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HomeMy WebLinkAbout01-28-08 Special Called Regular Meeting of La Porte Fiscal Affairs Committee Minutes 2 MINUTES OF THE SPECIAL CALLED REGULAR MEETING OF LA PORTE FISCAL AFFAIRS COMMITTEE January 28, 2008 1. Call to Order The meeting was called to order by Chairman Chuck Engelken at 5:00 p.m. Members of Committee Present: Councilmembers, Howard Ebow, Chuck Engelken, Louis Rigby, Barry Beasley and Tommy Moser. Members of Committee Absent: None Members of City Council. City Executive Staff and City Employees Present: City Manager Ron Bottoms, Assistant City Manager John Joerns, Controller Phyllis Rinehart and City Secretary Martha Gillett. Others present: None 2. Consider approval of Minutes of Special Called Regular Meetings of Fiscal Affairs Committee held November 19,2007. Motion was made by Committee Member Beasley to approve the minutes as presented. A second by Committee Member Ebow. The motion carried. 3. Finance Director Michael Dolby presented the quarterly credit card expenditure report. 4. Controller Phyllis Rinehart presented quarterly investment reports and provided an overview. 5. Interim finance Director Michael Dolby presented quarterly purchasing card expenditure report. Committee members raised the following questions: Noted there are still many out of town purchases for small amounts for items that could be purchased locally. Questioned why we are paying workers compensation with purchasing cards? Staff noted it was safety supply items purchased to avoid filing claims. Committee suggested staff have the report indicate safety supplies. Questioned why we are paying phone and Comcast bills with purchasing cards? Minutes of the La Porte Fiscal Affairs Committee January 28, 2008- Page 2 City Manager Ron Bottoms noted he would remind staff to keep purchases local and coordinate trips for purchases. The committee requested the purchasing card report stay on the agenda's for review by the Fiscal Affairs Committee. 6. Administrative Reports. City Manager Ron Bottoms advised the Council of the following: He noted that he will be bringing back a report at the next meeting regarding the upcoming changes with the Texas Municipal Retirement System. Announced that Michael Dolby has been promoted to Finance Director. 7. Committee Comments. The committee provided comments. 8. Adjournment There being no further business to come before the Committee, the meeting was adjourned at 5:25 p.m. Respectfully submitted, ~?tk(1 t[X!i~& Martha Gillett, TRMC, CMC City Secretary Approved this day of 2008. t!lvLL<-~C C(~~...../ 3 REQUEST FOR CITY COUNCIL AGENDA ITEM Agenda Date Requested: Februarv 20. 2008 Amount Bud!!eted Requested By: Michael Dolby, CPA Director of Financ Source of Funds: Account Number: Department: FINANCE Amount Budgeted: Report: xx Resolution: Ordinance: Amount Requested: Exhibits: Budgeted Item: YES NO Exhibits: Receive the 2007 financial report from auditors. Auditors to make presentation and Fiscal Affairs Committee to present report to Council regarding prior meeting with auditors. Action ReQuired bv Council: Receive the 2007 Comprehensive Financial Report. A end a 9fY/lM Date \ DRAFT I CITY OF LA PORTE, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2007 D FT CITY OF LA PORTE, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT For the fiscal year ended September 30, 2007 Prepared by: Department of Finance - - - - - - - - - ... 11 City of La Porte Comprehensive Annual Financial Report For the Fiscal Year Ended September 30,2007 TABLE OF CONTENTS A T INTRODUCTORY SECTION Letter of Transmittal Organization Chart GFOA Certificate of Achievement List of Elected Officials 3 9 10 11 FINANCIAL SECTION Independent Auditors' Report Management's Discussion and Analysis Basic Financial Statements: Government-wide Financial Statements: Statement of Net Assets Statement of Activities Fund Financial Statements: Balance Sheet - Governmental Funds Reconciliation of the Governmental Funds Balance Sheet to Statement of Net Assets Statement of Revenues, Expenditures and Changes in Fund Balances - Governmental Funds Reconciliation of the Statement of Revenues, Expenditures, and Changes In Fund Balances of Governmental Funds to the Statement of Activities Statement of Net Assets - Proprietary Funds Statement of Revenues, Expenses and Changes in Fund Net Assets - Proprietary Funds Statement of Cash Flows - Proprietary Funds Notes to the Financial Statements Required Supplementary Information: Texas Municipal Retirement System Schedule of Funding Progress Schedule of Revenues, Expenditures, and Changes in Fund Balances - General Fund Notes to the Required Supplementary Information Combining Financial Statements - Nonmajor Governmental Funds: Combining Balance Sheet - Nonmajor Governmental Funds Combining Statement of Revenues, Expenditures and Changes in Fund Balances - Nonmajor Governmental Funds Schedules of Revenues, Expenditures, and Changes in Fund Balances - Budget and Actual: Grant Special Revenue Fund Street Maintenance Sales Tax Fund Community Investment Special Revenue Fund Hotel/Motel Occupancy Tax Special Revenue Fund Tax Increment Reinvestment Zone One Special Revenue Fund Section 4B Sales Tax Fund Capital Projects Fund Transportation and Other Infrastructure Fund 1998 General Obligation Bonds Fund 2000 Certificate of Obligation Bonds Fund 2000 General Obligation Bonds Fund 15 17 27 28 30 33 34 37 38 40 42 45 75 76 78 82 86 91 92 93 94 95 96 97 98 99 100 101 102 111 City of La Porte D Comprehensive Annual Financial Report For the Fiscal Year Ended September 30,2007 TABLE OF CONTENTS 2002 General Obligation Bonds Fund 2004 General Obligation Bonds Fund 2005 General Obligation Bonds Fund 2005 Certificate of Obligation Bonds Fund 2006 Certificate of Obligation Bonds Fund 2006 General Obligation Bonds Fund Debt Service Fund Supplementary Individual Fund Financial Statements and Schedules - General Fund Schedule of Revenues - Budget and Actual Schedule of Expenditures - Budget and Actual Combining Financial Statements - Nonmajor Enterprise Funds: Combining Statement of Net Assets Combining Statement of Revenues, Expenses and Changes in Fund Net Assets Combining Statement of Cash Flows Combining Financial Statements - Internal Service Funds: Combining Statement of Net Assets Combining Statement of Revenues, Expenses and Changes in Fund Net Assets Combining Statement of Cash Flows Capital Assets Used in the Operation of Governmental Funds: Schedule by Source Schedule by Function and Activity Schedule of Changes by Function and Activity STATISTICAL SECTION Net Assets by Component Changes in Net Assets General Government Tax Revenues by Source Fund Balances of Governmental Funds Changes in Fund Balances of Governmental Funds Assessed Value and Estimated Actual Value of Taxable Property Property Tax Rates - Direct and Overlapping Governments Principal Property Taxpayers Property Tax Levies and Collections Ratios of Outstanding Debt by Type Ratios of General Bonded Debt Outstanding Direct and Overlapping Governmental Activities Debt Legal Debt Margin Information Pledged Revenue Coverage Demographic and Economic Statistics Principal Employers Full-time Equivalent City Government Employees by Function Operating Indicators by Function Capital Asset Statistics by Function IV - F - - 103 104 105 106 107 108 109 111 112 113 119 120 121 122 123 124 125 126 127 129 130 132 135 136 138 140 142 144 146 148 149 150 152 153 154 156 157 158 159 160 162 URJ\F'f -- \t,rn=~ODllC\OR'f SE.C\\ON - -- - 1 fIIIiih"" - - - - - - - 2 D F February 11, 2008 To the Honorable Mayor, Members of the Governing Council and Citizens of the City of La Porte, Texas: The Finance Department and City Manager's Office are pleased to submit the Comprehensive Annual Financial Report for the City of La Porte, Texas for the fiscal year ended September 30, 2007. This report is published to provide the City Council, City staff, our citizens, our bondholders and other interested parties with detailed information concerning the financial condition and activities of the City government. This report consists of management's representations concerning the finances of the City of La Porte. Consequently, management assumes full responsibility for the completeness and reliability of all of the information presented in this report. To provide a reasonable basis for making these representations, management of the City has established a comprehensive internal control framework that is designed both to protect the government's assets from loss, theft or misuse and to compile sufficient reliable information for the preparation of the City of La Porte's financial statements in conformity with GMP. Because the cost of internal controls should not outweigh their benefits, the City of La Porte's comprehensive framework of internal controls has been designed to provide reasonable rather than absolute assurance that the financial statements will be free from material misstatement. As management, we assert that, to the best of our knowledge and belief, this financial report is complete and reliable in all material respects. The City of La Porte's financial statements have been audited by Pattillo, Brown & Hill, LLP, a firm of licensed certified public accountants. The goal of the independent audit was to provide reasonable assurance that the financial statements of the City of La Porte for the fiscal year ended September 30, 2007 are free of material misstatement. The independent audit involved examining, on a test basis, evidence supporting the amount and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management and evaluating the overall financial statement presentation. The independent auditor concluded, based upon the audit, that there was a reasonable basis for rendering an unqualified opinion that the City of La Porte's financial statements for fiscal year ended September 30, 2007, are fairly presented in conformity with GMP. The independent auditor's report is presented as a component of the financial section of this report. 3 - The independent audit of the financial statements of the City of La Port mandated "Single Audit" designed to meet the special needs of federal g standards governing Single Audit engagements require the independent au on the fair presentation of the financial statements, but also on the audited government's internal controls and compliance with legal requirements, with special emphasis on internal controls and legal requirements involving the administration of federal awards. These reports are available in the City of La Porte's separately issued Single Audit Report. FT~ - GAAP requires that management provide a narrative introduction, overview and analysis to accompany the basic financial statements in the form of Management's Discussion and Analysis (MD&A). This letter of transmittal is designed to complement MD&A and should be read in conjunction with it. The City of La Porte's MD&A can be found immediately following the report of the independent auditors. Profile of the City The City of La Porte, incorporated in 1892, is located in the southeast quadrant of Harris County and is bounded on the north by the Houston ship channel, on the east by Galveston Bay and the south by the Bayport channel. The City of La Porte currently encompasses 19 square miles and serves a population of 35,362. -. The City is a home rule city operating under the Council-Manager form of government. Policy- making and legislative authority are vested in a governing council consisting of the mayor and eight other members. The city council is responsible, among other things, for passing ordinances, adopting the budget, appointing committees and hiring both the City Manager and Attorney. The City Manager is responsible for carrying out the policies and ordinances of the City Council, for overseeing the day-to-day operations of the City and for appointing the heads of various departments. The Council is elected on a non-partisan basis. The Mayor and Council members serve three-year staggered terms. Six of the council members are elected by district. The Mayor and the two remaining council members are elected at large. The City of La Porte provides a full range of services, including police and fire protection, the construction and maintenance of streets and other infrastructure and recreational activities and cultural events. Certain services are provided through a legally separate Water Authority, which functions, as a blended component unit and in essence, is a department of the City of La Porte, and, therefore, has been included as an integral part of the City of La Porte's financial statements. Additional information on the Water Authority and other blended component units can be found in Note 1.B. of the notes to the financial statements. The City's accounting records for general governmental operations are maintained on a modified accrual basis, with the revenues being recorded when available and measurable and expenditures being recorded when the services or goods are received and the liabilities are incurred. Accounting records for the City's utilities and other proprietary activities are maintained on the accrual basis. The annual budget serves as the foundation for the City of La Porte's financial planning and control. Budgetary control has been established at the individual department level. All agencies of the City of La Porte are required to submit requests for appropriation to the City Manager on or before May 26 of each year. The City Manager uses these requests as the starting point 4 for developing a proposed budget. The City Manager then presents thi~ ftD,Q\blN<l't~ council for review prior to August. The council is required to hold a public he ~ ~~pEl;e budget and to adopt a final budget by no later than August. The appropriat . .".~.t i. ~"'~aro~ by fund, function (e.g., public safety) and department (e.g., police). The City Manager must approve transfers of appropriations within a department. Transfers of appropriations between funds, however require the special approval of the city council. Budget-to-actual comparisons are provided in financial reports for each individual governmental fund for which an appropriated annual budget has been adopted. For the general fund, this comparison is presented on page 76 as part of the required supplementary information. For governmental funds, other than the general fund, with appropriated annual budgets, this comparison is presented in the governmental fund subsection of this report, which starts on page 81. Factors Affecting Financial Condition The information presented in the financial statements is perhaps best understood when it is considered from the broader perspective of the specific environment within which the City of La Porte operates. Local economy. The City of La Porte is located in the southeast quadrant of Harris County, which is a 1,723 .square mile county is a leading oil, gas and petrochemical areas. It has more than 3,200 manufacturing plants, the nation's largest concentration of petrochemical plants, the third largest United States seaport and is a corporation management center. A significant part of the County's major employers, manufacturers, education and financial institutions are located in Houston, the County seat. The Texas Medical Center, located in Harris County, is one of the nation's largest, providing medical care and educational opportunities. The county's 64 hospitals have over 17,000 beds of which 4,600 are in the Texas Medical Center. Higher education facilities includes: University of Houston, Rice University, Texas Southern University, St. Thomas University and Houston Baptist College, all offering full four-year as well as postgraduate programs. The Lyndon B. Johnson Space Center is also located here. Located some 20 miles southeast of Houston on Galveston Bay in Harris County are the three communities that make up the La Porte Bayshore Area: La Porte, Morgan's Point and Shoreacres. The area has a combined population of approximately 40,000. Though much of the image of this area is industrial, the La Porte-Bayshore area is still characterized by an expanse of resort homes. Because of this, and the metropolitan advantages of Houston, La Porte is one of the few communities in the Gulf Coast area that offers this favorable combination. Future planning. The La Porte 2020 Comprehensive Plan is a 20-year master plan adopted by the City Council to guide policy decisions relating to the physical and economic development of the community. In general, the plan indicates how the community desires to develop and redevelop over the course of the next twenty years. The comprehensive plan is a physical plan; it is long- range, comprehensive and states the goals, objectives and policies of the local government. The comprehensive plan provides clear direction through specific statements of action to achieve the desired results envisioned by citizens and the leadership of the community. 5 - The essential objectives of the comprehensive plan are as follows: .:. It is a plan to guide the future physical development and redevelopme .:. The time frame is long, extending over a twenty-year horizon; .:. It encompasses a large geographic area including the corporate limits and ET J of the community; .:. It is general in nature, allowing some issues to be resolved and many decisions to be made; .:. It articulates ideas in a framework of goals and objectives, policies and actions, and plans and projects; .:. It is intended foremost, to serve as a continuing guide to decision-making, to provide a common direction and to provide stability as issues are addressed and future decisions are made. Residential Development. Neighborhoods are one of La Porte's greatest assets as they form a foundation for a sound quality of life. The City is made up of several distinct neighborhood areas, each with somewhat different physical characteristics such as the age of housing, street configuration, and the sizes of structures and lots. Much of the City's overall image and identity is due to the unique character of its neighborhoods and these distinguishing features should, therefore, be preserved. Neighborhoods that are safe, well maintained and have character will maintain property values and thus maintain a sound neighborhood environment and a stable residential tax base. The attractive appearance and environmental quality of existing and future low-density residential neighborhoods should be protected and improvements made where necessary to maintain the value of properties and enhance the quality of life. As the city continues to develop it is important that the integrity of the neighborhoods is preserved and the value and enjoyment of property is maintained and enhanced. Goals for residential development: .:. Consider programs to revitalize and rehabilitate existing housing where needed. .:. Meet the future housing needs by providing for a variety of housing options. .:. Encourage the rehabilitation or replacement of substandard housing. .:. Promote a standard of home ownership encouraging well-maintained residential properties. .:. Preserve the integrity of existing neighborhoods and create livable and safe neighborhood environments. .:. Protect the attractive appearance and environmental quality of existing neighborhoods and make necessary improvements to maintain the value of properties and enhance the quality of life. Beautification and Conservation. Citizens have expressed great interest for enhancing the visual appearance of La Porte and the redevelopment and reinvestment in Downtown, along major corridors and in nonresidential areas. Through public involvement it is apparent that citizens visualize attractive shopping centers, livable neighborhoods, landscaped roadways, pleasant places to walk and an enhanced quality of life. They want successful shopping areas that appeal to shoppers. They see the opportunities in downtown to create a destination that combines a lively entertainment district in a historically significant area, retail stores interspersed with restaurants and professional offices and a blend of residential units as well. 6 Goals for Beautification: .:. Improve the community character to make it a more desirable place to I .:. Improve the aesthetic visual environment through enhancement of roadways, parking areas, open space and landscaping. .:. Invest in Downtown to establish a vibrant mix of places to work, live and visit, with shops, restaurants, entertainment and a variety of dwelling units. AEir Redevelopment Strategy. Urban redevelopment efforts require cooperative action to encourage new and sustained private investment and to provide supporting rehabilitation of public infrastructure. A key part of the process is determining what strategic actions the community should take to achieve its redevelopment goals and objectives. Successful redevelopment will often require cooperation and coordination between agencies at different levels of government as well as non-profit community organizations. This should include coordination of physical improvements with social service programs, which aim to enhance the health and economic capacity of residents in targeted neighborhoods. Redevelopment Goals: .:. Stabilize and improve the quality of neighborhoods and other areas in decline by attracting renewed private investment activity. .:. Revitalize the City's historic downtown area. Cash management policies and practices. Cash temporarily idle during the year was invested in demand deposits and obligations of the U.S. Treasury. The maturities of the investments range from 30 days to 2 years, with an average maturity of 7.42 months. The average yield on investments was 5.14% for the government. Investment income includes appreciation in the fair value of investments. Increases in fair value during the current year, however, do not necessarily represent trends that will continue; nor is it always possible to realize such amounts, especially in the case of temporary changes in the fair value of investments that the City intends to hold to maturity. Pension and other post employment benefits. The City of La Porte sponsors a single-employer defined benefit pension plan for its emergency services employees. Each year, an independent actuary engaged by the pension plan calculates the amount of the annual contribution that the City of La Porte must make to the pension plan to ensure that the plan will be able to fully meet its obligations to retired employees on a timely basis. The City of La Porte also provides pension benefits for its non emergency services employees. These benefits are provided through a state-wide plan managed by Texas Municipal Retirement System (TMRS). The City of La Porte has no obligation in connection with employee benefits offered through this plan beyond its annual contractual payment to TMRS. The City of La Porte also provides postretirement health and dental care benefits for certain retirees and their dependents. As of the end of the current fiscal year, there were 63 retired employees receiving these benefits. Additional information on the City of La Porte's pension arrangements and post employment benefits can be found in Notes 6 and 10 in the notes to the financial statements. 7 Awards and Acknowledgements AFT - The Government Finance Officers Association (GFOA) awarded a Certific r Excellence in Financial Reporting to the City for its comprehensive annual financial report for the fiscal year ended September 30, 2006. This was the twenty-sixth consecutive year that the City has received this prestigious award. In order to be awarded a Certificate of Achievement, the City published an easily readable and efficiently organized comprehensive annual financial report. This report satisfied both generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe that our current comprehensive annual financial report continues to meet the Certificate of Achievement Program's requirements and we are submitting it to the GFOA to determine its eligibility for another certificate. In addition, the government also received the GFOA's Distinguished Budget Award for its annual budget document. In order to qualify for the Distinguished Budget Presentation Award, the government's budget document was judged to be proficient in several categories, including as a policy document, a financial plan, an operations guide and a communications device. The preparation of this report would not have been possible without the efficient and dedicated services of the entire staff of the finance and administration department. We would like to express our appreciation to all members of the department who assisted and contributed to the preparation of this report. Credit also must be given to the mayor and city council for their unfailing support for maintaining the highest standards of professionalism in the management of the City of La Porte's finances. Respectfully submitted, John Joerns Interim City Manager Michael G. Dolby, CPA Director of Finance 8 Fire/EMS FirePreLre:n1im Fire Supp........n Emelgeru:)' Medical SelVi;es /OY~/~~A-,(>' ,i,/~ -"?~\ (2 M1', _A Z""- -,,' ~"i \ \ I r~ / ;' >,0-_~:1 " \'\ 'EX,'."_ " Police Police Adminktrawn Paml Criminal Investigation l Supp 011 Sewices I Finance CITY OF LA PORTE ORGANIZATIONAL CHART Accounting Tax UtililJ' Billing Human Reso urces Pun:hasing MIS Ci mens ~ City Secretary A ssi stant City Man agel' Public Works Parks & Recreation Pub lie Wo rl<s Administratlon Streets Residential Solid Waste Co mmen:ial So lid Waste Water Production Water D istriJ utom Waste Water Co Ilection Waste Water Treatment 9 Parlls Maintenance Recrea&n !\> ecial Sew ices Parl<s Adnrlnktnw n Planning Planning & Engineering GIS Divkinn Ill5pection Servos Golf Cour se Club House Maintenance ~ > ~ ~ Certificate of Achievement for Excellence in Financial Reporting Presented to City of La Porte Texas For its Comprehensive Annual Financial Report for the Fiscal Year Ended September 30, 2006 A Certificate of Achievement for Excellence in Financial Reporting is presented by the Government Finance OMicers Association of the United States and Canada to government units and public employee retirement systems whose comprehensive annual financial reports (CAFRs) achieve the highest standards in government accounting and financial reporting. I..I~,-.I"~l~.. .,!/~y::-~",:,::l1J 1~."l.o.io..''- ll/.._(:,~.:.. .li. (~.~~,~-:;:'~-:t...:::"?> "7 ::'(;. 'lUi'" ~Il"'" \, Vtf~~~~~~1 f' --~ -, U-e---.-e- ~ C.3c.x President ~/~ ]<Xt~cun'(' j)ir~ctor 10 D - F - - CITY OF LA PORTE LIST OF ELECTED OFFIC/1DRAFT I ALTON PORTER MA YOR GEORGIA A. MALONE COUNCIL PERSON AT LARGE A BARRY BEASLEY COUNCIL PERSON AT LARGE B MICHAEL MOSTEIT COUNCIL PERSON DISTRICT 1 CHUCK ENGELKEN COUNCIL PERSON DISTRICT 2 HOWARD EBOW COUNCIL PERSON DISTRICT 3 TOMMY MOSER COUNCIL PERSON DISTRICT 4 LOUIS RIGBY MAYOR PRO TEM DISTRICT 5 MIKE CLAUSEN COUNCIL PERSON DISTRICT 6 11 12 ~< AFT - - - - - - - - - ... FINANCIAL SECTION 13 DRAFT ~' - - - - - - - - - . \4 IH~ PAT T ILL 0, B ROW N & HI L L, L.L. CERTIFIED PUBLIC ACCOUNTANTS. BUSINESS CONSULTANTS D FT INDEPENDENT AUDITORS' REPORT To the Honorable Mayor and Members of the City Council City of La Porte, Texas We have audited the accompanying financial statements of the governmental actIvItIes, the business-type activities, each major fund and the aggregate remaining fund information of City of La Porte, Texas (the "City"), as of and for the year ended September 30, 2007, which collectively comprise the City's basic financial statements as listed in the table of contents. These financial statements are the responsibility of the City's management. Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opmlOns. In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, each major fund and the aggregate remaining fund information of the City of La Porte, Texas, as of September 30, 2007, and the respective changes in financial position and, where applicable, cash flows, thereof for the year then ended in conformity with accounting principles generally accepted in the United States of America. 401 WEST HIGHWA Y 6. P. O. BOX 20725. WACO, TX 76702-0725. (254) 772-4901. FAX: (254) 772-4920. www.pbhcpa.com AFFILIATE OFFICES: BROWNSYILLE, TX (956) 544-7778. HILLSBORO, TX (254) 582-2583 TEMPLE, TX (254) 791-3460. WHITNEY, TX (254) 694-4600. ALBUQUERQUE, NM (505) 266-5904 15 - In accordance with Government Auditing Standards, we have issued our report dated February 11, 2008, on our consideration of the City's internal control over financial report' f its compliance with certain provisions or laws, regulations, contracts, and s~ other matters. The purpose of that report is to describe the scope of our test rV over financial reporting and compliance and the results of that testing, and no e an 0 on the internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards and should be considered in assessing the results of our audit. The Management's Discussion and Analysis on pages 17 through 23, Pension System Supplementary Information on page 75, and budgetary comparison information on pages 76 through 78 are not required parts of the basic financial statements but are supplementary information required by accounting principles generally accepted in the United States of America. We have applied certain limited procedures, which consisted principally of inquiries of management regarding the methods of measurement and presentation of the required supplementary information. However, we did not audit the information and express no opinion on it. Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City's basic financial statements. The introductory section, combining and individual fund statements and schedules and statistical tables are presented for purposes of additional analysis and are not a required part of the basic financial statements. The combining and individual fund statements and schedules have been subjected to the auditing procedures applied in the audit of the basic financial statements and, in our opinion, are fairly stated in all material respects in relation to the basic financial statements taken as a whole. The introductory section and statistical tables have not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we express no opinion on them. February 11,2008 16 CITY OF LA PORTE, TEXAS Management's Discussion and Analysis For the Year Ended September 30,2007 As management of the City of La Porte, we offer readers of the City's financial ;flt\DtsAh~ ve overview and analysis of the financial activities of the City for the fiscal year ended ~nl)'\rl3\,.lbO" e encourage readers to consider the information presented here in conjunction with add . e have furnished in our letter of transmittal, which can be found on pages 3-8 of this report. FINANCIAL HIGHLIGHTS . The assets of the City of La Porte exceeded its liabilities at the close of the most recent fiscal year by $95,793,177 (net assets). Of this amount $23,281,484 (unrestricted net assets) may be used to meet the City's ongoing obligations to citizens and creditors in accordance with the City's fund designation and fiscal policies and working capital requirements. . The City's total net assets increased by $5,797,310. . As of the close of the current fiscal year, the City of La Porte's governmental funds reported combined ending fund balances of $42,690,201. Of this amount, $39,811,551 (93%) is unreserved and available for use within the City's designation and policies and working capital requirements. . At the end of the current fiscal year, unreserved fund balance for the general fund was $13,687,895 approximately (54%) of the total general fund expenditures. OVERVIEW OF THE FINANCIAL STA TEMENTS This discussion and analysis is intended to serve as an introduction of the City's basic financial statements. The City's basic financial statements are comprised of three components: 1) government-wide financial statements, 2) fund financial statements and 3) notes to the financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Government-wide financial statements - The government-wide financial statements are designed to provide readers with a broad overview of the City's finances, in a manner similar to a private-sector business. The Statement of Net Assets presents information on all of the City's assets and liabilities, with the difference between the two reported as net assets. Over time, increases or decreases in net assets may serve as a useful indicator of whether the financial position of the City is improving or deteriorating. The Statement of Activities presents information showing how the City's net assets changed during the fiscal year. All changes in net assets are reported when the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods (e.g., uncollected taxes and earned but unused compensated absences). Both of the government-wide financial statements report functions of the City that are principally supported by taxes and intergovernmental revenues (governmental activities) from functions that are intended to recover all or a significant portion of their costs through user fees and charges (business-type activities). The governmental activities of the City include general government, public safety, public works, health and sanitation and culture and recreation. The business-type activities of the City include the Water and Sewer Utilities, Airport, La Porte Area Water Authority, Sylvan Beach Convention Center and Bay Forest Golf Course operations. The government-wide financial statements can be found on pages 27-31 of this report. 17 - CITY OF LA PORTE, TEXAS Management's Discussion and Analysis For the Year Ended September 30, 2007 Fund financial statements - A fund is a grouping of related accounts that is use resources that have been segregated for specific activities or objectives. The City, governments, uses fund accounting to ensure and demonstrate compliance requirements. All of the funds of the City can be divided into two categories - proprietary funds. er al al governmental funds and Governmental funds - Governmental funds are used to account for essentially the same functions reported as governmental activities in the government-wide financial statements. However, unlike the government-wide financial statements, governmental fund financial statements focus on current sources and uses of spendable resources, as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating a government's near-term financing requirements. Because the focus of governmental funds is narrower than that of the government-wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government-wide financial statements. By doing so, readers may better understand the long-term impact of the government's near-term financing decisions. Both the governmental funds balance sheet and the governmental fund statements of revenues, expenditures and changes in fund balances provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. - The City maintains 18 governmental funds. Information is presented separately in the Governmental Fund Balance Sheet and in the Governmental Fund Statement of Revenues, Expenditures and Changes in Fund Balances for the General, 2007 General Obligation Bond and 2005 General Obligation Bond Fund, all of which are considered to be major funds. Data from the other 15 governmental funds are combined into a single, aggregated presentation called non-major. Individual fund data for each of these non-major governmental funds is provided in the form of combining statements elsewhere in this report. The basic governmental fund financial statements can be found on pages 27-36 of this report. Proprietary funds - The City maintains two types of proprietary funds. Proprietary funds are used to report the same functions presented as business-type activities in the government-wide financial statements. The City uses proprietary funds to account for its utilities, airport, water authority, convention center and golf course. Internal service funds are an accounting device used to accumulate and allocate costs internally among the City's various functions. The City uses its internal service funds to account for its motor pool services, technology services and Insurance Fund. Because these services predominantly benefit governmental rather than business-type functions, they have been included within governmental activities in the government-wide financial statements. Proprietary funds provide the same type of information as the government-wide financial statements, only in more detail. The proprietary fund financial statements provide separate information for the Utility and La Porte Area Water Authority, Airport, Bay Forest Golf Course and Sylvan Beach Convention. All internal service funds are combined into a single aggregated presentation in the proprietary fund financial statements. Individual fund data for the internal service funds is provided in the form of combining statements elsewhere in this report. The basic proprietary fund financial statements can be found on pages 38-43 of this report. Notes to the Financial Statements - The notes provide additional information that is essential to a full understanding of the data provided in the government-wide and fund financial statements. The notes to the financial statements can be found on pages 45-74 of this report. 18 CITY OF LA PORTE, TEXAS Management's Discussion and Analysis For the Year Ended September 30,2007 Other Information - In addition to the basic financial statements and accompanYi{g1ii\tD to\; 1iil5IB~0 presents certain required supplementary information concerning the City's progress i U~).~galon to provide pension benefits to its employees. Required supplementary information can · 'no'od 00 p.O"' 70. 8 of this report. The combining statements referred to earlier in connection with nonmajor governmental funds and internal service funds are presented immediately following the required supplementary information for the general fund. Combining fund statements and schedules can be found on pages 84-104 of this report. GOVERNMENT-WIDE FINANCIAL ANAL YSIS As noted earlier, net assets may serve over time as a useful indicator of a government's financial position. In the case of the City of La Porte, assets exceeded liabilities by $95,793,177 at the close of the fiscal year. By far the largest portion of the City's net assets ($57,010,377) reflects its investment in capital assets (e.g., land, buildings, machinery, equipment, improvements, construction in progress and infrastructure), less any related debt used to acquire those assets that are still outstanding. The City uses these capital assets to provide services to citizens; consequently, these assets are not available for future spending. Although the City's investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources, since the capital assets themselves cannot be used to liquidate these liabilities. City of La Porte's Net Assets Governmental Business- Type Activities Activities Total 2007 2006 2007 2006 2007 2006 Current and other assets $ 57,295,634 $ 51,344,644 $ 6,472,819 $ 7,429,428 $ 63,768,453 $ 58,774,072 Capital assets 52,727,418 45,856,003 37,688,868 38,595,964 90,416,286 84,451,967 Total Assets 110,023,052 97,200,647 44,161,687 46,025,392 154,184,739 143,226,039 Long term liabilities 44,109,498 36,883,566 8,607,342 9,444,483 52,716,840 46,328,049 Other liabilities 5,081.971 5,545,896 1,351,282 1,356,227 6,433,253 6,902,123 Total Liabilities 49,191,469 42,429,462 9,958,624 10,800,710 59,150,093 53,230,172 Net Assets: Invested in capital assets, net of related debt 27,529,009 28,424,345 29,481,368 29,642,136 57,010,377 58,066,481 Restricted 13,316,591 7,363,187 2,184,725 2,185.791 15,501,316 9,548,978 Unrestricted 19,985,983 18,983,653 3,295,501 3,396,755 23,281,484 22,380,408 Total Net Assets $ 60,831,583 $ 54,771,185 $ 34,961 ,594 $ 35,224,682 $ 95,793,177 $ 89,995,867 An additional portion of the City's net assets $15,501,316 (16%) represents resources that are subject to external restrictions on how they may be used. The remaining balance of unrestricted net assets of $23,281,484 (24%) may be used to meet the government's ongoing obligations to citizens and creditors. As of September 30, 2007, the City is able to report positive balances in all three categories of net assets, both for the government as a whole, as well as for its separate categories - governmental and business-type activities. 19 - CITY OF LA PORTE, TEXAS Management's Discussion and Analysis For the Year Ended September 30,2007 Analysis of the City's Operations - the following table provides a summary of th e year ended September 30, 2007, with comparative totals for year ended September tal activities increased the City of La Porte's net assets by $6,060,398. Business-type activities decreased the City's net assets by ($263,088). City of La Porte's Changes in Net Assets Governrrental Business-Type Activities Activities Total 2007 2006 2007 2006 2007 2006 Revenues: Program Revenues: - Charges for Services $ 4,715,891 $ 4,535,854 $ 8,696,589 $ 9,435,426 $ 13,412,480 $ 13,971,280 Operating grants and contributions 991,679 1,106,596 991,679 1,106,596 Capital grants and contributions 1,060,948 1,060,948 General revenues: Property taxes, levied for general purposes 11,246,050 10,535,316 11,246,050 10,535,316 Property taxes, levied for debt service 1,819,554 1,661,801 1,819,554 1,661,801 Industrial payrrents 8,188,891 7,659,591 8,188,891 7,659,591 Franchise taxes 2,003,691 1,986,698 2,003,691 1,986,698 Sales tax 5,735,725 4,067,767 5,735,725 4,067,767 Unrestricted investrrent earnings 2,386,980 1,874,828 342,566 300,099 2,729,546 2,174,927 Mscellaneous 89,400 1,137,928 694,507 89,400 1,832,435 Gain on sale/retirerrent of capital assets (16,083) (16,083) Total revenues $ 37,177,861 34,566,379 10,100,103 10,413,949 47,277,964 44,980,328 Expenses: General Governrrent 8,410,865 7,348,812 8,410,865 7,348,812 Public Saf ety 12,153,324 11,602,951 12,153,324 11,602,951 Public Works 3,668,425 5,209,686 3,668,425 5,209,686 Health and Sanitation 2,487,531 1,862,368 2,487,531 1,862,368 Culture and Recreation 3,120,183 3,579,917 3,120,183 3,579,917 Interest on Long-term debt 1,352,747 1,226,231 1,352,747 1,226,231 Water Services 6,548,382 6,844,631 6,548,382 6,844,631 Sewer Services 2,086,651 1,894,415 2,086,651 1,894,415 Airport 123,904 122,548 123,904 122,548 Bay Forest Golf Course 1,310,589 1,285,121 1,310,589 1,285,121 Sylvan Beach Convention Center 218,053 214,552 218,053 214,552 Total Expenses 31,193,075 30,829,965 10,287,579 10,361,267 41,480,654 41,191,232 Change in net assets before transfers 5,984,787 3,736,414 (187,476) 52,682 5,797,310 3,789,096 Transfers 75,612 (3,910,056) (75,612) 3,910,056 Change in net assets 6,060,398 (173,642) (263,088) 3,962,738 5,797,310 3,789,096 Net assets - beginning 54,771,185 54,944,827 35,224,682 31,261,944 89,995,867 86,206,771 Net assets - ending $ 60,831,583 $ 54,771,185 $ 34,961 ,594 $ 35,224,682 $ 95,793,177 $ 89,995,867 20 - CITY OF LA PORTE, TEXAS Management's Discussion and Analysis For the Year Ended September 30,2007 FINANCIAL ANAL YSIS OF THE GOVERNMENT'S FUNoj D RAFT] Governmental funds - The focus of the City of La Porte's governmental funds is tq pWllido ;nfn="t;n ,on near-term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the City's financing requirements. In particular, unreserved fund balance may serve as a useful measure of a government's net resources available for spending at the end of the fiscal year. As of the end of the current fiscal year, the City of La Porte's governmental funds reported combined ending fund balances of $42,690,201. Approximately 93% of this total amount ($39,811,551) constitutes unreserved fund balance. The remainder of the fund balance is reserved to indicate that it is not available for new spending because it has already been committed 1) to pay for encumbrances ($95,427), 2) to provide for inventories ($83,431), 3) to pay for debt service ($1,925,756), 4) to provide for municipal court building security ($123,475), 5) to provide for municipal court technology ($96,529), 6) to provide for park zone ($169,683), and 7) to provide for confiscated funds ($346,265). In the general fund, the City budgeted for an increase in the fund balance of $238,419. Due to actual expenses being less than budgeted, the actual fund balance increase for fiscal year 2007 was $2,741,943. The 2007 Certificate of Obligation Fund balance increased by $8,048,780 due to issues of bonds in the current fiscal year. The 2005 General Obligation Fund balance decreased by $6,555,527 due to the expenditure of bond proceeds. Other Governmental fund balances increased in 2007 by $1,158,071 due to increased revenues and other sources of financing. Proprietary funds - The City's proprietary fund statements provide the same type of information found in the government-wide financial statements, but in more detail. Unrestricted net assets of the respective proprietary funds are Utility - $1,213,407, Airport - $210,211, La Porte Area Water Authority - $1,791,280, Sylvan Beach Convention Center - $158,144, and Bay Forest Golf Course- ($77,541). The change (decrease) in net assets of the proprietary funds in 2007 was as follows: Utility- ($970,353), Airport - $145,769, La Porte Area Water Authority - $469,531, Sylvan Beach Convention Center - $8,915, and Bay Forest Golf Course - $83,050. General Fund Budgetary Highlights - The City made revisions to the original appropriations approved by the City Council. Overall these changes resulted in a decrease from the original budget of 2% or $580,094. Variances noted in the general fund are due to City Council appropriating additional capital projects, increased spending for public safety projects and salary savings. CAPITAL ASSETS AND DEBT ADMIN/STRA TlON Capital Assets - The City of La Porte's investment in capital assets for its governmental and business-type activities as of September 30, 2007 amounts to $90,416,286 (net of accumulated depreciation). This investment in capital assets includes land, building, equipment, improvements, infrastructure and construction in progress. 21 CITY OF LA PORTE, TEXAS Management's Discussion and Analysis For the Year Ended September 30,2007 Capital Assets at Year-end Net of Accumulated Depreciation Land Buildings Equipment 1m provem ents Infrastructure Construction in Progress Total Governmental Activities 2007 $ 7,925,969 7,510,072 4,974,474 2,571,031 11,187,460 18,558,412 $ 52,727,418 Business-type Activities 2007 $ 2,308,777 360,907 180,226 69,928,070 31,697,149 3,141,809 $ 107,616,938 Total $ 10,234,746 7,870,979 5,154,700 - 72,499,101 42,884,609 21,700,221 $ 160,344,356 Additional information of the City of La Porte's capital assets can be found in Note 4 on pages 58-60 of this report. Debt Administration - At the end of the current fiscal year, the City of La Porte had bonded debt payable of $49,192,500. Of this amount, $40,985,000 comprises bonded debt backed by the full faith and credit of the government and $8,207,500 represents bonds secured solely by water and sewer revenues. Outstanding Debt at Year End Bonds Payable General Obligations Revenue Bonds Payable Certificate of Obligations Total Governmental Activities 2007 $ 16,930,000 24,055,000 $ 40,985,000 Business-type Activities 2007 $ 5,845,000 2,362,500 $ 8,207,500 Totals $ 16,930,000 5,845,000 26,417,500 $ 49,192,500 - The City of La Porte maintains an "Aa3", "A+", "AA" by Moody's, Standard and Poor's and Fitch respectively for general obligation debt. The revenue bonds have been rated "A" by all three of these rating agencies. .... Additional information on the City of La Porte's long-term debt can be found in Note 5 on pages 61-65 of this report. 22 - - - ..., - CITY OF LA PORTE, TEXAS Management's Discussion and Analysis For the Year Ended September 30,2007 ECONOMIC FACTS AND NEXT YEAR'S BUDGETS AND RA AFT The unemployment rate for the Houston metropolitan area is currently 4.4 percent, w a rate of 4.5 percent a year ago. This compares identical to the state's average unemployment rate of 4.2 percent which is comparable to the national average rate of 4.6 percent. The City's budgets for all funds have benefited from a strong and expanding economy from the past several years, which is anticipated to continue in the upcoming Fiscal Year. The City is projected to benefit from growth in the tax base due to increased valuations and new construction. Total assessed property value for all residential and commercial property in the City of La Porte exceeded $1.7 billion for fiscal year 2007 which is 6 percent higher than last year. The trend for total assessed property values has been steadily increasing each year with an average annual increase of 3.5 percent over the past 5 years. Sales tax receipts have grown 40% this fiscal year due to an increase in economic activity as well as an addition of a ~ cent sales tax for street maintencance. This revenue source is the most volatile and subject to decline if an economic slowdown occurs. Assessed A"operty Valuations (in billions) Sales Tax Collections (in millions) 2.5 2003 2004 2005 2006 2007 4.5 4 ./ 3.5 // 3/ 25 /~. . , 2/" 1~r 0.5"/ oj 2003 t 2 . ./ 2004 2005 2006 2007 REQUEST FOR INFORMA TlON This financial report is designed to provide our citizens, customers and creditors a general overview of the City's finances. Questions concerning any of the information provided in this report or requests for additional information should be addressed to the Director of Finance, 604 West Fairmont Parkway, La Porte, Texas, 77571. 23 24 - D - - - - - - - BASIC FINANCIAL STATEMENTS 25 FT - - - - - ~, ,...,. - - ... 26 CITY OF LA PORTE, TEXAS Statement of Net Assets September 30, 2007 Primary Governm Governmental Business-type Activities Activities Total ASSETS Cash and cash equivalents $ 24,872,891 $ 3,122,546 $ 27,995,437 Investments 26,415,327 1,591,913 28,007,240 Receivables, net of allowance for un collectibles Accounts receivable 1,936,031 931,647 2,867,678 Taxes receivable 2,153,738 2,153,738 Due from other governments 1,023,599 1,023,599 Accrued interest receivable 199,874 32,893 232,767 Other 8,978.00 8,978 Materials and supplies inventories at cost 124,839 4,540 129,379 Prepaid expenses 149,580 149,580.00 Deferred issuance costs 560,357 560,357 Restricted Assets: Cash and cash equivalents restricted for: Customer service deposits 514,700 514,700 Debt service 125,000 125,000 Investments restricted for debt service 758,531 758,531 Capital assets: Land 7,925,969 2,308,777 10,234,746 Buildings and improvements 18,187,994 1,166,840 19,354,834 Improvements other than buildings 7,649,693 69,928,070 77,577,763 Infrastructure 26,957,309 26,957,309 Machinery and equipment 13,672,416 525,652 14,198,068 Construction in progress 18,558,412 3,141,809 21,700,221 Accumulated depreciation (40,224,375) (39,382,280) (79,606,655) Total assets 110,023,052 44,920,218 154,943,270 LIABILITIES Accounts payable 4,530,006 676,392 5,206,398 Accrued salaries payable 409,091 59,977 469,068 Due to other governments 64,445 64.445 Unearned revenue 364 48,783 49,147 Other current liabilities 7,608 7,608 Interest payable 78,065 32,310 110,375 Customer deposits 526,212 526,212 Noncurrent liabilities : Due within one year 1,804,000 872,500 2,676,500 Due in more than one year 42,305,498 7,734,842 50,040,340 Total liabilities 49,191,469 9,958,624 59,150,093 NET ASSETS Invested in capital assets, net of related debt 27,529,009 29.481,368 57,010,377 Restricted for: Debt service 1,962,005 2,184,725 4,146,730 Economic development 5,004,327 5,004,327.00 Capital improvements 4,749,039 4,749,039.00 Grants and state programs 1,601,220 1,601,220 Unrestricted 19,985,983 3,295,501 23,281,484 Total net assets $ 60,831,583 $ 34,961,594 $ 95,793,177 See accompanying notes to financial statements. 27 - CITY OF LA PORTE, TEXAS Statement of Activities For The Year Ended September 30,2007 Program Reve ues Fees, Fines and Operating Capl a Cha rges for Grants and Grants and Program Activities Expenses Services Contributions Contributions Governmental activities: General Government $ 8,410,865 $ 2,006,607 $ 30,000 $ Public Safety 12,153,324 435,128 871,320 Public Works 3,668,425 Health & Sanitation 2,487,531 1,856,013 53,591 Culture and recreation 3,120,183 418,143 36,768 Interest on Long Term Debt 1,352,747 Total governmental activities 31,193,075 4,715,891 991,679 Business-type activities: Water Services 6,548,382 4,789,854 847,006 Sewer Services 2,086,651 2,763,715 Airport 123,904 42,359 213,942 Golf Course 1,310,589 911,371 Sylvan Beach Convention Ctr 218,053 189,290 Total business-type activities 10,287,579 8,696,589 1,060,948 Total government $ 41,480,654 $ 13,412,480 $ 991,679 $ 1,060,948 - General revenues: Taxes: Property taxes, levied for general purposes Property taxes, levied for debt service Industrial payments Franchise Public service Investment earnings Miscellaneous Transfers Total general revenues and transfers Change in net assets Net assets-beginning Net assets-ending See accompanying notes to basic financial statements. 28 Net (Expenses) Revenues and Changes in Net Assets Governmental Business-type Activities Activities Total $ (6,374,258) $ (10,846,876) (3,668,425) (577,927) (2,665,272) (1,352,747) (25,485,505) $ (6,374,258) (10,846,876) (3,668,425) (577,927) (2,665,272) (1,352,747) (25,485,505) (911,522) (911,522) 677,064 677,064 132,397 132,397 (399,218) (399,218) (28,763) (28,763) (530,042) (530,042) $ (25,485,505) $ (530,042) $ (26,015,547) 11,246,050 11,246,050 1,819,554 1,819,554 8,188,891 8,188,891 2,003,691 2,003,691 5,735,725 5,735,725 2,386,980 342,566 2,729,546 89,400 89,400 75,612 (75,612) 31,545,903 266,954 31,812,857 6,060,398 (263,088) 5,797,310 54,771,185 35,224,682 89,995,867 $ 60,831,583 $ 34,961,594 $ 95,793,177 29 AFT - CITY OF LA PORTE, TEXAS Balance Sheet Governmental Funds September 30,2007 2007 Gene Obligation General Bonds ASSETS Cash and cash equivalents $ 9,726,084 $ 36,838 $ Inves tm ents 5,000,437 8,067,088 1,370,902 Receivables, net of allowance for -. uncollectibles: Accounts 1,936,031 Taxes 1,646,148 Intergovernm ental Accrued interest 81,843 296 918 Other Due from other funds 591,539 Materials and supplies inventories, at cost 83,433 Total assets 19,065,515 8,104,222 1,371,820 LIABILITIES AND FUND BALANCES Liabilities: Accounts payable 2,411,957 55,442 290,608 Accrued salaries payable 288,407 Due to other governments Due to other funds 591,539 Retainage payable Deferred revenue 2,407,548 Accrued employee separation pay 100,000 Total liabilities 5,207,912 55,442 882,147 Fund balances: Reserved for: - Inventories 83,431 E ncum brances 86,277 Municipal Court Building Security Municipal Court Technology Fee Park Zone Confiscated funds Debt service Unreserved, Designated for capital projects 38,084 Unreserved/U ndes ignated 13,649,811 8,048,780 489,673 Unreserved, reported in nonmajor: - Special revenue funds Capital projects funds Total fund balances 13,857,603 8,048,780 489,673 Total liabilities and fund balances $ 19,065,515 $ 8,104,222 $ 1,371,820 See accompanying notes to basic financial statements. - 30 R F Other Total Governmental Governmental Funds Funds $ 10,407,778 $ 20,170,700 9,579,149 24,017,576 1,936,031 507,590 2,153,738 1,023,599 1,023,599 79,220 162,277 4,309 4,309 591,539 83,433 21,601,645 50,143,202 71,890 114,678 3,811,793 291,108 64,445 591,539 71,890 2,522,226 100,000 7,453,001 1,053,786 2,701 64,445 1,307,500 83,431 9,150 95,427 123,475 123,475 96,529 96,529 169,683 169,683 346,265 346,265 1,925,756 1,925,756 38,084 22,188,264 7,501,313 7,501 ,313 10,121,974 10,121,974 20,294,145 42,690,201 $ 21,601,645 50,143,202 31 32 D F .. - CITY OF LA PORTE, TEXAS Reconciliation of the Governmental Funds Balance Sheet to Statement of Net Assets September 30,2007 Amounts reported for governmental activities in the statement of net assets are different because: Total fund balances - total governmental funds Capital assets used in governmental activities are not current financial resources and, therefore, are not reported in this fund financial statement, but are reported in the governmental activities of the statement of net assets. Revenues in the statement of activities that do not provide current financial resources are not reported as revenues in the funds Unavailable revenues Interest payable on long-term debt does not require current financial resources. Therefore, interest payable is not recorded as a liability in governmental funds balance sheets. The assets and liabilities of certain internal service funds are not included in the fund financial statement, but are included in the governmental activities of the statement of net assets. Some liabilities, (such as notes payable, capital lease contract payable, long-term compensated absences and bonds payable), are not due and payable in the current period and are not included in the fund financial statement, but are included in the governmental activities of the statement of net assets: Bonds Payable Premium on Issuance Compensated Absences Payable Bond Issuance Costs Net assets of governmental activities See accompanying notes to basic financial statements. 33 AF $ 42,690,201 48,725,880 2,523,556 (78,065) 10,383,055 (40,985,000) (326,022) (2,662,379) 560,357 $ 60,831,583 ~.. CITY OF LA PORTE, TEXAS Statement of Revenues, Expenditures and Changes in Fund Balances Governmental Funds For The Year Ended September 30, 2007 F 2007 Certif cate 2005 Gen ral of Obligation Obligation General Bonds Bonds REVENUES Property taxes $ 11,137,787 $ $ Franchise taxes 2,003,691 Sales taxes 2,986,733 Donations Industrial payments 7,987,846 Other taxes 66,937 Licenses and permits 919,923 Fines and forfeits 965,216 Charges for services 3,928,027 -.., Intergo\lernmental 5,483 Interest 868,955 94,041 131,325 Miscellaneous 62,318 Total re\lenues 30,932,916 94,041 131,325 EXPENDITURES Current: - General GO\lernment 6,241,603 Public Safety 11,769,003 Public Works 2,407,428 Health and Sanitation 1,972,823 Culture and Recreation 3,103,466 Debt service: Principal retirements Interest and fiscal charges 129,476 Capital outlay 28,357 6,515,799 Total expenditures 25,494,323 157,833 6,515,799 - Excess (deficiency) of re\lenues o\ler expenditures 5,438,593 (63,792) (6,384,474) OTHER FINANCING SOURCES (USES) Issuance of debt 8,075,000 Premium on bonds 37,572 Transfers in 419,717 Transfers out (3,137,620) (171,053) Proceeds from sale of Assets 21,253 - Total other financing sources (uses) (2,696,650) 8,112,572 (171,053) Net change in fund balances 2,741,943 8,048,780 (6,555,527) Fund balances-beginning 11,115,660 7,045,200 Fund balances-ending $ 13,857,603 $ 8,048,780 $ 489,673 - See accompanying notes to basic financial statements. 34 Other Governmental Funds Total Governmental Funds $ $ 12,990,852 2,003,691 5,227,100 30,000 8,188,891 508,625 919,923 1,243,694 3,966,801 716,103 2,117,375 77,056 37,990,111 1,853,065 2,240,367 30,000 201,045 441 ,688 278,478 38,774 710,620 1,023,054 14,738 6,831,829 1,433,089 7,674,692 11,769,003 2,407,428 1,972,823 3,103,466 1,235,000 1,235,000 1,452,811 1,582,287 3,490,535 10,034,691 7,611,435 39,779,390 (779,606) (1,789,279) 8,075,000 37,572 3,776,857 4,196,574 (1,839,180) (5,147,853) 21,253 1,937,677 7,182,546 1,158,071 5,393,267 19,136,074 37,296,934 $ 20,294,145 $ 42,690,201 FT 35 36 D FT - - - - CITY OF LA PORTE, TEXAS Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances of Governmental Funds to th Statement of Activities DRAF For The Year Ended September 30, 2007 Amounts reported for governmental activities in the statement of activities are different because: Net change in fund balances-total governmental funds: $ 5,393,267 Governmental funds report outlays for capital assets as expenditures because such outlays use current financial resources. In contrast, the statement of activities reports only a portion of the outlay as expense. The outlay is allocated over the assets' estimated useful lives as depreciation expense for the period. This is the amount by which capital outlays $9,789,991 exceeded depreciation $2,466,325 and losses from the disposition of capital assets in the current period. 7,298,727 Governmental funds do not present revenues that are not available to pay current obligations. In contrast, such revenues are reported in the statement of activities when earned. (1,094,199) Governmental funds report bond proceeds as current financial resources. In contrast, the statement of activities treats such issuance of debt as a liability. Governmental funds report repayment of bond principal as an expenditure. In contrast, the statement of activities treats such repayments as a reduction in long-term liabilities. This is the amount by which proceeds exceeded repayments. (6,723,204) Some expenses reported in the statement of activities do not require the use of current financial resources and these are not reported as expenditures in governm ental funds: Accrued interest not reflected in governmental funds Additional compensated absences not reflected in governmental funds Amortization of bond issuance costs Amortization of premium on bonds 10,880 (145,178) 59,354 4,938 Internal service funds are used by management to charge the costs of certain activities, such as fleet maintenance and information technology, to individual funds. The net revenue (expense) of the internal service funds is reported with govern menta I activities. 1,255,813 Change in net assets of governmental activities $ 6,060,398 37 - CITY OF LA PORTE, TEXAS Statement of Net Assets Proprietary Funds September 30, 2007 D Business-type Activitie - Enterprise Funds La Porte Area Other Utility W ate r Authority Funds ASSETS Current assets: Cash and cash equivalents $ 1,687,755 $ 1,072,565 $ 362,226 Investments 860,509 547,022 184,382 Receivables, net of allowance for uncollectibles 767,934 159,215 4,498 Accrued interest receivable 17,192 12,583 3,118 - Miscellaneous receivables Material and supplies inventories, at cost 4,540 Prepaid expenses 149,580 _. Restricted cash and cash equivalents for: Customer service deposits 468,839 45,861 Current debt service 125,000 Inves tm ents res tricted for: Current debt service 758,531 Total current assets 3,931,769 2,699,496 600,085 Noncurrent assets: Capital assets: Land 224,308 2,084,469 Buildings and im provem ents 51,730 1,115,110 Improvements other than buildings 48,624,534 14,719,440 6,584,096 Vehicles and equipment 428,392 6,130 91,130 Construction in progress 2,638,994 502,815 Less accumulated depreciation (28,400,608) (5,862,846) (5,118,826 ) Total noncurrent assets 23,567,350 8,862,724 5,258,794 Total assets 27,499,119 11,562,220 5,858,879 LIABILITIES Current liabilities: Accounts payable 508,439 149,685 18,268 Accrued salaries payable 41,914 18,063 Unearned revenue 48,783 Other current liabilities 7,608 Accrued interest payable 20,332 11,978 Payable from restricted assets: Current portion of revenue bonds 387,500 485,000 Customer deposits 469,342 56,870 Total current liabilities 1,427,527 646,663 149,592 Noncurrent liabilities: Revenue bonds, net of current portion 2,225,000 5,110,000 Accrued separation pay 240,163 159,679 Total noncurrent liabilities 2,465,163 5,110,000 159,679 Total liabilities 3,892,690 5,756,663 309,271 NET ASSETS Invested in capital assets, net of related debt 20,954,850 3,267,724 5,258,794 Restricted for debt service 1,438,172 746,553 Unrestricted (deficit) 1,213,407 1,791,280 290,814 Total net assets $ 23,606,429 $ 5,805,557 $ 5,549,608 See accompanying notes to basic financial statements. 38 AFT Governmental Activities - Internal T ota Is Service Funds $ 3,122,546 $ 4,702,191 1,591,913 2,397,751 931,647 32,893 37,597 4,669 4,540 41 ,406 149,580 514,700 125,000 758,531 7,231,350 7,183,614 2,308,777 1,166,840 69,928,070 525,652 11,766,816 3,141,809 (39,382,280) (7,765,278) 37,688,868 4,001,538 44,920,218 11,185,152 676,392 646,323 59,977 17,983 48,783 1,694 7,608 32,310 872,500 526,212 2,223,782 666,000 7,335,000 399,842 136,097 7,734,842 136,097 9,958,624 802,097 29,481,368 4,001,538 2,184,725 3,295,501 6,381,517 $ 34,961,594 $ 10,383,055 39 .... CITY OF LA PORTE, TEXAS Statement of Revenues, Expenses and Changes in Fund Net Ass Proprietary Funds For The Year Ended September 30,2007 Business-type Activities - Enterprise Funds La Porte Area Othe r Utility W ate r Authority Funds Operating revenues: User fees $ 6,518,507 $ 1,035,062 $1,143,020 Operating expenses: Personal services 2,333,780 949,768 Supplies 193,536 215 175,777 Other services and charges 3,154,232 721,721 257,128 Depreciation 1,531,473 441 ,91 3 267,864 Total op,erating expenses 7,213,021 1,163,849 1,650,537 Operating income (loss) (694,514) (128,787) (507,517) - Nonoperating revenues (expenses): Interest income 204,267 110,364 27,935 Interest expense and fiscal charges (161,364) (299,598) Gain (loss) on sale of equipment 202,799 (2,009) Total nonoperating revenue (expenses) 245,702 (189,234 ) 25,926 Incom e (loss) before contributions and transfers (448,812) (318,021) (481,591 ) Capital contributions 847,006 213,942 Transfers in 54,524 538,816 Transfers out (576,065) (59,454) (33,433 ) Change in net assets (970,353) 469,531 237,734 Total net assets-beginning 24,576,782 5,336,026 5,311,874 Total net assets-ending $ 23,606,429 $ 5,805,557 $ 5,549,608 - See accompanying notes to basic financial statements. 40 DR FT Governmental Activities - Internal Tata Is Service Funds $ 8,696,589 $ 6,325,889 3,283,548 1,361,654 369,528 382,849 4,133,081 3,887,438 2,241,250 821,049 10,027,407 6,452,990 (1,330,818) (127,101) 342,566 269,605 (460,962) 200,790 86,418 82,394 356,023 (1,248,424) 228,922 1,060,948 593,340 1,049,222 (668,952) (22,331 ) (263,088) 1,255,813 35,224,682 9,127,242 $ 34,961,594 $ 10,383,055 41 Governmental DRAF Activities - Internal Totals Service Funds $ 8.882.084 $ 6,402.600 (6,071,642) (4,179,413) (3,265.313) (1,344,842) (454.871 ) 878,345 593,340 1,040,778 (668,952) (13,887) (75,612) 1,026,891 760,701 86,305 (136,410) (517,070) 213,942 209,746 (847,500) (504,982) (1,188.645) (307,324) 349,430 262.737 2,930.337 (237,123) 3,279.767 25,614 2.580.316 1,930,850 2,451,428 3,078,665 $ 3,762.346 $ 4,702,191 $ (1.330.818) $ (127,101) 2.241.250 821,049 174,832 77 ,123 4,774 (149,580) 7,879 2,080 69.329 86,100 13,784 (412) (1,490,460) (1,443) 10,356 14,732 875,947 1,005,446 $ (454,871 ) $ 878,345 $ 3,122.546 $ 4,702,191 514,700 125,000 $ 3,762,246 $ 4,702.191 43 - - - - - - -' - ...' - 44 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30, 2007 1. Summary of significant accounting policies RAF A. General Statement The City of La Porte, Texas (the "City"), was incorporated on August 10, 1892, and operates under a "Council - Manager" form of government and provides the following services as authorized by its charter: public safety, development services, public health and welfare, culture and recreation and waterworks. The accounting and reporting policies of the City relating to the funds included in the accompanying basic financial statements conform to U.S. Generally Accepted Accounting Principles (GAAP) applicable to state and local governments which include those principles prescribed by the Governmental Accounting Standards Board (GASB), the American Institute of Certified Public Accountants and the Financial Accounting Standards Board. The more significant accounting policies of the City are described below. B. Financial Reportinq Entity The City's basic financial statements include the accounts of all City operations. The City, with its elected governing body of mayor and eight council members, is considered a primary government. As required by generally accepted accounting principles, the basic financial statements include the City and its component units, entities for which the government is considered to be financially accountable. Blended component units, although legally separate entities, are, in substance, part of the government's operations. All component units have been included as blended component units because of the significance of their operational and financial relationships with the City. The La Porte Area Water Authority (the "Authority") is governed by a five-member board appointed by the City Council. Although it is a legally separate entity, the Authority provides services almost exclusively for the City's water operations, and is in substance a part of the City's primary operations. The Authority was created by the City to finance the operations involved in obtaining surface water supplies and converting these supplies to potable water. This water is sold primarily to the City of La Porte (86%) with the remainder being sold to other neighboring political subdivisions. The operations of the Authority are reported as a proprietary fund type. The Tax Increment Reinvestment Zone One (the "Zone") is governed by a nine-member board appointed by the City Council. The Zone provides benefits exclusively for the City through reinvestment financing of ad valorem taxes, which are utilized for capital improvements for the City of La Porte. The Zone is presented as a governmental fund type. The Section 4B Sales Tax corporation provides services that exclusively benefit the City of La Porte and is governed by a seven-member board appointed by City Council. The Section 4B Sales Tax Corporation is presented as a governmental fund type. Complete financial statements for each of the individual component units may be obtained through the City of La Porte. C. Basis of Presentation Government Wide Statements: The government-wide financial statements (i.e. the statement of net assets and the statement activities) report information on all of the nonfiduciary activities of the City, including the component units. As a general rule the effect of interfund activity has been removed from these statements. Exceptions to this general rule are payments reasonably equivalent in value to the interfund services provided and other charges between the City's various functions of the government. Elimination of these charges would distort the direct costs and program revenues reported for the various functions concerned. Governmental activities, which are normally supported by taxes and intergovernmental revenues, are reported separately from business-type activities, which rely significantly on fees and charges for support. 45 - CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30,2007 The statement of activities demonstrates the degree to which the direct expens s of a iven ro ra or function is offset by program revenues. Direct expenses are those that are clearly identifiable with a specific program or function. Program revenues include 1) charges to customers or applicants who purchase, use or directly benefit from goods, services or privileges provided by a given program or function and 2) operating or capital grants and contributions that are restricted to meeting the operational or capital requirements of a particular program or function. Taxes and other items not properly included among program revenues are reported instead as general revenues. 1. Summary of significant accounting policies - Continued The accounts of the City are organized on the basis of funds each of which is considered a separate accounting entity. The operations of each fund are accounted for with a separate set of self-balancing accounts that comprise its assets, liabilities, fund equity, revenues and expenditures or expenses, as appropriate. Government resources are allocated to and accounted for in individual funds based on the purposes for which they are to be spent and the means by which spending activities are controlled. Individual funds summarized in the accompanying financial statements are classified below. - Fund Financial Statements: The City segregates transactions related to certain functions or activities in separate funds in order to aid financial management and to demonstrate legal compliance. Separate statements are presented for governmental and proprietary activities. Major individual governmental funds and major individual enterprise funds are reported as separate columns in the fund financial statements. Governmental funds are those through which most governmental functions typically are financed. The measurement focus of governmental funds is on the sources, uses and balance of current financial resources. The City has presented the following major governmental funds: (a) General Fund - is the main operating fund of the City. This fund is used to account for all financial resources not accounted for in other funds. All general tax revenues and other receipts that are not restricted by law or contractual agreement to some other fund are accounted for in this fund. General operating expenditures, fixed charges and capital improvement costs that are not paid through other funds are paid from the General Fund. (b) 2007 Certificate of Obligation Fund - This fund is used to fund is used to account for the proceeds and expenditures related to wastewater treatment plan, ball fields and golf course cart path repair. (c) 2005 General Obligation Bond Fund - This fund is used to fund projects that benefit the City in general. A specific project from this issue is the construction of the Police Facility. 46 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30,2007 1. Summary of significant accounting policies - Continued Proprietary Funds are accounted for using the economic resources measurem ~l::r al basis of accounting. The accounting objectives are determinations of net inco e financial osition nd cash flow. All assets and liabilities are included on the Statement of Net Assets. Proprietary funds distinguish operating revenues and expenses from non-operating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund's principal ongoing operations. Operating expenses for the proprietary funds include the cost of personal and contractual services, supplies and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as non-operating revenues and expenses. The City reports the following major proprietary funds: (a) Utility Fund - is used to account for the provision of water and sewer services to the residents of the City. All activities necessary to provide such services are accounted for in this fund, including, but not limited to administration, operations and maintenance of the water and sewer system and billing and collection activities. The fund also accounts for the accumulation of resources for, and the payment of, long-term debt principal and interest for water and sewer debt. All costs are financed through charges to utility customers with rates reviewed regularly and adjusted if necessary to ensure integrity of the fund. (b) La Porte Area Water Authority Fund - is used to account for revenues and expenses related to obtaining raw surface water and converting it to potable water to be sold to La Porte and neighboring cities. Additionally, the City reports the Internal Service Funds which are used to account for the Motor Pool, Technology and Insurance services provided to other departments of the City on a cost reimbursement basis. D. Measurement Focus and Basis of Accountinq Measurement focus refers to what is being measured; basis of accounting refers to when revenues and expenditures are recognized in the accounts and reported in the financial statements. Basis of accounting relates to the timing of the measurement made, regardless of the measurement focus applied. The government-wide financial statements and fund financial statements for proprietary funds are reported using the economic resources measurement focus and the accrual basis of accounting. The economic resources measurement focus means all assets and liabilities (whether current or non-current) are included on the statement of net assets. The operating statements present increases (revenues) and decreases (expenses) in net total assets. Under the accrual basis of accounting, revenues are recognized when they are earned. Expenses are recognized at the time the liability is incurred. Unbilled water and wastewater utility service receivables are accrued as revenues and reflected in the financial statements. 47 - CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30,2007 1. Summary of significant accounting policies - Continued Governmental fund financial statements are reported using the current financial r: nt focus and are accounted for using the modified accrual basis of accounting. U al basis of accounting, revenues are recognized when susceptible to accrual; Le., when they become both measurable and available. "Measurable" means the amount of the transaction can be determined and "available" means collectible within the current period or soon enough thereafter to be used to pay liabilities of the current period. For this purpose, the government considers revenues to be available if they are collected within 60 days of the current fiscal period. Most revenue sources are recorded as revenues when received in cash because they are generally not measurable until actually received. The revenues susceptible to accrual are property and sales taxes, franchise fees, interest income and intergovernmental revenues. A one-year availability period is used for recognition of all other Governmental Fund revenues. Expenditures are recorded when the related fund liability is incurred. However, debt service expenditures, as well as expenditures related to compensated absences are recorded only when payment is due. E. Budoetarv Information Annual budgets are adopted on a basis consistent with generally accepted accounting principles. Annual appropriated budgets are adopted for the general, special revenue funds and debt service funds. All annual appropriations lapse at fiscal year-end. Project length financial plans are adopted for all capital projects funds. The City uses the following procedures in establishing the budgets reflected in the financial statements: 1. Prior to August, the City Manager submits to the City Council a proposed operating budget for the fiscal year commencing on the following October 1. The operating budget includes proposed expenditures and the means of financing them. 2. A public hearing is conducted to obtain taxpayer comments. 3. Prior to September 30, the budget is legally enacted through passage of an ordinance. 4. The City Manager must approve changes within a fund, which is the legal level of control. City Council approves changes between departments as well as amendments to the budget during the year as may be required. 5. Formal budgetary integration is employed as a management control device during the year for the General Fund and Proprietary Funds. Formal budgetary integration is not employed for the Debt Service Fund and Capital Projects Funds because effective budgetary control is alternatively achieved through bond indenture provisions and legally binding construction contracts, respectively. 6. The budget for the General Fund and Special Revenue Funds are adopted on a basis consistent with GMP. Budgets for the Proprietary Funds are utilized for planning, control and evaluation purposes. They are adopted on a basis consistent with GMP except that bond principal payments and capital asset acquisitions are treated as expenditures. 7. Budgeted amounts are amended by the City Council during the year. Individual amendments were not material in relation to the original appropriations, which were amended. Encumbrances represent commitments related to unperformed contracts for goods or services. Encumbrance accounting - under which purchase orders, contracts and other commitments for the expenditure of resources are recorded to reserve that portion of the applicable appropriation - is utilized in the governmental funds throughout the year. Encumbered amounts lapse at year-end. However, encumbrances generally are reappropriated as part of the following year's budget. - - 48 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30, 2007 1. Summary of significant accounting policies - Continued F. Cash and Investments D FT Cash includes amounts in demand deposits, short-term investments, which mature within ninety days of the fiscal year end, and various petty cash funds. The short-term investments are stated at cost or amortized cost, which approximate fair value. The short-term investments consist of U.S. Treasury Bills and deposits in the Texas Local Government Investment Pool (TexPool), the Local Government Investment Cooperative (LOGIC) and Texas Short Term Asset Reserve Program (TexStar) all of which have the general characteristics of a demand deposit account. For purpose of the statement of cash flows, Proprietary Fund types consider temporary investments with a maturity of three months or less when purchased to be cash equivalents. In accordance with Statement No. 31, the City reports all investments at fair value, except for "money market investments" and "2a7-like pools". Money market investments, which are short-term highly liquid debt instruments that may include U.S. Treasury and agency obligations, are reported at amortized costs. Investment positions in external investment pools that are operated in a manner consistent with the SEC's Rule 2a7 of the Investment Company Act of 1940, such as TexPool, LOGIC and TexStar are reported using the pools' share price. G. Prepaid Expenses Prepaid balances are for payments made by the City in the current year to provide services occurring in the subsequent fiscal year, and the reserve for prepaid items has been recognized to signify that a portion of fund balance is not available for other subsequent expenditures. H. Receivables Receivables as of year-end of the government's individual major and non-major funds and internal service funds, including the applicable allowances for uncollectible accounts, are as follows: Inter- Fund Taxes governmental Interest Other Accounts Total General $ 2,226,287 $ $ 81,843 $ $5,986,063 $ 8,294, 193 2007 C.O. 296 296 2005 G.O. Bonds 918 918 Nonmajor governmental 721,158 1,023,599 79,220 4,309 1,828,286 Utility 17,192 802,566 819,758 La Porte Area Water Authority 12,583 159,215 171,798 Nonmajor enterprise 3,118 4,498 7,616 Internal service funds 37,597 4,669 42,266 Gross Receivables 2,947,445 1,023,599 232,767 8,978 6,952,342 11,165,131 Less: allowance for uncollectibles (793,707) (4,084,664 ) (4,878,371 ) Net total receivables $2,153,738 $ 1,023,599 $ 232,767 $ 8,978 $ 2,867,678 $ 6,286,760 49 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30, 2007 Governmental funds reported unearned revenue in connection with receivables considered to be available to liquidate liabilities of the current period. Revenue r ed in connection with resources that have been received, but not yet earned in the proprietary funds. At the end of the current fiscal year, the various components of deferred revenue and unearned revenue reported in the governmental and proprietary funds were as follows: .."., 1. Summary of significant accounting policies - Continued Unavailable Unearned Nonmajor Nonmajor General Debt Service Governmental Enterprise Total $ 722,030 $ 114,314 $ $ $ 836,344 147,970 147,970 1,234,623 1,234,623 241,486 241,486 61,439 48,783 110,222 364 364 $ 2,407,548 $ 114,314 $ 364 $ 48,783 $ 2,571,009 Delinquent property taxes receivable Court fines Emergency medical services Mowing and demolition services Miscellanous Grant revenues Total deferred / unearned revenue I. Use of Estimates The preparation of financial statements in conformity with generally accepted accounting principles requires management to make estimates and assumptions that affect the reported amount of assets and liabilities and the disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of revenues, expenditures, and expenses during the reporting period. Actual results may differ from those estimates. J. Indirect Expense Allocations It is the policy of the City not to allocate indirect expenses to various functions in the Government-wide Statement of Activities. K. Restricted Assets The City applies restricted resources when an expense is incurred for purposes for which both restricted and unrestricted net assets are available. L. Inventories - Inventories consist of material and supplies and are valued at cost (first-in, first-out). Inventories for all funds consist of expendable supplies held for consumption and the cost thereof is recorded as an expenditure at the time individual inventory items are issued. Reported inventories in the Governmental Funds are offset by a fund balance reserve, which indicates they are unavailable for appropriation even though they are a component of net current assets. - M. Interfund Transactions Transactions between funds that would be treated as revenues, expenditures or expenses if they involved organizations external to the governmental unit are accounted for as revenues, expenditures or expenses in the funds involved. Transactions, which constitute reimbursement to a fund for expenditures or expenses initially made from that fund, which are properly attributable to another fund, are recorded as expenditures or expenses in the reimbursing fund and as reductions of the expenditure or expense in the fund that is reimbursed. Nonrecurring or non routine transfers of equity between funds are reported as additions to, or reductions of, the fund balance of Governmental Funds. All other legally authorized transfers are treated as transfers and are included in the results of operations of both Governmental and Proprietary Funds. ..... 50 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30,2007 1. Summary of significant accounting policies - Continued N. Capital Assets AFT Capital assets, which include property, plant, equipment and infrastructure assets, are reported in the applicable governmental or business-type activities columns in the government-wide financial statements and in the fund financial statements for proprietary funds. Capital assets are defined by the government as assets with an initial unit cost of $5,000 or more and an estimated useful life exceeding two years. Such assets are recorded at historical cost or estimated historical cost if actual historical cost is not available. Donated capital assets are recorded at their fair market value on the date donated. Repairs and maintenance that do not add to the value of the asset or extend assets lives are recorded as expenses. Interest cost during construction is capitalized when the effect of capitalization materially impact the financial statements. During the year ended September 30,2007, no interest costs were capitalized. Property, plant and equipment of the primary government, as well as the component units, are depreciated using the straight line method over the following estimated useful lives: Buildings Water and Sewer System Infrastructure Machinery and Equipment Improvements 20 years 20 - 40 years 20 - 30 years 4 -10 years 20 years O. Compensated Absences The City's employees earn vacation and sick leave, which may either be taken or accumulated, up to certain amounts, until paid upon termination or retirement. For all funds, this liability reflects amounts attributable to cumulative employee services already rendered, where the payment is probable and can be reasonably estimated. The current and long-term portions of the governmental fund type liabilities are recorded in the Government-Wide Statement of Net Assets. The proprietary fund type liability is recorded as a liability in the individual proprietary funds since payment of this liability will be made from resources of these funds. Also, for the governmental activities, compensated absences are generally liquidated by the general fund. Policies relating to the accrual and payment of these benefits are as follows: . Vacation - Employees earn from 10 to 25 days of vacation per year. Upon separation, employees are paid for all accumulated vacation leave (up to one and one half times their annual accrual rate). . Sick Leave - Employees earn an average of 10 sick hours per month of service. Non-civil service employees hired after November 19, 1991 and who have completed 10 consecutive years of service with the City, are paid for accumulated sick leave, subject to a limit of 480 hours. Civil service employees are subject to a limit of 720 hours. The liability for compensated absences at September 30, 2007 is comprised of the following: Vacation Sick Lea\€ Total All Funds Go\€rnmental $ 819,979 2,078,497 $ 2,898,476 Business Type $ 157,980 241,862 $ 399,842 Total $ 977,959 2,320,359 $3,298,318 51 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30, 2007 1. Summary of significant accounting policies - Continued F P. Lonq-term Obliqations In the government-wide financial statements and proprietary fund types in the fund financial statements, long-term debt and other long-term obligations are reported as liabilities in the applicable governmental activities, business-type activities or proprietary fund type statement of net assets. Bond premiums and discounts, as well as issuance costs, are deferred and amortized over the life of the bonds using the straight-line method. Bonds payable are reported net of the applicable bond premium or discount. In the fund financial statements, governmental fund types recognize bond premiums and discounts, as well as bond issuance costs, during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. Q. Reservations of Fund Balances The fund balance reserves for revenue bond retirement and construction, prepaid items, inventory and debt service are discussed in Notes 5, 1 (G), 1 (L) and 1 (C), respectively. Other reserves of funds are for the Municipal Court Building Security Fees and Municipal Court Technology Fees, park zone and confiscated funds. R. Net Assets Net assets represent the difference between assets and liabilities. Net assets invested in capital assets, net of related debt consists of capital assets, net of accumulated depreciations, reduced by the outstanding balances of any borrowing used for the acquisition, construction or improvements of those assets and adding back unspent proceeds. Net assets are reported as restricted when there are limitations imposed on their use either through the enabling legislations adopted by the city or through external restrictions imposed by creditors, grantors or laws or regulations of other governments. 2. Cash, Cash Equivalents and Investments Cash and Cash Equivalents The City reports cash and cash equivalents in the City's statement of cash flows for Proprietary Fund Types and in all other financial statements of financial position. The City considers cash and cash equivalents to be cash on hand, demand deposits, certificates of deposit, balances in privately managed public funds investment pools and money market mutual funds. Investments Investments consist of balances in privately managed public funds investment pools, money market mutual funds and investments in United States (US) Agency securities. The City reports all investments at fair value based on quoted market prices at year-end date. The Texas Public Funds Investment Act (PFIA), as prescribed in Chapter 2256 of the Texas Government Code, regulates deposits and investment transactions of the City. In accordance with applicable statutes, the City has a depository contract with an area bank (depository) providing for interest rates to be earned on deposited funds and for banking charges the City incurs for banking services received. The City may place funds with the depository in interest and non-interest bearing accounts. Statutes and the depository contract require full security for all funds in the depository institution through federal depository insurance or a combination of federal depository insurance and acceptable collateral securities and/or an acceptable surety bond. The City requires the depository to place the collateral securities with an independent trustee institution. The depository is required to deliver the 52 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30,2007 2. Cash, Cash Equivalents and Investments - Continued safekeeping receipts to the City. In accordance with Texas statutes, the safek rI he name of the depository with proper indication of pledge of the collateral securi . to secure funds of the City. The City must approve all collateral securities pledged and also must approve in writing any changes to the pledged collateral securities. The City has adopted a written investment policy regarding the investment of its funds as defined by the PFIA. The PFIA also requires the City to have independent auditors perform test procedures related to investment practices as provided by the Act. The City complies with the requirements of the Act and with local policies. The City's investment policy permits investment of City funds in only the following investment types, consistent with the strategies and maturities defined in the policy: ~ Obligations of the U.S., its agencies and instrumentalities. ~ Direct obligations of the State of Texas or its agencies. ~ Collateralized mortgage obligations directly issued by a federal agency or instrumentality of the United States, the underlying security for which is guaranteed by an agency or instrumentality of the United States. ~ Other obligations, the principal and interest on which are unconditionally guaranteed or insured by, or backed by full faith and credit of the State of Texas or the United States or their agencies and instrumentalities. ~ Obligations of states, agencies, counties, cities and other political subdivisions of any state having been rated as to the investment quality by a nationally recognized investment firm and having received a rating of not less than A or its equivalent. ~ Certificates of Deposit issued by state and national banks or savings and on associations domiciled in this state that are: a. guaranteed or insured by the Federal Deposit Insurance Corporation; or b. secured by obligations that are described in 1-5 above, which are intended to include all direct federal agency or instrumentality issued mortgage backed securities that have a market value of not less than the principal amount of the certificates or in any other manner and amount provided by law for deposit of the investing entities. ~ Certificates of Deposit and share certificates issued by a state or federal credit union domiciled in the State of Texas that are guaranteed or insured by the Federal Deposit Insurance Corporation or the National Credit Union Share Insurance Fund, or are secured as to principal by obligations described in 1 through 5 above in any other manner and amount provided by law for the City deposits. ~ Fully collateralized repurchase agreements having a defined termination date, secured by obligations of the United States, its agencies or instrumentalities, pledged with a third party selected or approved by the political entity, and placed through a primary government securities dealer, as by the Federal Reserve or through a financial institution domiciled in the State of Texas. ~ Prime domestic banker's acceptances, defined as a banker's acceptance with a remaining term of 270 days or less, if the short-term obligations of the accepting bank or its parent are rated at least "A-1" or "P-1" or equivalent by at least one nationally recognized credit rating agency. ~ Commercial paper that is rated at least "A-1" or "P-1" or the equivalent by either (a) two nationally recognized credit agencies or (b) one nationally recognized credit rating agency if the paper is fully secured by an irrevocable letter of credit issued by a U.S. or State bank. ~ SEC-registered no-load money market mutual fund (MMMF), with a dollar weighted average portfolio maturity of 90 days or less, includes in their investment objectives the maintenance of a stable net asset value of $1 for each share. ~ SEC-registered, no-load money market mutual funds (MMMF) that have an average weighted maturity of less than two years, invests exclusively in obligations described above and are continuously rated as to investment quality by at least one nationally recognized investment rating firm of no less than "AAA" or its equivalent. ~ Authorized government investment pools that invest solely in obligations of any of the above investments provided that the pools are rated no lower than "Aaa" or "AAA" or an equivalent by at least one nationally recognized rating service. 53 - CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30, 2007 Deposit and Investment Amounts 2. Cash, Cash Equivalents and Investments - Continued At year-end, the City recorded cash on hand, demand deposits, certificates of deposit, balances in privately managed public funds investment pools, money market mutual funds, and investments stated at fair value of $57,400,888. The following schedule shows the City's recorded cash and investments at year-end: Cash Bank Deposits Pooled Funds Investments Total General $ 752,030 $ 8,974,054 $ 5,000,437 $14,726,521 Debt Service 98,962 1,184,409 654,535 1,937,906 Capital Projects 324,189 18,043,401 2,144,189 20,511,779 Special Revenue Funds 358,080 4,323,592 2,330,377 7,012,049 Total Governmental Funds 1,533,261 32,525,456 10,129,538 44,188,255 Internal Service Funds 362,568 4,339,625 2,397,749 7,099,942 Total Governmental Activities 1,895,829 36,865,081 12,527,287 51,288,197 Enterprise 312,153 4,208,627 1,591,911 6,112,691 Total $ 2,207,981 $ 41 ,073,709 $14,119,198 $ 57,400,888 Quoted market prices are the basis of the fair value for US Agency securities and commercial paper. The amount of increase or decrease in the fair value of investments during the current year is included in the City's investment income as follows: Interest income Net increase (decrease) in fair value of in\€stments Total in\€stment income $ 2,635,500 23,074 $ 2,658,574 Investment Risks At year-end, the City had the following investments, shown below for all funds by investment type: Investment Type Public funds investment pools US Agency securities Total $ Fair Value 41,073,709 14,119,198 55,192,907 $ 54 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30, 2007 Interest Rate Risk FT 2. Cash, Cash Equivalents and Investments - Continued At year-end, the City had the following investments subject to interest rate risk disclosure, under U.S. generally accepted accounting principles, by investment type: Federal Home Loan Bank (FHLB) Federal Home Loan Mortgage Corporation (FHLMC) Federal National Mortgage Association (FNMA) Fair Value $10,124,919 1,998,020 1,996,260 Weighted Average Maturity (Months) 6.08 0.79 0.56 Total fair value $14,119,199 Portfolio weighted average maturity 7.42 The City's investment policy specifies the maximum stated maturity, from the date of purchase; for any individual investment may not exceed 5 years and the maximum dollar-weighted average maturity for the pooled fund group (investment portfolio) may not exceed 2 years. Concentration of Credit Risk The policy does require investments to be staggered in a way that protects interest income from the volatility of interest rates. The policy has not established limitations on percentages of total portfolio that may be invested in securities other than repurchase agreements, Treasury bills and notes or insured and collateralized Certificates of Deposits. Investment Type Agency Notes Investment Pools Fair Value $14,119,199 41,073,708 $ 55,192,907 Percentage of Total Portfolio 26% 74% 100% Credit Risk At year-end balances in TexPool, a privately managed public funds investment pool was rated AAAm by Standard & Poor's, balances in TexStar, a privately managed public funds investment pool was rated AAAm by Standard & Poor's and balances in Logic, a privately managed public funds investment pool was rated Aaa/MR1 + by Standard and Poor's. Federal Home Loan Bank (FHLB) agency notes, Federal Home Loan Mortgage Corporation (FHLMC) and Federal National Mortgage Association (FNMA) agency notes were rated AAA by Standard & Poor's, AAA by Fitch Ratings and Aaa by Moody's Investors Service. All credit ratings met acceptable levels required by legal guidelines prescribed in both the PFIA and the City's investment policy. Legal guidelines require an A 1 rating by Standard & Poor's and a P-1 rating by Moody's Investors Service for investments in commercial paper. 55 ~ CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30,2007 3. Property tax The appraisal of property within the City is the responsibility of the Harris Cou "Appraisal District"). The Appraisal District is required under the Property Tax Co within the county on the basis of 100% of its market value. The value of real pr District must be reviewed every five years; however, the City may, at its own expense, require annual reviews of appraised values. The City may challenge appraised values established by the Appraisal District through various appeals and, if necessary, take legal action. Under this legislation, the City continues to set tax rates on City property. However, if the effective tax rate, excluding tax rates for repayment of general obligation bonds and other contractual obligations, adjusted for new improvements, exceeds the rate for the previous year by more than 8 percent, qualified voters of the City may petition for an election to determine whether to limit the tax rate to no more than 8 percent above the effective tax rate. The City's property taxes are levied annually in October on the basis of the Appraisal District's assessed values as of January 1 of that calendar year. Appraised values are established by the Appraisal District at market value, assessed at 100% of appraised value and certified by the Harris County Appraisal District Board of Review. The City's property taxes are billed and collected by the City's Tax Assessor/Collector. Such taxes are applicable to the fiscal year in which they are levied and become delinquent with an enforceable lien on property on January 1 of the current calendar year. The City is permitted, by Article XI, Section 5, of the State of Texas Constitution and the City Charter, to levy property taxes up to $2.50 per $100 of assessed valuation for general governmental services. Within the $2.50 maximum levy, there is no legal limit upon the amount of property taxes, which can be levied for debt service. The property tax rates to finance general governmental services and debt service for the 2006-07 tax year were $0.612 and $0.098, respectively, per $100 of assessed valuation. The 2006 assessed value and total tax levy as adjusted through September 30, 2007 were $1,792,232,683 and $12,724,857 respectively. The City has enacted an ordinance providing for the exemption of twenty percent (20%) of the assessed value of residential homesteads plus and additional $60,000 for persons 65 years of age or older for property taxes. An exemption of $60,000 is allowed for disabled persons on homesteads and up to $12,000 is allowed for disabled veterans on anyone piece of property. Additionally, the market value of agricultural land is reduced to agricultural value for purposes of the City's tax levy calculation. 56 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30, 2007 4. Capital Assets RAFT Capital asset activity for the year ended September 30,2007 was as follows: Beginning Ending Balance Retirements & Balance 10/01/06 Additions Adjustments 09/30/07 Governmental activities: Capital assets, not being depreciated: Land $ 7,685,517 $ 47,259 $ 193,193 $ 7,925,969 Construction in progress 9,983,974 8,792,822 (218,384) 18,558,412 Total capital assets, not being depreciated 17,669,491 8,840,081 (25,191) 26,484,381 Capital assets, being depreciated: Buildings and impro\€ments 17,732,228 459,611 (3,845) 18,187,994 Impro\€ments other than buildings 7,687,858 (38,165) 7,649,693 Infrastructure 26,873,816 83,493 26,957,309 Machinery and equipment 13,319,881 823,287 (470,752) 13,672,416 Total capital assets being depreciated 65,613,783 1,366,391 (512,762) 66,467,412 Less accumulated depreciation for: Buildings 9,955,507 731,296 (8,881 ) 10,677,922 Impro\€ments other than buildings 4,772,854 305,808 5,078,662 Machinery and equipment 8,102,362 1,006,499 (410,919) 8,697,942 Infrastructure 14,596,546 1,173,303 15,769,849 Total accumulated depreciation 37,427,269 3,216,906 (419,800) 40,224,375 Total capital assets, being depreciated, net 28,186,514 (1,850,515) (92,962) 26,243,037 Go\€mmental activities capital assets, net $45,856,005 $ 6,989,566 $ (118,153) $ 52,727,418 57 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30, 2007 4. Capital Assets - Continued Beginning Balance R nce 10/01/06 Additions Adjustments 09/30/07 Business-type activities: Capital assets, not being depreciated: Land $ 2,350,478 $ $ (41,701) $ 2,308,777 Construction in progress 2,638,961 512,348 (9,500) 3,141,809 Total capital assets, not being depreciated 4,989,439 512,348 (51,201 ) 5,450,586 - Capital assets, being depreciated Buildings and improvements 1,166,840 1,166,840 Improvements other than buildings 69,181,355 737,215 9,500 69,928,070 Machinery and equipment 429,184 136,300 (39,832) 525,652 Total capital assets, being depreciated 70,777,379 873,515 (30,332) 71,620,562 Less accumulated depreciation for: Buildings and improvements 756,982 48,951 805,933 Improvements other than buildings 36,061,363 2,169,558 38,230,921 Machinery and equipment 352,538 22,649 (29,761 ) 345,426 Total accumulated depreciation 37,170,883 2,241,158 (29,761) 39,382,280 Total capital assets, being depreciated net 33,606,496 (1,367,641 ) (571 ) 32,238,286 Business-type activities capital assets, net $38,595,935 $ (855,294) $ (51,773) $ 37,688,868 58 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30, 2007 4. Capital Assets - Continued Depreciation expense was charged to functions/programs of the primary governm F Go\€rnmental activities: General go\€rnment Public safety Public works Culture and Recreation Capital assets held by the go\€rnment's internal service funds are charged to the various functions based on their usage of the assets Total depreciation expense - go\€rnmental activities Business-type activities: Water & Sewer Services Ai rport Golf Course Sylvan Beach Pavillion Total depreciation expense - business-type activities $ 322,829 320,920 1,248,027 504,080 821,050 $3,216,906 $1,973,293 108,772 144,221 14,871 $2,241,157 The City has active construction projects as of September 30,2007. Total accumulated commitments for ongoing capital projects are composed of the following: Utility Capital Projects Fund 8ylvan Beach Fund Airport Fund Hotel/Motel Occupancy Tax Fund TIRZ Fund General CIP 81998 General Obligation Bonds 82000 General Obligation Bonds 82002 General Obligation Bonds 82004 Cert. of Obligation Bonds 82005 General Obligation Bonds 82005 Cert. of Obligation Bonds 82006 Cert. of Obligation Bonds 82006 GO Bonds Total Construction In Progress $ 2,638,994 34,905 467,911 77,097 201,170 803,593 558,210 1,346,698 2,483,711 3,459,290 8,479,352 120,272 1,002,431 26,590 $ 21,700,224 59 Remaining Contract Balance $ 419,195 132,704 13,170 100,184 487,649 168,250 364,045 17,917 108,435 $ 1,811,549 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30,2007 At September 30, 2007 bonds payable consisted of the following individual issues: F 5. Long Term Liabilities 1998 General Obligation Serial Bonds; due in annual installments of $125,000 through March 15, 2019; interest at 4.25% to 6.25% Governmental $ 1,500,000 Business-type $ 1998 Waterworks and Sewer System Revenue Bonds due in annual installments of $125,000 through March 15, 2009; interest at 4.35% to 6.2% 250,000 1999 La Porte Area Water Authority Contract Revenue Refunding Bonds due in annual payments through March 15, 2017; interest at 7% to 7.5% 5,595,000 2000 General Obligation Serial Bonds due in annual installments of $150,000 through March 15, 2010, changing to $175,000 through March 15, 2020; interest at 5% to 7% 2,200,000 2000 Certificates of Obligation due in annual installments of $150,000 through March 15, 2020; interest at 5% to 7% 1,950,000 2002 Limited Tax Bonds due in annual installments of $270,000 through March 15, 2025; interest at 4.25% to 5% 4,860,000 2004 Certificates of Obligation due in annual payments through March 15, 2025; interest at 3.6% to 4.45% 6,590,000 2005 General Obligation Serial Bonds 7,170,000 due in annual payments through March 15, 2025; interest at 3.75% to 4.25% - 2005 Certificates of Obligation 1,675,000 due in annual payments through March 15, 2015; interest at 2.8% to 3.8% 2006 Public Property Finance Contractual Obligation 2,362,500 due in annual payments through January 25,2016; interest at 3.74% 2006General Obligation Serial Bonds 1,200,000 due in annual payments through March 15, 2005; interest at 3.625% to 4.25% 2006 Certificate of Obligation 5,765,000 due in annual payments through March 15, 2025; interest at 3.75% to 4.3% 2007 Certificate of Obligation 8,075,000 due in annual payments through March 15, 2029; interest at 4.00% to 4.25% Total Bonds Payable $ 40,985,000 $ 8,207,500 60 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30, 2007 5. Long Term Liabilities - Continued Changes in Outstanding Debt- RAFT Transactions for the year ended September 30,2007 are summarized as follows: Balance Issues Balance October 1, or Payments or September 30, Due within 2006 Mditions Expenditures 2007 one year Governmental Type Activities General Obligation Bonds $ 17,740,000 $ $ 810,000 $ 16,930,000 $ 865,000 Certificates of Obligation 16,405,000 8,075,000 425,000 24,055,000 790,000 Premium on debt issues 293,388 37,572 4,938 326,022 Compensated Absences 2,517,201 319,220 37,945 2,798,4 76 149,000 Total governmental fund types 36,955,589 8,431,792 1,277 ,883 44,109,498 1,804,000 Business Type Activities Revenue Bonds Payable 6,430,000 585,000 5,845,000 610,000 Public Property Finance Contractual Obligation 2,625,000 262,500 2,362,500 262,500 Compensated absences 389,486 47,907 37,551 399,842 30,000 Total business fund types 9,444,486 47,907 885,051 8,607,342 902,500 Total of all fund types $ 46,400,075 $ 8,4 79,699 $ 2,162,934 $ 52,716,840 $ 2,706,500 General Obligation Bonds and Certificates of Obligation - General Obligation Bonds are direct obligations issued on a pledge of the general taxing power for the payment of the debt obligations of the City. General Obligations Bonds and Certificates of Obligation require the City to compute, at the time other taxes are levied, the rate of tax required to provide (in each years bonds are outstanding) a fund to pay interest and principal at maturity. The City is in compliance with this requirement. Arbitrage provisions of the Internal Revenue Tax Act of 1986 require the City to rebate excess arbitrage earnings from bond proceeds to the federal government. As provided for by the bond indentures, this amount has been recorded as a liability in the General Fund for the benefit of the federal government and will be paid as required by applicable regulations. Certain General Obligation Bonds and Certificate of Obligations Bonds are to be repaid by revenues of the proprietary funds. Also, for the governmental activities, compensated absences are generally liquidated by the general fund and for business-type, compensated absences are paid from the utility fund. 61 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30, 2007 5. Long Term Liabilities - Continued Revenue Bonds - Water and Sewer Revenue Bonds constitute special obligations of the City solely pledge of the net revenues of the water and sewer system. The Revenue Bonds are collateralized by the revenue of the water and sewer system and the various special funds established by the bond ordinances. The ordinances provide that the revenue of the system is to be used first to pay operating and maintenance expenses of the system and second to establish and maintain the Revenue Bond funds. Remaining revenues may then be used for any lawful purpose. The - ordinances also contain provisions, which, among other items, restrict the issuance of additional Revenue Bonds unless the special funds noted above contain the required amounts and certain financial ratios are met. The City is in compliance with all significant financial requirements as of September 30,2007. Below is a reconciliation of the various restricted cash and cash investments: Current Maturities of Re\€nue Bonds Customer Deposits Payable Total Restricted Cash and Cash In\€stments as of September 30, 2007 $ 883,531 514,700 $1,398,231 62 - CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30,2007 5. Long Term Liabilities - Continued Annual Requirements to Retire Debt Obligations - The annual aggregate maturities for each bond type for the years subsequent to September 30,2007, are as follows: General Obligation Bonds Govemmental Activities Business-type Activities Year Ending September 30 Principal Interest Principal Interest Total 2008 $ 865,000 $ 724,726 $ - $ $ 1,589,726 2009 875,000 684,138 1,559,138 2010 895,000 644,779 1,539,779 2011 930,000 605,335 1 ,535,335 2012 945,000 564,444 1 ,509,444 2013-2017 4,985,000 2,182,312 7,167,312 2018-2022 4,765,000 1,076,948 5,841,948 2023-2025 2,670,000 179,514 2,849,514 Total $16,930,000 $ 6,662,196 $ $ $ 23,592,196 Certificate of Obligations Governmental Activities Year Ending September 30 Principal Interest 2008 $ 790,000 $ 1,097,552 2009 820,000 966,628 2010 860,000 931,618 2011 895,000 896,048 2012 950,000 858,518 2013-2017 5,860,000 3,588,968 2018-2022 6,970,000 2,233,904 2023-2027 5,765,000 725,271 2028-2029 1,145,000 48,615 Total $24,055,000 $ 11,347,123 Revenue Bonds Governmental Activities Year Ending September 30 Principal Interest 2008 $ - $ 2009 2010 2011 2012 2013-2017 Total $ $ 63 Business-type Activities Principal Interest Total $ 610,000 $ 281,688 $ 891,688 630,000 247,788 877,788 525,000 215,456 740,456 550,000 185,513 735,513 580,000 170,667 750,667 2,950,000 482,306 3,432,306 $5,845,000 $ 1 ,583,418 $ 7,428,418 Business-type Activities Principal $ 262,500 262,500 262,500 262,500 262,500 1,050,000 Interest $ 83,449 73,631 63,814 53,996 44,179 78,540 $2,362,500 $ 397,609 Total $ 2,233,501 2,122,759 2,117,932 2,107,544 2,115,197 10,577,508 9,203,904 6,490,271 1,193,615 $ 38, 162,232 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30, 2007 5. Long Term Liabilities - Continued Bonds Authorized and Unissued- T At September 30, 2007, the City had $4,100,000 in Certificate of Obligations Bond and unissued. Defeased Bonds Outstanding - In 1994, the City defeased certain general obligation and revenue bonds by placing the proceeds of the new bonds in an irrevocable trust to provide for all future debt service payments on the old bonds. Accordingly, the trust account assets and the liability for the defeased bonds are not included in the City's financial statements. On October 6, 1999, the La Porte Area Water Authority issued $8.08 million in Contract Revenue Refunding Bonds, Series 1999, with an average interest rate of 5.159 percent to refund $8.08 million in outstanding Water Supply Contract Revenue Bonds, Series I and II, 1998 with an average interest rate of 6.94 percent. The Authority completed the current refunding to reduce its total debt service payments over the next 18 years by $1.476 million and to obtain an economic gain (difference between the present values of the old and new debt service payments) of $1.048 million. The bonds are payable from the net revenues of the Authority. The bonds are in $5,000 denominations. The Authority is in compliance with all significant requirements and restrictions contained in the bond resolution. As of September 30, 2007, $2,025,000 of the refunded bonds has been paid and $5,595,000 remain outstanding. 6. Pension Benefits Plan Descriptions The City provides pension benefits for all of its full-time employees through a non-traditional, joint contributory, hybrid defined benefit plan (the "Plan") in the statewide Texas Municipal Retirement System (TMRS), one of 811 administered by TMRS, an agent multiple-employer public employee retirement system. A copy of the 2006 TMRS Comprehensive Annual Financial Report may be obtained by writing to P.O. Box 149153, Austin, Texas 78714. In addition, the city provides pension benefits to its volunteer firemen through the Texas Statewide Emergency Services Personnel Retirement Fund, one of 150 administered by the Fire Fighters' Pension Commissioner, a cost sharing multiple employer pension system. That report may be obtained by writing to Firefighters Pension Commission, P.O. Box 12577, Austin, Texas 78711. Both Plans are more fully described below. ...' Texas Municipal Retirement System Benefits depend upon the sum of the employee's contributions to the Plan, with interest, and the City financed monetary credits, with interest. At the date the Plan began, the city granted monetary credits for service rendered before the Plan began of a theoretical amount equal to two times what would have been contributed by the employee, with interest, prior to the establishment of the Plan. Monetary credits for service since the Plan began are a percentage (100%, 150% or 200%) of the employee's accumulated contributions. In addition, the City can grant annually another type of monetary credit referred to as an updated service credit which is a theoretical amount which, when added to the employee's accumulated contributions and the monetary credits for service since the Plan began, would be the total monetary credits and employee's contributions accumulated with interest if the employee's contribution rate and City's matching percentage had always been in existence and if the employee's salary had always been the average of his salary in the last three years and that are one year before the effective date. At retirement, the benefit is calculated as if the sum of the employee's accumulated contributions with interest and the employer-finance monetary credits with interest were used to purchase an annuity. 64 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30, 2007 6. Pension Benefits - Continued n Members can retire at ages 60 and above with 10 or more years of service or N ce regardless of age. The Plan also provides death and disability benefits. A memb rs. The Plan provisions are adopted by the governing body of the City, within the options available in the state statutes governing the TMRS and within the actuarial constraints also in the statutes. Contributions The contribution rate for employees is 7 percent and the City's matching ratio is currently 2 to 1, both as adopted by the governing body of the City. Under the state law governing TMRS, the actuary annually determines the City's contribution rate. This rate consists of the normal cost contribution rate and the prior service contribution rate, both of which are calculated to be a level percentage of payroll from year to year. The normal cost contribution rate financing the currently accruing monetary credits is due to the City's matching percentage, which is the obligation of the City as of an employee's retirement date, not at the time the employee's contributions are made. The normal cost contribution rate is the actuarially determined percentage of payroll necessary to satisfy the obligation of the City to each employee at the time his/her retirement becomes effective. The prior service contribution rate amortizes the unfounded (over funded) actuarial liability (asset) over the Plan's 25-year amortization period. When the City periodically adopts updated service credits and increases in annuities, in effect, the increased unfounded actuarial liability is to be amortized over a new 25-year period. Currently, the unfounded actuarial liability is being amortized over the 25-year period, which began January 1998. The unit credit actuarial cost method is used for determining the City's contribution rate. Both the employees and the City make contributions monthly. Since the City needs to know its contribution rate in advance for budgetary purposes, there is a one-year delay between the actuarial valuation that is the basis for the rate and the calendar year when the rate goes into effect. A summary of actuarial assumptions is presented below: Actuarial Valuation Date Actuarial Cost Method Amortization Method Remaining Amortization Period Asset Valuation Method Investment Rate of Return Projected Salary Increases Inflation Rate Cost of Living Adjustment Fiscal Year 2004 2005 2006 Annual Pension Cost (APC) $ 2,037,218 1,984,770 1,952,908 December 30, 2006 Unit Credit Level Percent of Payroll 25 Years - Open Period Amortized Cost 7% None 3.5% None Percentage of APC Contribution 100% 100% 100% Net Pension Obligation Additional supplementary three-year trend information may be found on page 73. 65 ... CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30, 2007 Texas Statewide Emergency Services Personnel Retirement Fund 6. Pension Benefits - Continued Summary of Significant Accounting Policies and Plan Asset Matters The Texas Statewide Emergency Services Personnel Retirement Fund financial statements are prepared using the accrual basis of accounting. The Fund's fiscal year is from September 1 through the following August 31. Contributions are recognized as revenues in the period in which they are due to the Fund. No contributions applicable to the H.B. 258 Texas Local Fire Fighters Retirement Act (TLFFRA) are included herein. The Texas Statewide Emergency Services Personnel Retirement Fund investments are reported at a smoothed market-related value. Plan Description The Fire Fighters' Pension Commission is the administrator of the Texas Statewide Emergency Services Personnel Retirement Fund, a cost sharing multiple employer pension system established and administered by the State of Texas to provide pension benefits for emergency services personnel who serve without monetary remuneration. The Texas Statewide Emergency Services Personnel Retirement Fund is considered a component unit of the State of Texas financial reporting entity and is included in the State's financial reports as a pension trust fund. At August 31, 2006 there were 181 member departments participating in the pension system. The following table summarizes the pension system membership as of August 31,2006: Retirees and beneficiaries currently receiving benefits Terminated members entitled to benefits but not yet receiving those Current active members (vested and non-vested) 1,766 1,815 4,480 The pension system was created by Senate Bill 411, 65th Legislature, Regular Session (1977). Benefit provisions include retirement benefits as well and death and disability benefits. Members are vested at the beginning of the fifth year of service, at 5 percent per year of service for the first ten years and 10 percent for each of the next five years of service. Upon reaching age 55, a vested member may retire and receive a monthly pension equal to his vested percentage multiplied by six times the governing body's average monthly contribution over the member's years of qualified service. For years of service in excess of 15 years, this monthly benefit is increased at the rate of 6.2 percent compounded annually. Death and disability benefits are dependent on whether or not the member was engaged in the performance of duties at the time of death or disability. Death benefits include a lump-sum amount and continuing monthly payments to a member's surviving spouse and/or dependents. Contribution requirements were established by S.B. 411, 65th Legislative, Regular Session (1977) and no contributions are required by members. As of September 1, 2006, the governing bodies of participating department members are required to contribute at least $16 per month for each member. Additional contributions may be necessary to pay for unfunded prior service costs and "buybacks" of vested benefits. The State may also be required to make a limited amount of annual contributions to make the fund actuarially sound. 66 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30, 2007 6. Pension Benefits - Continued Contributions Required and Contributions Made D AFT As previously stated the required contribution of at least $16 per member per month is not actuarially determined. The 2005 Legislative Session gave the Board of Trustees of the Texas Emergency Services Retirement System (TESRS) the authority to establish vesting periods, contribution levels, benefit formulas and eligibility requirements under Title 8, Government Code, Subtitle H. The minimum monthly contribution rate per member is increasing from $12 to $36 in $4 annual increments beginning September 1, 2006 and becoming $36 September 1, 2011. For the fiscal year ending August 31, 2006, contributions totaling $2,077,728 for dues and prior service were paid into the fund by the governing bodies sponsoring the member participating departments. The contributions made were equal to the contributions required. City Percentage of Fiscal Annual Required Year Contributions Contributions 2005 13,104 100% 2006 10,360 100% 2007 13,440 100% The purpose for the biennial actuarial valuations is to test the adequacy of the monthly contributions and determine if they are adequate to fund the benefits that are promised. The total contributions expected from the governing bodies sponsoring the members for the fiscal year ending August 31, 2006 are $546,780 less than the minimum required contributions for that fiscal year, based on amortizing the unfunded actuarial accrued liability over 30 years. 7. Interfund Receivables, Payables and Transfers Interfund transfers during the year ended September 30, 2007 were as follows: Transfer In: Other Other Internal General Governmental Utility Enterprise Service Transfer out: Fund Funds Fund Funds Funds Totals General fund $ - $ 1,695,956 $ 54,524 $ 473,816 $ 913,324 $ 3,137,620 2005 G.O. fund 171,053 171,053 Other governmental funds 1,774,180 65,000 1,839,180 Utility fund 362,396 135,668 78,001 576,065 La R)rte Area water authority fund 57,321 2,133 59.454 Other enterprise funds 33.433 33.433 Internal service funds 22,331 22,331 Total $ 419,717 $ 3,776,857 $ 54,524 $ 538,816 $1,049,222 $ 5,839,136 Transfers are used to 1) for general and administrative transfer from Utility Fund to the General Fund, 2) transfer to the Insurance Fund for liability insurance and worker's compensation, 3) annual transfers to fund capital projects, 4) annual transfers fro debt service, 5) transfer from General Fund to La Porte Area Water Authority for an operator's agreement, 6) transfers to fund an employee incentive program and 7) transfer from Hotel/Motel to the Golf Fund for advertising expenditures. 67 - CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30, 2007 In the year September 30,2007, the government made the following one-time tran FT 7. Interfund Receivables, Payables and Transfers - Continued A transfer of $203,621 from the General Fund to the Insurance Fund for additional funding for health insurance for health insurance shortfall. A transfer of $171,053 was made from the General Fund to the Capital Projects Fund for additional funding for the police building. A transfer of $400,000 was made from the General Fund to the Golf Course Fund to establish a positive fund balance. A transfer of $250,000 from the Section 4B Fund for loan for street projects until sales tax funds are collected. A transfer was made from the General Fund to the Community Investment Fund for purchase of a building on Main Street. A transfer of $662,000 to Tax Increment reinvestment Zone Fund from 2006 Certificates of Obligation to reimburse for trunk sewer project. A transfer of $130,000 was made from the 2005 Certificates of Obligation Fund to the 2006 Certificates of Obligation Fund. A transfer of $54,524 was made from the General Fund to the Utility Fund for 3.25% salary adjustments. A transfer of $3,537 was made from the General Fund to the Sylvan Beach Fund for 3.25% salary adjustments. A transfer of $3,000 was made from the General Fund to the Insurance Fund for 3.25% salary adjustments. A transfer of $7,751 was made from the General Fund to the Technology Fund for 3.25% salary adjustments. A transfer of $17,403 was made from the General Fund to the Vehicle Maintenance Fund for 3.25% salary adjustments. A transfer of $20,279 was made from the General Fund to the Golf Course Fund for 3.25% salary adjustments. A transfer of $2,209 was made from the General Fund to the Hotel Motel Fund for 3.25% salary adjustments. The composition of interfund balances as of September 30, 2007 is as follows: Due to/from other funds: Receivable Fund Payable Fund General 2006 General Obligation $ 591,539 $ 591,539 The outstanding balances result from overdraws of pooled cash. 8. Risk Management The City is exposed to various risks related to torts: theft, damage to and destruction of assets; errors and omissions; and natural disasters. The City's risk management program encompasses various means of protecting the City against loss by obtaining property, casualty and liability coverage from participation in a risk pool. The participation of the City in the risk pool is limited to the payment of premiums. Further information regarding the pool is provided below. Settled claims have not exceeded insurance coverage in any of the previous three fiscal years. There has not been any significant reduction in insurance coverage from that of the previous year. Health Insurance Benefits The City self-insures a portion of health insurance benefits provided to employees. The City records revenues and expenses for providing employee health coverage in an Internal Service Fund and accrues the estimated incurred but not reported claims. Charges are assessed to various City divisions based on their full-time employee count. 68 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30, 2007 8. Risk Management - Continued D F Activity during the year included: Re\.enues: Charges to di\hsions Charges to employees Charges to retirees Total re\.enues $2,976,165 475,173 88,027 3,539,365 Expenses: Personnel expenses Other expenses Claims administration Claims incurred Re-insurance premiums Total health ser\hces expenses 410,896 253,897 117,021 2,441,585 256,615 $ 3,480,014 Included in the claims paid amount is $509,552 for incurred but not reported claims. Settled claims have not exceeded insurance coverage in any of the previous four fiscal years. Estimates of claims payable and of claims incurred but not reported at September 30, 2007 are reflected as liabilities of the Internal Service Fund. Because actual claims liabilities depend on such complex factors as inflation, changes in legal requirements and damage awards, the process used in computing claims liability is an estimate based on historical claims. Analysis of claims liability for the fiscal years 2005, 2006 and 2007 are as follows: Beginning Current Payment End of of Year Year for Year Accrual Estimates Claims Accrual Fiscal Year 2005 $ 226,387 $2,992,671 $2,914,671 $ 304,387 Fiscal Year 2006 304,387 2,750,136 2,647,873 406,650 Fiscal Year 2007 406,650 2,441,585 2,338,683 509,552 Risk Pool The City is a member of the Texas Municipal League Intergovernmental Risk Pool, an unincorporated association of 1,860 political subdivisions of the State of Texas. The Pool contracts with a third party administrator for administration, investigation and adjustment services in the handling of claims. All loss contingencies, including claims incurred but not reported, if any, are recorded and accounted for by the Pool. 69 CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30, 2007 9. Commitments and Contingent Liabilities From time to time, the City is a defendant in legal proceedings relating to its opera In the best judgment of the City's management, the outcome of any pending legal proceedings will not have an adverse effect on the accompanying general purpose financial statements. The City participates in certain federal and state assisted grant programs. These programs are subject to program compliance audits by the grantors or their representatives. Any liability for reimbursement which may arise as the result of these audits is not believed to be material. 10. Post-Employment Benefits In addition to pension benefits described in Note 6, employees who retire from the City and are eligible for pension benefits shall be provided medical coverage by the City to the extent and subject to the conditions of such coverage that is provided to current employees of the City. This coverage for retired employees is provided at the option of City council through adoption of the annual budget. The City funds these premiums in the same manner as it funds similar premiums for current employees. Employees, who retired from the City before October 1, 1992, have 100% of their coverage paid for by the City. Employees who retired from the City in 1993 and up to December 31, 1999, with 20 or more years of service have 100% of their coverage paid for by the City. Prior to January 1, 2000, employees who have 15 years but less than 20 years of service are required to pay for 10% of the cost and employees who have 10 years but less than 15 years of service are required to pay for 20% of their costs. For employees who retire after January 1, 2000 the following applies: Years of Service with City At least 10 but less than 15 years At least 15 but less than 20 years At least 20 years Retiree Cost 55% 25% 0% City Cost 45% 75% 100% Retiree Cost Per Year $3,300 1,500 o 70 10. Post-Employment Benefits - Continued CITY OF LA PORTE, TEXAS Notes to the Financial Statements September 30,2007 Employees who retire after January 1, 2006 and who have a combination of years La Porte plus age totaling 80 and who retire as a qualified annuitant under the Tex t System; who retire in accordance with the City of La Porte Employee Policies Handbook; who complete at least 20 years of service with the City of La Porte are currently employed by the City of La Porte at the time of their retirement. The total premium cost is the total annual dollar allocated by budget as approved by City Council for the City of La Porte for health insurance for each employee, including employee and employer contributions. The cost allocation shall be as follows: Years of Service with City at least 20 years 21 years 22 years 23 years 24 years 25 years 26 years 27 years 28 years 29 years 30 years Retiree Cost 60% + dependent premiums 55% + dependent premiums 50% + dependent premiums 45% + dependent premiums 40% + dependent premiums 35% + dependent premiums 30% + dependent premiums 25% + dependent premiums 20% + dependent premiums 15% + dependent premiums 10% + dependent premiums City Cost 40% 45% 50% 55% 60% 65% 70% 75% 80% 85% 90% The costs of providing these benefits and number of retired employees are as follows: Total Cost City's Cost $522,727 $434,700 Retiree Cost Number of Retired Employees $88,027 63 Retirees who are entitled to receive retirement benefits under the City's retirement plan may purchase continued health benefits for the retiree and the retiree's dependents. The person must inform the City no later than the day on which the person retires that the person elects to continue coverage. If the retiree elects to continue coverage for himself and/or his dependents, once he decides to drop either type of coverage, the person and/or his dependents become eligible for coverage at the next open enrollment period. The level of coverage provided is the same level of coverage provided to current employees. The City's coverage is secondary to Medicare when the person becomes eligible for those benefits. Payment for dependent coverage will be at the same rate as payments for current employees. 71 72 D F - REQUIRED SUPPLEMENTARY INFORMATION 73 T - - - - - - - - - - 74 Required Supplementary Information Texas Municipal Retirement System Schedule of Funding Progress For the Last Three Fiscal Years D AFT Actuarial Accrued UAAL as a Actuarial Liability Unfunded Percentage Actuarial Value of (AAL) - AAL Funded Covered of Covered Valuation Assets Entry Age (UAAL) Ratio Payroll Payroll Date (a) (b) (b-a) (a/b) (c) [(b-a)/c] 2004 $ 45,084,816 $ 54,614,342 $ 9,529,526 82.6% $ 14,692,768 64.9% 2005 43,001,769 53,388,381 10,386,612 80.5 15,137,017 68.6 2007 47,065,757 58,587,551 11,521,794 80.3 14,879,306 77.4 75 - Required Supplementary Information CITY OF LA PORTE, TEXAS General Fund Schedule of Revenues, Expenditures and Changes in Fund Budget and Actual For The Year Ended September 30, 2007 Variance with Final Budget Budgeted Amounts Positive Original Final Actual Amounts (Negative) REVENUES - Property taxes $10,784,211 $11,055,787 $ 11,137,787 $ 82,000 Franchise taxes 1,990,809 1,910,745 2,003,691 92,946 Sales taxes 2,434,772 2,701,493 2,986,733 285,240 Industrial payments 6,836,257 8,064,619 7,987,846 (76,773) Other taxes 57,280 61,497 66,937 5,440 Licenses and perm its 447,880 783,880 919,923 136,043 Fines and forfeits 753,164 841,203 965,216 124,013 - Charges for services 3,759,198 3,877,598 3,928,027 50,429 Intergovern mental 5,934 5,483 (451 ) Interest 650,000 879,700 868,955 (10,745) Miscellaneous 25,000 24,613 62,318 37,705 Total revenues 27,738,571 30,207,069 30,932,916 725,847 EXPENDITURES - General Government: Adm inistration 2,426,193 2,444,689 2,353,089 91,600 Finance 3,749,892 2,976,891 2,244,033 732,858 Planning & Engineering 1,710,980 1,750,278 1,644,481 105,797 Public Safety: Fire 3,583,768 3,646,519 3,609,570 36,949 Police 8,151,177 8,230,444 8,159,433 71,011 - Public Works: Public Works Administration 302,682 306,196 302,604 3,592 Streets 2,203,457 2,180,686 2,104,824 75,862 Health and Sanitation: Solidwaste 1,867,025 1,963,119 1,972,823 (9,704) Culture and Recreation 3,225,175 3,141,433 3,103,466 37,967 Total expenditures 27,220,349 26,640,255 25,494,323 1,145,932 Excess (deficiency) of revenues over expenditures 518,222 3,566,814 5,438,593 1,871,779 OTHER FINANCING SOURCES (USES) Sale of capital assets 5,000 21,253 16,253 Transfers in 397,635 419,717 419,717 Transfers out (677 ,438) (3,126,873) (3,137,620) (10,747) Total other financing sources (uses) (279,803) (2,702,156) (2,696,650) 5,506 Net change in fund balances 238,419 864,658 2,741,943 1,877,285 Fund balances-beginning 11,115,660 11,115,660 11,115,660 - Fund balances-ending $11,354,079 $11,980,318 $ 13,857,603 $ 1,877,285 76 - ..- - - 77 CITY OF LA PORTE, TEXAS Notes to the Required Supplementary Information September 30, 2007 F Budqetarv Basis of Accountinq An annual budget is adopted for the General Fund using the modified accrual basis of accounting, a basis sanctioned by, and consistent with, generally accepted accounting principles. - - 78 COMBINING FINANCIAL STATEMENTS NONMAJOR GOVERNMENTAL FUNDS FT Special Revenue Funds Special revenue funds are used to account for specific revenues that are legally restricted to expenditure for particular purposes. Grant Fund - This fund is used to account for funds received from another government or organization to be used for a specific purpose, activity or facility. Street Maintenance Sales Tax Fund - This fund is used to account for the additional sales tax collected for street maintenance. Community Investment Fund - This fund is used to account for funds received and expended on community beautification and revitalization programs. Hotel/Motel Occupancy Tax Fund - This fund is used to account for the accumulation of resources from the Hotel/Motel Tax assessment levied by the City. These monies are to be spent to promote the development or progress of the City within the guidelines set forth on disposition of revenues collected under the authority of the Texas Hotel Occupancy Act (Article 1269; Vernon's Texas Civil Statutes). Tax Increment Reinvestment Zone One Fund (TIRZ) - This fund is used to account for the disposition of property taxes collected on specific parcels within the boundaries of the TIRZ for the exclusive benefit of the City's capital improvement programs. Section 4B Sales Tax Fund - This fund is used to account for funds received from the ;;2 cent sales tax dedicated to certain economic and infrastructure projects. Capital Projects Funds Capital projects funds are used to account for the acquisition and construction of major capital facilities other than those financed by proprietary funds. Capital Improvements Fund - This fund is used to account for capital projects that are normally small in nature and effect the general operation of the City. Transportation and Other Infrastructure Fund - This fund is used to account for the construction and expansion of roads, bridges, sidewalks and other major infrastructure capital improvements. 1998 General Obligation Bonds Fund - This fund is used to account for the proceeds and expenditures related to drainage and street improvements throughout the City. 2000 Certificate of Obligation Bonds Fund - This fund is used to account for the proceeds and expenditures for construction of the community library. 2000 General Obligation Bonds Fund - This fund is used to account for the proceeds and expenditures for construction to renovate the city hall building, public swimming pool and two fire stations. 2002 General Obligation Bonds Fund - This fund is used to account for the proceeds and expenditures for the construction of a wastewater treatment plant. 79 2004 Certificate of Obligation Bonds Fund - This fund is used to account for the proceeds and expenditures related to Bay Area Boulevard, Canada Road Paving and Drainage Improvements and the land acquisition of the Police Headquarters. 2005 Certificate of Obligation Bonds Fund - This fund is used to account for the p related to the purchase of an aerial fire truck, Bayshore Water/Sewer Replac Water/Sewer Capital Improvements. 2006 Certificate of Obligation Bonds Fund - This fund is used to account for the proceeds and expenditures related to the Police Facility, a Sports Complex (Joint Venture), South La Porte Trunk Sewer and various other Water/Sewer projects. 2006 General Obligation Bonds Fund - This fund is used to account for the proceeds and expenditures related to the Wests ide Park Improvements. - Debt Service Fund Debt service Fund is used to pay interest and extinguish debt of the outstanding General Obligation Issues of the City. - - 80 - - - - - - - 81 - CITY OF LA PORTE, TEXAS Combining Balance Sheet Nonmajor Governmental Funds September 30,2007 82 - D - FT Special Special Revenue Funds Revenue Funds Capital Projects Funds Tax Increment Transportation 1998 General Reinvestment Section 4B Capital & Other Obligation Zone One (TIRZ) Sales Tax T ota Is Projects Infrastructure Bonds $ 42,853 $ 2,748,287 $ 4,681,672 $ 1,705,444 $ 771,100 $ 760,201 21,593 1,401,661 2,330,377 869,797 393,270 387,732 265,668 398,502 662,000 1,018,883 4,716 21,959 36,203 13,650 6,159 6,071 726,446 4,437,575 8,465,637 2,593,607 1,170,529 1,154,004 563 140,959 648,688 1,343 2,701 10,753 7,277 64,445 64,445 364 64,445 1,906 219,222 655,965 0 9,150 123,475 96,529 169,683 346,265 $ 662,001 662,001 726,446 $ 4,435,669 4,435,669 4,437,575 $ 7,501 ,313 8,246,415 8,465,637 1,937,642 1,937,642 $ 2,593,607 $ 1,170,529 1,170,529 1,170,529 $ 1,154,004 1,154,004 1,154,004 83 CITY OF LA PORTE, TEXAS Combining Balance Sheet Nonmajor Governmental Funds September 30,2007 (Continued) F Capital Projects Funds 2000 Certificate 2000 General 2002 General 2004 Certificate of Obligation Obligation Obligation of Obligation Bonds Bonds Bonds Bonds ASSETS Cash and cash equivalents $ 18,517 $ 227,719 $ 1 0,094 $ 371,480 Investments 9,444 71,674 74,353 797,024 Taxes receivable - Intergovernmental receivable Other receivables 2,157 Accrued interest receivable 148 1,094 67 2,967 Total assets 28,109 300,487 84,514 1,173,628 LIABILITIES AND FUND BALANCES Liabilities: - Accounts payable 25,720 24,464 6,672 10,391 Accrued salaries payable Retainage payable 48,404 Due to other governments Deferred revenue Total liabilities 25,720 24,464 55,076 10,391 Fund Balances: Reserved for: Encumbrances Municipal Court Building Security Municipal Court Technology Fee Park Zone Confiscated funds Debt Service Unreserved 2,389 276,023 29,438 1,163,237 Total fund balances 2,389 276,023 29,438 1,163,237 Total liabilities and fund balances $ 28,1 09 $ 300,487 $ 84,514 $ 1,173,628 - - 84 D FT Capital Projects Funds 2005 Certificate 2006 Certificate 2006 General Total Nonmajor of Obligation of Obligation Obligation Debt Governmental Bonds Bonds Bonds Totals Service Funds $ 20,979 $ 212,970 $ 344,231 $ 4,442,735 $ 1,283,371 $ 10,407,778 748,782 2,307,833 934,328 6,594,237 654,535 9,579,149 109,088 507,590 4,716 1,023,599 2,152 4,309 4,309 168.00 1,132 1,830 33,286 9,731 79,220 772,081 2,521,935 1,280,389 11,079,283 2,056,725 21,601,645 38,965 82,724 58,548 896,172 16,655 1,053,786 2,701 5,456 61,137 71,890 64,445 114,314 114,678 44,421 82,724 58,548 957,309 130,969 1 ,307,500 1,925,756 9,150 123,475 96,529 169,683 346,265 1,925,756 17,623,287 20,294,145 $ 21,601,645 $ 727,660 727,660 772,081 2,439,211 2,439,211 $ 2,521,935 1 ,221 ,841 1 ,221 ,841 $ 1,280,389 10,121,974 10,121,974 $ 11,079,283 1,925,756 $ 2,056,725 85 CITY OF LA PORTE, TEXAS Combining Statement of Revenues, Expenditures, and Changes in Fund Balances Nonmajor Governmental Funds For The Year Ended September 30,2007 D Special Revenue Funds Street Hote 11M ote I Maintenance Community Occupancy Grant Sales Tax Investment Tax REVENUES Property taxes $ $ $ $ Donations Intergovern menta I 710,620 Sales taxes 746,789 Industrial payments 201,045 Other taxes 441 ,688 Interest 13,991 18,275 30,324 24,830 Fines and forfeitures 278,478 Charges for services 36,360 Miscellaneous 2,000 12,738 Total revenues 1,039,449 765,064 233,369 479,256 EXPENDITURES Current: Adm inistration 748,293 94,573 251,901 Capital Outlay 36,197 447,270 Debt Service: - Principal Interest Interest and fiscal charges Total expenditures 748,293 36,197 541,843 251,901 Excess (deficiency) of revenues over expenditures 291,156 728,867 (308,474) 227,355 OTHER ANANCING SOURCES (USES) Issuance of debt Premium on bonds Transfers in 250,000 500,000 2,209 Transfers out (65,000) Total other financing sources (uses) 250,000 500,000 (62,791 ) Net change in fund balances 291,156 978,867 191,526 164,564 Fund balances-beginning 456,274 662,264 404,094 Fund balances-ending $ 747,430 $ 978,867 $ 853,790 $ 568,658 86 662,000 1,414,209 1,364,800 (982,180) (1,047,180) 662,000 (982,180) 367,029 1,364,800 484,734 582,054 2,692,901 766,369 55,469 26,928 177,267 3,853,615 5,553,514 1,171,273 1,115,060 1,127,076 $ 662,001 $ 4,435,669 $ 8,246,415 $ 1,937,642 $ 1,170,529 $ 1,154,004 Special Revenue Funds Tax Increment Reinvestment Section 4B Zone One (TIRZ) Sales Tax $ $ 34,213 1,493,578 7,181 190,318 41,394 1,683,896 218,660 119,662 218,660 119,662 (177,266) 1,564,234 DRAF Special Revenue Funds Totals $ 34,21 3 $ 710,620 2,240,367 201,045 441 ,688 284,919 278,478 36,360 14,738 4,242,428 Capital Projects Funds Transportation 1998 General & Other Obligation Infrastructure Bonds Capital Projects $ $ 30,000 77 ,584 55,469 55,496 2,414 55,469 55,496 109,998 1,433,089 483,467 708,429 28,568 28,568 708,429 1,916,556 2,325,872 (598,431 ) 26,928 55,469 87 CITY OF LA PORTE, TEXAS Combining Statement of Revenues, Expenditures, and Changes in Fund Balances Nonmajor Governmental Funds For The Year Ended September 30, 2007 AFT (Continued) Capital Projects Funds 2000 Certificate 2000 General 2002 General 2004 General of Obligation Obligation Obligation Obligation Bonds Bonds Bonds Bonds REVENUES Property taxes $ $ $ $ Donations Intergovernm ental Sales taxes Industrial payments Other taxes Interest 1,332 24,699 27.576 50,183 Fines and forfeitures Charges for services Miscellaneous Total revenues 1,332 24,699 27,576 50,183 EXPENDITURES Current: Adm inistration Capital Outlay 720,625 1,053,623 Debt Service: Principal Interest Interest and fiscal charges Total expenditures 720,625 1,053,623 Excess (deficiency) of revenues over expenditures 1,332 (695,926) (1,026,047) 50,183 OTHER ANANCING SOURCES (USES) Issuance of debt Premium on bonds Transfers in Transfers out Total other financing sources (uses) - Net change in fund balances 1,332 (695,926) (1,026,047) 50,183 Fund balances-beginning 1,057 971,949 1,055,485 1,113,054 ~ Fund balances-ending $ 2,389 $ 276,023 $ 29,438 $ 1,163,237 88 F Capital Projects Funds 2005 Certificate 2006 Certificate 2006 General Total Nonmajor of Obligation of Obligation Obligation Debt Governmental Bonds Bonds Bonds Totals Service Funds $ $ $ $ $ 1,818,852 $ 1,853,065 30,000 30,000 710,620 2,240,367 201,045 441 ,688 48,145 234,718 49,953 625,155 112,980 1,023,054 278,4 78 2,414 38,774 14,738 48,145 234,718 49,953 657,569 1,931,832 6,831,829 1,433,089 125,729 343,504 26,590 3,007,068 3,490,535 1,235,000 1,235,000 1,452,811 1,452,811 125,729 343,504 26,590 3,007,068 2,687,811 7,611,435 (77 ,584) (108,786) 23,363 (2,349,499) (755,979) (779,606) 130,000 1,494,800 867,848 3,776,857 (130,000) (662,000 ) (792,000) (1,839,180) (130,000) (532,000) 702,800 867,848 1,937,677 (207,584 ) (640,786) 23,363 (1,646,699) 111 ,869 1,158,071 935,244 3,079,997 1,198,478 11,768,673 1,813,887 19,136,074 $ 727,660 $ 2,439,211 $ 1,221,841 $ 10,121,974 $ 1,925,756 $ 20,294,145 89 - - ".,.", - - - - - - - 90 SCHEDULE OF REVENUES, EXPENDITURES and CHANGES IN FUND BALANCE - BUDGET and ACTUAL Debt Service Fund Special Revenue Funds Capital Projects Funds 91 D CITY OF LA PORTE, TEXAS Grant Special Revenue Fund Schedule of Revenues, Expenditures and Changes in Fund Budget and Actual For The Year Ended September 30, 2007 FT - Variance with Final Budget Budgeted Amounts Positive Original Final Actual Amounts (Negative) REVENUES Fines and forfeitures $ 57,341 $ 57,341 $ 278,478 $ 221,137 Charges for services 36,360 36,360 Intergovernmental 290,150 753,832 710,620 (43,212) Interest 13,991 13,991 Total revenues 347,491 811,173 1,039,449 228,276 EXPENDITURES Current: Adm inistration 347,491 979,483 748,293 231,190 Total expenditures 347,491 979,483 748,293 231,190 Net change in fund balances (168,310) 291 ,1 56 459,466 Fund balances-beginning 456,274 456,274 456,274 Fund balances-ending $ 456,274 $ 287,964 $ 747,430 $ 459,466 - 92 CITY OF LA PORTE, TEXAS Street Maintenance Sales Tax Special Revenue Fund Schedule of Revenues, Expenditures and Changes in Fund Budget and Actual D For The Year Ended September 30, 2007 AFT Variance with Final Budget Budgeted Amounts Positive Original Final Actual Amounts (Negative) REVENUES Sales taxes $ $ 600,000 $ 746,789 $ 146,789 Interest 18,275 18,275 Total revenues 600,000 765,064 165,064 EXPENDITURES Capital Outlay 600,000 36,197 563,803 Total expenditures 600,000 36,197 563,803 Excess of revenues over expenditures 728,867 728,867 OTHER FINANCING SOURCES (USES) Transfers in 250,000 250,000 Total other financing sources (uses) 250,000 250,000 Net change in fund balances 250,000 978,867 728,867 Fund balances-beginning Fund balances-ending $ $ 250,000 $ 978,867 $ 728,867 93 CITY OF LA PORTE, TEXAS Community Investment Special Revenue Fund Schedule of Revenues, Expenditures and Changes in Fund B Budget and Actua I For The Year Ended September 30,2007 F - Variance with Final Budget Budgeted Amounts Positive Original Final Actual Amounts (Negative) REVENUES Industrial payments $174,809 $ 174,809 $ 201,045 $ 26,236 Interest 6,000 6,000 30,324 24,324 Miscellaneous 6,000 6,000 2,000 (4,000) Total revenues 186,809 186,809 233,369 46,560 EXPENDITURES Current: Administration 138,000 159,041 94,573 64,468 Capital outlay 500,000 447,270 52,730 Total expenditures 138,000 659,041 541,843 117,198 Excess (deficiency) of revenues over expenditures 48,809 (472,232) (308,474) 163,758 OTHER FINANCING SOURCES (USES) Transfers in 500,000 500,000 Total other financing sources (uses) 500,000 500,000 Net change in fund balances 48,809 27,768 191,526 163,758 Fund balances-beginning 662,264 662,264 662,264 Fund balances-ending $711,073 $ 690,032 $ 853,790 $ 163,758 - 94 - CITY OF LA PORTE, TEXAS Hotel/Motel Occupancy Tax Special Revenue Fund Schedule of Revenues, Expenditures and Changes in Fund Budget and Actual DR For The Year Ended September 30,2007 F Variance with Final Budget Budgeted Amounts Actua I Positive Original Final Amounts (Negative) REVENUES Other taxes $ 297,500 $ 297,500 $ 441,688 $ 144,188 Interest 37,000 37,000 24,830 (12,170) Miscellaneous 12,738 12,738 Total revenues 334,500 334,500 479,256 144,756 EXPENDITURES Current: Adm inistration 389,346 393,592 251,901 141,691 Total expenditures 389,346 393,592 251,901 141,691 Excess (deficiency) of revenues over expenditures (54,846) (59,092) 227,355 286,447 OTHER FINANCING SOURCES (USES) Transfers in 2,209 2,209 Transfers out (65,000) (65,000) (65,000) Total other financing sources (uses) (65,000) (62,791 ) (62,791 ) Net change in fund balances (119,846) (121,883) 164,564 286,447 Fund balances-beginning 404,094 404,094 404,094 Fund balances-ending $ 284,248 $ 282,211 $ 568,658 $ 286,447 95 - CITY OF LA PORTE, TEXAS Tax Increment Reinvestment Zone One Special Revenue Fund Schedule of Revenues, Expenditures and Changes in Fund B Budget and Actual For The Year Ended September 30,2007 F - Variance with Final Budget Budgeted Amounts Actu a I Positive Original Final Amounts (Negative) REVENUES Property taxes $ 42,380 $ 42,380 $ 34,213 $ (8,167) Interest 3,900 3,900 7,181 3,281 Total revenues 46,280 46,280 41,394 (4,886) EXPENDITURES Current: Administration 36,720 251,741 218,660 33,081 Total expenditures 36,720 913,741 218,660 695,081 - Excess (deficiency) of revenues over expenditures 9,560 (867,461 ) (177,266) 690,195 OTHER FINANCING SOURCES (USES) Transfers in 662,000 662,000 Total other financing sources (uses) 662,000 662,000 Net change in fund balances 9,560 (205,461 ) 484,734 690,195 Fund Balances-beginning 177,267 177,267 177 ,267 Fund Balances-ending $ 186,827 $ (28,194) $ 662,001 $ 690,195 96 CITY OF LA PORTE, TEXAS Section 4B Sales Tax Special Revenue Fund Schedule of Revenues, Expenditures and Changes in Fund B Budget and Actual For The Year Ended September 30, 2007 RAFT Variance with Final Budget Budgeted Amounts Actua I Positive Original Final Amounts (Negative) REVENUES Sales taxes $ 1,217,386 $ 1,217,386 $ 1,493,578 $ 276,192 Interest 123,500 123,500 190,318 66,818 Total revenues 1,340,886 1,340,886 1,683,896 343,010 EXPENDITURES Current: Administration 100,000 175,000 119,662 55,338 Total expenditures 100,000 175,000 119,662 55,338 Excess (deficiency) of revenues over expenditures 1,240,886 1,165,886 1,564,234 398,348 OTHER FINANCING SOURCES (USES) Transfers out (732,180) (982,180) (982,180) Total other financing sources (uses) (732,180) (982,180) (982,180) Net change in fund balances 508,706 183,706 582,054 398,348 Fund balances-beginning 3,853,615 3,853,615 3,853,615 Fund balances-ending $ 4,362,321 $ 4,037,321 $ 4,435,669 $ 398,348 97 CITY OF LA PORTE, TEXAS Capital Projects Fund Schedule of Revenues, Expenditures and Changes in Fund B Budget and Actual For The Year Ended September 30,2007 T Variance with Final Budget Budgeted Amounts Actual Positive - Original Final Amounts (Negative) REVENUES Charges for Services $ $ $ 2,414 $ 2,414 Donations 37,500 30,000 (7,500) Interest 35,000 35,001 77,584 42,583 Total revenues 35,000 72,501 109,998 37,497 EXPENDITURES Capital Outlay 402,950 724,499 708,429 16,070 Total expenditures 402,950 724,499 708,429 16,070 Excess (deficiency) of revenues over expenditures (367,950 ) (651,998) (598,431 ) 53,567 - OTHER FINANCING SOURCES (USES) Transfers in 210,000 1,364,800 1,364,800 Net change in fund balances (157,950) 712,802 766,369 53,567 Fund balances-beginning 1,171,273 1,171,273 1,171,273 Fund balances-ending $ 1,013,323 $ 1,884,075 $ 1,937,642 $ 53,567 - 98 REVENUES Interest EXPENDITURES CITY OF LA PORTE, TEXAS Transportation and Other Infrastructure Fund Schedule of Revenues, Expenditures and Changes in Fund B Budget and Actual For The Year Ended September 30,2007 Budgeted Amounts Original Final $ 41,500 Net change in fund balances Fund balances-beginning Fund balances-ending 41 ,500 1,115,060 $ 1,156,560 99 $ 41,500 41,500 1,115,060 $ 1,156,560 Actu a I Amounts $ 55,469 55,469 1,115,060 $ 1,170,529 F Variance with Final Budget Positive (Negative) $ 13,969 13,969 $ 13,969 - CITY OF LA PORTE, TEXAS 1998 General Obligation Bonds Fund Schedule of Revenues, Expenditures and Changes in Fund B Budget and Actual For The Year Ended September 30,2007 F - - Variance with Final Budget Budgeted Amounts Actual Positive Original Final Amounts (Negative) REVENUES Interest $ 6,000 $ 6,000 $ 55,496 $ 49,496 EXPENDITURES Capital Outlay 6,000 34,569 28,568 6,001 Net change in fund balances (28,569) 26,928 55,497 Fund balances-beginning 1,127,076 1,127,076 1,127,076 Fund balances-ending $ 1,127,076 $ 1,098,507 $ 1,154,004 $ 55,497 - - 100 CITY OF LA PORTE, TEXAS 2000 Certificate of Obligation Bonds Fund Schedule of Revenues, Expenditures and Changes in Fund B Budget and Actual D For The Year Ended September 30,2007 AFT Variance with Final Budget Budgeted Amounts Actual Positive Original Final Amounts (Negative) REVENUES Interest $ $ $ 1,332 $ 1,332 EXPENDITURES Net change in fund balances 1,332 1,332 Fund balances-beginning 1,057 1,057 1,057 Fund balances-ending $ 1,057 $ 1,057 $ 2,389 $ 1,332 101 CITY OF LA PORTE, TEXAS 2000 General Obligation Bonds Fund Schedule of Revenues, Expenditures and Changes in Fund B Budget and Actual For The Year Ended September 30,2007 F Variance with Final Budget Budgeted Amounts Actu a I Positive - Original Final Amounts (Negative) REVENUES Interest $ $ $ 24,699 $ 24,699 EXPENDITURES Capital Outlay 170,000 215,090 720,625 (505,535) - Net change in fund balances (170,000) (215,090) (695,926) (480,836) Fund balances-beginning 971,949 971,949 971,949 Fund balances-ending $ 801,949 $ 756,859 $ 276,023 $ (480,836) - - - 102 CITY OF LA PORTE, TEXAS 2002 General Obligation Bonds Fund Schedule of Revenues, Expenditures and Changes in Fund B Budget and Actua I D For The Year Ended September 30,2007 FT Variance with Final Budget Budgeted Amounts Actua I Positive Original Final Amounts (Negative) $ 24,000 $ 24,000 $ 27,576 $ 3,576 16,411 1,053,623 (1,037,212) 24,000 7,589 (1,026,047) (1,033,636) 1,055,485 1,055,485 1,055,485 $ 1,079,485 $ 1,063,074 $ 29,438 $ (1,033,636) REVENUES Interest EXPENDITURES Capital Outlay Net change in fund balances Fund balances-beginning Fund balances-ending 103 CITY OF LA PORTE, TEXAS 2004 General Obligation Bonds Fund Schedule of Revenues, Expenditures and Changes in Fund Budget and Actual For The Year Ended September 30, 2007 AFT Variance with Final Budget Budgeted Amounts Actua I Positive Original Final Amounts (Negative) REVENUES Interest $ 50,000 $ 50,000 $ 50,183 $ 183 EXPENDITURES Excess (deficiency) of revenues over expenditures 50,000 50,000 50,183 183 Net change in fund balances 50,000 50,000 50,183 183 Fund balances-beginning 1,113,054 1,113,054 1 , 113,054 Fund balances-ending $1,163,054 $ 1,163,054 $ 1,163,237 $ 183 - 104 CITY OF LA PORTE, TEXAS 2005 General Obligation Bonds Fund Schedule of Revenues, Expenditures and Changes in Fund Budget and Actual D For The Year Ended September 30,2007 FT Variance with Final Budget Budgeted Amounts Actual Positive Original Final Amounts (Negative) REVENUES Interest $ 50,000 $ 50,000 $ 131,325 $ 81,325 EXPENDITURES Capital Outlay 459,400 6,358,694 6,515,799 (157,105) Total expenditures 459,400 6,358,694 6,515,799 (157,105) Excess (deficiency) of revenues over expenditures (409,400) (6,308,694) (6,384,474) (75,780 ) OTHER FINANCING SOURCES (USES) Transfers out (171,053) (171,053) Total other financing sources (uses) (171,053) (171,053) Net change in fund balances (409,400 ) (6,479,747) (6,555,527) (75,780) Fund balances-beginning 7,045,200 7,045,200 7,045,200 Fund balances-ending $ 6,635,800 $ 565,453 $ 489,673 $ (75,780) 105 - CITY OF LA PORTE, TEXAS 2005 Certificates of Obligation Bonds Fund Schedule of Revenues, Expenditures and Changes in Fund B Budget and Actual DRA For The Year Ended September 30,2007 .. F - - 106 CITY OF LA PORTE, TEXAS 2006 Certificates of Obligation Bonds Fund Schedule of Revenues, Expenditures and Changes in Fund B Budget and Actual For The Year Ended September 30, 2007 FT Variance with Final Budget Budgeted Amounts Actu a I Positive Original Final Amounts (Negative) REVENUES Interest $ 100,000 $ 100,000 $ 234,718 $ 1 34,718 EXPENDITURES Capital Outlay 260,000 (271,999) 343,504 (615,503) Total expenditures 260,000 (271,999) 343,504 (615,503) Excess (deficiency) of revenues over expenditures (160,000) 371,999 (108,786) (480,785) OTHER FINANCING SOURCES (USES) Transfers in 130,000 130,000 Transfers out (662,000) (662,000) Total other financing sources (uses) (532,000) (532,000) Net change in fund balances (160,000) (160,001) (640,786) (480,785) Fund balances-beginning 3,079,997 3,079,997 Fund balances-ending $ (160,000) $ (160,001) $ 2,439,211 $ 2,599,212 107 - CITY OF LA PORTE, TEXAS 2006 General Obligation Bonds Fund Schedule of Revenues, Expenditures and Changes in Fund B Budget and Actual For The Year Ended September 30,2007 F Variance with Final Budget Budgeted Amounts Actual Positive Original Final Amounts (Negative) REVENUES Interest $ 12,000 $ 12,000 $ 49,953 $ 37,953 EXPENDITURES Capital Outlay 26,590 (26,590) Total expenditures 26,590 (26,590) Net change in fund balances 12,000 12,000 23,363 11,363 Fund balances-beginning 1,198,478 1,198,478 1,198,478 Fund balances-ending $ 1,210,478 $ 1,210,478 $ 1,221,841 $ 11,363 108 CITY OF LA PORTE, TEXAS Debt Service Fund Schedule of Revenues, Expenditures and Changes in Fund Budget and Actual FT For The Year Ended September 30,2007 Variance with Final Budget Budgeted Amounts Actual Positive Original Final Amounts (Negative) REVENUES Property taxes $ 1,740,232 $ 1,740,232 $ 1,818,852 $ 78,620 Interest 89,500 89,500 112,980 23,480 Total revenues 1,829,732 1,829,732 1,931,832 102,100 EXPENDITURES Debt Service: Principal 1,235,000 1,235,000 1,235,000 Interest 1,563,294 1,563,294 1,452,811 110,483 Total expenditures 2,798,294 2,798,294 2,687,811 110,483 Excess (deficiency) of revenues over expenditures (968,562) (968,562) (755,979) 212,583 OTHER FINANCING SOURCES (USES) Transfers in 867,848 867,848 867,848 Net change in fund balances (100,714 ) (100,714) 111,869 212,583 Fund balances-beginning 1,813,887 1,813,887 1,813,887 Fund balances-ending $ 1,713,173 $ 1,713,173 $ 1,925,756 $ 212,583 109 1/IfP"'- - - - - ~-- - - - - " no D FT SUPPLEMENTARY INDIVIDUAL FUND FINANCIAL STATEMENTS AND SCHEDULES General Fund These supplementary statements and schedules are included to provide management additional information for financial analysis. III - CITY OF LA PORTE, TEXAS General Fund Schedule of Revenues - Budget and Actual Year Ended September 30, 2007 Variance w th Final Budget Budgeted Amounts Actua I Positive Original Final Amounts (Nega tive) Taxes: Ad valorem: Current $10,524,211 $ 10,636,287 $ 10,656,570 $ 20,283 Delinquent 140,000 284,000 322,826 38,826 Industrial Payments 6,836,257 8,064,619 7,987,846 (76,773) Total ad valorem 17,500,468 18,984,906 18,967,242 (17,664 ) Penalty and interest 120,000 135,500 158,391 22,891 Sales Taxes 2,434,772 2,701,493 2,986,733 285,240 Other Taxes 57,280 61,497 66,937 5,440 - Franchise Fees: Electrical 1,242,462 1,255,749 1,249,747 (6,002) Gas 174,675 172,016 131,542 (40,474) - Telephone 261,375 213,995 298,348 84,353 Cable 239,850 200,113 250,746 50,633 Commercial Solidwaste 72,447 68,872 73,308 4,436 Total Franchise Fees 1,990,809 1,910,745 2,003,691 92,946 Charges for Services: Public safety service fees 1,146,745 1,248,721 1,297,561 48,840 Health and sanitation service fees 1,815,500 1,819,898 1,856,013 36,115 Culture and recreation fees 484,827" 472,376" 415,190'" (57,186) Other service fees 312,126 336,603 359,263 22,660 Total Charges for Services 3,759,198 3,877,598 3,928,027 50,429 Intergovernmental 5,934 5,483 (451 ) licenses and perm its: Building permits 123,380 229,585 274,401 44,816 licenses 324,500 554,295 645,522 91,227 Total licenses and perm its 447,880 783,880 919,923 136,043 Investment income 650,000 879,700 868,955 (10,745) - Fines and forfeitures 753,164 841,203 965,216 124,013 Miscellaneous 25,000 24,613 62,318 37,705 Total revenues $27,738,571 $ 30,207,069 $ 30,932,916 $ 725,847 112 CITY OF LA PORTE, TEXAS General Fund Schedule of Expenditures - Budget and Actual Year Ended September 30,2007 ith Budgeted Amounts Actua I Original Final Amounts GENERAL GOVERNMENT Administration: Emergency Management: Personal services $ 132,289 $ 137,545 $ 137,488 $ 57 Supplies 26,102 33,890 34,679 (789) Other services and charges 42,176 47,447 38,082 9,365 Capital outlay 10,200 11,500 8,538 2,962 Total Emergency Management 210,767 230,382 218,787 11,595 General Administration: Personal services 449,599 380,400 379,105 1,295 Supplies 7,750 8,000 8,755 (755) Other services and charges 61,161 105,836 74,875 30,961 Total General Administration 518,510 494,236 462,735 31,501 Human Resources: Personal services 190,859 187,429 182,570 4,859 Supplies 10,000 15,199 15,110 89 Other services and charges 126,389 130,021 128,366 1,655 Total Human Resources 327,248 332,649 326,046 6,603 Municipal Court: Personal services 277,772 309,612 309,957 (345) Supplies and materials 14,600 15,328 14,778 550 Other services and charges 178,884 180,320 174,390 5,930 Total Municipal Court 471,256 505,260 499,125 6,135 Purchasing: Personal services 201,936 214,662 214,598 64 Supplies 3,057 3,034 3,002 32 Other services and charges 31,628 31,818 31,716 102 Total Purchasing 236,621 249,514 249,316 198 City Secretary: Personal services 263,212 265,261 257,690 7,571 Supplies and materials 4,650 4,700 2,797 1,903 Other services and charges 106,038 109,738 99,710 10,028 Total City Secretary 373,900 379,699 360,197 19,502 113 - CITY OF LA PORTE, TEXAS General Fund Schedule of Expenditures. Budget and Actual Year Ended September 30,2007 ith - get Budgeted Amounts Actua I Positive Original Final Amounts (Negative) Legal: Personal services 6,000 6,900 6,900 Other services and charges 188,603 173,939 171,495 2,444 ~ Total Legal 194,603 180,839 178,395 2,444 City Council: Personal services 21,881 22,773 21,912 861 Supplies and materials 16,450 16,050 11,555 4,495 Other services and charges 54,957 33,287 25,021 8,266 Total City Council 93,288 72,110 58,488 13,622 - Total Administration 2,426,193 2,444,689 2,353,089 91,600 - Finance: Accounting: Personal services 551,330 605,099 605,089 10 Supplies 21,050 22,162 22,041 121 - Other services and charges 183,872 212,638 205,631 7,007 Total Accounting 756,252 839,899 832,761 7,138 - Nondepartm ental: Personal services 438,770 534,936 476,592 58,344 Supplies 6,000 14,096 10,035 4,061 Other services and charges 2,175,492 1,212,796 550,560 662,236 Total Nondepartm ental 2,620,262 1,761,828 1,037,187 724,641 Tax Office: - Personal services 185,819 191,368 191,294 74 Supplies and materials 11,675 11,094 10,108 986 Other services and charges 175,884 172,702 172,683 19 Total Tax Office 373,378 375,164 374,085 1,079 - Total Finance 3,749,892 2,976,891 2,244,033 732,858 Planning and Engineering: Planning and Engineering: Personal services 724,016 752,151 749,337 2,814 Supplies 18,995 16,420 11 ,731 4,689 - Other services and charges 135,816 124,584 111 ,406 13,178 Total Planning and Engineering 878,827 893,155 872,474 20,681 - Ins pection: Personal services 551,825 577,629 576,785 844 Supplies 30,819 27,964 24,636 3,328 Other services and charges 249,509 251,530 170,586 80,944 Total Inspection 832,153 857,123 772,007 85,116 Total Planning and Engineering 1,710,980 1,750,278 1,644,481 105,797 TOTAL GENERAL GOVERNMENT 7,887,065 7,171,858 6,241,603 930,255 114 - CITY OF LA PORTE, TEXAS General Fund Schedule of Expenditures - Budget and Actual Year Ended September 30,2007 ith get Positive (Negative) Budgeted Amounts Original Final Actu a I Amounts PUBLIC SAFETY: Fire Fire Prevention: Personal services Supplies Other services and charges Total Fire Prevention 156,639 150,013 145,920 4,093 18,795 34,945 34,863 82 46,953 45,254 38,296 6,958 222,387 230,212 219,079 11 ,1 33 1,150,343 1,186,381 1,186,135 246 109,397 119,093 132,677 (13,584) 473,484 441,503 423,843 17,660 35,000 32,000 7,449 24,551 1,768,224 1,778,977 1,750,104 28,873 1,336,413 1,379,931 1,373,917 6,014 112,161 117,610 131,418 (13,808) 144,583 139,789 135,052 4,737 1,593,157 1,637,330 1,640,387 (3,057) 3,583,768 3,646,519 3,609,570 36,949 Fire suppression: Personal services Supplies Other services and charges Capital Outlay Total Fire Suppression Emergency medical services: Personal services Supplies Other services and charges Total Emergency Services Total Fire Police Police Administration: Personal services Supplies Other services and charges Total Police Administration 474,607 511,999 511,708 291 21,045 20,343 19,496 847 279,304 249,008 248,481 527 774,956 781,350 779,685 1,665 4,366,049 4,371,157 4,323,954 47,203 184,922 186,146 183,627 2,519 443,655 443,803 439,335 4,468 4,994,626 5,001,106 4,946,916 54,190 1,314,583 1,425,017 1,424,088 929 49,788 36,064 36,191 (127) 217,912 186,019 173,303 12,716 1,582,283 1,647,100 1,633,582 13,518 Police Patrol: Personal services Supplies Other services and charges Total Police Patrol Crim inal Investigation: Personal services Supplies Other services and charges Total Crim inal Investigation 115 CITY OF LA PORTE, TEXAS General Fund Schedule of Expenditures - Budget and Actual Year Ended September 30,2007 AliTe with get Budgeted Amounts Actu a I Positive Original Final Amounts (Negative) Support Services: Personal services 659,245 668,871 668,725 146 Supplies 52,165 48,524 48,151 373 Other services and charges 87,902 83,493 82,374 1,119 Total Support Services 799,312 800,888 799,250 1,638 Total Police 8,151,177 8,230,444 8,159,433 71,011 TOTAL PUBLIC SAFETY 11,734,945 11,876,963 11,769,003 107,960 PUBLIC WORKS: Public Works Administration: - Personal services 219,002 227,230 225,041 2,189 Supplies and materials 3,700 3,907 3,768 139 Other services and charges 79,980 75,059 73,795 1,264 Total Public Works Administration 302,682 306,196 302,604 3,592 Streets: Personal services 1,346,154 1,376,867 1,375,630 1,237 - Supplies 136,211 131,182 110,959 20,223 Other services and charges 668,092 619,637 570,939 48,698 Capital outlay 53,000'" 53,000" 47,296" 5,704 Total Streets 2,203,457 2,180,686 2,104,824 75,862 - TOTAL PUBLIC WORKS 2,506,139 2,486,882 2,407,428 79,454 - HEAL TH AND SANITATION: Residential Solidwaste: Personal services 924,154 958,872 958,710 162 - Supplies 233,093 249,985 249,975 10 Other services and charges 680,678 726,771 736,973 (10,202) Total Residential Solidwaste 1,846,025 1,942,119 1,952,149 (10,030) Commercial solidwaste: Other services and charges 21,000 21,000 20,674 326 - TOTAL HEALTH AND SANITATION 1,867,025 1,963,119 1,972,823 (9,704) CUL TURE & RECREATION: Park Maintenance: Personal services 932,068 851,787 851,335 452 Supplies and materials 92,872 123,120 107,731 15,389 - Other services and charges 658,101 618,428 617,076 1,352 Capital outlay 42,140 26,070 25,870 200 Total Park Maintenance 1,725,181 1,619,405 1,602,012 17,393 116 CITY OF LA PORTE, TEXAS General Fund Schedule of Expenditures - Budget and Actual Year Ended September 30,2007 ith get Budgeted Amounts Actu a I Positive Original Final Amounts (Negative) Recreation: Personal services 496,324 455,185 454,747 438 Supplies 48,503 43,841 43,842 (1 ) Other services and charges 82,782 156,074 152,500 3,574 Total Recreation 627,609 655,100 651,089 4,011 Special Services: Personal services 346,817 363,404 353,149 10,255 Supplies 21,398 20,196 19,597 599 Other services and charges 70,518 53,969 53,048 921 Total Special Services 438,733 437,569 425,794 11,775 Parks Administration: Personal Services 376,047 375,430 371,655 3,775 Supplies 10,460 9,513 9,423 90 Other services and charges 47,145 44,41 6 43,493 923 Total P arks Adm inistration 433,652 429,359 424,571 4,788 TOTAL CULTURE AND RECREATION 3,225,175 3,141,433 3,103,466 37,967 TOTAL GENERAL FUND $27,220,349 $ 26,640,255 $ 25,494,323 $ 1,145,932 117 - - - - - - - - - - \\~ _/-~ D FT COMBINING FINANCIAL STATEMENTS Nonmajor Enterprise Funds Enterprise Funds are used to account for the acquisition, operation and maintenance of governmental facilities and services, which are entirely or predominantly self-supporting, by user charges. The operations of Enterprise Funds are accounted for in such a manner as to show a profit or loss similar to comparable private enterprises. Airport Fund - This fund is used to account for financial activities of the airport, which include rentals, grants and other revenues. Sylvan Beach Fund - This fund is used to account for revenues and expenses related to the operations of Sylvan Beach Convention Center. Golf Course Fund - This fund is used to account for revenues and expenses related to the operation of an eighteen-hole municipal golf course. 119 - CITY OF LA PORTE, TEXAS Combining Statement of Net Assets Nonmajor Proprietary Funds For the year ended September 30,2007 AF Business-type Activities - Enterprise Funds Total Sylvan Beach Nonmajor Convention Bay Forest Proprietary Airport Center Golf Course Funds ASSETS Current assets: Cash and cash equivalents $ 138,003 $ 151,416 $ 72,807 $ 362,226 Inves tm ents 70,384 77,224 36,774 184,382 Receivables, net of allowance for uncollectibles 3,248 1,250 4,498 Accrued interest receivable 1,098 1,440 580 3,118 Restricted cash and cash equivalents: Customer service deposits 45,861 45,861 Total current assets 212,733 277,191 110,161 600,085 Noncurrent assets: Capital assets: Land 203,504 1,880,965 2,084,469 Buildings and improvements 383,586 731,524 1,115,110 Improvements other than buildings 4,036,174 2,547,922 6,584,096 Vehicles and equipment 91,130 91,130 Construction in progress 467,910 34,905 502,815 Less accum ulated depreciation (2,484,322) (322,178) (2,312,326) (5,118,826) Total noncurrent assets 2,223,266 96,313 2,939,215 5,258,794 Total assets 2,435,999 373,504 3,049,376 5,858,879 LIABILITIES Current liabilities: Accounts payable 1,022 5,305 11 , 941 18,268 Accrued salaries payable 2,422 15,641 18,063 - Unearned revenue 48,783 48,783 Other current liabilities 1,500 6,108 7,608 Payable from restricted assets: Customer deposits 56,870 56,870 Total current liabilities 2,522 113,380 33,690 149,592 Noncurrent liabilities: Accrued separation pay 5,667 154,012 159,679 Total noncurrent liabilities 5,667 154,012 159,679 Total liabilities 2,522 119,047 187,702 309,271 NET ASSETS - Invested in capital assets, net of related debt 2,223,266 96,313 2,939,215 5,258,794 Unrestricted (deficit) 210,211 158,144 (77 , 54 1 ) 290,814 Total net assets $ 2,433,477 $ 254,457 $ 2,861,674 $ 5,549,608 - - 120 CITY OF LA PORTE, TEXAS Combining Statement of Revenues, Expenses and Changes in Fund Net Assets Nonmajor Proprietary Funds For The Year Ended September 30,2007 I DRAFT I Business-type Activities - Enterprise Funds Total Sylvan Beach Nonmajor Convention Bay Forest Proprietary Airport Center Golf Course Funds Operating revenues: User fees $ 42,359 $ 189,290 $ 911,371 $1,143,020 Operating expenses: Personal services 149,363 800,405 949,768 Supplies 5,036 170,741 175,777 Other services and charges 15,132 48,783 193,213 257,128 Depreciation 108,772 14,871 144,221 267,864 Total operating expenses 123,904 218,053 1,308,580 1,650,537 Operating loss (81,545) (28,763) (397,209) (507,517) Nonoperating revenues (expenses): Interest income 14,220 12,779 936 27,935 Loss on sale of equipment (2,009) (2,009) Total nonoperating revenue (expenses) 14,220 12,779 (1,073) 25,926 Loss before contributions and transfers (67,325) (15,984) (398,282) (481,591) Capital contributions 213,942 213,942 Transfers in 28,537 510,279 538,816 Transfers out (848 ) (3,638) (28,947) (33,433) Change in net assets 145,769 8,915 83,050 237,734 Total net assets-beginning 2,287,708 245,542 2,778,624 5,311,874 Total net assets-ending $ 2,433,477 $ 254,457 $ 2,861 ,674 $ 5,549,608 121 122 - R FT COMBINING FINANCIAL STATEMENTS Internal Service Funds Internal Service Funds account for the financing of goods or services provided by one City department for another. Motor Pool Fund - This fund is used to account for the cost of operating and maintaining automotive and other equipment used by City departments and the purchase of general government vehicles (those not used by proprietary fund activities). Service charges are billed to departments on a monthly basis to cover all expenses of the fund. Technology Fund - This fund is used to account for the cost of operating and maintaining computer software and equipment used by City departments. Service charges are billed to departments on a monthly basis to cover all expenses of the fund. Insurance Fund - This fund is used to account for the provision of group health coverage for all City employees and others eligible under the City's plan, including employee dependents and retirees. 123 - CITY OF LA PORTE, TEXAS Internal Service Funds Combining Statement of Net Assets For the year ended September 30, 2007 D F Motor Pool Technology Insura nce Totals ASSETS - Current assets: Cash and cash equivalents $ 2,007,391 $ 646,890 $ 2,047,910 $ 4,702,191 Investments 1,023,795 329,922 1,044,034 2,397,751 Accrued interest receivable 16,046 5,170 16,381 37,597 Miscellaneous Receivable 4,669 4,669 Material and supplies inventories, at cost 41 ,406 41,406 Total current assets 3,088,638 981,982 3,112,994 7,183,614 Noncurrent assets: Capital assets Vehicles and equipment 10,592,548 1,174,268 11,766,816 Less accumulated depreciation (6,743,359) (1,021,919) (7,765,278) Total noncurrent assets 3,849,189 152,349 4,001,538 Total assets 6,937,827 1,134,331 3,112,994 11,185,152 LIABILITIES Current liabilities: Accounts payable 74,027 39,942 532,354 646,323 Accrued salaries payable 11 ,108 6,875 17,983 Deferred revenue 1,694 1,694 Total current liabilities 85,135 46,817 534,048 666,000 Noncurrent liabilities: Accrued em ployee separation pay 136,097 136,097 Total noncurrent liabilities 136,097 136,097 Total liabilities 221,232 46,817 534,048 802,097 NET ASSETS .... Invested in capital assets, net of related debt 3,849,189 152,349 4,001,538 Unrestricted 2,867,406 935,165 2,578,946 6,381,517 Total net assets $ 6,716,595 $ 1,087,514 $ 2,578,946 $ 10,383,055 124 CITY OF LA PORTE, TEXAS Internal Service Funds Combining Statement of Revenues, Expenses and Changes in Fu For The Year Ended September 30,2007 D FT Motor Pool Technology Insurance Totals Operating revenues: User Fees $ 1,766,576 $ 965,624 $ 3,539,365 $ 6,271,565 Cable Fees 54,324 54,324 Total operating revenues 1,766,576 1,019,948 3,539,365 6,325,889 Operating expenses: Personal services 656,034 294,724 410,896 1,361,654 Supplies 269,360 113,489 382,849 Other sevices and charges 201,466 616,853 3,069,119 3,887,438 Depreciation 791,667 29,382 821,049 Total operating expenses 1,918,527 1,054,448 3,480,015 6,452,990 Operating income (loss) (151,951 ) (34,500) 59,350 (127,101) Nonoperating revenues: Interest income 132,169 40,383 97,053 269,605 Gain on sale of equipment 86,418 86,418 Total nonoperating revenues 218,587 40,383 97,053 356,023 Income before transfers 66,636 5,883 156,403 228,922 Transfers in 17,403 7,751 1,024,068 1,049,222 Transfers out (21,638) (693) (22,331) Change in net assets 62,401 12,941 1,180,471 1,255,813 Net assets-beginning 6,654,194 1,074,573 1,398,475 9,127,242 Net assets-ending $ 6,716,595 $ 1,087,514 $ 2,578,946 $10,383,055 125 - CITY OF LA PORTE, TEXAS Internal Service Funds - Combining Statement of Cash Flows For The Year Ended September 30, 2007 RA - Motor Pool Technology Ins urance Totals CASH FLOWS FROM OPERATING ACTIVITIES - Cash received from user fees $ 1,846,287 $ 1,019,948 $ 3,536,365 $ 6,402,600 Cash payments to suppliers (421,717) (711 ,61 0) (3,046,086) (4,179,413) Cash payments for personal services (641 ,51 7) (292,429 ) (410,896) (1,344,842) Net cas h provided by operating activities 783,053 15,909 79,383 878,345 - CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES Transfers in from other funds 17,403 (693) 1,024,068 1,040,778 Transfers out to other funds (21,638) 7,751 (13,887) Net cash provided (used) by noncapital financing activies (4,235) 7,058 1,024,068 1,026,891 - CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Payments for capital acquisitions (467,934) (49,136) (517,070) Proceeds from sale of assets 209,746 209,746 Net cash (used) by capital and related financing activies (258,188) (49,136) (307,324 ) - CASH FLOW S FROM INVESTING ACTIVITIES Interes ton investm e nts 130,103 40,855 91,779 262,737 Investm ents purchased (40,089) 67,670 (264,704 ) (237,123) Net cash provided (used) by investing activities 90,014 108,525 (172,925) 25,614 Net increase in cash and cash equivalents 610,644 82,356 930,526 1,623,526 Balances-beginning of the year 1,396,747 564,534 1,117,384 3,078,665 Balances-end of the year $ 2,007,391 $ 646,890 $ 2,047,910 $ 4,702,191 Reconciliation of operating income (loss) to net cash provided (used) by operating activities: Operating income (loss) '" $ (151 ,951 ) $ (34,500) $ 59,350 $ (127,101) Adjustments to reconcile operating income (loss) to net cash provided by operating activities: Depreciation expense 791,667 29,382 821,049 (Increase) decrease in accounts receivable 79,711 (2,588) 77,123 (Increase) decrease in inventories 4,774 4,774 Increase (decrease) in accrued salaries payable (215) 2,295 2,080 Increase (decrease) in accounts payable 44,335 18,732 23,033 86,100 Increas e (decrea se) in defe rred reve n u e (412) (412) Increase (decrease) in accrued employee separation 14,732 14,732 - Total adjustments 935,004 50,409 20,033 1,005,446 Net cas h provided by operating activities $ 783,053 $ 15,909 $ 79,383 $ 878,345 - 126 FT CAPITAL ASSETS USED IN THE OPERATION OF GOVERNMENTAL FUNDS These schedules present the capital asset balances related to governmental funds. A capital asset is presented in this schedule when it has been purchased using general governmental resources and is used for general governmental purposes. Assets are recorded at historical cost if purchased, or if historical cost is not available, estimated historical cost, or fair market value on the date donated, if donated. 127 - - - - - - - - - - \2S CITY OF LA PORTE, TEXAS Capital Assets Used in the Operation of Governmental Funds Schedule by Source For the year ended September 30,2007 D FT Governmental funds capital assets Land Buildings Equipment Improvements Infrastructure Construction in progress $ 7,925,969 18,187,992 1,905,600 7,649,693 26,957,309 18,558,413 Total governmental funds capital assets $ 81,184,976 Investment in governmental funds capital assets by source Current Operations Capital Projects Section 4B Sales Tax $ 16,391,463 63,468,407 1,325,106 Total governmental funds capital assets $ 81,184,976 This schedule presents only the capital asset balances related to governmental funds. Accordingly, the capital assets reported in internal service funds are excluded from the above amounts. Generally, the capital assets of internal service funds are included as governmental activities in the statement of net assets. 129 - CITY OF LA PORTE, TEXAS Capital Assets Used in the Operation of Governmental Fun Schedule by Function and Activity September 30,2007 AFT - Function and Activity Land Buildings Equipment Improvements General Government Adm inistration $ 880,239 $ 6,513,677 $ 309,678 $ 407,287 Finance P Janning 217,002 19,922 Total general government 1,097,241 6,513,677 329,600 407,287 Public Safety Fire 756,606 3,772,597 638,758 28,422 - Police 45,089 1,064,031 636,471 25,732 Total Public Safety 801,695 4,836,628 1,275,229 54, 1 54 Public Works Adm instration 2,760,405 2,112,774 106,089 138,145 Streets Total Public Works 2,760,405 2,112,774 106,089 138,145 Cultural and Recreational Parks and Recreation 3,266,628 4,724,913 194,682 7,050,107 Total governmental funds capital assets $ 7,925,969 $ 18,187,992 $ 1,905,600 $ 7,649,693 This schedule presents only the capital asset balances related to governmental funds. Accordingly, the capital assets reported in internal service funds are excluded from the above amounts. Generally, the capital assets of internal service funds are included as governmental activities in the statement of net assets. - 130 - D AFT Construction Infras tructu re in Progress Total $ $ 52,315 $ 8,163,196 190,488 892,754 1,320,166 190,488 945,069 9,483,362 3,830,409 9,026,792 8,686,902 10,458,225 12,517,311 19,485,017 10,153,388 4,862,792 20,133,593 16,515,354 16,515,354 26,668,742 4,862,792 36,648,947 98,079 233,241 15,567,650 $ 26,957,309 $ 18,558,413 $ 81,184,976 131 - CITY OF LA PORTE, TEXAS Capital Assets Used in the Operation of Governmental Funds Schedule of Changes by Function and Activity For The Year Ended September 30,2007 DR FT Governmental Governmental Fund Capital Fund Capital Assets Assets October 1, Additions/ Retirem ents/ September 30, Function and Activity 2006 Adjustments Adjustments 2007 General government Adm inistration $ 7,789,326 $ 473,872 $ $ 8,263,198 Planning 1,131,730 188,436 1,320,166 Total general government 8,921,056 662,308 9,583,364 Public safety Fire 7,320,136 1,718,907 (12,250) 9,026,793 Police 4,798,429 5,740,783 (80,987) 10,458,225 Total public safety 12,118,565 7,459,690 (93,237) 19,485,018 Public works Administration 20,826,319 1,510,142 2,186,082 24,522,543 Streets 14,329,269 (2,202,867) 12,126,402 Total public works 35,155,588 1,510,142 (16,785) 36,648,945 Cultural and Recreational Parks and recreation 15,348,044 157,770 (38,165) 15,467,649 Total governmental funds capital assets $ 71,543,253 $ 9,789,910 $ (148,187) $ 81,184,976 This schedule presents only the capital asset balances related to governmental funds. Accordingly, the capital assets reported in internal service funds are excluded from the above amounts. Generally, the capital assets of internal service funds are included as governmental activities in the statement of net assets. 132 STATISTICAL SECTION AF This part of the City of La Porte's Comprehensive Annual Financial Report presents detailed information as a context for understanding what the information in the financial statements, note disclosures, and required supplementary information says about the government's overall financial health. Contents Page Financial Trends 135 These schedules contain trend information to help the reader understand how the government's financial performance and well-being have changed over time. Revenue Capacity 142 These schedules contain information to help the reader assess the government's most significant local revenue source, the property tax. Debt Capacity 150 These schedules present information to help the reader assess the affordability of the government's current levels of outstanding debt and the government's ability to issue additional debt in the future. Demographic and Economic Information 157 These schedules offer demographic and economic indicators to help the reader understand the environment within which the government's financial activities take place. Operating Information 160 These schedules contain service and infrastructure data to help the reader understand how the information in the government's financial report relates to the services the government provides and the activities it performs. Sources: Unless otherwise noted, the information in these schedules is derived from the Comprehensive Annual Financial Reports for the relevant year. 133 - - - - - - - - - - - \ 134 City of La Porte, Texas Net Assets by Component Last Five Fiscal Years (accrual basis of accounting) (unaudited) Fiscal Year 2003 2004 2005 2006 2007 Governmental activities Invested in capital assets, net of related debt $ 23,400,1 08 $ 32.752,971 $28,933,050 $ 28,424,345 $ 27,529,009 Restricted 5,804,419 5,770,840 6,642,077 7,363,187 13,316,591 Unrestricted 23,953,457 12,997,982 19,369.700 18,983,653 19,985,983 Total governmental activities net assets $ 53,157,984 $ 51,521.793 $ 54,944,827 $ 54,771,185 $ 60,831,583 Business-type activities Invested in capital assets, net of related debt $ 26, 1 09,776 $25,996,416 $26,589,684 $ 29,642,136 $ 29,481,368 Restricted 3,042,730 3,662,800 3,407,445 2,185,791 2,184,725 Unrestricted 4,709,368 2,647,090 1,264,814 3,396,751 3,295,501 Total business-type activities net assets $33,861,874 $ 32,306,306 $ 31 ,261 ,943 $ 35,224,678 $ 34,961,594 Primary government Invested in capital assets, net of related debt $49,509,884 $ 58.749,387 $ 55,522,734 $ 58,066,481 $ 57,010,377 Restricted 8,847,149 9,433,640 10,049,522 9,548,978 15,501,316 Unrestricted 28,662,825 15,645,072 20,634,514 22,380,404 23,281,484 Total primary government net assets $ 87,019,858 $ 83,828,099 $86,206,770 $ 89,995,863 $ 95,793,177 Note: The City of La Porte first applied GASB Statement 34 in fiscal year 2003; therefore, government-wide financial information for years prior to fiscal year 2003 is not available. 135 ~ ~ >- ~ ~ - City of La Porte, Texas Changes in Net Assets Last Five Fiscal Years F (accrual basis of accounting) (unaudited) Fiscal Year 2003 2004 2005 2006 2007 Expenses Governmental activities: General Government $ 8,625,554 $ V,487,889 $ 7,41\ 122 $ 7,348,812 $ 8,4 '0,865 Public Safety V,77'\423 1,\947,286 '0,367,759 1'\602,951 12,153,324 Public li\brks 3,638,063 '\267,829 5,134,855 5,209,686 3,668,425 Health and Sanitation '\823,462 1,906,513 1,887,204 ,\862,368 2,487,531 Culture and Recreation 4,048,974 4,'06,491 3,717,791 3,579,917 3,120,133 - Interest on Long-term debt 747,351 689,644 863,813 1,226,231 1,352,747 Total governmental activities expenses 29,654,827 30,405,658 29,412,549 30,829,965 3,\133,075 Business-type activities: Water Services 6,339,238 6,256,424 6,477,962 6,844,635 6,548,382 SeV1.er Services 1,913,284 1,895,709 '\813,756 '\894,415 2,086,651 Airport 149,472 142,765 157,136 122,548 123,904 Bay Forest Golf Course '\284,729 '\222,813 ,\242,613 1,285,121 1,3'0,589 Syivan Beach Convention Center 212,947 134,314 21'\682 214,552 213,053 Total business-type expenses 9,899,670 9,712,031 9,909,139 '0,36,\271 V,287,579 Total primarygovemment expenses $ 39,554,497 $ 40,117,689 $ 39,321,748 $ 41, 131,236 $ 41,480,654 Program Revenues Governmental activities: Charges for services: - General government $ 660 ,955 $ 528,296 $ 670,332 $ 1,002,267 $ 2,006,607 Public safety 1,689,780 1,441,662 1,498,3'0 '\333,005 435,128 Public VIOrkS 1,481,061 '06,026 24,242 Health and sanitation 830,991 463,629 ,\429,617 1,770,611 1,856,013 Culture and recreatio n 657,784 '\ 157.449 460,796 429,971 413,143 Operating grants and contributions 480,037 576,262 2,639,934 1,031,408 991,679 Total govemmental activities program revenues 5,800,608 4,273,324 6,723,231 5,567,262 5,707,570 Business-type activities: Charges fo r services Water services 4,157,556 4,155,589 4,500,140 5,438,932 4,789,854 SeV1.er services 2,493284 2,493,134 2,591,406 2,842,495 2,763,715 Airpo rt 30,001 32,728 32,728 35,624 42,359 Golf course 943,493 '\022,1)3 965,983 955,867 911,371 Syivan beach co nventio n center 13\355 130,642 163,859 162,508 139,290 Capital grants and co ntributio ns 1,060,948 Total business-type program revenues 7,785,689 7,884,136 8,254,116 9,435,426 9,757,537 Total primarygovemment program revenues $ 13,586,297 $ 12,157,520 $ 14,977,347 $ 15,002,688 $ 8 136 Fiscal Year 2003 2004 2005 2006 07 Net (expense)/revenue BAJ:T( Govemmental activities: $ (23,8542"9) $ (26,'[32,334) $ (22,689,3'8) 5,485,505) Business-type activities: (2,1'[3,981) (1,827,835) (1,655,083) (530,042) Total primarygovemment net expense $ (25,968,200) $ (27,960,139) $ (24,344,401) $ (26,'88,548) $ (26,015,547) General Revenues and Other Changes in Net Assets Govemmental activities: Taxes P roperty taxes, levied for general purposes $ 8,797,886 $ 9, '[39,422 $ 1),"92,599 $ 1),535,313 $ 11,246,050 P roperty taxes, levied for debt service 2,070,120 1,922,117 1,623,095 1,661,801 1,8"9,554 Industrial payments 7,276,821 6,896,112 6,991,926 7,659,591 8,'88,891 Franchise taxes 1,682,849 1,7'8,875 1,885,801 1,986,698 2,003,691 Sales tax 3,037,574 3,263,459 3,459,979 4,067,767 5,735,725 Unrestricted investment eamings 542,254 376,359 720, '[37 1,874,828 2,386,980 Grants not specified for specific program 75, '89 M iscelianeous 704,886 495,1)2 753,595 1, '[37 ,928 89,400 Gain/(Ioss) on sale/retirement of capital assets (260,545) 1)3,594 Transfers (253,629) 684,697 381,625 (3,91),056) 75,612 Total govemmental activities 23,598,213 24,496,143 26,112,351 25,089,062 31,545,903 Business-type activities Unrestricted investment eamings 121,174 88,602 135,132 300,099 342,566 M iscelianeous 889,298 874,146 827,'83 694,507 Gain/(Ioss) on sale/retirement of capital assets (5,784) (13,083) Transfers 253,629 (684,697) (381,625) 3,91),056 (75,612) Total business-type activities 1,264,1)1 272267 61),720 4,888,579 266,954 Total primarygovemment $ 24,862,317 $ 24,768,41) $ 26,723,071 $ 29,977,640 $ 31,812,856 Change in Net Assets Govemmental activities $ (256,003) $ (1,636,"91) $ 3,423,033 $ (173,642) $ 6,060,398 Business-type activities (849,880) (1,555,568) (1,044,363) 3,962,734 (263,088) Total primarygovemment $ (1, 1)5,883) $ (3,"91,759) $ 2,378,670 $ 3,789,091 $ 5,797,308 Note: The City of La Porte first applied GASB Statement 34 in fiscal year 2003; therefore, govemment-wde financial information for years prior to fiscal year 2003 is not available. 137 City of La Porte, Texas Go\€rnmental Activities Tax Re\€nues By Source Last Fi\€ Fiscal Years (accrual basis of accounting) (unaudited) Fiscal Property Franchise Sales Year Taxes Taxes Taxes 2003 $10,925,425 $ 1,682,849 $ 2,764,876 2004 11,070,189 1,718,875 2,993,481 2005 11,787,495 1,805,800 3,166,900 2006 12,162,641 1,986,698 3,741,321 2007 12,990,852 2,003,691 5,227,100 Industrial Payments $ 454,619 269,978 293,819 326,504 508,625 - - F - $ 7,094,900 6,896,112 6,991,926 7,470,700 8,188,891 Total - $22,922,669 22,948,635 24,045,940 25,687,864 28,919,159 Note: The City of La Porte first applied GASB Statement 34 in fiscal year 2003; therefore, go\€rntment-wide financial information for years prior to fiscal year 2003 is not available. 138 - - - - - - ...- - -- - U1U\f1' - - \39 - CityofLa Porte, Texas Fund Balances of Governmental Funds Last Ten Fiscal Years (modified accrual basis of accounting) (unaudited) 1998 Fiscal Year 1999 2000 R 2002 2001 General fund Reserved Unreserved Total general fund 65,028 $ 66,158 $ 5,947,020 5,428,233 $ 6,012,048 $ 5,494,391 72,088 $ 58,827 $ 74,843 5,924,197 7,608,591 7,053,076 $ 5,996,285 $ 7,667,418 $ 7,127,919 $ All other governmental funds Reserved U nres erved/U ndes ignated Unreserved, reported in: Special revenue funds Capital projects funds Total all other governmental funds $ 959,678 $ 1,119,041 $ 1,263,483 $ 1,303,068 $ 1,589,610 1,515,126 2,171,471 2,837,718 3,307,882 3,850,787 7,613,980 7,178,328 13,038,143 11,765,217 13,778,877 $10,088,784 $10,468,840 $17,139,344 $16,376,167 $19,219,274 - - -, - 140 FT Fiscal Year 2003 2004 2005 2006 2007 $ 209,191 $ 440,926 $ 209,191 $ 144,775 $ 169,708 6,632,833 7,009,028 8,972,133 10,970,885 13,687,895 $ 6,842,024 $ 7,449,954 $ 9,181,324 $ 11,115,660 $ 13,857,603 $ 7,462,916 $ 1,584,497 $ 2,061,426 $ 2,266,406 $ 2,670,858 3,770,935 1,005,159 4,255,634 5,100,995 7,501,313 5,067,980 9,287,535 16,488,090 18,813,872 18,660,427 $16,301,831 $11,877,191 $22,805,150 $26,181,273 $28,832,598 141 City of La Porte, Texas Changes in Fund Balances of GO\ernmental Funds Last Ten Fiscal Years (modified accrual basis of accounting) FT (unaudited) Fiscal Year 1998 1999 2000 2001 Revenues Taxes $ 19,614,559 $ 20,164,016 $ 20,860,043 $ 22,406,291 Donations Harris County Joint Ventures Licenses and permits 303,890 357,694 337,259 262,010 Fines and forfeits 617,432 479,363 407,459 561,547 Charges and services 2,552,849 2,996,774 3,147,031 2,923,504 Intergo\ernmental 192,821 170,044 313,261 673,105 Interest 994,455 976,007 1,395,339 1,626,693 Miscellaneous 244,819 213,794 193,585 119,228 Total re\enues $ 24,520,825 $ 25,357,692 $ 26,653,977 $ 28,572,378 Expenditures General GO\ernment 4,537,921 5,056,127 5,152,844 5,232,112 Public Safety 7,472,289 7,842,420 8,644,309 9,364,320 Public Works 2,144,846 2,204,287 2,304,829 2,487,825 Health and Sanitation 2,225,835 2,413,218 2,411,767 2,278,761 - Culture and Recreation 2,560,069 2,697,886 2,944,296 3,058,199 Debt Service Principal 1,555,000 1,495,000 1,555,000 1,775,000 - Interest 506,420 559,379 590,841 729,932 Capital Outlay 949,895 2,514,438 2,685,085 3,032,461 Total expenditures 21,952,275 24,782,755 26,288,971 27,958,610 Excess of re\enues o\er (under) expenditures 2,568,550 574,937 365,006 613,768 - Other financing sources (uses) Issuance of debt 2,500,000 6,250,000 Premium on bond Transfers in 1,090,000 1,346,030 1,099,032 1,974,671 Transfers out (991,087) (2,058,568) (1,377,318) (1,849,671 ) Proceeds from sale of assets Total other financing sources (uses) 2,598,913 (712,538) 5,971,714 125,000 Net change in fund balances $ 5,167,463 $ (137,601) $ 6,336,720 $ 738,768 Debt service as a percentage of noncapital expenditures 9.8% 9.2% 9.1% 10.0% 142 RAFT Fiscal Year 2002 2003 2004 2005 2006 2007 $ 23,300,851 $ 22,922,669 $ 22,948,635 $ 24,045,940 $ 25,687,864 $ 28,919,159 30,000 30,000 1,751,555 238,535 199,970 320,405 531,091 683,284 919,923 614,534 847,250 554,559 678,205 848,232 1,243,694 2,129,487 2,275,333 2,947,340 3,233,453 3,887,570 3,966,801 385,722 480,037 576,262 1,112,687 1,174,381 716,103 748,798 481,822 325,418 630,683 1,709,163 2,117,375 143,668 125,020 32,605 183,658 163,380 77,056 $ 27,561,595 $ 27,332,101 $ 27,705,224 $ 32,197,272 $ 34,153,874 $ 37,990,111 5,294,977 5,542,520 7,971,284 6,848,838 7,236,765 7,696,436 10,165,683 10,477,080 10,414,544 10,532,857 11,071,829 11,769,003 2,422,522 2,556,011 2,361,192 2,430,322 2,360,073 2,407,428 1,764,906 1,823,462 1,758,964 1,808,313 1,813,812 1,972,823 3,297,865 3,475,888 3,245,144 3,067,815 3,010,725 3,103,466 1 ,685,000 1,590,000 1 ,490,000 1,330,000 1,195,000 1,235,000 634,535 795,199 699,834 1 ,030,430 1,374,314 1,582,287 4,077,477 2,771,651 3,259,141 8,566,314 6,550,309 10,012,947 29,342,965 29,031,811 31,200,103 35,614,889 34,612,827 39,779,390 (1,781,370) (1,699,710) (3,494,879) (3,417,617) (458,953) (1,789,279) 5,400,000 16,586,900 6,965,000 8,075,000 191,055 37,572 1,870,191 1,919,871 3,469,026 3,222,196 6,055,874 4,196,574 (3,185,214) (3,423,500) (3,790,857) (3,774,399) (7,532,602) (5,147,853) 42,250 90,083 21,253 4,084,977 (1,503,629) (321,831 ) 16,076,947 5,769,410 7,182,546 $ 2,303,607 $ (3,203,339) $ (3,816,710) $ 12,659,330 $ 5,310,457 $ 5,393,267 9.2% 9.1% 7.8% 8.7% 9.2% 9.5% 143 City of La Porte, Texas Assessed Value and Estimated Actual Value of Taxable Property Last Ten Fiscal Years (unaudited) - Fiscal Year Estimated Market Value Less: Total Taxable Ended Real Personal Tax Exempt Assessed September 30 Property ~ Property ~ Property Value 1998 $1,132,150,100 $239,361,192 $151,237,850 $ 1,220,273,442 1999 1,200,942,090 231 ,352,908 170,254,950 1,262,040,048 2000 1,348,881,240 258,255,710 187,918,790 1,419,218,160 2001 1,346,611,820 295,183,4 70 219,056,080 1,422,739,210 2002 1 ,461 ,368,400 295,213,550 251,950,970 1,504,630,980 2003 1,498,049,850 270,257,240 255,642,570 1,512,664,520 2004 1,546,560,410 279,687,470 265,840,970 1,560,406,910 2005 1,601,433,200 311,721,280 278,265,540 1,634,888,940 2006 1 ,777,351 ,563 325,549,640 407,734,605 1,695,166,598 2007 1,861,821,075 350,191,031 419,779,423 1,792,232,683 Source: City of La Porte records and the Harris County Appraisal District - 144 - D FT Total Assessed Direct Total Value as a Tax Taxable Percentage of Rate Value Actual Value $ 0.71 $ 1,220,273,442 100.00% 0.71 1,262,040,048 100.00% 0.71 1,419,218,160 100.00% 0.71 1,422,739,210 100.00% 0.71 1,504,630,980 100.00% 0.71 1,512,664,520 100.00% 0.71 1,560,406,910 100.00% 0.71 1,634,888,940 100.00% 0.71 1,695,166,598 100.00% 0.71 1,792,232,683 100.00% 145 - City of La Porte, Texas Property Tax Rates Direct and Overlapping Governments (Per $1 00 of Assessed Value) Last Ten Fiscal Years (Unaudited) D F City of La Porte 1 General Obligation Harris County Fiscal Basic Debt Total Flood Control Harris Year Rate Service Direct District 2 County 2 1998 $0.57 $0.14 $0.71 $0.0800 $0.4166 1999 0.57 0.14 0.71 0.0800 0.3948 2000 0.57 0.14 0.71 0.061 7 0.3590 2001 0.57 0.14 0.71 0.0476 0.3839 2002 0.57 0.14 0.71 0.0476 0.3839 2003 0.575 0.135 0.71 0.041740 0.3881 2004 0.575 0.135 0.71 0.033180 0.3999 2005 0.612 0.098 0.71 0.033220 0.39986 - 2006 0.612 0.098 0.71 0.032410 0.40239 2007 0.612 0.098 0.71 0.031060 0.39239 Source 1 City of La Porte records 2 Office of Harris County 3 Office of La Porte Independence School District - - 146 Overlapping Rates Port of Harris County San Jacinto Houston Board of Hos pital La Porte Jr. College Authority 2 Education 2 District 2 I.S.o.3 District 4 Total $0.0213 $0.0061 $0.1238 $1.610 $0.1100 $3.0778 0.0204 0.0063 0.1465 1.610 0.1100 3.0780 0.0183 0.0063 0.2027 1.650 0.1260 3.1340 0.0183 0.0063 0.1902 1.630 0.1307 3.1170 0.0183 0.0063 0.1902 1.630 0.1307 3.1170 0.0199 0.0063 0.1902 1.680 0.1307 3.16694 0.0167 0.0063 0.1902 1.734 0.1391 3.22938 0.01474 0.00629 0.19216 1.734 0.145365 3.23564 0.01302 0.00629 0.19216 1.635 0.145365 3.13664 0.01437 0.00585 0.19216 1.305 0.145365 2.79620 147 D FT - City of La Porte, Texas Principal Property Tax Payers Current Year and Nine Years Ago (Unaudited) 2007 1998 Percentage Percentage of Total City ofTotal City Taxable Taxable Taxable Taxable Assed Assessed Assed Assessed Taxpayer Value Value Taxpayer Value Value Conoco Phillips Inc $ 59,463,141 3.32% Conoco Inc $ 54,111,440 4.43% Oxy Vinyls LP 50,504,679 2.82% Equistar Chemicals LP 44,664,690 3.66% Equistar Chemicals LP 49,862,115 2.78% HL&P 42,425,040 3.48% Dow Chemicals 46,021,233 2.57% Solvay Polymer Corp 37,068,510 3.04% PPG Industries 42,972,161 2.40% Occidental Electrochem 36,236,280 2.97% BP Solvay 38,054,910 2.12% PPG Industries 30,016,160 2.46% - Centerpoint Energy 26,486,387 1.48% Fina Oil & Chem. Co. 24,606,050 2.02% Attofina Petrochemicals 20,438,783 1.14% Dow Chemicals 21,053,500 1.73% Noltex 19,568,831 1.09% Geon Company 20,408,900 1.67% - Sulzer Hickham 19,042,493 1.06% Noltex 14,662,470 1.20% $ 372,414,733 20.78% $ 325,253,040 26.65% Source: City of La Porte Tax Department - - - - 148 City of La Porte, Texas Property Tax Levies and Collections Last Ten Fiscal Years (unaudited) RAFT Fiscal Collected within the Year Taxes Levied Fiscal Year of the Levy Collections Total Collections to Date Ended for the Percentage in Subsequent Percentage September 30, Fiscal Year Amount of Levy Years Amount of Levy 1998 $ 8,599,050 $8,437,322 98.12% $ 110,638 $ 8,547,960 99.41 % 1999 8,951,320 8,795,498 98.26% 131,816 8,927,314 99.73% 2000 9,197,711 9,006,072 97.92% 162,788 9,168,860 99.69% 2001 10,026,632 9,780,571 97.55% 215,240 9,995,811 99.69% 2002 10,784,561 10,463,515 97.02% 282,551 10,746,066 99.64% 2003 10,823,210 10,491,257 96.93% 265,414 10,756,671 99.39% 2004 11,160,176 10,829,202 97.03% 260,446 11,089,648 99.37% 2005 11,652,289 11,334,572 97.27% 228,549 11,563,121 99.23% 2006 12,086,633 11,755,121 97.26% 195,414 11,950,535 98.87% 2007 12,724,857 12,418,873 97.60% 12,418,873 97.60% Source: City of La Porte Tax Department 149 City of La Porte, Texas Ratio of Outstanding Debt by Type Last Ten Fiscal Years (unaudited) Governmental Activities Fiscal Year General Obligation Bonds Certificates of Obligation 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 $ 11,170,000 9,675,000 11,370,000 9,745,000 8,210,000 6,770,000 5,430,000 11,925,000 12,610,000 12,070,000 3,000,000 2,850,000 2,700,000 2,550,000 2,400,000 11,050,000 16,405,000 24,055,000 $ Source: Details regarding the City's outstanding debt can be found in the notes to the financial statements. Percentage of personal income and Per capita personal income provided from the 2000 US Census. 150 Other Obligations $ 5,400,000 5,400,000 5,400,000 5,400,000 5,130,000 4,860,000 - - T - - - - - FT Business-Type Activities General Water and Obligation Total Percentage Sewer Revenue Refunding Other Primary of Personal Per Bonds Bonds Obligations Government Income Capita $ 1,750,000 $ 3,145,000 $ 8,575,000 $ 24,640,000 N/A $ 754 1,650,000 2,710,000 8,335,000 22,370,000 N/A 654 1,425,000 2,275,000 8,080,000 26,150,000 3.87% 820 1,200,000 1,840,000 8,080,000 23,715,000 N/A 733 975,000 1 ,440,000 7,710,000 26,435,000 N/A 803 750,000 1,040,000 7,293,358 23,803,358 N/A 704 625,000 585,000 6,904,178 21,344,178 N/A 633 500,000 145,000 6,500,000 35,520,000 N/A 1,028 375,000 8,680,000 43,200,000 N/A 1,240 250,000 7,957,500 49,192,500 N/A 1,391 151 City of La Porte, Texas Ratio of General Bonded Debt Outstanding Last Ten Fiscal Years (unaudited) F General Bonded Debt Outstanding Percentage of General Certificates Less: Amounts Actual Taxable Fiscal Obligation of Available in Debt Value of Per Year Bonds Obligation Service Fund Total Property 1 Capita 2 1998 $ 11,170,000 $ $ 959,678 $ 10,210,322 0.84% $ 313 1999 9,675,000 1 ,119,041 8,555,959 0.68% 250 2000 14,370,000 1,263,483 13,106,517 0.92% 411 2001 12,595,000 1,303,068 11,291,932 0.79% 349 2002 16,310,000 1,589,610 14,720,390 0.98% 447 2003 12,170,000 2,550,000 1,797,213 12,922,787 0.85% 382 2004 10,830,000 2,400,000 1,584,497 11,645,503 0.75% 345 2005 17,325,000 11,050,000 1,704,531 26,670,469 1.63% 772 -. 2006 17,740,000 16,405,000 1,813,887 32,331,113 1.91% 928 2007 16,930,000 24,055,000 1,925,756 39,059,244 2.18% 1,105 Note: Details regarding the City's outstanding debt can be found in the notes to the financial statements. Per Capita provided from the 2000 Census 1. See the Schedule of IIssessed Value and Estim ated Actual Value of Taxable Property for property value data. 2. Population data can be found in the Schedule of Demographic and Economic Statistics. - 152 City of La Porte, Texas Direct and Overlapping Governmental Activities Debt As of September 30, 2007 (unaudited) Governmental Unit Debt Outstanding Debt repaid with property taxes Harris County $ Harris County Department of Education Harris County Flood Control District Harris County Toll Road - Toll Road Bonds (a) La Porte ISO Port of Houston Authority San Jacinto Jr. Collect District 2,074,258,644 115,924,985 107,985,000 357,105,000 64,750,000 Subtotal, overlapping debt $ 2,720,023,629 City of La Porte direct debt Total direct and overlapping debt 43,347,500 (a) Harris County Toll Road debt is considered self-supporting. Source: Texas Municipal Reports 153 ~~ Estimate hare of Percentage ver appmg Applicable Debt 0.82% $ 17,008,921 0.82% 0.82% 950,585 0.82% 37.82% 40,839,927 0.82% 2,928,261 6.32% 4,092,200 $ 65,819,894 100% $ 43,347,500 $ 109,167,394 ~ City of La Porte, Texas Legal Debt Margin Information Last Ten Fiscal Years (amounts expressed in thousands) (unaudited) 1998 1999 2000 - 200 Debt limit $30,787,158 $ 31,930,272 $38,129,152 $ 35,568,480 $37,615,775 Total net debt applicable to limit 10,210,322 8,555,959 13,106,517 11,291,932 14,720,390 Legal debt margin $ 20,576,836 $23,374,313 $ 25,022,635 $ 24,276,548 $ 22,895,385 Total net debt applicable to the limit as a percentage of debt limit - - Note: The City has no general obligation legal debt limit other than a celing on the tax rate as specified by the State of Texas. The precribed maximum is $2.50 per $100 of the appraised value - - 154 Fiscal Year AFT 2003 2004 2005 2006 2007 $37,816,613 $ 39,010,173 $ 40,872,224 $ 42,379,165 $ 44,805,817 10,372,787 9,245,503 15,620,369 15,926,113 18,855,756 $ 27,443,826 $ 29,764,670 $ 25,251 ,855 $ 26,453,052 $ 25,950,061 Legal Debt rvlargin Calculation for Fiscal Year 2007 Assessed value $1,792,232,683 Add back: exempt property $ 419,779,423 Total assessed value $2,212,012,106 Debt limit (2.5% of total assessed value) 44,805,817 Debt applicable to limit: General obligation bonds Less: Amount set aside for repayment of general obligation debt $ 16,930,000 1,925,756 Total net debt applicable to limit 18,855,756 $ 25,950,061 Legal debt margin 155 - City of La Porte, Texas Pledged-Revenue Coverage Last Ten Fiscal Years (unaudited) D F - Water and Sewer System Revenue Bonds Utility Less: Net Fiscal Service Operating Available Debt Service Times Year Charges 1 Expenses 2 Revenue Principal Interest Coverage 1998 $ 6,368,938 $ 4,177,982 $ 2,190,956 $ 535,000 $ 263,547 2.74 1999 6,445,231 4,386,479 2,058,752 660,000 211,328 2.36 2000 6,844,236 5,626,662 1,217,574 660,000 170,483 1.47 2001 6,094,735 4,347,508 1,747,227 660,000 168,781 2.11 2002 5,988,595 4,814,158 1,174,437 625,000 132,418 1.55 - 2003 5,837,448 5,025,158 812,290 580,000 115,948 1.17 2004 5,836,221 5,125,635 710,586 580,000 71,293 1.09 2005 6,193,451 5,259,943 933,508 565,000 43,161 1.53 2006 7,438,016 5,389,783 2,048,233 270,000 111,712 5.37 2007 6,722,774 5,681,548 1,041,226 262,500 92,966 2.93 - Note: 1. Includes interest income. 2. Excludes depreciation and loss on uncollectible accounts. - - 156 City of La Porte, Texas Demographic and Economic Statistics Last Ten Calendar Years (Unaudited) D FT Personal Per Income Capita (thousands Personal Median School Unemployment Year Population of dollars) Income Age Enrollment Rate 1998 32,658 N/A N/A N/A 7,415 5.0% 1999 34,191 N/A N/A N/A 7,477 4.7% 2000 31 ,880 675,155 21,178 33 7,645 4.2% 2001 32,356 N/A N/A N/A 7,772 5.3% 2002 32,910 N/A N/A N/A 7,732 6.2% 2003 33,789 N/A N/A N/A 7,648 6.6% 2004 33,712 N/A N/A N/A 7,629 5.7% 2005 34,538 N/A N/A N/A 7,808 5.3% 2006 34,825 N/A N/A N/A 7,786 4.7% 2007 35,362 N/A N/A N/A 7,889 4.4% Sources: Estimated population provided by the Planning Department. Personal, income, per capita personal income and median age provided from the 2000 US Census. School enrollment provided by LPISD. Unemployment rates provided from the State of Texas Labor Statistics. 157 - City of La Porte, Texas A-incipal Employers Current Year and Nine Years Ago (unaudited) Employer Furmanite Worldw ide EI. Dupont De Nerrours & Co, Rockw ood Service Corp, Longview Inspection Quest Tru Tec LP EI. Dupont De Nerrours & Co, WalMart Aker Kvaerner Oxy Vinyls City of La Porte Total D AFT 2007 . 1997 . Percentage Percentage of Total City of Total City Employees Rank Employment Bnployer Employees Rank Employment 1,494 1 7.90% Solvay Polymer 1,100 1 N/A 1,001 2 5.29% San Jacinto College 1,003 2 N/A 700 3 3.70% La Porte ISD 987 3 N/A 664 4 3.51% EI. Dupont 870 4 N/A 636 5 3.36% Millenium (formerly Quantum) 736 5 N/A 580 6 3.07% Akzo Nobel 500 6 N/A 500 7 2.64% Hickham Industries 270 7 N/A 400 8 2.11% Dow Chemical 250 8 N/A 400 9 2.11% Fina Oil & Chemical 225 9 N/A 368 10 1.95% Geon Company 180 10 N/A 6,743 35.64% 6,121 - - - Source: . Bay Area Economic Partnership .. City of La Porte Official Statement, Series 1998 General Obligation Bonds Total employment figures for 1997 were not available, so therefore the percentages of total city employment could not be calculated. - - - - 158 City of La Porte, Texas Full-lime Equivalent City Govemment Employees by Function/Program Last Three Fiscal Years (unaudited) RAFT Fiscal Year Function/Program 2005 2006 2007 General Government 76 76 80 Public Safety 135 138 147 Public Works 32 32 32 Health & Sanitation 22 21 21 Culture and recreation 47 45 44 Water Services 26 27 25 Sewer Services 20 20 20 Golf Course 13 13 12 Sylvan Beach Convention Ctr. 3 3 4 Source: City Budget Office Note: Data not available for fiscal years prior to 2005. 159 - City of La Porte, Texas Operating Indicators by Function/Program Last Nine Fiscal Years (unaudited) 1999 2000 2001 2002 Function/Program Police Physical arrests N/A 1,541 2,114 2,193 Tickets processed 6,065 6,657 9,489 9,298 Fire Number of calls answered N/A N/A N/A N/A Inspections N/A N/A N/A N/A Highways and streets - Street resurfacing (linear feet) 40,400 39,200 42,000 26,200 Potholes repaired 251 302 232 271 Sanitation - Cu. Yds. Garbage collected 25,757 27,300 28,025 28,655 Cu. Yds. Trash collected 31,061 38,603 48,049 52,796 Culture and recreation Fitness center admissions 66,028 67,347 68,668 73,764 Water Number of water meters 9,500 9,679 10,699 10,957 Average daily water consumption (million gallons) 3.1 4.6 4.1 3.1 Water mains breaks 806 601 505 491 Wastewater Average daily sewer treatment 3.4 3.0 3.9 3.4 (thousands of gallons) Golf Course Number of Paid Rounds Played 41,117 48,950 43,063 42,540 Source: City Departments Notes: N/A - Data not available - 160 Fiscal Year 2003 2004 2005 2007 2006 2,271 2,000 2,330 2,465 2,489 9,605 6,593 6,877 8,212 9,652 N/A 494 644 689 1,598 N/A 500 500 N/A 600 27,800 33,800 66,158 27,835 22,100 413 524 531 321 1,260 28,243 29,675 30,022 30,795 29,279 50,111 54,875 49,140 49,140 52,250 76,311 84,353 81,868 70,558 62,828 10,987 10,987 10,987 11,592 4.0 3.8 4.1 3.9 3.8 440 299 437 483 467 3.9 4.0 3.5 2.8 3.9 38,594 34,961 32,433 32,731 38,901 161 F - City of La Porte, Texas Capital Asset Statistics by Function/Program - Last Eight Fiscal Years (unaudited) Fiscal Year 2000 2001 2002 2003 2004 2007 Function/Program Public Safety Police Station 1 1 1 1 1 1 1 1 Police Officers 56 71 71 72 72 72 73 74 Reserve Officers 9 3 5 5 5 5 5 6 Fire Stations 4 4 4 4 4 4 4 4 Sanitation Collection trucks 13 13 13 14 14 14 14 14 Highways and streets Streets (miles) 160 160 164 164 164 211 217 211 Streetlights 1,823 2,072 2,109 1,533 1,665 2,192 1,803 1,804 Traffic signals 3 3 3 3 3 3 3 3- Culture and recreation Parks acreage 145 462 463 463 463 337 339 347 _ Parks 17 18 18 19 19 21 21 22 Swimming pools 6 6 6 6 6 6 6 6 Recreation Centers 1 1 1 1 1 1 1 1 Senior Center 1 1 1 1 1 1 1 1 Water and Sewer Water Mains (miles) 226 229 231 231 231 165 168 176 - Fire Hydrants 1,800 1,800 1,800 1,800 1,800 1,800 1,800 1,076 Sanitary Sewers (miles) 184 185 186 187 187 187 187 189 Storm Sewers (miles) 87 88 88 89 89 89 92 92 - Source: City Departments Note: Data not available for fiscal years prior to 2000. - - - 162 -