1,704,632 11,807,991 $ 1,057 $ 971,949 $ 1,055,485 $ 1,113,054 $ 935,244 $ 2,902,672 $ 1,184,748 $ 11,577,618 $ 1,813,887 14,970,297 87 88 SCHEDULE OF REVENUES, EXPENDiTURES and CHANGES IN FUND BALANCE - BUDGET and ACTUAL Debt Service Fund Special Revenue Funds Capital Projects Funds 89 CITY OF LA PORTE, TEXAS Grant Special Revenue Fund Schedule of Revenues, Expenditures and Changes in Fund Balance Budget and Actual For The Year Ended September 30,2006 Variance with Fillal Budget Budgeted Amounts Positive Original Final Actual Amounts (Negative ) REVENUES Intergovernmental $ 2,793,931 $ 2,950,524 $ 977,001 $ (1,973,523) Interest 2,953 2,953 Miscellaneous 121,107 121 ,1 07 Total reven ues 2,793,931 2,950,524 1,101,061 (1,849,463) EXPENDITURES Current: Administration 2,793,931 3,039,385 769,873 2,269,512 Total expenditures 2,793,931 3,039,385 769,873 2,269,512 Excess (deficiency) of revenues over expenditures (88,861 ) 331 , 1 88 420,049 OTHER FINANCING SOURCES (USES) Transfers in Transfers out (249,814) (249,814) Total other financing sources (uses) (249,814) (249,814) Net change in fund balances (338,675) 81,374 420,049 Fund balances-beginning 253,793 253,793 253,793 Fund balance~nding $ 253,793 $ (84,882) $ 456,275 $ 420,049 90 CITY OF LA PORTE, TEXAS Community Investment Special Revenue Fund Schedule of Revenues, Expenditures and Changes in Fund Balance Budget and Actual For The Year Ended September 30,2006 Variance with Final Budget Budgeted Amounts Positive Original Final Actual Amounts (Negative) REVENUES Industrial payments $132,687 $ 132,687 $ 188,891 $ 56,204 Interest 2,690 2,690 12,548 9,858 Total revenues 135,377 135,377 201 ,439 66,062 EXPENDITURES Current: Administration 190,000 190,000 120,713 69,287 Capital Outlay Total expenditures 190,000 190,000 120,713 69,287 Excess (deficiency) of revenues over expenditures (54,623) (54,623) 80,726 135,349 OTHER FINANCING SOURCES (USES) Transfers in 500,000 500,000 500,000 Total other financing sources (uses) 500,000 500,000 500,000 Net change in fund balances 445,377 445,377 580,726 135,349 Fund balances-beginning 81,538 81,538 81,538 Fund balances-ending $ 526,915 $ 526,915 $ 662,264 $ 135,349 91 CITY OF LA PORTE, TEXAS Hotel/Motel Occupancy Tax Special Revenue Fund Schedule of Revenues, Expenditures and Changes in Fund Balances Budget and Actual For The Year Ended September 30,2006 Variance with Final Budget Budgeted Amounts Actual Positive Original Final Amounts (Negative ) REVENUES Other taxes $ 230,000 $ 230,000 $ 257,151 $ 27,151 Interest 20,590 20,590 30,246 9,656 Miscellaneous 15,995 15,995 17,495 1,500 Total revenues 266,585 266,585 304,892 38,307 EXPENDITURES Current: Administration 274,280 294,288 275,458 18,830 Capital Outlay 133,842 344,216 (210,374) Total expenditures 274,280 428,130 619,674 (191,544) Excess (deficiency) of revenues over expenditures (7,695) (161,545) (314,782) (153,237) OTHER FINANCING SOURCES (USES) Transfers in Transfers out (60,000) (60,000) (60,000) Total other financing sources (uses) (60,000) (60,000) (60,000) Net change in fund balances (67,695) (221,545) (374,782) (153,237) Fund balances-beginning 778,876 778,876 778,876 Fund balances-ending $ 711,181 $ 557,331 $ 404,094 $ (153,237) 92 CITY OF LA PORTE, TEXAS Tax Increment Reinvestment Zone One Special Revenue Fund Schedule of Revenues, Expenditures and Changes in Fund Balances Budget and Actual For The Year Ended September 30, 2006 Variance with Final Budget Budgeted Amounts Actual Positive Original Final Amounts (Negative) REVENUES Property taxes $ 40,750 $ 40,750 $ 45,549 $ 4,799 Interest 3,100 3,100 4,408 1,308 Total revenues 43,850 43,850 49,957 6,107 EXPENDITURES Current: Administration 36,000 36,000 23,299 12,701 Capital Outlay Total expenditures 36,000 36,000 23,299 12,701 Excess (deficiency) of revenues over expenditures 7,850 7,850 26,658 18,808 Net change in fund balances 7,850 7,850 26,658 18,808 Fund Balances-beginning 150,609 150,609 150,609 Fund Balances-ending $ 158,459 $ 158,459 $ 177 ,267 $ 18,808 93 CITY OF LA PORTE, TEXAS Capital Projects Fund Schedule of Revenues, Expenditures and Changes in Fund Balances Budget and Actual For The Year Ended September 30, 2006 Variance with Final Budget Budgeted Amounts Actual Positive Original Final Amounts (Negative) REVENUES Charges for Services $ 35,000 $ 35,000 $ 35,000 $ Interest 28,000 28,000 44,072 16,072 Total revenues 63,000 63,000 79,072 16,072 EXPENDITURES Current: Capital Outlay 433,500 688,885 308,440 380,445 Total expenditures 433,500 688,885 308,440 380,445 Excess (deficiency) of revenues over expenditures (370,500) (625,885) (229,368) 396,517 OTHER FiNANCING SOURCES (USES) Transfers in 714,450 714,450 714,450 714,450 Net change in fund balances 343,950 88,565 485,082 396,517 Fund balances-beginning 686,191 686,191 686,191 Fund balances-ending $ 1,030,141 $ 774,756 $ 1,171,273 $ 396,517 94 CITY OF LA PORTE, TEXAS Transportation and Other Infrastructure Fund Schedule of Revenues, Expenditures and Changes in Fund Balances Budget and Actual For The Year Ended September 30, 2006 Variance with Final Budget Budgeted Amounts Actual Positive Original Fillal Amounts (Negative) REVENUES Interest 17,000 $ 17,000 $ 43,779 $ 26,779 EXPENDITURES Current: Administration 60,000 60,000 60,000 Total expenditures 60,000 60,000 60,000 Excess (deficiency) of revenues over expenditures (43,000) (43,000) 43,779 86,779 Net change in fund balances (43,000) (43,000) 43,779 86,779 Fund balances-beginning 1,071,281 1,071,281 1,071,281 Fund balances-ending $ 1,028,281 $ 1,028,281 $ 1,115,060 $ 86,779 95 CITY OF LA PORTE, TEXAS 199B General Obligation Bonds Fund Schedule of Revenues, Expenditures and Changes in Fund Balances Budget and Actual For The Year Ended September 30, 2006 Variance with Final Budget Budgeted Amounts Actual Positive Original Final Amounts (Negative) REVENUES Interest $ 20,000 $ 20,000 $ 49,930 $ 29,930 EXPENDiTURES Current: Capital Outlay 1,207,639 1,207,639 102,454 1,105,185 Excess (deficiency) of revenues over expenditures (1,187,639) (1,187,639) (52,524) 1 ,135,115 Net change in fund balances (1,187,639) (1,187,639) (52,524) 1,135,115 Fund balances-beginning 1,179,600 1,179,600 1,179,600 Fund balances--ending $ (8,039) $ (8,039) $ 1,127,076 $ 1,135,115 96 CITY OF LA PORTE, TEXAS 2000 Certificate of Obligation Bonds Fund Schedule of Revenues, Expenditures and Changes in Fund Balances Budget and Actual For The Year Ended September 30, 2006 Variance with Final Budget Budgeted Amounts Actual Positive Original Final Amounts (Negative) REVENUES Interest $ $ $ 906 $ 906 EXPENDiTURES Current: Capital Outlay Excess (deficiency) of revenues over expenditures 906 906 Net change in fund balances 906 906 Fund balances-beginning 151 151 151 Fund balances-ending $ 151 $ 151 $ 1,057 $ 906 97 CITY OF LA PORTE, TEXAS 2000 General Obligation Bonds Fund Schedule of Revenues, Expenditures and Changes in Fund Balances Budget and Actual For The Year Ended September 30,2006 Variance with Final Budget Budgeted Amounts Actual Positive Original Final Amounts (Negative ) REVENUES Interest $ 5,000 $ 5,000 $ 47,390 $ 42,390 EXPENDITURES Current: Capital Outlay 565,000 565,000 786,671 (221,671 ) Excess (deficiency) of revenues over expenditures (560,000) (560,000) (739,281 ) (179,281 ) OTHER FINANCING SOURCES (USES) Transfers in 500,000 500,000 500,000 Total other financing sources (uses) 500,000 500,000 500,000 Net change in fund balances (60,000) (60,000) (239,281 ) (179,281 ) Fund balances-beginning 1,211,230 1,211,230 1,211,230 Fund balances-ending $ 1,151 ,230 $ 1,151 ,230 $ 971,949 $ (179,281) 98 CITY OF LA PORTE, TEXAS 2002 General Obligation Bonds Fund Schedule of Revenues, Expenditures and Changes in Fund Balances Budget and Actual For The Year Ended September 30, 2006 Variance with Final Budget Budgeted Amounts Actual Positive Original Final Amounts (Negative) REVENUES Interest $ 20,000 $ 20,000 $ 99,725 $ 79,725 EXPENDiTURES Current: Capital Outlay 831,877 831,877 562,655 269,222 Excess (deficiency) of revenues over expenditures (811,877) (811,877) (462,930) 348,947 OTHER FINANCING SOURCES (USES) Transfers in 153,915 153,915 Net change in fund balances (811,877) (657,962) (309,015) 348,947 Fund balances-beginning 1,364,500 1,364,500 1,364,500 Fund balances-ending $ 552,623 $ 706,538 $ 1,055,485 $ 348,947 99 CITY OF LA PORTE, TEXAS 2004 General Obligation Bonds Fund Schedule of Revenues, Expenditures and Changes in Fund Balances Budget and Actual For The Year Ended September 30, 2006 Variance with Final Budget Budgeted Amounts Actual Positive Original Final Amol.llnts (Negative) REVENUES Interest $ 40,800 $ 40,800 $ 27,815 $ (12,985) Total revenues 40,800 40,800 27,815 (12,985) EXPENDITURES Current: Capital Outlay 10,000 10,000 479,599 (469,599) Excess (deficiency) of revenues over expenditures 30,800 30,800 (451,784) (482,584) Net change in fund balances 30,800 30,800 (451,784) (482,584) Fund balances-beginning 1,564,838 1,564,838 1,564,838 Fund balances-ending $ 1,595,638 $ 1,595,638 $ 1,113,054 $ (482,584) 100 CITY OF LA PORTE, TEXAS 2005 Certificates of Obligation Bonds Fund Schedule of Revenues, Expenditures and Changes in Fund Balances Budget and Actual For The Year Ended September 30,2006 Variance with Final Budget Budgeted Amounts Actual Positive Original Final Amounts (Negative) REVENUES Interest $ $ $ 69,716 $ 69,716 EXPENDiTURES Current: Capital Outlay 1,800,000 1,800,000 258,299 1,541,701 Total expenditures 1,800,000 1,800,000 258,299 (1,541,701) Excess (deficiency) of revenues over expenditures (1,800,000) (1,800,000) (188,583) 1,611,417 OTHER FINANCING SOURCES (USES) Proceeds from Sale of Bonds 1,800,000 1,800,000 (1,800,000) Transfers out (636,925) (636,925) Total other financing sources (uses) 1,800,000 1,800,000 (636,925) (2,436,925) Net change in fund balances (825,508) (825,508) Fund balances-beginning 1,760,752 1,760,752 1,760,752 Fund balances-ending $ 1,760,752 $1,760,752 $ 935,244 $ (825,508) 101 CITY OF LA PORTE, TEXAS 2006 Certificates of Obligation Bonds Fund Schedule of Revenues, Expenditures and Changes in Fund Balances Budget and Actual For The Year Ended September 30,2006 Variance with Final Budget Budgeted Amounts Actual Positive Original Final Amounts (Negative) REVENUES Interest $ $ $ 92,666 $ 92,666 EXPENDITURES Current: Administration Capital Outlay 3,000,000 3,000,000 Debt Service: Interest and fiscal charges 154,994 154,994 Total expenditures 3,000,000 154,994 (2,845,006) Excess (deficiency) of revenues over expenditures (3,000,000) (62,328) 2,937,672 OTHER FINANCING SOURCES (USES) Proceeds from Sale of Bonds 5,800,000 5,800,000 5,765,000 (35,000) Transfers in Transfers out (2,800,000) (2,800,000) Total other financing sources (uses) 5,800,000 3,000,000 2,965,000 (35,000) Net change in fund balances 5,800,000 2,902,672 2,902,672 Fund balances-beginning Fund balances-ending $ 5,800,000 $ $ 2,902,672 $ 2,902,672 102 CITY OF LA PORTE, TEXAS 2006 General Obligation Bonds Fund Schedule of Revenues, Expenditures and Changes in Fund Balances Budget and Actual For The Year Ended September 30, 2006 Variance with Final Budget Budgeted Amounts Actual Positive Original Final Amounts (Negative) REVENUES Interest $ $ $ 18,704 $ 18,704 EXPENDITURES Current: Capital Outlay $ 1,200,000 $ 1,200,000 $ $ 1,200,000 Debt Service: Interest and fiscal charges 33,956 33,956 Total expenditures 1,200,000 1,200,000 33,956 (1,166,044) Excess (deficiency) of revenues over expenditures (1,200,000) (1,200,000) (15,252) (1,147,340) OTHER FINANCiNG SOURCES (USES) Proceeds from Sale of Bonds 1,200,000 1,200,000 1,200,000 (1,147,340) Total other financing sources (uses) 1,200,000 1,200,000 1,200,000 33,956 Net change in fund balances 1,184,748 1,184,748 Fund balances-beginning Fund balances-ending $ $ $1,184,748 $ 1,184,748 103 CITY OF LA PORTE, TEXAS Debt Service Fund Schedule of Revenues, Expenditures and Changes in Fund Balances Budget and Actual For The Year Ended September 30, 200S Variance with Final Budget Budgeted Amounts Actual Positive Original Final Amounts (Negative) REVENUES Property taxes $ 1,574,489 $ 1,574,489 $ 1,662,935 $ 88,446 Industrial payments 43 43 Interest 25,000 25,000 86,581 61,581 Total revenues 1,599,489 1,599,489 1,749,559 150,070 EXPENDITURES Debt Service: Principal 895,000 895,000 1,195,000 (300,000) Interest 1,295,671 1,295,671 1,185,364 110,307 Total expenditures 2,190,671 2,190,671 2,380,364 (189,693) Excess (deficiency) of revenues over expenditures (591,182) (591,182) (630,805) (39,623) OTHER FINANCING SOURCES (USES) Transfers in 740,060 740,060 740,060 Net change in fund balances 148,878 148,878 109,255 (39,623) Fund balances-beginning 1 ,704,632 1,704,632 1,704,632 Fund balances-ending $ 1,853,510 $ 1,853,510 $ 1,813,887 $ (39,623) 104 SUPPLEMENTARY INDIVIDUAL FUND FINANCIAL STATEMENTS AND SCHEDULES General Fund These supplementary statements and schedules are included to provide management additional information for financial analysis. 105 CITY OF LA PORTE, TEXAS General Fund Schedule of Revenues - Budget and Actual Year Ended September 30, 2006 Variance with Final Budget Budgeted Amounts Actual Positive Original Final Amounts (Negative ) Taxes: Ad valorem: Current $10,121,783 $ 10,121,783 $ 10,139,822 $ 18,039 Delinquent 146,303 146,303 166,242 19,939 Industrial Payments 7,448,417 7,448,417 7,470,700 22,283 Total ad valorem 17,716,503 17,716,503 17,776,764 60,261 Penalty and interest 127,044 127,044 148,093 21 ,049 Sales Taxes 2,389,099 2,389,099 2,495,547 106,448 Other Taxes 55,883 55,883 69,310 13,427 Franchise Fees: Electrical 1,150,000 1,174,142 1,394,465 220,323 Gas 150,000 170,415 162,070 (8,345) Telephone 255,000 255,000 199,296 (55,704) Cable 212,000 234,000 162,250 (71,750) Commercial Solidwaste 70,680 70,680 68,617 (2,063) Total Franchise Fees 1,837,680 1,904,237 1,986,698 82,461 Charges for Services: Public safety service fees 978,619 1,203,761 1,321,205 117,444 Health and sanitation service fees 1,815,500 1,774,280 1,769,294 (4,986) Culture and recreation fees 522,415 435,962 427,312 (8,650) Other service fees 289,880 338,818 334,759 (4,059) Total Charges for Services 3,606,414 3,752,821 3,852,570 99,749 Intergovernmental 22,500 22,500 8,489 (14,011) Licenses and permits: Building permits 98,880 166,928 189,358 22,430 Licenses 269,850 436,989 493,926 56,937 Total Licenses and permits 368,730 603,917 683,284 79,367 Investment income 329,370 534,526 652,700 118,174 Fines and forfeitures 676,446 803,323 848,232 44,909 Miscellaneous 30,000 44,960 24,778 (20,182) Total revenues $27,159,669 $ 27,954,813 $ 28,546,465 $ 591,652 106 CITY OF LA PORTE, TEXAS General Fund Schedule of Expenditures - Budget and Actual Year Ended September 30,2006 Variance with Final Budget Budgeted Amounts Actual Positive Original Final Amounts (Negative) GENERAL GOVERNMENT Administration: Emergency Management: Personal services $ 76,425 $ 94,925 $ 94,691 $ 234 Su pplies 19,850 26,607 26,555 52 Other services and charges 34,580 30,480 30,403 77 Total Emergency Management 130,855 152,012 151,649 363 General Administration: Personal services 439,740 455,740 455,451 289 Supplies 7,560 6,560 6,061 499 Other services and charges 86,644 86,644 86,541 103 Total General Administration 533,944 548,944 548,053 891 Human Resources: Personal services 199,072 177,072 176,276 796 Supplies 8,000 12,000 11 ,260 740 Other services and charges 112,798 135,798 134,408 1,390 Total Human Resources 319,870 324,870 321,944 2,926 Municipal Court: Personal services 277,212 277,600 277,560 40 Supplies and materials 13,287 13,330 13,079 251 Other services and charges 180,131 200,200 200,173 27 Total Municipal Court 470,630 491 , 130 490,812 318 Purchasing: Personal services 204,214 199,573 197,510 2,063 Supplies 2,659 2,666 2,664 2 Other services and charges 31,466 36,100 36,013 87 Total Purchasing 238,339 238,339 236,187 2,152 Management Information Services: Supplies Other services and charges 100 23 77 Total Management Information Svcs 100 23 77 City Secretary: Personal services 261,082 239,165 238,792 373 Supplies and materials 4,650 16,300 16,195 105 Other services and charges 91,633 124,500 124,011 489 Total City Secretary 357,365 379,965 378,998 967 107 108 CITY OF LA PORTE, TEXAS General Fund Schedule of Expenditures - Budget and Actual Year Ended September 30, 2006 Variance with Final Budget Budgeted Amounts Actual Positive Original Final Amounts (Negative) PUBLIC SAFETY: Fire Fire Prevention: Personal services 143,152 143,152 118,188 24,964 Supplies 15,999 31 ,494 10,225 21,269 Other services and charges 31,695 31,631 28,828 2,803 Total Fire Prevention 190,846 206,277 157,241 49,036 Fire suppression: Personal services 1,132,362 1,175,712 1,163,958 11,754 Supplies 126,284 131,854 126,067 5,787 Other services and charges 398,131 396,356 394,193 2,163 Capital Outlay 8,000 Total Fire Suppression 1,664,777 1,703,922 1,684,218 19,704 Emergency medical services: Personal services 1,280,730 1,280,730 1,254,292 26,438 Supplies 109,099 109,099 112,363 (3,264) Other services and charges 293,135 293,135 225,159 67,976 Total Emergency Services 1,682,964 1,682,964 1,591,814 91 ,150 Total Fire 3,538,587 3,593,163 3,433,273 159,890 Police Police Administration: Personal services 475,043 496,887 496,122 765 Supplies 19,067 20,407 19,198 1,209 Other services and charges 169,244 152,400 152,376 24 Total Police Administration 663,354 669,694 667,696 1,998 Police Patrol: Personal services 4,159,122 4,159,122 4,012,800 146,322 Supplies 166,398 188,204 186,375 1,829 Other services and charges 509,553 484,553 411,955 72,598 Total Police Patrol 4,835,073 4,875,113 4,654,364 220,749 Criminal Investigation: Personal services 1,298,272 1,320,702 1,319,590 1,112 Supplies 47,705 50,300 50,205 95 Other services and charges 174,047 164,000 163,142 858 Total Criminal Investigation 1,520,024 1,535,002 1,532,937 2,065 109 CITY OF LA PORTE, TEXAS General Fund Schedule of Expenditures - Budget and Actual Year Ended September 30,2006 Variance with Final Budget Budgeted Amounts Actual Positive Original Final Amounts (Negative) Support Services: Personal services 723,322 711,322 664,074 47,248 Supplies 46,435 47,435 47,243 192 Other services and charges 76,597 76,947 72,242 4,705 Total Support Services 846,354 835,704 783,559 52,145 Total Police 7,864,805 7,915,513 7,638,556 276,957 TOTAL PUBLIC SAFETY 11,403,392 11,508,676 11,071,829 436,847 PUBLIC WORKS: Public Works Administration: Personal services 240,281 238,281 215,081 23,200 Supplies and materials 2,860 3,670 3,666 4 Other services and charges 77,347 91,537 84,791 6,746 Total Public Works Administration 320,488 333,488 303,538 29,950 Streets: Personal services 1,416,640 1,416,640 1,279,485 137,155 Supplies 127,522 154,877 154,173 704 Other services and charges 642,341 639,256 600,506 38,750 Capital Outlay 53,000 38,000 22,371 15,629 Total Streets 2,239,503 2,248,773 2,056,535 192,238 TOTAL PUBLIC WORKS 2,559,991 2,582,261 2,360,073 222,188 HEALTH AND SANITATION: Residential Solidwaste: Personal services 927,582 852,582 848,906 3,676 Supplies 176,712 225,712 225,050 662 Other services and charges 680,411 720,401 718,849 1,552 Total Residential Solidwaste 1,784,705 1,798,695 1 ,792,805 5,890 Commercial solidwaste: Other services and charges 21,000 21,010 21,007 3 TOTAL HEALTH AND SANITATION 1 ,805,705 1,819,705 1,813,812 5,893 CULTURE & RECREATION: Park Maintenance: Personal services 934,594 815,594 749,260 66,334 Supplies and materials 79,457 99,713 98,699 1,014 Other services and charges 577,840 625,140 620,134 5,006 Capital outlay 25,000 44,600 19,972 24,628 Total Park Maintenance 1,616,891 1,585,047 1,488,065 96,982 110 CITY OF LA PORTE, TEXAS General Fund Schedule of Expenditures - Budget and Actual Year Ended September 30, 2006 Variance with Final Budget Budgeted Amounts Actual Positive Original Final Amounts (Negative) Recreation: Personal services 514,840 574,840 570,114 4,726 Supplies 52,732 53,233 49,553 3,680 Other services and charges 79,666 79,666 76,732 2,934 Total Recreation 647,238 711,728 696,399 15,329 Special Services: Personal services 348,871 348,871 331,015 17,856 Supplies 21,911 22,346 21,742 604 Other services and charges 66,520 66,520 56,682 9,838 Total Special Services 437,302 437,737 409,439 28,298 Parks Administration: Personal Services 385,154 385,154 361,772 23,382 Supplies 9,862 10,357 10,257 100 Other Services and Charges 46,682 46,582 44,793 1,789 Total Parks Administration 441,698 442,093 416,822 25,271 TOTAL CULTURE AND RECREATION 3,143,129 3,176,605 3,010,725 165,880 TOTAL GENERAL FUND $ 25,309,639 $ 25,519,715 $ 24,303,861 $ 1,215,854 111 112 COMBINING FINANCIAL STATEMENTS Nonmajor Enterprise Funds Enterprise Funds are used to account for the acquisition, operation and maintenance of governmental facilities and services, which are entirely or predominantly self-supporting, by user charges. The operations of Enterprise Funds are accounted for in such a manner as to show a profit or loss similar to comparable private enterprises. Airport Fund - This fund is used to account for financial activities of the airport, which include rentals, grants and other revenues. Sylvan Beach Fund - This fund is used to account for revenues and expenses related to the operations of Sylvan Beach Convention Center. Golf Course Fund - This fund is used to account for revenues and expenses related to the operation of an eighteen-hole municipal golf course. 113 CITY OF LA PORTE, TEXAS Combining Statement of Net Assets Nonmajor Proprietary Funds For the year ended September 30, 2005 Business-type Activities - Enterprise Funds Total Sylvan Beach Nonmajor Convention Bay Forest Proprietary Airport Center Golf Course Funds ASSETS Current assets: Cash and cash equivalents $ 197,133 $ 104,512 $ $ 301,645 Investments 138,837 105,905 244,742 Receivables, net of allowance for uncollectibles 2,771 50,473 53,244 Accrued interest receivable 1,972 1,508 3,480 Restricted cash, cash equivalents and investments: Customer service deposits 45,861 45,861 Total current assets 340,713 257,786 50,473 648,972 Noncurrent assets: Capital assets: Land 203,504 1,880,965 2,084,469 Buildings and improvements 383,586 731,524 1,115,110 Improvements other than buildings 4,036,174 2,540,952 6,577,126 Vehicles and equipment 103,276 103,276 Construction in progress 85,000 34,905 119,905 Less accumulated depreciation (2,375,550) (307,307) (2,171,272) (4,854,129) Total noncurrent assets 1,949,128 111,184 3,085,445 5,145,757 Total assets 2,289,841 368,970 3,135,918 5,794,729 LIABILITIES Current liabilities: Accounts payable 633 10,434 143,165 154,232 Accrued salaries payable 2,186 13,202 15,388 Uneamed Revenue 36,677 50,473 87,150 Other current liabilities 1,500 4,430 5,930 Payable from restricted assets: Customer deposits 68,129 68,129 Total current liabilities 2,133 117,426 211,270 330,829 Noncurrent liabilities: Accrued separation pay 6,002 146,024 152,026 Total noncurrent liabilities 6,002 146,024 152,026 Total liabilities 2,133 123,428 357,294 482,855 NET ASSETS Invested in capital assets, net of related debt 1,949,128 111,184 3,085,445 5,145,757 Unrestricted (deficit) 338,580 134,357 (306,824) 166,113 Total net assets $ 2,287,708 $ 245,541 $ 2,778,621 $ 5,311,870 114 CITY OF LA PORTE, TEXAS Combining Statement of Revenues, Expenses and Changes in Fund Net Assets Nonmajor Proprietary Funds For The Year Ended September 30,2006 Business-type Activities - Enterprise Funds Total Sylvan Beach Nonmajor Convention Bay Forest Proprietary Airport Center Golf Course Funds Operating revenues: User fees $ 35,624 $ 168,967 $ 956,043 $1,160,634 Operating expenses: Personal services 141,803 802,453 944,256 Supplies 14,336 121,366 135,702 Other services and charges 13,776 43,541 214,087 271,404 Depreciation 108,772 14,872 147,215 270,859 Total operating expenses 122,548 214,552 1,285,121 1,622,221 Operating income (loss) (86,924) (45,585) (329,078) (461,587) Nonoperating revenues (expenses): Interest income 13,019 9,662 2,697 25,378 Gain (loss) on sale of equipment (8,804) (8,804) Total nonoperating revenue (expenses) 13,019 9,662 (6,107) 16,574 Income (loss) before contributions and transfers (73,905) (35,923) (335,185) (445,013) Transfers in 25,000 216,000 241,000 Transfers out (843) (3,616) (28,773) (33,232) Change in net assets (74,748) (14,539) (147,958) (237,245) Total net assets-beginning 2,362,456 260,080 2,926,579 5,549,115 Total net assets-ending $ 2,287,708 $ 245,541 $ 2,778,621 $ 5,311,870 115 CITY OF LA PORTE, TEXAS Combining Statement of Cash Flows Nonmajor Proprietary Funds For The Year Ended September 30,2006 Business-type Activities - Enterprise Funds Total Sylvan Beach Nonmajor Convention Bay Forest Proprietary Airport Center Golf Course Funds CASH FLOWS FROM OPERATING ACTIViTIES Cash received from user fees $ 33,944 $ 194,739 $ 956,043 $ 1,184,726 Cash payments to suppliers (13,464) (52,652) (352,925) (419,041) Cash payments for personal services (140,763) (793,043) (933,806) Net cash provided by operating activities 20,480 1,324 (189,925) (168,121) CASH FLOWS FROM NONCAPiT AL FINANCING ACTIVrTIES Transfers from other funds 25,000 216,000 241,000 Transfers to other funds (843) (3,616) (28,773) (33,232) Net cash from noncapital financing activies (843) 21,384 187,227 207,768 CASH FLOWS FROM CAPITAL AND RELATED FINANCIANG ACTIViTIES Payments for capital acquisitions Net cash (used) by capital and related financing activies CASH FLOWS FROM INVESTING ACTIVITIES Interest on investments 12,209 9,012 2,698 23,919 Net Investments (purchased) sold 32,772 20,807 53,579 Net cash provided by investing activities 44,981 29,819 2,698 77,498 Net increase (decrease) in cash and cash equivalents 64,618 52,527 117,145 Balances-beginning of the year 132,515 97,845 230,360 Balances-end of the year $ 197,133 $ 150,372 $ $ 347,505 Reconciliation of operating income (loss) to net cash provided (used) by operating activities: Operating income (loss) $ (86,924) $ (45,585) $ (329,078) $ (461,587) Adjustments to reconcile operating income to net cash provided (used) by operating activities: Depreciation expense 108,772 14,872 147,215 270,859 (Increase) decrease in accounts receivable (1,680) 805 50,000 49,125 Increase (decrease) in accrued salaries payable (90) 209 119 Increase (decrease) in accounts payable 313 5,225 (4,515) 1,023 Increase (decrease) in other current liabilities 2,597 (62,958) (60,361) Increase (decrease) in customer utility deposits 22,370 22,370 Increase (decrease) in accrued employee separation 1,130 9,201 10,331 Total adjustments 107,405 46,909 139,152 293,466 Net cash provided by operating activities $ 20,481 $ 1,324 $ (189,926) $ (168,121) Reconciliation of total cash and cash investments: Current Assets - cash and cash equivalents $ 197,133 $ 104,512 $ $ 301,645 Restricted Assets - cash and cash equivalents 45,861 45,861 Total cash and cash equivalents $ 197,133 $ 150,373 $ 128,102 $ 475,608 116 COMBiNING FINANCIAL STATEMENTS Internal Service Funds Internal Service Funds account for the financing of goods or services provided by one City department for another. Motor Pool Fund - This fund is used to account for the cost of operating and maintaining automotive and other equipment used by City departments and the purchase of general government vehicles (those not used by proprietary fund activities). Service charges are billed to departments on a monthly basis to cover all expenses of the fund. Technology Fund - This fund is used to account for the cost of operating and maintaining computer software and equipment used by City departments. Service charges are billed to departments on a monthly basis to cover all expenses of the fund. Insurance Fund - This fund is used to account for the provision of group health coverage for all City employees and others eligible under the City's plan, including employee dependents and retirees. 117 CITY OF LA PORTE, TEXAS Internal Service Funds Combining Statement of Net Assets For the year ended September 30, 2005 Motor Pool Technology Insurance Totals ASSETS Current assets: Cash and cash equivalents $ 1,396,747 $ 564,534 $ 1,117,385 $ 3,078,666 Investments 983,706 397,592 779,329 2,160,627 Accrued interest receivable 13,980 5,643 11,107 30,730 Miscellaneous Receivable 79,711 2,081 81,792 Material and supplies inventories, at cost 46,180 46,180 Total current assets 2,520,324 967,769 1,909,902 5,397,995 Noncurrent assets: Capital assets Vehicles and equipment 10,601,114 1,125,133 11,726,247 Less accumulated depreciation (6,305,377) (992,537) (7,297,914) Total noncurrent assets 4,295,737 132,596 4,428,333 Total assets 6,816,061 1,100,365 1,909,902 9,826,328 LIABiliTIES Current liabilities: Accounts payable 29,692 21,212 509,321 560,225 Accrued salaries payable 11,323 4,580 15,903 Deferred revenue 2,106 2,106 Total current liabilities 41,015 25,792 511,427 578,234 Noncurrent liabilities: Accrued employee separation pay 121,365 121,365 Total noncurrent liabilities 121,365 121,365 Total liabilities 162,380 25,792 511,427 699,599 NET ASSETS Invested in capital assets, net of related debt 4,295,737 132,596 4,428,333 Unrestricted (deficit) 2,357,950 941,976 1,398,477 4,698,403 Total net assets $ 6,653,687 $ 1,074,572 $ 1,398,477 $ 9,126,736 118 CITY OF LA PORTE, TEXAS Internal Service Funds Combining Statement of Revenues, Expenses and Changes in Fund Net Assets For The Year Ended September 30, 2006 Motor Pool Technology Insurance Totals Operating revenues: User Fees $ 1,799,270 $ 915,172 $3,100,782 $ 5,815,224 Cable Fees 53,000 53,000 Total operating revenues 1,799,270 968,172 3,100,782 5,868,224 Operating expenses: Personal services 684,567 268,463 408,256 1,361,286 Supplies 245,939 75,022 320,961 Other sevices and charges 149,485 529,692 3,421,070 4,100,247 Miscellaneous Depreciation 825,073 44,555 869,628 Total operating expenses 1,905,064 917,732 3,829,326 6,652,122 Operating income (loss) (105,794) 50,440 (728,544) (783,898) Nonoperating revenues (expenses): Interest income 84,518 35,444 45,709 165,671 Gain (loss) on sale of equipment (50,631 ) (50,631 ) Total nonoperating revenues (expenses) 33,887 35,444 45,709 115,040 Income(loss) before contributions and transfers (71,907) 85,884 (682,835) (668,858) Transfers in 636,925 1,312,517 1,949,442 Transfers out (151,508) (689) (51,000) (203,197) Change in net assets 413,510 85,195 578,682 1,077,387 Net assets-beginning 6,240,177 989,377 819,795 8,049,349 Net assets-ending $ 6,653,687 $ 1,074,572 $ 1,398,477 $ 9,126,736 119 CITY OF LA PORTE, TEXAS Internal Service Funds Combining Statement of Cash Flows For The Year Ended September 30,2006 Motor Pool Technology Insurance Totals CASH FLOWS FROM OPERATING ACTIViTIES Cash received from user fees $ 1,799,270 $ 968,172 $ 3,100,807 $ 5,868,249 Cash payments to suppliers (408,449) (628,982) (3,224,528) (4,261,959) Cash payments for personal services (669,227) (268,421 ) (408,256) (1,345,904) Net cash provided by operating activities 721,594 70,769 (531,977) 260,386 CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES Operating transfers in from other funds 636,925 (689) 1,312,517 1,948,753 Operating transfers out to other funds (151,508) (51,000) (202,508) Net cash from noncapital financing activies 485,417 (689) 1,261,517 1,746,245 CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Payments for capital acquisitions (1,415,060) (17,649) (1,432,709) Proceeds from sale of assets 12,217 12,217 Proceeds from insurance Net cash (used) by capital and related financing activies (1,402,843) (17,649) (1,420,492) CASH FLOWS FROM INVESTING ACTIVITIES Interest on investments 80,075 33,149 38,871 152,095 Investments purchased 424,841 97,020 (148,767) 373,094 Investments sold Net cash provided by investing activities 504,916 130,169 (109,896) 525,189 Net increase (decrease) in cash and cash equivalents 309,084 182,600 619,644 1,111,328 Balances-beginning of the year 1,087,663 381,934 497,743 1,967,340 Balances-end of the year $ 1,396,747 $ 564,534 $ 1,117,387 $ 3,078,668 Reconciliation of operating income (loss) to net cash provided (used) by operating activities: Operating income (loss) $ (105,794) $ 50,440 $ (728,544) $ (783,898) Adjustments to reconcile operating income to net cash provided (used) by operating activities: Depreciation expense 825,073 44,555 869,628 (Increase) decrease in accounts receivable (705) (705) (Increase) decrease in accounts receivable 730 (Increase) decrease in inventories & prepaid expenses (1,649) (1,649) Increase (decrease) in accrued salaries payable (93) 42 (51) Increase (decrease) in accounts payable (11,376) (24,268) 196,542 160,898 Increase (decrease) in accrued employee separation 15,433 15,433 Total adjustments 827,388 20,329 196,567 1,043,554 Net cash provided by operating activities $ 721,594 $ 70,769 $ (531,977) $ 260,386 120 CAPITAL ASSETS USED IN THE OPERATION OF GOVERNMENTAL FUNDS These schedules present the capital asset balances related to governmental funds. A capital asset is presented in this schedule when it has been purchased using general governmental resources and is used for general governmental purposes. Assets are recorded at historical cost if purchased, or if historical cost is not available, estimated historical cost, or fair market value on the date donated, if donated. 121 122 CITY OF LA PORTE, TEXAS Capital Assets Used in the Operation of Governmental Funds Schedule by Source For the year ended September 30, 2005 Governmental funds capital assets Land Buildings Equipment Improvements Infrastructure Construction in progress $ 7,685,517 17,732,228 1,579,864 7,662,126 26,873,816 9,983,973 Total governmental funds capital assets $ 71,517,524 Investment in governmental funds capital assets by source Current Operations Capital Projects Section 4B Sales Tax $ 15,554,927 54,818,170 1,144,427 Total governmental funds capital assets $ 71,517,524 This schedule presents only the capital asset balances related to governmental funds. Accordingly, the capital assets reported in internal service funds are excluded from the above amounts. Generally, the capital assets of internal service funds are included as governmental activities in the statement of net assets. 123 CITY OF LA PORTE, TEXAS Capital Assets Used in the Operation of Governmental Funds Schedule by Function and Activity September 30, 2006 Function and Activity Land Buildings Equipment Improvements General Govemment Administration $ 858,364 $ 6,153,276 $ 309,678 $ 407,287 Finance Planning 217,002 19,922 Total general government 1,075,366 6,153,276 329,600 407,287 Public Safety Fire 563,413 3,784,847 606,471 28,422 Police 45,089 1,064,031 416,422 25,732 Total Public Safety 608,502 4,848,878 1,022,893 54,154 Public Works Adminstration 2,760,405 2,112,774 106,089 138,145 Streets Total Public Works 2,760,405 2,112,774 106,089 138,145 Cultural and Recreational Parks and Recreation 3,241,244 4,617,299 121,281 7,088,272 Total govemmental funds capital assets $ 7,685,517 $ 17,732,227 $ 1,579,863 $ 7,687,858 This schedule presents only the capital asset balances related to governmental funds. Accordingly, the capital assets reported in internal service funds are excluded from the above amounts. Generally, the capital assets of internal service funds are included as governmental activities in the statement of net assets. 124 Construction Infrastructure in Progress Total $ $ 60,721 $ 7,789,326 190,488 704,318 1 ,131 ,730 190,488 765,039 8,921,056 2,336,982 7,320,135 3,247,154 4,798,428 5,584,136 12,118,563 10,069,895 3,452,929 18,640,237 16,515,354 16,515,354 26,585,249 3,452,929 35,155,591 98,079 181,870 15,348,045 $ 26,873,816 $ 9,983,974 $ 71,543,255 125 CITY OF LA PORTE, TEXAS Capital Assets Used in the Operation of Governmental Funds Schedule of Changes by Function and Activity For The Year Ended September 30,2006 Governmental Governmental Fund Capital Fund Capital Assets Assets October 1, Additions! Retirements! September 30, Function and Activity 2005 Adjustments Adjustments 2006 General government Administration $ 7,978,318 $ 56,310 $ (245,300) $ 7,789,328 Finance Planning 1,111,711 120,570 (100,551 ) 1,131,730 Total general government 9,090,029 176,880 (345,851) 8,921,058 Public safety Fire 6,098,964 1,282,467 (61,295) 7,320,136 Police 1,602,080 3,213,738 (17,389) 4,798,429 Total public safety 7,701,044 4,496,205 (78,684) 12,118,565 Public works Administration 21,266,390 867,620 (3,493,772) 18,640,238 Streets 16,515,353 16,515,353 Total public works 37,781,743 867,620 (3,493,772) 35,155,591 Cultural and Recreational Parks and recreation 15,223,531 156,233 (31,720) 15,348,044 Total governmental funds capital assets $ 69,796,347 $ 5,696,938 $ (3,950,027) $ 71,543,258 This schedule presents only the capital asset balances related to governmental funds. Accordingly, the capital assets reported in internal service funds are excluded from the above amounts. Generally, the capital assets of internal service funds are included as governmental activities in the statement of net assets. 126 STATISTICAL SECTION This part of the City of La Porte's Comprehensive Annual Financial Report presents detailed information as a context for understanding what the information in the financial statements, note disclosures, and required supplementary information says about the government's overall financial health. Contents Page Financial Trends 129 These schedules contain trend information to help the reader understand how the government's financial performance and well-being have changedover time Revenue Capacity 136 These schedules contain information to help the reader assess the government's most significant local revenue source, the property tax. Debt Capacity 142 These schedules present information to help the reader assess the affordability of the government's current levels of outstanding debt and the government's ability to issue additional debt in the future. Demographic and Economic Information 149 These schedules offer demographic and economic indicators to help the reader understand the environment within which the government's financial activities take place. Operating Information 151 These schedules contain service and infrastructure data to help the reader understand how the information in the government's financial report relates to the services the government provides and the activities it performs. Sources: Unless otherwise noted, the information in these schedules is derived from the comprehensive annual Financial reports for the relevant year. 127 128 \ City of La Porte, Texas Net Assets by Component Last Four Fiscal Years (accrual basis of accounting) (unaudited) Fiscal Year 2003 2004 2005 2006 Governmental activities Invested in capital assets, net of related debt $ 23,400,108 $ 32,752,971 $ 28,933,050 $ 28,424,346 Restricted 5,804,419 5,770,840 6,642,077 7,004,587 Unrestricted 23,953,457 12,997,982 19,369,700 19,269,532 Total governmental activities net assets $ 53,157,984 $ 51,521,793 $ 54,944,827 $ 54,698,465 Business-type activities Invested in capital assets, net of related debt $ 26,109,776 $ 25,996,416 $ 26,589,684 $ 29,642,136 Restricted 3,042,730 3,662,800 3,407,445 2,185,791 Unrestricted 4,709,368 2,647,090 1,264,814 2,812,123 Total business-type activities net assets $ 33,861,874 $ 32,306,306 $ 31,261,943 $ 34,640,050 Primary government Invested in capital assets, net of related debt $ 49,509,884 $ 58,749,387 $ 55,522,734 $ 58,066,482 Restricted 8,847,149 9,433,640 10,049,522 9,190,378 Unrestricted 28,662,825 15,645,072 20,634,514 22,081,655 Total primary government net assets $ 87,019,858 $ 83,828,099 $ 86,206,770 $ 89,338,515 129 LI'l I'- ~ co I'- ..... 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CO I- City of La Porte, Texas Governmental Activities Tax Revenues By Source Last Four Fiscal Years (modified accrual basis of accounting) (unaudited) Fiscal Property Franchise Sales Industrial Other Year Taxes Taxes Taxes Payments Taxes Total 1997 $ 8,671,352 $ 1,265,058 $ 1,394,380 $ 5,479,770 $176,870 $ 16,987,430 1998 9,014,064 1,345,706 1,551,649 5,567,175 170,203 17,648,797 1999 9,340,924 1,450,608 1,718,803 6,496,998 212,208 19,219,541 2000 9,525,957 1,480,901 2,575,584 6,308,210 248,615 20,139,267 2001 10,366,949 1,835,122 2,866,496 6,306,469 310,518 21,685,554 132 City of La Porte, Texas Fund Balances of Governmental Funds Last Four Fiscal Years (modified accrual basis of accounting) (unaudited) 2003 Fiscal Year 2004 2005 2006 General fund Reserved Unreserved Total general fund $ 209,191 $ 440,926 $ 209,191 $ 212,164 6,632,833 7,009,028 8,972,133 10,903,496 $ 6,842,024 $ 7,449,954 $ 9,181,324 $11,115,660 All other governmental funds Reserved Unreserved/Undesignated Unreserved, reported in: Special revenue funds Capital projects funds Total all other governmental funds $ 7,462,916 $ 1,584,497 $ 2,061,426 $ 1,813,887 3,770,935 1,005,159 4,255,634 1,247,381 5,067,980 9,287,535 16,488,090 11,577,618 $16,301,831 $11,877,191 $22,805,150 $14,638,886 133 City of La Porte, Texas Changes in Fund Balances of Governmental Funds Last Four Fiscal Years (modified accrual basis of accounting) (unaudited) Fiscal Year 2003 2004 2005 2006 Revenues Taxes $ 22,922,669 $ 22,948,635 $ 24,045,940 $ 25,687,864 Donations 30,000 Harris County Joint Ventures 1,751,555 Licenses and permits 199,970 320,405 531,091 683,284 Fines and forfeits 847,250 554,559 678,205 848,232 Charges and services 2,275,333 2,947,340 3,233,453 3,887,570 Intergovernmental 480,037 576,262 1,112,687 1,174,381 Interest 481,822 325,418 630,683 1,709,163 Miscellaneous 125,020 32,605 183,658 163,380 Total revenues 27,332,101 27,705,224 32,197,272 34,153,874 Expenditures General Government 5,542,520 7,971,284 6,848,838 7,236,765 Public Safety 10,477,080 10,414,544 10,532,857 11,071,829 Public Works 2,556,011 2,361,192 2,430,322 2,360,073 Health and Sanitation 1,823,462 1,758,964 1,808,313 1,813,812 Culture and Recreation 3,475,888 3,245,144 3,067,815 3,010,725 Debt Service Principal 1,590,000 1,490,000 1,330,000 1,195,000 Interest 795,199 699,834 1,030,430 1,374,314 Capital Outlay 2,771,651 3,259,141 8,566,314 6,550,309 Total expenditures 29,031,811 31,200,103 35,614,889 34,612,827 Excess of revenues over (under) expenditures (1,699,710) (3,494,879) (3,417,617) (458,953) Other financing sources (uses) Proceeds from sale of long term debt 16,586,900 6,965,000 Transfers in 1,919,871 3,469,026 3,222,196 6,055,874 Transfers out (3,423,500) (3,790,857) (3,774,399) (7,532,602) Proceeds from sale of assets 42,250 90,083 Total other financing sources (uses) (1,503,629) (321,831) 16,076,947 5,578,355 Net change in fund balances $ (3,203,339) $ (3,816,710) $ 12,659,330 $ 5,119,402 Debt service as a percentage of noncapital expenditures 8% 7% 7% 7% 134 City of La Porte, Texas General Government Tax Revenues by Source Last Four Fiscal Years (modified accrual basis of accounting) (unaudited) Fiscal Property Franchise Sales Year Taxes Taxes Taxes 2003 $10,925,425 $ 1,682,849 $ 2,764,876 2004 11,070,189 1,718,875 2,993,481 2005 11,787,495 1,805,800 3,166,900 2006 12,162,641 1,986,698 3,741,321 135 Industrial Other Payments Taxes Total $ 7,094,900 $454,619 $ 22,922,669 6,896,112 269,978 22,948,635 6,991,926 293,819 24,045,940 7,470,700 326,504 25,687,864 City of La Porte, Texas Assessed Value and Estimated Actual Value of Taxable Property Last Ten Fiscal Years (unaudited) Fiscal Year Ended September 30 Estimated Market Value Real Personal Property Property 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 $ 1,107,091,700 1,132,150,100 1,200,942,090 1,348,881,240 1,346,611,820 1,461,368,400 1,498,049,850 1,546,560,410 1,601,433,200 1,777,351,563 $ 222,428,561 239,361,192 231,352,908 258,255,710 295,183,470 295,213,550 270,257,240 279,687,470 311,721,280 325,549,640 Less: Tax: Exempt Property $147,472,790 151,237,850 170,254,950 187,918,790 219,056,080 251,950,970 255,642,570 265,840,970 278,265,540 407,734,605 Source: City of La Porte records and the Harris County Appraisal District 136 Total Taxable Assessed Value $ 1,182,047,471 1,220,273,442 1,262,040,048 1,419,218,160 1,422,739,210 1,504,630,980 1,512,664,520 1,560,406,910 1,634,888,940 1,695,166,598 Total Estimated Assessed Direct Actual Value as a Tax Taxable Percentage of Rate Value Actual Value $ 0.71 1,329,520,261 112.48% 0.71 1,371,511,292 112.39% 0.71 1,432,294,998 113.49% 0.71 1,607,136,950 113.24% 0.71 1,641,795,290 115.40% 0.71 1,756,581,950 116.75% 0.71 1,768,307,090 116.90% 0.71 1,826,247,880 117.04% 0.71 1,913,154,480 117.02% 0.71 2,102,901,203 124.05% 137 City of La Porte, Texas Property Tax Rates Direct and Overlapping Governments (Per $100 of Assessed Value) Last Ten Fiscal Years (Unaudited) City Direct Rates 1 Debt Harris County Fiscal General Service Flood Control Harris Year Fund Fund Total District 2 County 2 1997 $ 0.57 $ 0.14 $ 0.71 $ 0.0742 $ 0.4276 1998 0.57 0.14 0.71 0.0800 0.4166 1999 0.57 0.14 0.71 0.0800 0.3948 2000 0.57 0.14 0.71 0.0617 0.3590 2001 0.57 0.14 0.71 0.0476 0.3839 2002 0.57 0.14 0.71 0.0476 0.3839 2003 0.575 0.135 0.71 0.041740 0.3881 2004 0.575 0.135 0.71 0.033180 0.3999 2005 0.612 0.098 0.71 0.033220 0.39986 2006 0.612 0.098 0.71 0.032410 0.40239 Source: 1 City of La Porte records 2 Office of Harris County 3 Office of La Porte Independence School District 4 Office of San Jacinto Jr. College District 138 Overlapping Rates Port of Harris County San Jacinto Houston Board of Hospital La Porte Jr. College Authority 2 Education 2 District 2 I.SD.3 District 4 Total $ 0.0160 $ 0.0056 $ 0.1238 $ 1.560 $ 0.1100 $ 3.0272 0.0213 0.0061 0.1238 1.610 0.1100 3.0778 0.0204 0.0063 0.1465 1.610 0.1100 3.0780 0.0183 0.0063 0.2027 1.650 0.1260 3.1340 0.0183 0.0063 0.1902 1.630 0.1307 3.1170 0.0183 0.0063 0.1902 1.630 0.1307 3.1170 0.0199 0.0063 0.1902 1.680 0.1307 3.16694 0.0167 0.0063 0.1902 1.734 0.1391 3.22938 0.01474 0.00629 0.19216 1.734 0.145365 3.23564 0.01302 0.00629 0.19216 1.635 0.145365 3.13664 139 City of La Porte, Texas Pricipal Property TaxPayers Current Year and Nine Years Ago (Unaudited) 2006 1997 Percentage Percentage ofTotal City ofTotal City Taxable Taxable Taxable Taxable Assed Assessed Assed Assessed Taxpayer Value Value Taxpayer Value Value Conoco Phillips Inc $ 54,702,820 3.09% Conoco Inc $ 54,111,440 2.57% Oxy Vinyls LP 49,177,149 2.78% Equistar Chemicals LP 44,664,690 2.12% Equistar Chemicals LP 45,219,482 2.56% HL&P 42,425,040 2.02% BP Solvay 37,068,510 2.10% Solvay Polymer Corp 37,068,510 1.76% PPG Industries 32,016,935 1.81% Occidental Electrochem 36,236,280 1.72% Dupont Dow Elastomers 25,986,060 1.47% PPG Industries 30,016,160 1.43% Centerpoint Energy 24,651,811 1.39% Fina Oil & Chern. Co. 24,606,050 1.17% Dow Chemicals 20,576,356 1.16% Dow Chemicals 21,053,500 1.00% Attofina Petrochemicals 20,215,323 1.14% Geon Company 20,408,900 0.97% PPG Industries 14,643,050 0.77% Noltex 14,662,470 0.70% $ 324,257,496 18.33% $ 325,253,040 15.47% Source: City of La Porte Tax Department 140 City of La Porte, Texas Property Tax Levies and Collections Last Ten Fiscal Years (unaudited) Collected within the Taxes Levied Fiscal Year of the Levy Delinquent Total Collections Fiscal for the Percentage Tax Percentage Year Fiscal Year Amount of Levy Collections Amount of Levy 1997 $ 8,310,963 $ 8,100,624 97.47% $ 358,575 $ 8,459,199 101.78% 1998 8,598,632 8,437,322 98.12% 220,553 8,657,875 100.69% 1999 8,939,428 8,795,498 98.39% 206,154 9,001,652 100.70% 2000 9,175,689 9,006,072 98.15% 184,584 9,190,656 100.16% 2001 10,102,074 9,831,981 97.33% 247,977 10,079,958 99.78% 2002 10,683,102 10,515,098 98.43% 207,508 10,722,606 100.37% 2003 10,740,051 10,539,796 98.14% 300,131 10,839,927 100.93% 2004 11,078,891 10,924,697 98.61% 263,540 11,188,237 100.99% 2005 11,607,713 11,451,693 98.66% 277,123 11,728,816 101.04% 2006 12,035,686 11,829,142 98.28% 255,319 12,084,461 100.41 % Source: City of La Porte Tax Department 141 City of La Porte, Texas Ratio of Outstanding Debt by Type Last Seven Fiscal Years (unaudited) Governmental Activities General Certificates Fiscal Obligation of Other Year Bonds Obligation Obligations 2000 $ 11,370,000 $ 3,000,000 $ 2001 9,745,000 2,850,000 2002 8,210,000 2,700,000 5,400,000 2003 6,770,000 2,550,000 5,400,000 2004 5,430,000 2,400,000 5,400,000 2005 11,925,000 11,050,000 5,400,000 2006 12,610,000 16,405,000 5,130,000 Source: Details regarding the City's outstanding debt can be found in the notes to the financial statements. Percentage of personal income and Per capita personal income pro' 142 Business-Type Activities General Water and Obligation Total Percentage Sewer Revenue Refunding Other Primary of Personal Per Bonds Bonds Obligations Government Income Capita $ 1,425,000 $ 2,275,000 $ 8,080,000 $ 26,150,000 3.87% 820 1,200,000 1,840,000 8,080,000 23,715,000 N/A N/A 975,000 1,440,000 7,710,000 26,435,000 N/A N/A 750,000 1,040,000 7,293,358 23,803,358 N/A N/A 625,000 585,000 6,904,178 21,344,178 N/A N/A 500,000 145,000 6,500,000 35,520,000 N/A N/A 375,000 8,680,000 43,200,000 N/A N/A "Om the 2000 US Census. 143 City of La Porte, Texas Ratio of General Bonded Debt Outstanding Last Seven Fiscal Years (unaudited) Percentage of General Certificates Actual Taxable Fiscal Obligation of Value of Per Year Bonds Obligation Total Property 1 Capita 2 2000 $ 14,370,000 $ $ 14,370,000 21,178 2001 12,595,000 12,595,000 2002 16,310,000 16,310,000 2003 12,170,000 2,550,000 14,720,000 2004 10,830,000 2,400,000 13,230,000 2005 17,325,000 11,050,000 28,375,000 2006 17,740,000 16,405,000 34,145,000 General Bonded Debt Outstanding Note: Details regarding the City's outstanding debt can be found in the notes to the financial statements. 1. See Table for property value data. 2. See Table for population data. 144 City of La Porte, Texas Direct and Overlapping Governmental Activities Debt As of September 30,2006 (unaudited) Governmental Unit Debt Outstanding Debt repaid with property taxes Harris County $ Harris County Department of Education Harris County Flood Control District Harris County Toll Road - Toll Road Bonds La Porte ISD Port of Houston Authority San Jacinto Jr. Collect District Other debt Subtotal, overlapping debt City of La Porte dlirect debt Total direct and overlapping dlebt $ 1,735,371,000 443,370,000 34,324,985 115,170,000 314,705,000 73,200,000 2,716,140,985 36,770,000 Source: RBC Dain Rauscher inc., Financial Advisors 145 Estimated Percentage Applicable 0.82% 0.82% 0.82% 0.82% 37.82% 0.83% 6.32% 100% Estimated Share of Overlapping Debt $ 14,230,042 3,635,634 281,465 43,557,294 2,612,052 4,626,240 $ 68,942,727 $ 36,770,000 $ 105,712,727 City of La Porte, Texas Legal Debt Margin Infonnation Last Ten Fiscal Years (amounts expressed in thousands) (unaudited) Debt limit Total net debt applicable to limit Legal debt margin Total net debt applicable to the limit as a percentage of debt limit 1997 $ 29,784,084 9,577,381 $ 20,206,703 1998 $ 30,787,158 10,210,322 $ 20,576,836 1999 $ 31,930,272 8,555,959 $ 23,374,313 2000 $ 38,129,152 13,106,517 $ 25,022,635 2001 $ 35,568,480 11,291,932 $ 24,276,548 Note: The City has no general obligation legal debt limit other than a celing on the tax rate as specified by the State of Texas. The pres( 146 Fiscal Year 2002 $ 37,615,775 14,720,390 $ 22,895,385 2003 2004 2005 $ 37,816,613 $ 39,010,173 $ 40,872,224 10,372,787 9,245,503 15,620,369 $ 27,443,826 $ 29,764,670 $ 25,251,855 Legal Debt Margin Calculation for Fiscal Year 2006 Assessed value Add back: exempt property Total assessed value Debt limit (2.5% of total assessed value) Debt applicable to limit: General obligation bonds Less: Amount set aside for repayment of general obligation debt Total net debt applicable to limit ;ribed maximum is $2.50 per $100 of the appraised value. Legal debt margin 147 2006 42,379,165 15,926,113 $ 26,453,052 $ 1,695,166,598 $ 407,734,605 $ 2,102,901,203 42,379,165 $ 17,740,000 (1,813,887) 15,926,113 $ 26,453,052 City of La Porte, Texas Pledged-Revenue Coverage Last Ten Fiscal Years (unaudited) Fiscal Year 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 Total Revenues 1 $ 6,106,337 6,368,938 6,445,231 6,844,236 6,094,735 5,988,595 5,837,448 5,836,221 6,193,451 7,438,016 Water and Sewer System Revenue Bonds Less: Net Average Operating Available Annual Expenses 2 Revenue Requirement $4,081,712 4,177,982 4,386,479 5,626,662 4,347,508 4,814,158 5,025,158 5,125,635 5,259,943 5,389,783 $ 2,024,625 2,190,956 2,058,752 1,217,574 1,747,227 1,174,437 812,290 710,586 933,508 2,048,233 Note: 1. Includes interest income. 2. Excludes depreciation and loss on uncollectible accounts. 148 $ 796,603 798,547 871,328 830,483 828,781 757,418 695,948 651,293 608,161 381,712 Times Coverage 2.54 2.74 2.36 1.47 2.11 1.55 1.17 1.09 1.53 5.37 City of La Porte, Texas Demographic and Economic Statistics Last Ten Calendar Years (Unaudited) Personal Per Income Capita Estimated (thousands Personal Median School Unemployment Year Population of dollars) Income Age Enrollment Rate 1997 31,859 N/A N/A N/A 7,353 5.3% 1998 32,658 N/A N/A N/A 7,415 4.3% 1999 34,191 N/A N/A N/A 7,477 4.4% 2000 31,880 675,155 21,178 33 7,645 3.9% 2001 32,356 N/A N/A N/A 7,772 4.6% 2002 32,910 N/A N/A N/A 7,732 5.6% 2003 33,789 N/A N/A N/A 7,648 7.0% 2004 33,712 N/A N/A N/A 7,629 6.0% 2005 34,538 N/A N/A N/A 7,808 6.1% 2006 34,825 N/A N/A N/A 7,786 4.5% Sources: Estimated population provided by the Planning Department. Personal, income, per capita personal income and median age provided from the 2000 US Census. School enrollment provided by LPISD. Unemployment rates provided on the Texas Workforce Commission Website. 149 City of La Porte, Texas Principal Employers Current Year and Nine Years Ago (unaudited) 2006 Employer La Porte ISD E.I. Dupont De Nemours & Co. City of La Porte Furmanite Worldwide A&L Industrial Services Inc. CCC Group Inc. Aker Kvaerner Industrial Constructors, Inc. James H Jackson Industries Inc. Occidental Chemical Corp. Intercontinental Terminals Co. Total Employees 1,000 580 368 334 300 300 250 250 175 160 3,717 Percentage ofT otal City Employment 27% 16% 10% 9% 8% 8% 7% 7% 5% 4% 100% 1997 * Employer Solvay Polymer San Jacinto College La Porte ISD E.I. Dupont Millenium (formerly Quantum) Al<zo Nobel Hickham Industries Dow Chemical Fina Oil & Checmical Geon Company Employees 1,100 1,003 987 870 736 500 270 250 225 180 6,121 Percenta! ofT otal C Employme 1 1 1 1 1 10 * Source: City of La Porte Official Statement, Series 1998 General Obligation Bonds 150 City of La Porte, Texas Full-Time Equivalent City Government Employees by Function/Program Last Two Fiscal Years (unaudited) Fiscal Year 2005 2006 76 76 135 138 32 32 22 21 47 45 26 27 20 20 13 13 3 3 Function/Program General Government Public Safety Public Works Health & Sanitation Culture and recreation Water Services Sewer Services Golf Course Sylvan Beach Convention Ctr. Source: City Budget Office 151 City of La Porte, Texas Operating Indicators by Function/Program Last Eight Fiscal Years (unaudited) 1999 2000 2001 Function/Program Police Physical arrests 1,541 2,114 2,193 Tickets processed 6,065 6,657 9,489 Fire Number of calls answered N/A N/A N/A Inspections N/A N/A N/A Highways and streets Street resurfacing (linear feet) 40,400 39,200 42,000 Potholes repaired 251 302 232 Sanitation Cu. Yds. Garbage collected 25,757 27,300 28,025 Cu. Yds. Trash collected 31,061 38,603 48,049 Culture and recreation Fitness center admissions N/A N/A N/A Water Number of water meters 9,500 9,679 10,699 Average daily water consumption (million gallons) 3.1 3.3 3.0 Water mains breaks 806 601 505 Wastewater Average daily sewer treatment 3.4 3.0 3.9 (thousands of gallons) Golf Course Number of Paid Rounds Played 41,117 48,950 43,063 Source: City Departments Notes: N/A - Data not available 152 Fiscal Year 2002 2003 2004 2005 2006 2,271 2,000 2,330 2,465 962 9,298 9,605 6,593 6,877 8,212 N/A N/A 1,044 1,044 N/A N/A 500 500 26,200 27,800 33,800 66,158 27,835 271 413 524 531 321 28,655 28,243 29,675 30,022 30,795 52,796 50,111 54,875 49,140 49,140 N/A N/A 84,060 84,060 10,957 10,987 10,987 10,987 11 ,592 3.1 3.2 3.2 4.1 3.3 491 440 299 437 483 3.4 3.9 4.0 3.5 2.8 42,540 38,594 38,901 34,961 32,731 153 City of La Porte, Texas Capital Asset Statistics by Function/Program Last Seven Fiscal Years (unaudited) Fiscal Year 2000 2001 2002 2003 2004 2005 2006 Function/Program Public Safety Police Station 1 1 1 1 1 1 1 Police Officers 56 71 71 72 72 72 73 Reserve Officers 9 3 5 5 5 5 5 Fire Stations 4 4 4 4 4 4 4 Sanitation Collection trucks 13 13 13 14 14 14 14 Highways and streets Streets (miles) 160 160 164 164 164 211 217 Streetl ig hts 1,823 2,072 2,109 1,533 1,665 2,192 1,803 Traffic signals 3 3 3 3 3 3 3 Culture and recreation Parks acreage 145 462 463 463 463 337 339 Parks 17 18 18 19 19 21 21 Swimming pools 6 6 6 6 6 6 6 Recreation Centers 1 1 1 1 1 1 1 Senior Center 1 1 1 1 1 1 1 Water and Sewer Water Mains (miles) 226 229 231 231 231 165 168 Fire Hydrants 1,800 1,800 1,800 1,800 1,800 1,800 1,800 Sanitary Sewers (miles) 184 185 186 187 187 187 187 Storm Sewers (miles) 87 88 88 89 89 89 92 Source: City Departments Note: N/A - data not available 154 (]) c..> c co -- - 0.. 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CD co 0.0 CD> ~}l#; ~ CC (5 ~) ... .,ic;D)' .."ia. .35.., : . ~ ~!/~ ...~. ~'E.i'lE.t ..~...,.......~. .~... ,. 4 CITY OF LA PORTE Interoffice Memorandum TO: Barry Beasley, Councilman Howard Ebow, Councilman Chuck Engelken, Councilman Tommy Moser, Councilman Louis Rigby, Councilman John Joerns, Interim City Manager Michael Dolby, Interim Finance Director~ Phyllis Rinehart, Controller FROM: DATE: SUBJECT: January 10, 2007 Quarterly Investment Report For the first quarter of the 2007 fiscal year, the City's investment portfolio yield has been between 5.05% and 5.13%. The average return on the portfolio for the first quarter of the fiscal year was 5.10%, which is above the average yield of our benchmark, which was 5.07% (see graph below). Our benchmark is the 6- month T-Bill rate. The current year to date interest earned for the 2007 fiscal year is $445,421 which is approximately $84,000 more than projected at this time. City vs. Benchmark 6.00% 5.00% 4.00% 3.00% 2.00010 1.00% ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ \~~ <(.~' ~~ ~<: ~~ \V~ \~ ,,?:,vQO s~~ 0""": ~o4' <;fcf - Portfolio Yield - Benchmark At December 31st the City's portfolio consisted of 39% in Agency Notes, 31% in Texpool, 23% m TexSTAR and 7% in Logic (see pie chart below). By Investment Type 7% 23% I- Texpool - TexSTAR 0 Logic 0 Agency Note~ The overnight rate set by the Fed continues to remain stable. The most current overnight rate was set on June 29, 2006 at 5.25%. With that said, our main focus is to continue to ladder the portfolio. At the end of the first quarter, the City's portfolio consisted of 61 % of the portfolio maturing overnight (see graph below). 26% of the City's portfolio matures in one year and 13% of the City's portfolio matures in 12- 24 months. By Investment Maturity 13% 26% 61% I · Overnight .1-12 Months o 12-24 Months Currently, the 3-month T-Bill is at 5.03%; 2-year, at 4.52%; 5-year, at 4.39%; and, the 20-year is at 4.64% (see yield curve below). Yield Curve 6.00% 5.00% 4.00% 3.00% 2.00% 3mon 6mon 1 yr 2 yr 5 yr 10 yr 20 yr Treasury Bills - 3 months ago - current The overnight rate is currently at 5.25%. We will continue to focus on laddering the portfolio to maintain a constant cash flow and a liquid position. 2 12.00% 10.00% 8.00% 6.00% 4.00% 2.00% 2 YearT-Note i ! i I ----j 0.00% ~b ~<:t, cf cf <:)'1.) <;f ~~ ~'" ~~ ~b ~<:t, cf cf cf cf cf <:)'1.) <:)'1.) <;f <:)'1.) <:)'1.) ~~ ~'" ~~ ~b cf \f r:.f cf <:)'1.) <:)'1.) <:)'1.) <;f In summary, we will continue to invest the City's funds in conservative investments, as authorized by the Public Funds Investment Act, always keeping in mind Safety first, and then Liquidity and lastly Yield. 3 Portfolio Composition and Value as of December 31,2006 80.00% Par Book Market Days to Value Value Value Maturity Investment Pools 18,717,964 18,717,964 18,717,964 I Agencies 12,000,918 12,000,918 11,971.590 348 Total 30.718.882 30.718,882 30.689,554 136 Book Value Percent 1-12 months 18,717,964 60.93% 9-12 months 8,000,918 26.05% 1-2 years 4,000,000 13.02% Total 30,718,882 100.00% Pooled Funds Bond Funds Portfolio Yield 5.12% 5.29% Benchmark Yield" 5.05% 5.03% Total 5.20% Investment Maturity S~hedule as of December 31,2006 Portfolio Performan~e for the month of December 2006 Weighted Average Maturity 4.15 months 1 day 5.04% 2.84 months "The pooled funds benchmark is based on the average monthly yield of a 6-month Treasury. The bond funds benchmark yield is based on the average monthly yield of a 3-month Treasury. The total is based on weighted average monthly benchmark yields. Portfolio Earnings for montbs ended De~ember 2006 500,000 Budget Actual Percent 400,000 General 650,000 155,911 23.99% Enterprise 98.905 26,711 27.01% 300.000 Internal Service 164,350 56,029 34.09% 200,000 Total 913,255 238.651 26.13% 100,000 Yield Curve :=~ 4.00% - 3.00% .. 2.00% 1.00% 0.00% t:- '-I * !ill 3mo 6mo 1yr 2yr 5yr I-+-Oct-06 No,,"06 ___ Dec-061 WAM . Pooled Funds 0.00 9.00 8.00 7.00 6.00 5.00 4.00 300 2.00 1.00 0.00 :===--===j Oct-06 Nov-06 Dec-06 60.00% 40.00% 20.00% 0.00% Investment Pools 60.93% Agencies 39.07% _Dec-06 _Jun-06 .......Dec-05 . ,,,. ~ Pooled Funds Bond Funds Total I D Portfolio Yield . Benchmark Yield" I General Enterprise Internal Service . Budget . Actual % of funds invested in: Securities & Pools Bank Depository Total % of funds invested Average for December 2007 2006 77.09% 92.16% 22.91% 7.84% 100.00% 100.00% Operating Account Balance 9,126,996 2,593.015 December 3 I ,2006 This report is in full compliance with the investment strategy as established for the pooled investment fund and the Public Funds Investment Act (Chapter 2256). Wc<X'~ Controller 5 :2: o ~ " () () () () .o::tJ " DO Ql Ql Ql Ql ~.g .., .., .., .., ., C ;::;: 0. 0. 0. 0. :s:: :s:: :s:: :s:: ~o tnD),< CD CD CD CD (\) ~ D~O 3 3 :J 3 (\) .... 0" 0" 3 0" " .., 0 c::!.r- CD CD 0" CD III rn""" D) '< D) .., .., CD .., :" 0 ~:::a""D (J) (J) .., (J) C1l CD CD (J) CD C1l 80.., ~ (\) 0 :< :< CD :< :,,' (\) o. o. :< o. CQS: ,," ~ -(O(\) CD CD o. CD 0- ~~ (J) (J) CD (J) (J) (\) (") "'0-1 o Q) o....(\) (\) a.. 00>< :3 ~ D) o-~ (jJ tn (\)"b Q, .., (\) ;::;: ..... ..... ..... w:" 0 N N ..... 0 C ..~ Q. D) -.. -.. (3 -.. III -. ., N 0 0 - ~2' Q, CD ..... 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