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HomeMy WebLinkAbout10-01-03 La Porte Redevelopment Authority Meeting minutes La Porte Redevelopment Authority City of La Porte, Texas Minutes of the Board Meeting Held October 1, 2003 1. Call to Order and Determination of a quorum The Board of Directors of the La Porte Redevelopment Authority, City of La Porte, Texas, held a meeting, open to the public, on the 1 st day of October 2003,6:00 p.m. in Council Chambers at the City Hall, 604 West Fairmont Parkway, La Porte, Texas 77572-1115 and the roll was called of the duly appointed members of the Board, to wit: Peggy Antone Paul Larson Alton Porter Horace Leopard Norman S. Cook Lindsey Pfeiffer Molly Helmlinger Chester Pool John Black Position 1 Position 2 Position 3 - Chairman Position 4 Position 5 Position 6 Position 7 Position 8 Position 9 and all of the above were present except Director Black, thus constituting a quorum. Also present at the meeting were John Joems, David Hawes, Michael Dolby, James Hernandez (Andrews Kurth), Drew Masterson (First Southwest Co.), and Melisa Lanclos. 2. Acknowledge appointments/new appointments to the TIRZ board and the La Porte Redevelopment auhtority. The board chair acknowledged the reappoinment of board members and the new appointment of Director Helmlinger by the La Porte ISD board of Trustees. 3. Election of Officers . Chairperson (Designated by Mayor of La Porte) . Vice Chairperson . Secretary Upon a motion duly made by Director Pool and being seconded by Director Cook, the board unanimously approved Lindsey Pfeiffer as Vice Chair and Peggy Antone as Secretary. 4. Approve Minutes of the meeting held March 26, 2003 Upon a motion duly made by Director Antone and being seconded by Director Leopard, the board unanimously approved the Minutes of March 26, 2003. 5. Review and approve renewal of Service Agreement by and between the City of La Porte, Texas, Tax Increment Reinvestment Zone Number One, City of La Porte, Texas and the La Porte Redevelopment Authority, City of La Porte, Texas Mr. Joerns reviewed the Agreement with the board and pointed out that it was the same agreement approved for last year and that this was a renewal of the same agreement. Upon a motion duly made by Director Pfeiffer and being seconded by Director Larson, the board unanimously approved the Service Agreement. 6. Review Annual audit for the TIRZ Fund FY Ending September 30, 2003 Mr. Dolby, city of La Porte reviewed the financial documents presented in the board packets. 7. Receive and Review Activity Report for 2002 Tax Year Mr. Dolby gave a review of the increment revenue collections for the 2002 Tax Year. He pointed out a correction to the Harris County disbursements. 8. Review and Consider Approval of FY 03-04 budget Mr. Joerns reviewed the FY 2003-2004 Budget for the Redevelopment Authority and TIRZ. Upon a motion duly made by Director Pfeiffer and being seconded by Director Leopard, the board unanimously approved the FY 2003 - 2004 Budget. 9. Staff Updates . Drainage Study - Taylor Bayou Watershed · StaffInterviews for Bond counsel and financial Advisor · Development Activity within TIRZ Proposed Residential golf community Mr. Joerns gave a brief overview of the existing contract for the Taylor Bayou Watershed. He indicated that staff had reviewed the report and that the contract-engineering firm was redoing exhibits and maps, as well as making other adjustments to the final report. Final payment will not been made until the all issues are resolved. Mr. Joerns gave an overview of the process that city staff and the TIRZ consultant went through to select fmalists for Bond Counsel and Financial Advisory Services. Present at the board meeting were Mr. James Hernandez, Andres Kurth and Mr. Drew Masterson, first Southwest Company. Each gave brief overview of each firm and what services they offered. Mr. Joerns concluded by stating that staff would bring a recommendation with agreements back to the board at its next meeting. Mr. Joerns gave a brief overview on where the zoning stood for the Arete Development next to the City's golf course. He discussed mobility issues with the board and that staff were working with the developer in doing a due diligence with regard to TIRZ involvement. 10. Other Matters Which may properly come before the Board It was suggested that the board chair draft a note to city council about moving the golf course community project forward and taking no stand on the 8th Street issue. 11. Executive Session The board went into executive session at 7: 15 PM and resumed Regular Session at 7:30 PM. 12. Adjournment The board chair adjourned the meeting at 7:31 PM. SIGNED Ct~lj2-tr~ ;)., t ( ,/F)11 /lrrk1f1 ATTEST: TITLE: TITLE: DATE: I-/Cj-{)l! DATE: / -' /r:D~ , " AGENDA ITEM 4: CONSIDER APPROVAL OR OTHER ACTION REGARDING THE FINAL DRAFT OF THE TAYLOR BAYOU WATERSHED STUDY At the last board meeting we reported that CivilTech was making the final changes to the Draft Report on the Taylor Bayou Watershed. Enclosed is a staff memorandum from Robert Cummings, summarizing the concerns/issues raised by staff during our preliminary review, the actions taken by the consultant and the resulting effect on the study. The cumulative effect of the changes decreased the amount of detention in "Pond C" by 14 Ac Ft. This study will be utilized in our discussion with prospective developers to guide development within the TIRZ Boundary and the Taylor Bayou Watershed. It has already been shared with the Engineering Consultants (Brown & Gay) that are designing the residential subdivision presently known as the Golf Course Community. Action To accept the Final Draft of the Taylor Bayou Watershed Study. City of La Porte Planning Department MEMORANDUM December 16, 2003 TO: John Joerns, Assistant City Manager Robert A. Cummings, Supervising Engineer MC- FROM: CC: Nick Finan, Interim Director of Planning RE: Taylor Bayou Drainage Study Summary SUMMARY Items of concern after 8/27/03 reVIew of revised Taylor Bayou Wastershed Master Drainage Plan report: . Size and storage volume of regional detention pond at the intersection of McCabe Road and Broadway. . Exact location of regional detention pond at the intersection of McCabe Road and Broadway including the concern over portions of the pond having to be located south of McCabe road. . Inclusion of area east of Broadway in A I 04A4 drainage subarea. . Was the golf course area modeled at a developed or undeveloped rate? . The total amount of runoff from the watershed seemed high. . An assumption that the A I 04A2 subarea would develop as large commercial and multi-family housing. Actions taken by engineering consultant (CivilTech Engineering, Inc) on the project: . Removed proposed portion of the regional detention pond at McCabe Road and Broadway that was shown to be south of McCabe Road. . Moved same detention pond west to preserve zoned residential area at northwest comer of intersection of McCabe Road and Broadway and to line up east side of detention pond with the existing A104-12-01 creek. . Kept area east of Broadway in Al04A4 subwatershed due to the fact that recent LiDAR of the area supports CivilTech's contention that eastern boundary of Al04A4 drainage subarea is established by low ridge that runs along Galveston Bay. . The golf course area was changed in the hy; raulic models and rerun as a purely undeveloped area since the golf course has '~iIr tention via amenity lakes and water hazards. . The total amount of runoff from the watershe in a design event decreased by 78 cfs in the hydrologic models when the percent impervious and percent developed numbers were changed for the Al04A2 and Al04A4 drainage sub areas . We shared with CivilTech the fact that there was a submitted general plan for most of the Al04A2 subarea that indicated that the area will develop as single- family residential. CvilTech took this and input it into their hydrologic models. The revised study has revised HEC models that reflect this. · The cumulative effect of the changes we asked for was to decrease the needed regional detention by approximately 14 AC*FT. . The revised study has revised exhibits showing the smaller and relocated regional detention pond (Exhibit 2). FINANCIAL ADVISORY AGREEMENT This Financial Advisory Agreement (the "Agreement") is made and entered into by and between La Porte Redevelopment Authoritv ("Issuer") and First Southwest Comoanv ("FSC") effective as ofthe date AGENDA ITEMS 5 & 6: CONSIDER APPROVAL OR OTHER ACTION REGARDING PROFESSIONAL SERVICES AGREEMENT RETAINING SERVICES OF FINANCIAL ADVISOR AND BOND AND GENERAL COUNSEL Both staff and our consultant, David Hawes, have reviewed the proposed Agreement for services provided by 1st Southwest Company and Andrews/Kurth, LLP. Mr. Hawes has noted that these agreements are typical of the professional services agreements these firms have with other Redevelopment Authorities and the fee schedules are also in line. Mr. Hawes did note the Financial Advisors fees are higher than typical municipal work because of the complexities of the TIRZ and the amount of documentation that has to be provided. The good news is that after the initial bond sale, the fees for subsequent bond sales would be lower on a percentage basis because much of the initial documentation is repetitive. Regarding the Andrews/Kurth Agreement, please note the reference to their representation of the Houston Port Authority. This is to obviously notify the Redevelopment Authority that they represent the Port of Houston (and potentially other clients) and by consent the firm would continue to represent the Port of Houston in matters not substantially related to work performed for the Authority. However, the consent does not apply to proprietary, confidential or non-public information obtained by Andrews/Kurth while representing the Authority. The TIRZ Project Plan and its implementation does not conflict with any known plans for development by the Port of Houston. Note City Council (which would approve future bond sales) wrote letters to the ACOE objecting to certain findings contained in the EIS and recommending consideration of other sites for the proposed terminal facility. However, Andrews/Kurth's representation ofthe Port of Houston and any known Port of Houston projects should not conflict with the TIRZ Project Plan or duties as Bond Counsel. Each of these agreements has been reviewed by Hawes Hill & Associates and the Authority's Ex-Officio Members (Debra Feazelle, Cynthia Alexander and Knox Askins). While the 1st Southwest Agreement contained a specific term of 5 years (plus I-year extensions) the Andrews/Kurth Agreement did not. However, more importantly, each agreement contains a 30- day termination clause (for convenience). Action To consider approval or other action of agenda item 5 retaining the services of I st Southwest _ . ... . ... . c..1I survey will include an analysis of any existing debt structure as compared with the existing and projected sources of revenues which may be pledged to secure payment of debt service and, where appropriate, will include a study of the trend of the assessed valuation, taxing power and present and future taxing requirements of the Issuer. In the event revenues of existing or projected facilities operated by the Issuer are to be pledged to repayment of the Debt Instruments then under consideration, the survey will take into account any outstanding indebtedness payable from the revenues thereof, additional revenues to be available from any proposed rate increases and additional revenues, as projected by consulting engineers employed by the Issuer, resulting from improvements to be financed by the Debt Instruments under consideration. 2. Future Financings. Consider and analyze future financing needs as projected by the Issuer's staff and consulting engineers or other experts, if any, employed by the Issuer. 3. Recommendations for Debt Instruments. On the basis of the information developed by the survey described above, and other information and experience available, submit to the Issuer recommendations regarding the Debt Instruments under consideration, including such elements as the date of issue, interest payment dates, schedule of principal maturities, options of prior payment, security provisions, and such other provisions as may be appropriate in order to make the issue attractive to investors while achieving the objectives ofthe Issuer. All recommendations will be consistent with the goal of designing the Debt Instruments to be sold on terms which are advantageous to the Issuer, including the lowest interest cost consistent with all other considerations. 4. Market Information. Advise the Issuer of our interpretation of current bond market conditions, other related forthcoming bond issues and general information, with economic data, which might normally be expected to influence interest rates or bidding conditions so that the date of sale of the Debt Instruments may be set at a favorable time. 5. Elections. In the event it is necessary to hold an election to authorize the Debt Instruments then under consideration, FSC will assist in coordinating the assembly of such data as may be required for the preparation of necessary petitions, orders, resolutions, ordinances, notices and certificates in connection with the election, including assistance in the transmission of such data to a firm of municipal bond attorneys ("Bond Counsel") retained by the Issuer. B. Debt Management and Financial Implementation. At the direction ofIssuer, FSC shall: 2 1. Method ofSa1e. Evaluate the particular financing being contemplated, giving consideration to the complexity, market acceptance, rating, size and structure in order to make a recommendation as to an appropriate method of sale, and: a. If the Debt Instruments are to be sold by an advertised competitive sale, FSC will: (1) Supervise the sale of the Debt Instruments, reserving the right, alone or in conjunction with others, to submit a bid for any Debt Instruments issued under this Agreement which the Issuer advertises for competitive bids; however, in keeping with the provisions of Rule G-23 of the Municipal Securities Rulemaking Board, FSC will request and obtain written consent from the Issuer to bid prior to submitting a bid, in any instance wherein FSC elects to bid, for any installment of such Debt Instruments; (2) Disseminate information to prospective bidders, organize such informational meetings as may be necessary, and facilitate prospective bidders' efforts in making timely submission of proper bids; (3) Assist the staff of the Issuer in coordinating the receipt of bids, the safekeeping of good faith checks and the tabulation and comparison of submitted bids; and (4) Advise the Issuer regarding the best bid and provide advice regarding acceptance or rejection of the bids. b. If the Debt Instruments are to be sold by negotiated sale, FSC will: (1) Recommend for Issuer's final approval and acceptance one or more investment banking firms as managers of an underwriting syndicate for the purpose of negotiating the purchase of the Debt Instruments. (2) Cooperate with and assist any selected managing underwriter and their counsel in connection with their efforts to prepare any Official Statement or Offering Memorandum. FSC will cooperate with and assist the underwriters in the preparation of a bond purchase contract, an underwriters agreement and other related documents. The costs incurred in such efforts, including the printing of the documents, will be paid in accordance with the terms of the Issuer's agreement with the underwriters, but shall not be or become an obligation ofFSC, except to the extent specifically provided 3 1. Method ofSa1e. Evaluate the particular financing being contemplated, giving consideration to the complexity, market acceptance, rating, size and structure in order to make a recommendation as to an appropriate method of sale, and: a. Ifthe Debt Instruments are to be sold by an a vertised competitive sale, FSC will: (1) Supervise the sale of the Debt Ins ments, reserving the right, alone or in conjunction with others, to submit a bid or any Debt Instruments issued under this Agreement which the Issuer advertises or competitive bids; however, in keeping with the provisions of Rule G-23 of the nicipal Securities Rulemaking Board, FSC will est and obtain written conse to bid prior to submitting a bid, in any instance installment of such Debt Instruments; to prospective bidders, organize such informational meetings as may b eces ary, and facilitate prospective bidders' efforts in making timely submission of p er bids; (4) Advise the suer regarding the best . d and provide advice regarding acceptance or rejection of he bids. b. If the Debt nstruments are to be sold by negotiated (1) Rec mmend for Issuer's final approval and acceptance 0 bankin firms as managers of an underwriting syndicate for the purpo the p rchase of the Debt Instruments. of negotiating " I (2/ Cooperate with and assist any selected managing underwriter and their counsel in connection with their efforts to prepare any Official Statement or Offering I Memorandum. FSC will cooperate with and assist the underwriters in the preparation of a bond purchase contract, an underwriters agreement and other related documents. The costs incurred in such efforts, including the printing of the documents, will be paid in accordance with the terms of the Issuer's agreement with the underwriters, but shall not be or become an obligation of FSC, except to the extent specifically provided 3 otherwise in this Agreement or assumed in writing by FSC. (3) Assist the staff of the Issuer in the safekeeping of any good faith checks, to the extent there are any such, and provide a cost comparison, for both expenses and interest which are suggested by the underwriters, to the then current market. (4) Advise the Issuer as to the fairness of the price offered by the underwriters. 2. Offering Documents. Coordinate the preparation of the notice of sale and bidding instructions, official statement, official bid form and such other documents as may be required and submit all such documents to the Issuer for examination, approval and certification. After such examination, approval and certification, FSC shall provide the Issuer with a supply of all such documents sufficient to its needs and distribute by mail or, where appropriate, by electronic delivery, sets of the same to prospective purchasers of the Debt Instruments. Also, FSC shall provide copies of the final Official Statement to the purchaser of the Debt Instruments m accordance with the Notice of Sale and Bidding Instructions. 3. Credit Ratings. Make recommendations to the Issuer as to the advisability of obtaining a credit rating, or ratings, for the Debt Instruments and, when directed by the Issuer, coordinate the preparation of such information as may be appropriate for submission to the rating agency, or agencies. In those cases where the advisability of personal presentation of information to the rating agency, or agencies, may be indicated, FSC will arrange for such personal presentations, utilizing such composition of representatives from the Issuer as may be finally approved or directed by the Issuer. 4. Trustee, Paving Agent, Registrar. Upon request, counsel with the Issuer in the selection of a Trustee and/or Paying Agent/Registrar for the Debt Instruments, and assist in the negotiation of agreements pertinent to these services and the fees incident thereto. 5. Financial Publications. When appropriate, advise financial publications ofthe forthcoming sale of the Debt Instruments and provide them with all pertinent information. 6. Consultants. After consulting with and receiving directions from the Issuer, arrange for such reports and opinions of recognized independent consultants as may be appropriate for the successful marketing of the Debt Instruments. 4 7. Auditors. In the event formal verification by an independent auditor of any calculations incident to the Debt Instruments is required, make arrangements for such services. 8. Issuer Meetings. Attend meetings of the governing body of the Issuer, its staff, representatives or committees as requested at all times when FSC may be of assistance or service and the subject of financing is to be discussed. 9. Printing. To the extent authorized by the Issuer, coordinate all work incident to printing of the offering documents and the Debt Instruments. 10. Bond Counsel. Maintain liaison with Bond Counsel in the preparation of all legal documents pertaining to the authorization, sale and issuance of the Debt Instruments. 11. Changes in Laws. Provide to the Issuer copies of proposed or enacted changes in federal and state laws, rules and regulations having, or expected to have, a significant effect on the municipal bond market of which FSC becomes aware in the ordinary course of its business, it being understood that FSC does not and may not act as an attorney for, or provide legal advice or services to, the Issuer. 12. Deliverv of Debt Instruments. As soon as a bid for the Debt Instruments is accepted by the Issuer, coordinate the efforts of all concerned to the end that the Debt Instruments may be delivered and paid for as expeditiously as possible and assist the Issuer in the preparation or verification of final closing figures incident to the delivery of the Debt Instruments. 13. Debt Service Schedule; Authorizing Resolution. After the closing of the sale and delivery of the Debt Instruments, deliver to the Issuer a schedule of annual debt service requirements for the Debt Instruments and, in coordination with Bond Counsel, assure that the paying agent/registrar and/or trustee has been provided with a copy of the authorizing ordinance, order or resolution. SECTION II OTHER AVAILABLE SERVICES In addition to the services set forth and described in Section I herein above, FSC agrees to make available to Issuer the following services, when so requested by the Issuer and subject to the agreement by Issuer and FSC regarding the compensation, if any, to be paid for such services, it being understood and agreed that the services set forth in this Section II shall require further agreement as to the compensation to be 5 received by FSC for such services: 1. Investment of Funds. From time to time, as an incident to the other services provided hereunder as financial advisor, FSC may purchase such investments as may be directed and authorized by Issuer to be purchased, it being understood that FSC will be compensated in the normal and customary manner for each such transaction. In any instance wherein FSC may become entitled to receive fees or other compensation in any form from a third party with respect to these investment activities on behalf oflssuer, we will disclose to Issuer the nature and, to the extent such is known, the amount of any such compensation so that Issuer may consider the information in making its investment decision. It is understood and agreed that FSC is a duly licensed broker/dealer and is affiliated with First Southwest Asset Management, Inc. ("FSAMI"), a duly registered investment advisor. Issuer may, from time to time, utilize the broker/dealer services ofFSC and/or the investment advisory services ofFSAMI with respect to matters which do not involve or affect the financial advisory services referenced in this Agreement. The terms and conditions of the engagement ofFSC and/or FSAMI to provide such services shall be determined by mutual agreement at the time such services are requested. 2. Exercising Calls and Refunding. Provide advice and assistance with regard to exercising any call and/or refunding of any outstanding Debt Instruments. 3. Capital Improvements Programs. Provide advice and assistance in the development of any capital improvements programs of the Issuer. 4. Long-Range Planning. Provide advice and assistance in the development of other long-range financing plans of the Issuer. 5. Post-Sale Services. Subsequent to the sale and delivery of Debt Instruments, review the transaction and transaction documentation with legal counsel for the Issuer, Bond Counsel, auditors and other experts and consultants retained by the Issuer and assist in developing appropriate responses to legal processes, audit procedures, inquiries, internal reviews and similar matters. SECTION III TERM OF AGREEMENT This Agreement shall become effective as ofthe date executed by the Issuer as set forth on the signature page hereof and, unless terminated by either party pursuant to Section IV of this Agreement, shall remain in effect thereafter for a period offive (5) years from such date. Unless FSC or Issuer shall notifY the other party 6 in writing at least thirty (30) days in advance of the applicable anniversary date that this Agreement will not be renewed, this Agreement will be automatically renewed on the fifth anniversary of the date hereof for an additional one (1) year period and thereafter will be automatically renewed on each anniversary date for successive one (1) year periods. SECTION IV TERMINATION This Agreement may be terminated with or without cause by the Issuer or FSC upon the giving of at least thirty (30) days' prior written notice to the other party of its intention to terminate, specifying in such notice the effective date of such termination. In the event of such termination, it is understood and agreed that only the amounts due FSC for services provided and expenses incurred to the date oftermination will be due and payable. No penalty will be assessed for termination of this Agreement. SECTION V COMPENSATION AND EXPENSE REIMBURSEMENT The fees due to FSC for the services set forth and described in Section I ofthis Agreement with respect to each issuance of Debt Instruments during the term ofthis Agreement shall be calculated in accordance with the schedule set forth on Appendix A attached hereto. Unless specifically provided otherwise on Appendix A or in a separate written agreement between Issuer and FSC, such fees, together with any other fees as may have been mutually agreed upon and all expenses for which FSC is entitled to reimbursement, shall become due and payable concurrently with the delivery of the Debt Instruments to the purchaser. SECTION VI MISCELLANEOUS 1. Choice of Law. This Agreement shall be construed and given effect in accordance with the laws of the State of Texas. 2. Binding Effect; Assignment. This Agreement shall be binding upon and inure to the benefit of the Issuer and FSC, their respective successors and assigns; provided however, neither party hereto may assign or transfer any of its rights or obligations hereunder without the prior written consent of the other party. 3. Entire Agreement. This instrument contains the entire agreement between the parties relating to the rights herein granted and obligations herein assumed. Any oral or written representations or modifications 7 concerning this Agreement shall be of no force or effect except for a subsequent modification in writing signed by all parties hereto. FIRST SOUTHWEST COMPANY By~t'(:f-~ Hill A. Feinberg, Chairman and Chief Executive Officer By:Q~-=-, > Drew K. Masterson Senior Vice President LAPORTE REDEVELOPMENT AUTHORITY (\ ~ i":>i- By: ~(:'~i \ ~ Title: ~)-){) J Y-fhl1 n Date: 1-/ ~--O4- A~2a secret~ 8 APPENDIX A The fees due FSC will not exceed those contained in our customary fee schedule as listed below. $0 - $5,000,000 $5,000,00 I - $10,000,000 Over $10,000,000 $2,500 minimum flat fee $15.00 per thousand $7.50 per thousand $3.75 per thousand The charges for ancillary services, including computer structuring and official statement printing, shall be levied only for those services which are reasonably necessary in completing the transaction and which are reasonable in amount, unless such charges were incurred at the specific direction of the Issuer. The payment of charges for financial advisory services described in Section 1 of the foregoing Agreement shall be contingent upon the delivery of bonds and shall be due at the time that bonds are delivered. The payment of charges for services described in Section 11 of the foregoing Agreement shall be due and payable in accordance with the mutual agreement therefor between FSC and Issuer. The Issuer shall be responsible for the following expenses, if and when applicable, whether they are charged to the Issuer directly as expenses or charged to the Issuer by FSC as reimbursable expenses: Bond counsel Bond printing Bond ratings Computer structuring Credit enhancement CPA fees for refunding Official statement preparation and printing Paying agent/registrar/trustee Travel expenses Underwriter and underwriters counsel Miscellaneous, including copy, delivery, and phone charges The payment of reimbursable expenses that FSC has assumed on behalf of the Issuer shall NOT be contingent upon the delivery of bonds and shall be due at the time that services are rendered and payable upon receipt of an invoice therefor submitted by FSC. ATTORNEYS ANDREWS KU RTH LLP Andrews & Kurth L.L.P. 600 Travis, Suite 4200 Houston, Texas 77002 713.220.4200 Phone 713.220.4285 Fax andrewskurth.com James Hernandez 713.220.3942 Direct 713.238.7148 Fax jameshernandez@andrewskurth.com February 12, 2004 Mr. John J oems Assistant City Mnager City of La Porte, Texas 604 West Fairmont Parkway La Porte, Texas 77571 FEB I 3' Re: Bond Counsel Services Agreement Dear Mr. Joems: As requested, enclosed is an executed original Bond Counsel Services Agreement. We appreciate the opportunity to be of service to the City of La Porte and look forward to working with you. Sincerely, ~~em~e~ \1r ~~^il HOU:2273664.! Austin Dallas Houston London Los Angeles New York The Woodlands Washington, DC ATTORNEYS ANDREWS K U R T H LLP 600 Travis, Suite 4200 Houston, Texas 77002 713.220.4200 Phone 713.220.4285 Fax andrewskurth.com ,.- btuu-1 ~ary JJ, 2004 Boards of Directors Tax Increment Reinvestment Zone No. 1 City of La Porte, Texas and La Porte Redevelopment Authority c/o City of La Porte, Texas 604 West Fairmont Parkway La Porte, Texas 77571 Re: Engagement of Andrews Kurth LLP to Perform Legal Services Dear Members of the Boards of Directors: We are pleased to submit to you a proposed agreement for Andrews Kurth LLP ("AK"), Houston, Texas, to provide legal services for Tax Increment Reinvestment Zone No.1, City of La Porte, Texas (the "Zone") and the City of La Porte Redevelopment Authority (the "Authority"). When approved by you, this letter will become effective and will evidence an agreement between AK and, collectively, the Zone and the Authority. Bond Counsel Services - Basic and AdditionaL AK will provide legal services to the Authority as its Bond Counsel with respect to notes, bonds and other possible debt obligations that the Authority may issue. (Such bonds, notes or other obligations are collectively referred to herein as "Bonds.") As Bond Counsel, AK will prepare, or assist the appropriate Authority officials and staff in the preparation of, all required legal proceedings and will perform certain other necessary legal work in connection with the Authority's authorization, issuance and sale of each series of the Bonds. Services as Bond Counsel will include the following Basic Services, which will be carried out directly or in concert with Authority officials and staff, as follows: (1) Preparation of the resolutions, orders and indentures authorizing issuance of each series of the Bonds and all other instruments which comprise the transcript of legal proceedings pertaining to the authorization, issuance and sale of each such series; (2) Attendance at meetings, to the extent required or requested by the appropriate Authority officials and staff, to discuss the sizing, timing or sale of each series of the Bonds; (3) Consultation with Authority officials and staff and the Authority's financial advisors to review information to be included in the offering documents for each series of Bonds, but only to the extent that such information describes such series, the security therefor, their federal income tax status and our opinion; (4) Preparation and submission of transcripts of legal proceedings pertaining to the issuance of each series of the Bonds to the Attorney General to obtain an approving opinion; HOU :2229311.4 Austin Dallas Houston London Los Angeles New York The Woodlands Washington, DC .~.i, 2004 Page 2 (5) Supervision of the printing of each series of the Bonds and the delivery thereof to the purchasers; (6) At the closing of each series of the Bonds, delivery of an approving opinion, based on facts and law existing as of its date, generally to the effect that such series has been duly issued, executed and delivered in accordance with the Constitution and laws of the State of Texas, that the Bonds of each series constitute valid and legally binding obligations of the Authority (subject to bankruptcy, insolvency, reorganization, moratorium and other similar laws in effect from time to time relating to or affecting the enforcement of rights of creditors of political subdivisions) and that interest on such series of the Bonds is excludable from the gross income of the owners thereof for federal income tax purposes under then existing law; provided that after the closing we do not undertake, unless specifically engaged by you to do so as an Additional Service described below, to provide continuing advice concerning any actions necessary to assure that interest paid on the Bonds will continue to be excluded from gross income for federal income tax purposes; and (7) Prior to and in connection with the closing of each series of the Bonds, giving advice to the Authority to enable appropriate officials to comply with the arbitrage requirements of the Internal Revenue Code of 1986 as they affect the Bonds, including yield restrictions and rebate requirements. As Bond Counsel, AK is also prepared to undertake the following Additional Services, as directed by appropriate Authority officials: (1) Disclosure work or similar services (other than the limited review of certain sections of the offering documents for the Bonds as described in paragraph (4) under Basic Services above) to assist the Authority or its financial advisor in the preparation of such offering documents, on such basis and to such extent as shall be directed by the appropriate Authority officials and staff, including compliance with the requirements of Rule 15c2-12 of the Securities and Exchange Commission; (2) Attendance at rating agency presentations, investor meetings or other presentations relating to the marketing of the Bonds and consultation with Authority officials, staff and advisors and the Authority's financial advisor to develop such presentations; (3) Preparation of the "Blue Sky" surveys or securities registration services; (4) In the case of a series of Bonds, or a portion thereof, that is issued to refund prior bonds of the Authority, providing advice regarding federal income tax and other issues unique to refunding transactions; (5) Any other special services related to but not ordinarily required in connection with the issuance of obligations of the nature of the Bonds, including services rendered in connection with special federal income tax issues, unusual issues arising in connection with the Authority's financial reports or audits, any documentation or related services for credit or HOU:22293 1 1.4 ~ 'JaBUarY 4, 2004 Page 3 liquidity facilities or enhancements or other special structuring techniques or devices to be employed in connection with the issuance of any series of the Bonds; and (6) After the closing of any series of the Bonds and upon specific request of the appropriate Authority officials and staff, providing assistance to the Authority concerning questions and issues that may arise prior to the maturity of each series of Bonds. For the Basic Service performed as Bond Counsel, our fee for a fixed rate transaction would be according to the following schedules, with such fee payable from bond proceeds and contingent upon the actual delivery ofthe Bonds: First Issue* A. For the first $15 million in principal of Bonds, an amount not to exceed $65,000, to be billed at standard hourly rates; B. an amount equal to 2% of the principal amount of such Bonds above such first $15,000,000 in principal. * The fee for a variable rate transaction would be the same as the foregoing, plus our standard hourly rates at a 10% discount for amounts in excess of the foregoing fees. Subsequent Issues: To be agreed to prior to the issuance of such Bonds depending on the size and complexity of the transaction. As Bond Counsel, AK will also be reimbursed for its reasonable and actual out-of-pocket expenses, such as the cost of reproduction of documents, out-of-town travel, long-distance telephone, telegraph, telex and similar expenses, deliveries, filing fees and all items paid for by AK on behalf of the Zone or the Authority and incurred in connection with the performance of all services hereunder. AK will provide invoices for legal services and out-of-pocket expenses hereunder. Payment of all fees and expenses as Bond Counsel will be made upon the issuance and delivery of the series of the Bonds in connection with which such services are performed. The fee and expenses for each series will be paid from the proceeds of the sale of such series or from other funds, as the Authority deems appropriate. The fee for any Additional Services provided by AK will be determined on an hourly rate basis, applying rates then charged by AK for the same or similar services performed by attorneys and paralegals of similar experience for other clients. As we have discussed, you are aware that AK represents many other governmental entities, companies and individuals. It is possible that during the time that we are representing you, some of our present or future clients will have disputes or transactions with you. In particular, as we have advised you, we represent the Port of Houston Authority of Harris County, HOU:2229311.4 1~~i,2004 Page 4 Texas as Bond Counsel and in other capacities, including as litigation counsel. You agree that we may continue to represent or may undertake in the future to represent existing or new clients in any matter that is not substantially related to our work for you even if the interests of such clients in those other matters are directly adverse. We agree, however, that your prospective consent to conflicting representation contained in the preceding sentence shall not apply in any instance where, as a result of our representation of you, we have obtained proprietary or other confidential information of a nonpublic nature, that, if known to such other client, could be used in any other such other matter by such client to your material disadvantage. Nothing herein shall be construed as creating any personal liability on the part of any officer of the Authority, and this agreement may be terminated by the Authority by giving 30 days' written notice to AK, provided that all fees and expenses owing to AK will be paid as of the effective date of any such termination. If this proposed agreement for the performance of legal services by AK is satisfactory, please evidence your acceptance and approval by executing three copies in the space provided below and returning one copy to us. Very truly yours, ANDREWS KURTH LLP B~~~~ HOU:22293 1 1.4 ~ry{,2004 Page 5 APPROVED: TAX INCREMENT REINVESTMENT ZONE NO.1, CITY OF LA PORTE By: Ulk.--- t ~ ""'-~ ~i:~: 1t).~'r~4 PX'lap..J Q Secretary LA PORTE REDEVELOPMENT AUTHORITY a\":) By: Ll~L~f\~ Name: ~') ~. Pork" Title: id n+ t>I- -f-I~ l-:Sb'l rr/ Secretary HOU:22293 1 1.4 AGENDA ITEM 7: CONSIDER APPROVAL OR OTHER ACTION REGARDING CONSULTING SERVICES AGREEMENT RETAINING SERVICES OF HAWES HILL & ASSOCIATES, LLP Mr. Hawes' earlier engagements with the City were very specific in nature. His recent support services have been approved by the City Manager's office and have remained under the dollar limits for the signature authority of the City Manager. At this time I believe it would be important to have the Redevelopment Authority approve an agreement retaining Hawes Hill & Associates. We will soon be more active and while we still may not exceed signature authority, I believe this is a cleaner and more appropriate arrangement. The staff interaction with Hawes Hill & Associates will still fall under the Tri- Party and City Services Agreement. The fees for service are based on an hourly rate and are the same as the prior agreement. The agreement features a 3D-day notice of termination (by convenience). Action To consider approval ofthe agreement retaining the services of Hawes Hill & Associates, LLP as Consultant, according to the terms of the attached agreement. AGREEMENT FOR CONSULTING SERVICES The following is an agreement for consulting services to be provided by Hawes Hill & Associates, LLP ("Consultant") to La Porte Redevelopment Authority ("Client"). Consultant agrees to provide the following services: · Provide general technical assistance and consultation as needed on matters pertaining to the operations and implementation of project plans and project financing plans of Tax Increment Reinvestment Zone Number One, City of La Porte, and La Porte Redevelopment Authority; · Review all documents relative to the Client's projects, including but not limited to land plans, public area improvement plans, and engineering plans relative to a determination of eligibility for such programs and incentives; · Take and prepare minutes of Board meetings and assist in maintenance of Reinvestment Zone and Authority files; · Assist in the preparation of budgets for inclusion in the City's Annual Budget and financial reports as required; · Assist Reinvestment Zone and Authority Board of Directors in the implementation of the Project Plan and Reinvestment Zone Financing Plan; · Assist the client and other consultants in the preparation of Developer Reimbursement Agreements · Assist City/TIP to develop and construct a property owner database for mapping, taxation, and information purposes; · Serve as liaison with the City and other interested parties to further mission of the Reinvestment Zone and Authority; · Represent Client at meetings and public hearings with city and county government officials and representatives of other taxing agencies as may be required; and · As necessary, represent Client at meetings with the general public regarding Client's projects Termination Either party may terminate this agreement by giving a thirty (30) day written notice. If this agreement is terminated, the Consultant shall be paid for all work performed up to the date of termination. Consulting Fees Professional consulting fees will charged on an hourly basis according to the following rate schedule: David W. Hawes Susan Hill Bill Calderon Scott Bean Jennifer DeChillo Josh Hawes $ 135.00/hour $ 135.00/hour $ 135.00/hour $ 100.00/hour $ 60.00/hour $ 60.00/hour In addition to the professional consulting fee, actual expenses associated with the services, including but not limited to prints and reproductions, graphics, art supplies, postage, deliveries, long distance telephone calls, submittal fees, parking fees, travel and lodging, and public notices, shall be charged back to the Client. Automobile use directly attributable to this project will be charged at the rate allowable under the Internal Revenue Service regulations. Consulting fees and actual expenses associated with the scope of services will be invoiced monthly. Acceptance When executed by both parties, this contract shall evidence the entire agreement, and shall constitute a notice to proceed, unless otherwise designated by Client in writing. This document is being executed in two (2) counterpart originals, each of which has the full force and effect of an original. Signing below indicates acceptance of the terms stated in this Agreement. This contract is made and entered into in Harris County, Texas and venue for all purposes shall be in Harris County, Texas. Please signify your agreement and acceptance by signing below where indicated. Return one copy to Hawes Hill & Associates LLP. AGREEDANDACCEPTEDTHIS /4 DAYOF~n. 20014 ~G~ Alton Porter, Chairman La Porte Redevelopment Authority P.O. Box 1115 La Porte TX 77572-1115 :~aa Consulting Fees Professional consulting fees will charged on an hourly basis according to the following rate schedule: David W. Hawes Susan Hill Bill Calderon Scott Bean Jennifer DeChillo Josh Hawes $ 135.00/hour $ 135.00/hour $ 135.00/hour $ lOO.OO/hour $ 60.00/hour $ 60.00/hour In addition to the professional consulting fee, actual expenses associated with the services, including but not limited to prints and reproductions, graphics, art supplies, postage, deliveries, long distance telephone calls, su mittal fees, parking fees, travel and lodging, and public notices, shall be charged back to the Client. Au obile use directly attributable to this project will be char ed at the rate allowable under the Internal Reve e Service regulations. Consulting fees and actual exp ses associated with the scope of services will be voiced monthly. Acceptance . s, this contract shall evidence t entire agreement, and shall constitute a notice to proceed, unless othe ise designated by Client inriting. This document is being executed in two (2) counterpart originals, eacof which has the full foce and effect of an original. Signing below indicates acceptance of the terms stat~d in this Agreeme . This contract is made and entered into in Harris Coun , Texas and venue for all purposes shall be in Harris County, Texas. Please signifY your agreement and acceptance bysigning below where indicated. Return one copy to Hawes Hill & Associates LLP. AGREED AND ACCEPTED THIS DAY OF , 2003. .,,~. Alton Porter; hairman La Porte Redev P.O. Box 1115 La Porte TX 77572-1 15 David W. Hawes, Managing Partner Hawes Hill & Associates, L. L. P. P.O. Box 22167 Houston TX 77227-2167 I / / AGENDA ITEM 8: DISCUSS INTERLOCAL AGREEMENTS WITH HARRIS COUNTY AND CITY OF LA PORTE FOR REFUNDING EXPENSES ASSOCIATED WITH SYL VAN BEACH SHORELINE EROSION AND BEACH NOURISHMENT PROJECT As noted in our earlier report to TIRZ/Redevelopment Authority, the City and Harris County co-sponsors of a Grant Application to Texas General Land Office for construction of an erosion and beach nourishment project at Sylvan Beach Park. This project/type of work was included in the TIRZ Project Plan and in the Interlocal Agreement with Harris County and therefore obviously eligible for reimbursement from TIRZ funds. David Hawes is preparing a draft Interlocal agreement between the Redevelopment Authority and Harris County and a second one with the City of La Porte. Harris County will need to review the agreement as well as the Authority's legal counsel. Copies will also be provided to the Authority's Ex-Officio Members for comment (Debra Feazelle, Cynthia Alexander and Knox Askins). Action Review report and discuss Draft Interlocal Agreement and instruct staff to submit to Harris County, City of La Porte Ex-Officio Members and Andrews/Kurth for review and action (as appropriate). NOTE: PLEASE BRING MATERIAL SENT TO YOU IN DECEMBER 2003. IF YOU NEED ANOTHER COPY PLEASE CONTACT MELISA LANCLOS. Sylvan Beach Shoreline Protection and Beach Nourishment Project Texas General Land Office, Project #1114 Harris County Precinct 2 City of La Porte OVERVIEW As you know, the City of La Porte's primary interest in the Sylvan Beach Erosion Protection and Beach Nourishment Project (USACE Permit #23069) has been to restore the Sylvan Beach Park "beach" that has eroded away over time, and to reduce the likelihood of future erosion by adding shoreline protection. The project has been designed by URS under an agreement between the City of La Porte and the Texas General land Office, and Harris County. The project has been approved and a permit has been issued by the U.S,. Army Corps of Engineers for the project. All that remains now is to put the funding in place for the actual construction of the project. CURRENT STATUS As a result of the Texas Legislature's "belt tightening" in the last session, the amount of money allocated to coastal protection projects was reduced from $15 million to 7.5 million. Subsequently, the Texas General Land Office changed its match requirements from 850/0-150/0 match for coastal erosion protection projects, to a 600/0 state, 400/0 local match. Given our estimated cost of $2.43 million for our overall project, that increases the City of La Porte/Harris County share from $360,000 to $972,871, or $486,435 for each local partner, if the project remains classified strictly as a coastal erosion protection project. This amounts to a 630/0 increase in our original cost estimates for the local match. The TGLO has an alternative classification under the program, "Beach nourishment/replenishment" that allows a 750/0 state, 250/0 local match. A portion (approximately 40%) of our project could potentially be classified under this category because of the beach establishment portion of our project, and we have asked the Texas General Land Office to consider this option by submitting an Amended Project Goal Summary. If the TGLO agrees to re-classify this project as described above, the savings would amount to just under $73,000 each, for Harris County and the City of La Porte. FUTURE DIRECTION There are two ways that the project can move forward, given the expanded budget requirements and depending on Harris County's, and City of La Porte's continued participation: · The project can be constructed as a single project · The project, which is permitted as a whole, can be constructed in 2 or more phases, based on funding as it becomes available. ,,- Harris County Precinct 2 officials have indicated that they have budgeted their share in its entirety, but expect to be reimbursed by the Tax Increment Reinvestment Zone #1 that they are partners in. This option is available for us as well, and is probably our best opportunity for funding this project. Another funding possibility is to borrow against the revenues generated by the Sylvan Beach Fishing Pier. Our share of revenues in the past has been fairly constant at $30,000 per year. We just increased fees at the beginning of this fiscal year and expect revenues to increase by about 25-300/0, which should bring in around $38,000 annually. We could issue revenue bonds at about 10 times this revenue flow and expect to receive a roughly $380,000 that could be placed toward our share of the project. The TGLO Project Administrator has indicated that the state "probably" will fund V2 of this project, primarily because of the severe funding cuts they have received. There is a drawback to phased construction; that is, that mobilization costs would be expected to be increased by about $60,000 if it's divided into two phases. SUMMARY The positive part of all this is, the project is still a bargain in that development of an established beach at Sylvan Beach Park will be a tremendous asset to our community, both as a recreational destination and as an economic boon to the local economy. 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Q) c:: .- - (1) '- o .r: en .r: o fa (L) co c: fa > - ~ en 0') c lJ) .- Q) > lJ) ,.... >>c- ::> 0 '_ u Q)...c 0 ro .- lJ) )... Q) > 0') ..0 .... ut)uu ~Q)Q)C'--'" Q) 'S lJ) ro v) u )... 0 lJ) . C 0.. g. u r-: 2,\.+-1....CZ u..oo..ro........... AGENDA ITEM 9: DISCUSS REFUNDING REQUEST BY ARETE DEVELOPMENT FOR VARIOUS EXPENSES ASSOCIATED WITH THE LA PROTE GOLF COURSE COMMUNITY David Hawes has prepared a Draft Reimbursement Agreement between Redevelopment Authority and Arete Development (attached). Most ofthe agreement is boilerplate items dealing with the mechanics and measures for reimbursement. The amount of reimbursement has been left blank. The agreement has been forwarded to both Andrews/Kurth and Arete for their reVIew. Staff will be prepared to review and answer questions on the initial report, previously forwarded to board members, regarding estimated construction costs and reimbursable expenses. The report is intended to be a starting point for discussions regarding the total reimbursement for Arete Development. Additionally, we suggest that the final agreement be structured as a straight percentage reimbursement to simplify future accounting/auditing. Also, as a sidebar, staffhas asked Arete to have a Traffic Engineering Analysis performed evaluating the impacts of the proposed development on SH146, Wharton Weems and McCabe Road. Staff feels this should be a reimbursable expense as it benefits the general public. Action Discuss reimbursement agreement for Arete Development and receive further direction from the Redevelopment Authority. NOTE: PLEASE BRING MATERIAL SENT TO YOU IN DECEMBER 2003. IF YOU NEED ANOTHER COPY PLEASE CONTACT MELISA LANCLOS. \~~)(r\~ I F{\ e-- :5 ~~(\e 4 /\ ft\~-c. \? DEVELOPMENT AGREEMENT Between REINVESTMENT ZONE NUMBER ONE CITY OF LA PORTE and LA PORTE REDEVELOPMENT AUHTORITY and ~ --:,~ "1 ~~\ }Z.:.C';:; I ~G-.2---' . ) IJce~'>. . V/ 6. <:> C tv '~~ / % .~ !tf..'l ~ . e- fCi..;1 f~f'j I b -t/ Ct-;t ~ lc.e~ tJOW 8/20/2003 :i~' 1> 8/20/2003 DEVELOPMENT AGREEMENT This Agreement ("Agreement"), effective , 2003, is made by and between REINVESTMENT ZONE NUMBER ONE, CITY OF LA PORTE, TEXAS ("La Porte Zone"), a tax increment reinvestment zone created by the City of La Porte, Texas (the "~ to Chapter 311. of the Texas Tax Code, as amended, acting by and through its;~verfilng:body Xhe Board of DIrectors (the "Zone Board"), LA PORTE REDEVELOPMpNf AUHTO~'("La Porte Authority"), a local government corporation created and organi~.the-pfOvisions of the Texas Transportation Corporation Act, Chapter 431, Transportation Code, and authorized and approved by the City under Resolution No. 1516 adopted on October 25,2001, acting by and through its governing body, the Board of Directors (the "La Porte Board") and (the "Developer"). RECITALS WHEREAS, by Ordinances No. _ the City Council of the City created the La Porte Zone in the City pursuant to Chapter 311 of the Texas Tax Code, as amended, and pursuant to a Preliminary Project Plan and Preliminary Reinvestment Zone Financing Plan, and appointed its Board of Directors ("TIRZ Ordinance"); and WHEREAS, the Zone Board adopted a final Project Plan and Reinvestment Zone Financing Plan (the "Project Plan") and submitted the final Project Plan to the City Council of the City for approval; and and WHEREAS, the City Council approved the final Project Plan by Ordinance No. _; WHEREAS, the City authorized the creation of the La Porte Authority to aid, assist and act on behalf of the City in the performance of the City's governmental functions with respect to the common good and general welfare of La Porte and neighboring areas as described in the TIRZ Ordinance; and WHEREAS, the City, the La Porte Zone and the La Porte Authority have entered into that certain Agreement dated , and approved as Ordinance No. (the "La Porte Agreement"), pursuant to which the City and the La Porte Zone contracted with the La Porte Authority to administer the La Porte Zone including, but not limited to, the power to engage in activities relating to the acquisition and development of land, to construct and improve infrastructure in La Porte, to enter into development agreements with developerslbuilders in La Porte, and to issue, sell or deliver its bonds, notes or other obligations in accordance with the terms of the La Porte Agreement upon the approval of the City Council of the City; and WHEREAS, the La Porte Agreement further provides that the La Porte Authority must obtain the prior approval of the City for any project approved in the La Porte Zone's Project Plan that is constructed or caused to be constructed by the La Porte Authority; and 8/20/2003 WHEREAS, the Texas Tax Code provides that the La Porte Zone may enter into agreements as the Zone Board considers necessary or convenient to implement the Project Plan and achieve its purposes; and WHEREAS, the La Porte Board and the Zone Board have determined that it is in the best interest of the La Porte Zone and the La Porte Authority to contract with the Developer, in order to provide for the efficient and effective implementation of certain aspects of the Project Plan; and The Developer desires to proceed with the development of an urban project consisting of (residential. commercial. industrial. and retail [NOTE: DEPENDS ON DEVELOPER)) on land located within the La Porte Zone (the "Project") prior to the time that the La Porte Authority can issue its bonds or incur other obligations to pay the costs of the Public Improvements (as defined herein); NOW THEREFORE, AGREEMENT For and in consideration of the mutual promises, covenants, obligations, and benefits of this Agreement, the La Porte Zone, the La Porte Authority and the Developer contract and agree as follows: ARTICLE 1 GENERAL TERMS 1.1 Definitions. The terms "Agreement," "City," "Developer", "La Porte Agreement," "La Porte Board," "La Porte Authority," "La Porte Zone," "Project," and "Zone Board" have the above meanings, and the following terms have the following meanings: "Act" shall mean the Tax Increment Financing Act, Chapter 311, Texas Tax Code, as amended. "Authority Bonds" shall mean the La Porte Authority's tax increment revenue bonds issued in one or more series pursuant to Section 6.1 (H) of this Agreement. "Available Tax Increment" shall mean funds in the Tax Increment Revenue Fund. "La Porte" shall mean all of the property located within the boundaries of the La Porte Zone. "Completion" shall mean completion of construction of the Public Improvements in accordance with the Plans and Specifications so that the Project can be used and maintained for its intended purposes. Completion shall be approved by the City and certified by the engineering firm engaged by Developer to make such certification. 2 8/20/2003 "Contract Progress Payment" shall mean the_payment due to a contractor or consultant hired by Developer to complete the Public Improvements. A contract progress payment must be supported not only by a report of a certified public accountant as required in Section 6.1 (B), but also by customary documentation including, but not limited to, the name and address of the contractor, a description of the contract pursuant to which the payment is requested, the amount of such payment, the original contract amount, total payments made to date on such contract, an estimate of remaining work to be completed, the cost of such work, and customary lien and subcontractor releases. "County" shall mean Harris County, Texas. "Developer Advances" shall mean any funds advanced for eligible improvements by the Developer pursuant to Section 6.1 of this Agreement and shall include any interest payable thereon as prescribed in this Agreement. "Parties" or "Party" shall mean the La Porte Zone, the La Porte Authority, and the Developer, the parties to this Agreement. "Plans and Specifications" shall mean the designs, plans and specifications for the Public Improvements prepared or to be prepared by engineering and landscape architect firms at the direction of Developer in accordance with the Project Plan and as approved by the City_in accordance with Section 4.2. "Pledged Available Tax Increment" shall mean the Available Tax Increment attributable to the Project. "Property Account" means an account within the Tax Increment Revenue Fund established by the City to account for the tax increment attributable to the Project Site, the proceeds of Authorized Bonds issued to finance Public Improvements pursuant to this Agreement, and other obligations issued pursuant to Article 6, and earnings from the investment of such amounts. "Project Costs" shall mean the cost of the Public Improvements. "Project Plan" means the Project Plan and Reinvestment Zone Financing Plan for Reinvestment Zone Number One, City of La Porte, as approved by the City Council on , and as thereafter amended and approved by the City Council. "Project Site" shall mean the area known as described in Exhibit A, and all improvements located thereon. , located in certain tracts ~"~!:!PI~C lmp)ovements" shall have the meaning provided in Article 3 ofthis Agreement. 'Residenti~t Site" shall mean that part of the Project Site that is planned for residential use and rther ci6scribed in Exhibit D. --"-"/- 3 8/20/2003 "State" shall mean the State of Texas. "Tax Increment Revenue Fund" shall mean the special fund established by the La Porte Authority and funded with payments made by the City and any other participating Taxing Units, pursuant to the La Porte Agreement, which payments are attributable to ad valorem property taxes paid on the Project Site. "Taxing Unit" shall mean individually and collectively, the City and any other taxing units participating in the La Porte Zone. 1.2 Singular and Plural. Words used herein in the singular, where the context so permits, also include the plural and vice versa. The definitions of words in the singular herein also apply to such words when used in the plural where the context so permits and vice versa. ARTICLE 2 REPRESENTATIONS 2.1 Representation of La Porte Authority. The La Porte Authority hereby represents to the Developer that: (A) The La Porte Authority is duly authorized, created and existing in good standing under the laws of the State and is duly qualified and authorized to carryon the governmental functions and operations as contemplated by this Agreement. (B) The La Porte Authority has the power, authority and legal right to enter into and perform this Agreement and the execution, delivery and performance hereof (i) have been duly authorized, (ii) to the best of its knowledge, will not violate any applicable judgment, order, law or regulation, and (iii) do not constitute a default under, or result in the creation of, any lien, charge, encumbrance or security interest upon any assets of the La Porte Authority under any agreement or instrument to which the La Porte Authority is a party or by which the La Porte Authority or its assets may be bound or affected. (C) The Project, the Public Improvements and the Project Costs are components of or are consistent with the Project Plan. (D) This Agreement has been duly authorized, executed and delivered by the La Porte Authority and, constitutes a legal, valid and binding obligation of the La Porte Authority, enforceable in accordance with its terms except to the extent that (i) the enforceability of such instruments may be limited by bankruptcy, reorganization, insolvency, moratorium or other similar laws of general application in effect from time to time relating to or affecting the enforcement of creditors' rights and (ii) certain equitable remedies including specific performance may be unavailable. 4 8/20/2003 (E) The execution, delivery and performance of this Agreement by the La Porte Authority does not require the consent or approval of any person which has not been obtained. (F) The La Porte Authority has an exemption from the payment of sales and use taxes pursuant to the statute under which the La Porte Authority was created. 2.2 Representation of La Porte Zone. The La Porte Zone hereby represents to the Developer that: (A) The La Porte Zone is duly authorized, created and existing in good standing under the laws of the State and is duly qualified and authorized to carry on the governmental functions and operations as contemplated by this Agreement. (B) The La Porte Zone has the power, authority and legal right to enter into and perform this Agreement and the execution, delivery and performance hereof (i) have been duly authorized, (ii) to the best of its knowledge, will not violate any applicable judgment, order, law or regulation, and (iii) do not constitute a default under, or result in the creation of, any lien, charge, encumbrance or security interest upon any assets of the La Porte Zone under any agreement or instrument to which the La Porte Zone is a party or by which the La Porte Zone or its assets may be bound or affected. (C) The Project, the Public Improvements and the Project Costs are components of or are consistent with the Project Plan. (D) This Agreement has been duly authorized, executed and delivered by the La Porte Zone and constitutes a legal, valid and binding obligation of the La Porte Zone, enforceable in accordance with its terms except to the extent that (i) the enforceability of such instruments may be limited by bankruptcy, reorganization, insolvency, moratorium or other similar laws of general application in effect from time to time relating to or affecting the enforcement of creditors' rights and (ii) certain equitable remedies including specific performance may be unavailable. (E) The execution, delivery and performance of this Agreement by the La Porte Zone does not require the consent or approval of any person which has not been obtained. 2.3 Representations of the Developer. The Developer hereby represents to the La Porte Authority and the La Porte Zone that: (A) The Developer is duly authorized, created and existing in good standing under the laws of the State, is qualified to do business in the State. (B) The Developer has the power, authority and legal right to enter into and perform its obligations set forth in this Agreement, and the execution, delivery and performance hereof, (i) have been duly authorized, (ii) will not, to the best of its knowledge, violate any 5 812012003 judgment, order, law or regulation applicable to the Developer or any provisions of the Developer's by-laws or limited partnership agreement, and (iii) do not constitute a default under or result in the creation of, any lien, charge, encumbrance or security interest upon any assets of the Developer under any agreement or instrument to which the Developer is a party or by which the Developer or its assets may be bound or affected. (C) The Developer will have sufficient capital to perform its obligations under this Agreement at the time it needs to have sufficient capital. (D) This Agreement has been duly authorized, executed and delivered and constitutes a legal, valid and binding obligation of the Developer, enforceable in accordance with its terms except to the extent that (i) the enforceability of such instruments may be limited by bankruptcy, reorganization, insolvency, moratorium or other similar laws of general application in effect from time to time relating to or affecting the enforcement of creditors' rights and (ii) certain equitable remedies including specific performance may be unavailable. ARTICLE 3 THE PUBLIC IMPROVEMENTS 3.1 Public Improvements. The Public Improvements shall be and include the design, construction and installation of certain public infrastructure relating to the Project, such infrastructure being more particularly described in the Plans and Specifications. 3.2 Proiect Costs. The estimated Project Costs of the Public Improvements are described in Exhibit B. The Public Improvements will be developed pursuant to the Plans and Specifications and a schedule that is mutually agreeable to the Parties. The Project Costs shall include all architectural, engineering, design, legal and other consultant fees and expenses (as further set forth in Section 6.1 (A) hereof) related to such Public Improvements. The Project Costs may be modified with approval of the Board of Directors of the La Porte Authority. 3.3 Obligation. The Public Improvements shall be designed, acquired, constructed and implemented in accordance with the Plans and Specifications to be approved by the City under Article 4. ARTICLE 4 DUTIES AND RESPONSIBILITIES OF THE DEVELOPER 4.1 Construction Manager. Subject to Article 3, the Developer agrees to construct the Public Improvements as described in the Plans and Specifications and to provide and furnish, or cause to be provided and furnished, all materials and services as and when required in connection with the construction of the Public Improvements. The Developer will obtain all necessary 6 8/20/2003 permits and approvals from the City and all other governmental officials and agencies having jurisdiction (including the approvals required under the La Porte Agreement), provide supervision of all phases of construction of the Public Improvements, provide periodic reports as requested and required by the La Porte Authority of such construction to the La Porte Board with copies to the City, and cause the construction to be performed in accordance with the Plans and Specifications. 4.2 Design of the Public Improvements. The Developer shall prepare or cause to be prepared the Plans and Specifications for the Public Improvements. Prior to the commencement of construction or implementation ofthe Public Improvements, the Plans and Specifications must be submitted to and approved by the City and all other regulatory authorities having jurisdiction. Once the City has approved the Plans and Specifications, no changes thereto can be made without the express written approval of the City, the Zone Board, and the La Porte Authority. 4.3 Completion. On the later of completion of the construction of the Public Improvements or thirty days after this agreement is executed, Developer shall provide the La Porte Authority and the City with a final cost summary of all costs associated with such Public Improvements, a certificate of Completion and evidence that all amounts owing to contractors and subcontractors have been paid in full evidenced by customary affidavits executed by such contractors. 4.4 Conveyance of Easements. If applicable, the Developer shall grant the City and the La Porte Authority all required temporary construction and access easements necessary to maintain the Public Improvements. The easements granted must be satisfactory for the intended purpose as determined by the City. On property owned by the La Porte Authority, the La Porte Authority shall grant the Developer at no cost all required temporary construction and access easements necessary to install the Public Improvements. 4.5 Payment of Fees. If applicable, Developer agrees to pay all monthly rates and charges for water and sewer services and shall pay all applicable City building permit fees for the Public Improvements. 4.6 Cooperation. Developer agrees that it will cooperate with the La Porte Zone and the La Porte Authority and Developer will provide all necessary information to the La Porte Authority and its consultants in order to assist the La Porte Authority in complying with the La Porte Agreement, including, without limitation, the completion of the audit and construction audit required therein. 4.7 Ad Valorem Taxes. The Developer agrees that all real property within the Project Site will be valued for taxation in accordance with Section 23.01, Texas Tax Code and as hereinafter may be amended, and that it will not request such property to be valued for taxation on the basis of inventory as permitted by Section 23.12, Texas Tax Code and as hereinafter may be amended. 7 8/20/2003 4.8 Design and Completion of Public Improvements prior to Effective Date. Prior to the effective date of this Agreement, the Developer has committed and expended funds in amounts for Public Improvements described in Exhibit B, in reliance upon the City's commitment to establish the Zone and the La Porte Authority's commitment to payor reimburse such costs in accordance with the terms herein, but no other contract has heretofore been entered into by the Developer with the La Porte Authority or the La Porte Zone to provide for such expenditures and reimbursement. The Developer represents that the fair market value of the work and property resulting from the funds so committed or expended and benefiting the La Porte Authority and the La Porte Zone is at least equal to the amounts so committed and expended, respectively. In order to compromise and settle all claims the Developer may have arising out of any failure by the La Porte Authority and La Porte Zone to reimburse funds heretofore expended by the Developer for such Public Improvements, by entering into this Agreement, );> the La Porte Authority and the La Porte Zone agree to reimburse the Developer for Project Costs of such Public Improvements paid or incurred prior to the date hereof in a total amount of committed funds specified in Exhibit B plus financing costs and/or interest as set forth in Section 6.1 below, attributable thereto in accordance with and subject to the other provisions hereof, without admitting liability of any kind on their part, and );> the Developer releases and discharges the La Porte Authority and the La Porte Zone from all claims of any nature the Developer might make, now or in the future, arising out of any failure by the La Porte Authority and La Porte Zone to payor reimburse the Developer for any other work done prior to the date hereof or in any greater amount or on any other conditions for work performed in connection with Public Improvements prior to the date hereof. 4.9 Changes in Proiect. The Developer shall not make any change in the Project as to the uses of the property within the Residential Site or change the boundaries within the Project Site without the express written consent of the City, the La Porte Board and the Zone Board. 4.10 No Vested Rights. The Developer expressly understands and agrees that neither this Agreement nor any approvals required herein shall be construed as a "permit," as defined in Section 245.001 of the Texas Local Government Code, or an application therefore; and, as such, the Developer has no vested right as a "permit" in any order, regulation, ordinance, rule, expiration date or other requirement in effect at the time of execution of this Agreement or at the time any approval pursuant to the terms hereof is obtained. To this end, Developer, for itself, its officers, agents, employees, successors and assigns, hereby releases and holds harmless the City, the La Porte Authority and the La Porte Zone from any claim or cause of action involving vested rights, including, but not limited to, such a right claimed pursuant to Chapter 245 of the Texas Local Government Code, arising out of this Agreement or the approvals required to be obtained herein. 8 8/20/2003 ARTICLE 5 DUTIES AND RESPONSIBILITIES OF THE LA PORTE AUTHORITY 5.1 La Porte Authority Contributions. The La Porte Authority shall payor reimburse to Developer the Project Costs in the amount of the actual costs of the Public Improvements as more particularly described in and as provided by Articles 3 and 4. The total, actual Project Costs of the Public Improvements, for which the La Porte Authority shall be responsible under the terms of this Agreement, is estimated to be $ . Attached hereto as Exhibit B is a detailed description of the engineering estimates of the Public Improvements. The Project Costs shall be financed and funded in accordance with Article 6 hereof. In the event a portion of the Public Improvements is determined to be ineligible under the Act, the Project Costs shall be reduced by the amount of such ineligible Public Improvements. If the La Porte Authority has already repaid Developer for such ineligible Public Improvements in accordance with this Agreement, the Parties agree that Developer shall reimburse the La Porte Authority for such repayment within thirty (30) days of receipt of an invoice from the La Porte Authority and all such sums shall bear interest at the rate established in section 6.1 (F) from the date past due until the date of such reimbursement. Should the Developer fail to timely pay such amount, the La Porte Authority may, in its sole discretion, withhold the amount due, including accrued interest, from future Contract Progress Payments. ,'- 5.2 Proiect Costs. The La Porte Authority shall payor reimburse the Project Costs in accordance with this Agreement. In the event the La Porte Authority does not have funds available at the time all or part of the Project Costs are payable by the La Porte Authority in accordance with this Agreement, the Project Costs shall be funded in accordance with Article 6 hereof, and such funding shall not be deemed a default by the La Porte Authority under this Agreement. ARTICLE 6 PUBLIC IMPROVEMENTS FINANCING AND FUNDING 6.1 Developer Advances. (A) Developer shall advance sufficient funds as such become due for all costs comprising the Project Costs including, without limitation, all costs of design, engineering, materials, labor, construction, and inspection arising in connection with the Public Improvements, including all payments arising under any contracts entered into by Developer pursuant to this Agreement, all costs incurred in connection with obtaining governmental approvals, certificates or permits (including any building permit fees) required as a part of any contracts entered into in accordance with this Agreement and all related legal fees incurred in connection therewith. (B) The Developer must submit, within sixty (60) days after the latest of recording a final plat of property within the Project Site, signing this Agreement, or completing an identifiable segment of Public Improvements not subject to the platting requirements of the 9 8/20/2003 City, a request for a Contract Progress Payment when an identifiable segment of Public Improvements has been completed. Documentation of cost and completion shall be forwarded to the La Porte Authority. The La Porte Authority, at its expense, shall hire a certified public accountant to calculate the amount due Developer and shall prepare and submit a report to the La Porte Board and send a copy to the City Manager. Requests for Contract Progress Payments shall be submitted only when an identifiable segment of Public Improvements has been completed and shall be submitted no more often than once every sixty (60) days. If the La Porte Authority does not have sufficient funds to pay any Contract Progress Payment within 30 days of the date the certified public accountant's report is received by the La Porte Board, Developer shall be deemed to have advanced such amount to the La Porte Authority as of the date actually expended by the Developer. Interest (as defined in Subsection 6.1(F)) on each Developer Advance made pursuant to this Subsection shall accrue from the date the Developer expended the funds and shall accrue for a maximum period of two years from such date. At such time as funds are available to pay all or any portion of the Developer Advances made hereunder, the La Porte Authority, at its expense, shall hire a certified public accountant to calculate the amount due Developer and shall prepare and submit a report to the La Porte Board and send a copy to the City Manager certifying (1) the amount due Developer for the Developer Advances being repaid with interest calculated thereon as specified herein and (2) that funds are available to make such payment. Upon receipt of such report, the La Porte Board shall promptly authorize and make payment to Developer. (C) If, upon Completion of the Public Improvements and conveyance of the Public Improvements to the La Porte Authority, or the City, as applicable, the La Porte Authority does not have sufficient funds to reimburse to Developer the unpaid balance of the Project Costs, Developer shall be deemed to have advanced to the La Porte Authority an amount equal to the difference between (i) the amount of the Project Costs which has been previously paid by the La Porte Authority to Developer and (ii) the final cost of the Public Improvements as evidenced by documentation approved by the La Porte Board in accordance with Section 4.3. (D) Each Developer Advance shall be evidenced by a certificate in the form attached hereto as Exhibit C. (E) The La Porte Authority shall begin repaying the Developer Advances, and shall continue such repayment until repaid in full, on the earliest date that funds are available from any of the following sources. (1) proceeds of any applicable bank loan; (2) proceeds from the sale of applicable La Porte Authority Bonds; or (3) the available Tax Increment Revenue Fund attributable to the Project. (F) Interest on each Developer Advance shall accrue at the prime rate of Chase Bank of Texas, National Association. Interest shall be calculated on the basis of a year of 360 days and the actual days elapsed (including the first day but excluding the last day) occurring in the period for which such interest is payable, unless such calculation would result in 10 8/20/2003 a usurious rate, in which case interest shall be calculated on the per annum basis of a year of 365 or 366 days, as applicable, and the actual days elapsed (including the first day but excluding the last day). In no case shall the interest rate exceed one percent per month. (G) The La Porte Authority's obligation to pay the Developer Advances or reimburse the Developer for Project Costs is limited to any Pledged Available Tax Increment. The rights of Developer in and to the Pledged Available Tax Increment granted herein are subject only to (i) the rights of any holders of bonds, notes or other obligations that have been heretofore or are hereafter issued by the City or any other participating taxing unit that are payable from and secured by a general levy of ad valorem taxes throughout the taxing jurisdiction of the City or any other participating taxing unit, (ii) the rights of any of the holders of bonds and notes that are hereafter issued or incurred by the La Porte Authority and which are secured by a pledge of the Tax Increment Revenue Fund the proceeds of which are used to fully pay the Project Costs, including all Developer Advances and accrued interest thereon as set forth in this Agreement, and (iii) the rights of any of the holders of notes that are hereafter issued or incurred by the La Porte Authority, which are secured by a pledge, all or a part, of the Tax Increment Revenue Fund, the proceeds of which are used solely to fund the annual operating and administration budget of the La Porte Authority approved by the La Porte Board and the City Council of the City. Except in the event that sufficient tax increment increase does not occur within the term of the Zone or within the Project Site to generate sufficient revenue to repay the Developer Advance(s), it shall be the obligation of the La Porte Authority to repay the Developer Advances and accrued interest thereon as set forth in this Agreement from the Pledged Available Tax Increment until such time as the Developer Advances and accrued interest thereof incurred pursuant to this Agreement, have been fully repaid or provision for payment thereon to Developer shall have been made in accordance with their terms. The Developer Advances constitute a special obligation of the La Porte Authority payable solely from the Pledged Available Tax Increment as and to the extent provided in this Agreement. The Developer Advances do not give rise to a charge against the general credit or taxing powers of the La Porte Authority, the La Porte Zone, the City, the County or any other Taxing Unit and is not payable except as provided in this Agreement. Developer, its successors and assigns, shall not have the right to demand payment thereof out of any funds of the La Porte Authority other than the Pledged Available Tax Increment or sources described in Section 6.1 (E). (H) The La Porte Authority will evaluate and consider bond issues to reimburse the Developer upon the following circumstances: 1) Projected incremental revenue generates 1.25 times coverage for the bonds over projected annual debt service; 2) Projected incremental revenue will be calculated by multiplying estimated or certified incremental value from the appraisal district by the participant( s) tax rate( s) divided by 100 times one minus a reasonable historical tax collection factor times one minus the City set aside percentage; 3) A reserve fund equal to maXImum annual debt service must be funded from the bond proceeds; 11 8/20/2003 4) Adequate cash or capitalized interest must be set aside to assure payment of the bonds through the date of the next increment payment; 5) The minimum bond size will be that size that after funding the Reserve Fund, any capitalized interest and any costs of issuance will allow for a reimbursement to the developer of at least $1.5 million plus developer interest. (I) The La Porte Authority shall not issue obligations in accordance with this Article unless the resulting debt service requirements on all Zone obligations may be paid in full when due from all money then on deposit in or thereafter required to be deposited to the Property Account during the term of such Zone obligations, assuming that (a) the rates at which property taxes are levied by all taxing units required to make deposits to the Tax Increment Fund do not change from the rates at which they most recently levied property taxes, (b) the assessed value of taxable property (net of exemptions) within the Property does not change from the amount then most recently estimated or certified by the Harris County Appraisal District, (c) all amounts deposited (or required to be deposited) to the Property Account bear interest at the City's investment rate until expended, (d) proceeds of such obligations are deposited to and set aside in the Property Account as capitalized interest in the amount requested by the Developer and approved by the City Manager, and (e) the Property Account is expended in each year to pay administrative expenses of the Zone in an amount equal to the product of (i) the total amount of such expenses budgeted in the Zone's most recent operating budget and (ii) a fraction, the numerator of which is the current Tax Increment attributable to the Property and the denominator of which is the total current Tax Increment. (1) The La Porte Authority shall provide to Developer, upon the written request of Developer, and on the earliest date such information is available after the date of such request, certified copies of all statements of revenue attributable to the Developer's portion of the Project and the source of such revenue of the La Porte Zone and of the La Porte Authority the intended use of which is to verify the availability of funds for payment of the Project Costs or Developer Advances, if applicable, under this Section. (K) The La Porte Zone and the La Porte Authority shall endeavor to cause each Taxing Unit to collect all ad valorem taxes due on property located within the La Porte Zone and shall endeavor to cause such Taxing Units to deposit all tax increments due with the City for transfer to the Tax Increment Revenue Fund pursuant to the La Porte Agreement. ARTICLE 7 INSURANCE~ RELEASE 7.1 Insurance. With no intent to limit any contractor's liability or obligation for indemnification, the Developer shall require that each contractor providing work or service on the Public Improvements provide and maintain certain insurance in full force and effect at all times during the construction of the Public Improvements and shall require that the City, the La Porte Authority, and the La Porte Zone are named as additional insured's under such contractor's insurance policies. 12 8/20/2003 The msurance, at a mInImUm, must include the following coverage's and limits of liability: Comprehensive General Liability: Including Broad Form Coverage, Contractual Liability, Bodily and Personal Injury, and Completed Operations (for a period of one year after completion of work) Automobile Liability Insurance (for automobiles used in performing under this Agreement, including Employer's Non-Ownership and Hired Auto Coverage) Professional Liability Coverage (for professional service contract only) Defense costs are excluded from the face amount ofthe policy. Aggregate Limits are per 12-month policy period unless otherwise indicated. Coverage Worker's Compensation Employer's Liability Limit of Liability Statutory Bodily Injury by Accident $100,000 (each accident) Bodily injury by Disease $500,000 (policy limit) Bodily injury by Disease $100,000 (each employee) Bodily Injury and Property Damage, Combined Limits of $500,000 each Occurrence and $1,000,000 Aggregate $500,000 Combined Single Limit per Occurrence $500,000 per occurrence $1,000,000 aggregate If the amount of any contract awarded by Developer to construct the Public Improvements shall exceed $1,000,000, Developer shall contract with the contractor to maintain Commercial General Liability coverage and the Auto Liability coverage for at least twice the combined minimum limits specified above. The amounts of the insurance required herein shall be reviewed on the fifth (5th) anniversary date of this Agreement and each fifth (5th) year thereafter until the construction of the Project is completed and shall be increased, if necessary, so that the amount of such coverage is at all times generally equal to the limits described herein measured in year 2003 dollars. (A) Form of Policies. The La Porte Board may approve the form of the insurance policies, but nothing the La Porte Board does or fails to do relieves Developer of its obligation to provide the required coverage under this Agreement. The La Porte Board's actions or inactions do not waive the La Porte Zone's or La Porte Authority's rights under this Agreement. 13 8/20/2003 (B) Issuers of Policies. The issuer of each policy shall have a certificate of authority to transact insurance business in Texas or a Best's rating of at least A and a Best's Financial Size Category of Class VI or better, according to the most current edition Best's Key Rating Guide, Property-Casualty United States. (C) Insured Parties. Each policy, except those for Workers' Compensation, Employer's Liability, and Professional Liability, must name the La Porte Authority, its officers, agents and employees as additional insured parties on the original policy and all renewals or replacements. (D) Deductibles. Developer shall be responsible for and bear (or shall contract with each applicable contractor to bear and assume) any claims or losses to the extent of any deductible amounts and waives (and shall contract with each contractor to waive) any claim it may have for the same against the La Porte Authority or La Porte Zone, its officers, agents, or employees. (E) Cancellation. Each policy must state that it may not be canceled, materially modified, or non-renewed unless the insurance company gives the La Porte Authority 30 days' advance written notice. Developer shall (and shall contract with each contractor to) give written notice to the La Porte Authority within five days of the date on which total claims by any party against such person reduce the aggregate amount of coverage below the amounts required by this Agreement. In the alternative, the policy may contain an endorsement establishing a policy aggregate for the particular Public Improvements or location subject to this Agreement. (F) Subrogation. Each policy must contain an endorsement to the effect that the issuer waives any claim or right of subrogation to recover against the La Porte Authority, the La Porte Zone, its officers, agents, or employees. (G) Primary Insurance Endorsement. Each policy, except Workers' Compensation and Professional Liability (if any), must contain an endorsement that the policy is primary to any other insurance available to the additional insured with respect to claims arising under this Agreement. (H) Liability for Premium. Developer shall pay (or shall contract with contractors to pay) all insurance premiums for coverage required by this Section, and the La Porte Authority or La Porte Zone shall not be obligated to pay any premiums. (I) Subcontractors. Notwithstanding the other provisions of this Section, the amount of coverage contracted to be provided by subcontractors shall be commensurate with the amount of the subcontract, but in no case less than $500,000 per occurrence. Developer shall provide (or shall contract with contractors to provide) copies of insurance certificates to the La Porte Authority. 14 8120/2003 (J) Proof of Insurance. Promptly after the execution of this Agreement and from time to time during the term of this Agreement at the request of the La Porte Authority, Developer shall furnish the La Porte Authority with certificates of insurance maintained by Developer in accordance with this Section. If requested in writing by the La Porte Authority, Developer shall furnish the City with certified copies of Developer's actual insurance policies. If Developer does not comply with the requirements of this Section, the La Porte Authority, at its sole discretion, may (1) suspend performance by the La Porte Authority hereunder and begin procedures to terminate this Agreement for default or (2) purchase the required insurance with La Porte Authority or La Porte Zone funds and deduct the cost of the premiums from amounts due to Developer under this Agreement. The La Porte Authority shall never waive or be estopped to assert its right to terminate this Agreement because of its acts or omissions regarding its review of insurance documents. 7.2 Indemnification and Release. DEVELOPER SHALL DEFEND, INDEMNIFY, AND HOLD THE LA PORTE AUTHORITY, THE CITY AND THE LA PORTE ZONE, THEIR AGENTS, EMPLOYEES, OFFICERS, AND LEGAL REPRESENTATIVES (COLLECTIVELY, THE "INDEMNIFIED PERSONS") HARMLESS FOR ALL CLAIMS, CAUSES OF ACTION, LIABILITIES, FINES, AND EXPENSES (INCLUDING, WITHOUT LIMITATION, REASONABLE ATTORNEYS' FEES, COURT COSTS, AND ALL OTHER DEFENSE COSTS AND INTEREST) FOR INJURY, DEATH, DAMAGE, OR LOSS TO PERSONS OR PROPERTY SUSTAINED IN CONNECTION WITH OR INCIDENTAL TO PERFORMANCE UNDER THIS AGREEMENT, INCLUDING, WITHOUT LIMITATION, THOSE CAUSED BY: A. DEVELOPER'S AND/OR ITS AGENTS', EMPLOYEES', OFFICERS', DIRECTORS', CONTRACTORS', OR SUBCONTRACTORS' (COLLECTIVELY, "DEVELOPER'S") ACTUAL OR ALLEGED SOLE AND/OR CONCURRENT NEGLIGENCE OR INTENTIONAL ACTS; ; B. THE INDEMNIFIED PERSONS' AND DEVELOPER'S ACTUAL OR ALLEGED CONCURRENT NEGLIGENCE AND/OR GROSS NEGLIGENCE, WHETHER DEVELOPER IS IMMUNE FROM LIABILITY OR NOT; AND ,- C. THE INDEMNIFIED PERSONS' AND DEVELOPER'S ACTUAL OR ALLEGED STRICT PRODUCTS LIABILITY OR 15 8/20/2003 STRICT STATUTORY LIABILITY, WHETHER DEVELOPER IS IMMUNE FROM LIABILITY OR NOT. IT IS THE EXPRESSED INTENTION OF THE PARTIES HERETO THAT THE INDEMNIFICATION PROVIDED FOR IN THIS SECTION IS AN INDEMNITY BY THE DEVELOPER TO INDEMNIFY AND PROTECT THE INDEMNIFIED PERSONS FROM THE CONSEQUENCES OF THE INDEMNIFIED PERSONS' OWN NEGLIGENCE, INCLUDING GROSS NEGLIGENCE, WHERE THAT NEGLIGENCE IS A CONCURRING CAUSE OF THE RESULTING INJURY, DEATH OR DAMAGE. FURTHERMORE, THE INDEMNITY PROVIDED FOR IN THIS PARAGRAPH SHALL HAVE NO APPLICATION TO ANY CLAIM, LOSS, DAMAGE, CAUSE OF ACTION, SUIT AND LIABILITY WHERE THE INJURY, DEATH OR DAMAGE RESULTS FROM THE SOLE NEGLIGENCE OF THE INDEMNIFIED PERSONS UNMIXED WITH THE FAULT OF ANY OTHER PERSON OR ENTITY. THE INDEMNITY PROVIDED FOR IN THIS SECTION 7.2 SHALL SURVIVE THE TERMINATION OR EXPIRATION OF THIS AGREEMENT. If an Indemnified Person or Developer receives notice of any claim or circumstance which could give rise to an indemnified loss, the receiving party shall give written notice to the other party within 30-days. The notice must include a description of the indemnification event in reasonable detail, the basis on which indemnification may be due, and the anticipated amount of the indemnified loss. This notice shall not estop or prevent an Indemnified Person from later asserting a different basis for indemnification or a different amount of indemnified loss than that indicated in the initial notice. If an Indemnified Person does not provide this notice within the 30-day period, it does not waive any right to indemnification except to the extent that Developer is prejudiced, suffers loss, or incurs expense because of the delay. For those matters for which the Developer has the obligation to defend an Indemnified Person pursuant to this Section 7.2, Developer shall assume the defense of the claim at its own expense with counsel chosen by it that is on the approved list established by the Texas Municipal League or that is otherwise approved by the City. Within 10 days after receiving written notice of the indemnification request, Developer shall advise the Indemnified Person as to the chosen counsel. If Developer does not properly notify the Indemnified Persons as required above, the Indemnified Person shall assume and control the defense, and all defense expenses actually incurred by it shall constitute an indemnified loss, which must be paid by the Developer within thirty (30) days of receipt of an invoice from an Indemnified Person. Such indemnified loss shall bear interest at the rate, but not the time, established in section 6.1 (F) from the due date noted in the invoice until the date of payment. Should the Developer fail to timely pay such amount, the 16 8/20/2003 La Porte Authority may, in its sole discretion, withhold the amount due, including accrued interest, from future Contract Progress Payments. If Developer defends a claim against any Indemnified Person, the Indemnified Person may retain separate counsel at the sole cost and expense of such Indemnified Person to participate in (but not control) the defense and to participate in (but not control) any settlement negotiations. Developer may not settle the claim without the consent or agreement of the Indemnified Person, unless such settlement is at no cost to the Indemnified Person and no judgment is entered against any Indemnified Person. DEVELOPER RELEASES EACH INDEMNIFIED PERSON FROM ALL LIABILITY FOR INJURY, DEA TH, DAMAGE, OR LOSS TO PERSONS OR PROPERTY SUST AINED IN CONNECTION WITH OR INCIDENT AL TO PERFORMANCE UNDER THIS AGREEMENT, EVEN IF THE INJURY, DEATH, DAMAGE, OR LOSS IS CAUSED BY THE INDEMNIFIED PERSON'S SOLE OR CONCURRENT NEGLIGENCE AND/OR THE INDEMNIFIED PERSON'S STRICT PRODUCTS LIABILITY OR STRICT STATUTORY LIABILITY; PROVIDED, HOWEVER, THIS RELEASE SHALL HAVE NO APPLICA TION TO AN INDEMNIFIED PERSON'S FAILURE TO PAY MONIES OWED PURSUANT TO THIS AGREEMENT. ,.,..-... FROM AND AFTER THE DATE OF THIS AGREEMENT, DEVELOPER SHALL REQUIRE ALL CONTRACTORS ENGAGED BY IT TO CONSTRUCT PUBLIC IMPROVEMENTS (AND THEIR SUBCONTRACTORS) TO RELEASE AND INDEMNIFY THE INDEMNIFIED PERSONS TO THE SAME EXTENT AND IN THE SAME FORM AS ITS RELEASE OF AND INDEMNITY TO THE INDEMNIFIED PERSONS HEREUNDER. THE DEVELOPER SHALL REQUIRE ALL GENERAL CONTRACTORS TO POST PAYMENT AND PERFORMANCE BONDS IN THE AMOUNT OF THE PROJECT COST AND ONE YEAR MAINTENANCE BONDS AS DEEMED APPROPRIATE BY THE LA PORTE AUTHORITY. ARTICLE 8 DEFAULT 8 .1 Default. (A) If the La Porte Authority or the La Porte Zone does not perform its obligations hereunder in compliance with this Agreement in all material respects, in addition to the other rights given the Developer under this Agreement, the Developer may enforce specific performance of this Agreement for any such default if such default is not cured or is not 17 8/20/2003 commenced and diligently pursued within thirty (90) days after receipt by the La Porte Authority and the La Porte Zone of a written notice detailing the event of default. Failure of a project to generate sufficient tax increment increase to repay Developer Advances is not a default on the part of the La Porte Authority or the La Porte Zone. (B) In the event the Developer completes the Public Improvements and the Project but does not otherwise perform its obligations hereunder as provided in Article 4 in compliance with this Agreement, in addition to the other rights and remedies the La Porte Authority and the La Porte Zone may have under this Agreement or in law or equity, the La Porte Authority and/or the La Porte Zone may enforce specific performance or seek actual damages incurred for any such default if such default is not cured within thirty (30) days after receipt by Developer of a written notice of default or such cure is not commenced within ten (10) days after receipt by Developer of a written notice of default and thereafter diligently prosecuted to completion as determined in the discretion of the La Porte Authority. ARTICLE 9 GENERAL 9.1 Inspections. Audits. The Developer agrees to keep such operating records relating to the Public Improvements as may be required by the La Porte Authority, or by state and federal law or regulation for a period not to exceed four (4) years after completion unless otherwise required by law. The Developer shall allow the La Porte Authority and the La Porte Zone access to documents and records in the Developer's possession, custody or control that the La Porte Authority deems necessary to assist the La Porte Authority in determining the Developer's compliance with this Agreement. 9.2 Developer Operations and Employees. No personnel supplied or used by the Developer in the performance of this Agreement shall be deemed employees, agents or contractors of the La Porte Authority, the La Porte Zone or the City for any purpose whatsoever. The Developer shall be solely responsible for the compensation of all such personnel, for withholding of income, social security and other payroll taxes and for the coverage of all worker's compensation benefits. Under no circumstance shall the La Porte Authority, the La Porte Zone, or the City be deemed responsible for compensation of the above. 9.3 Personal Liability of Public Officials. To the extent not limited by State law, no director, officer, employee or agent of the La Porte Zone or the La Porte Authority, and no officer, employee or agent of the City, shall be personally responsible for any liability arising under or growing out of the Agreement. 9.4 Notices. Any notice sent under this Agreement (except as otherwise expressly required) shall be written and mailed via certified mail, return receipt requested, or sent by electronic or facsimile transmission confirmed by mailing written confirmation via certified mail, return receipt requested at substantially the same time as such electronic or facsimile 18 8/20/2003 transmission, or personally delivered to an officer of the receiving party at the following addresses: CITY City Manager City of La Porte P. O. Box 424 La Porte, Texas 77522-0424 FAX: 281-420-5891 with a copy to: City Attorney City of La Porte P. O. Box 424 La Porte, Texas 77522-0424 FAX: 281-420-5891 LA PORTE ZONE Reinvestment Zone Number One, City of La Porte, c/o Hawes Hill & Associates 7322 Southwest Freeway, Suite 1470 Houston, Texas 77074 Attn: David Hawes FAX: (713) 541-0996 LA PORTE AUTHORITY La Porte Redevelopment Authority c/o Hawes Hill & Associates 7322 Southwest Freeway, Suite 1470 Houston, Texas 77074 Attn: David Hawes FAX: (713) 541-0996 DEVELOPER Attn: Developer FAX: 19 8/20/2003 with a copy to: Attn: Attorney or other Officer FAX: Each party may change its address by written notice in accordance with this Section. Any communication addressed and mailed in accordance with this Section shall be deemed to be given when so mailed, any notice so sent by electronic or facsimile transmission shall be deemed to be given when receipt of such transmission is acknowledged, and any communication so delivered in person shall be deemed to be given when receipted for by, or actually received by, the City, the La Porte Zone, the La Porte Authority or the Developer, as the case may be. 9.5 Amendments and Waivers. Any provision of this Agreement may be amended or waived if such amendment or waiver is in writing and is signed by the La Porte Zone, the La Porte Authority and the Developer. No course of dealing on the part of the Developer, nor any failure or delay by the Developer with respect to exercising any right, power or privilege of the Developer under this AgreemeI,rtshall operate as a waiver thereof, except as otherwise provided in this Section. l! J \ '/2 9.6 Successors and Assigns. All covenants and agreements contained by or on behalf of the La Porte Authority and the La Porte Zone in this Agreement shall bind their successors and assigns and shall inure to the benefit of the Developer and its successors and assigns. The La Porte Authority and the La Porte Zone may assign its rights and obligations under this Agreement or any interest herein, with the prior written consent of the Developer. The Developer m.ay sell or otherwise transrrr th~ Project with the prior written consent. of the La Porte Authonty and the La Porte Zoqe:,fProvIded, however, any such purchaser or assIgnee must specifically assume all of the oblightions of the Developer hereunder; notwithstanding, if the Developer is in compliance with this Agreement prior to the assignment, the Developer may retain the right to be reimbursed for actual costs of Project Costs, which are then accrued and vested in the Developer. If such assignment of the obligations by the Developer hereunder is effective, the Developer shall be deemed released from such obligations. If any assignment of the obligations by the Developer hereunder is deemed ineffective or invalid, the Developer shall remain liable hereunder. Nothing in this section shall be construed so as to prevent the Developer from selling any portion of the Project for which a final plat has been approved and recorded in the records of the county clerk. /' 20 8/20/2003 9.7 Exhibits; Titles of Articles. Sections and Subsections. The exhibits attached to this Agreement are incorporated herein and shall be considered a part of this Agreement for the purposes stated herein, except that in the event of any conflict between any of the provisions of such exhibits and the provisions of this Agreement, the provisions of this Agreement shall prevail. All titles or headings are only for the convenience of the parties and shall not be construed to have any effect or meaning as to the agreement between the parties hereto. Any reference herein to a Section or Subsection shall be considered a reference to such Section or Subsection of this Agreement unless otherwise stated. Any reference herein to an exhibit shall be considered a reference to the applicable exhibit attached hereto unless otherwise stated. 9.8 Construction. This Agreement is a contract made under and shall be construed in accordance with and governed by the laws of the United States of America and the State of Texas. 9.9 Venue. All parties hereby irrevocably agree that any legal proceeding arising out of or in connection with this Agreement shall only be brought in the District Courts of Harris County, Texas or in the United States District Court for the Southern District of Texas, in Houston, Texas. 9.10 Severability. All parties agree that should any provision of this Agreement be determined to be invalid or unenforceable, such determination shall not affect any other term of this Agreement, which shall continue in full force and effect. 9.11 No Thir~~arty Beneficiaries. This Agreement shall not bestow any rights upon any third party, but rat~r, shall bind and benefit the Parties hereto only. 9.12 Authority to Enter Contract. Each party has the full power and authority to enter into and perform this Agreement, and the person signing this Agreement on behalf of each party has been properly authorized and empowered to enter into this Agreement. The persons executing this Agreement hereby represent that they have authorization to sign on behalf of their respective corporations, or limited partnerships. 9.13 No Partnership. Nothing herein contained shall be construed or held to make the Parties hereto partners in the conduct of any business. 9.14 Entire Agreement. This written agreement represents the final agreement between the parties, unless later amended in writing and signed by the parties and may not be contradicted by evidence of prior, contemporaneous, or subsequent oral agreements of the parties. There are no unwritten oral agreements between the parties. 9.15 Ambiguities. In the event of any ambiguity in any of the terms of this Agreement, it shall not be construed for or against any party hereto on the basis that such party did or did not author the same. 21 8/20/2003 9.16 Non-Waiver. Failure of either party hereto to insist on the strict performance of any of the agreements contained herein or to exercise any rights or remedies accruing hereunder upon default or failure of performance shall not be considered a waiver of the right to insist on and to enforce by an appropriate remedy, strict compliance with any other obligation hereunder or to exercise any right or remedy occurring as a result of any future default or failure of performance. 9.17 Multiple Originals. It is understood and agreed that this Agreement may be executed in a number of identical counterparts each of which shall be deemed an original for all purposes. 9.18 Term. This Agreement shall be in force and effect from the date of execution hereof for a term expiring on the later of (i) December 31 in the year following Completion of the Public Improvements pursuant to Section 4.3 hereof or (ii) the date the Developer Advances have been repaid in full. It is expressly understood and agreed that Section 7.2 shall not expire but shall remain in full force and effect regardless of the termination of this Agreement. If the La Porte Authority is dissolved, the La Porte Agreement requires that the City shall make satisfactory arrangements to provide for the payment of the obligations to the Developer of the La Porte Authority hereunder. 9.19 Approval by the Parties. Whenever this Agreement requires or permits approval or consent to be hereafter given by any of the parties, the parties agree that such approval or consent shall not be unreasonably withheld or delayed. 9.20 Additional Actions. The Parties agree to take such actions, including the execution and delivery of such documents, instruments, petitions and certifications as may be necessary or appropriate, from time to time, to carry out the terms, provisions and intent of this Agreement and to aid and assist each other in carrying out said terms, provisions and intent. IN WITNESS WHEREOF, the parties hereto have caused this instrument to be duly executed as of the _ day of ,2003. REINVESTMENT ZONE NUMBER ONE, CITY OF LA PORTE By: Name: Title: ATTEST: By: Name: Title: 22 8/20/2003 LA PORTE REDEVELOPMENT AUHTORITY By: Name: Title: ATTEST: By: Name: Title: DEVELOPER By: Name: Title: STATE OF TEXAS S S COUNTY OF HARRIS S Before me, on this day personally appeared , the undersigned notary public, , the of known to me; _ proved to me on the oath of _ proved to me ; or his/her current {description of identification card or other document issued by the federal government or any state government that contains the photograph and signature of the acknowledging person} through ( Check one) to be the person whose name is subscribed to the foregoing instrument, and acknowledged to me that he/she executed that instrument for the purposes and consideration therein expressed. Given under my hand and seal of office this _day of ,20_. 23 8/20/2003 Notary Public in and for the State of Texas 24 8/20/2003 EXHIBIT A Proiect Site (Property Description) A-l 8/20/2003 Sample Exhibit B The TIRZ Improvements The Developer shall contribute to the La Porte Zone's construction program an amount equal to 30% and the Authority shall contribute an amount equal to 70% of the construction costs for all water, wastewater and drainage facilities, with the following exemptions, which shall be reimbursed by the Authority at 100%: (1) attendant engineering fees and reasonable attorney's fees; (2) wastewater treatment plant facilities, including site costs; (3) water supply, treatment and storage facilities, including site costs; (4) stormwater pump stations associated with levee systems, including site costs; (5) that portion of water, wastewater, and stormwater lines from the La Porte Zone's boundary to the interconnect, source of water supply, stormwater, or wastewater treatment facility as necessary to connect the La Porte Zone's system to a regional, city, or a municipal utility district's system; (6) pump stations and force mains located within the boundaries of the La Porte Zone which directly connect the La Porte Zone's wastewater system to a regional trunkline or a regional plant, regardless of whether such line or plant is located within or without the boundaries of the La Porte Zone; (7) segments of water transmission or wastewater trunk lines of districts or other authorities which are jointly shared or programmed to be jointly shared between the La Porte Zone and another political subdivision whether inside or outside of a participating district or authority; and (8) alternate water supply interconnects between a district and one or more other entities. Actual Costs of Actual Costs of I terns Items COST ITEM Subject to Subject to -, Reimbursement Reimbursement) SECTION 1 RESIDENTIAL DEVELOPMENT Sanitary Sewer Water Storm Sewer/Drainage Miscellaneous Off Site Utilities Engineering TOTAL ESTIMATED COST SECTION 1 B-1 Estimated Costs of Estimated Costs of Items Items COST ITEM Subject to Subject to Reimbursement Reimbursement) SECTION 2 RESIDENTIAL DEVELOPMENT Sanitary Sewer Water Storm Sewer/Drainage Miscellaneous Off Site Utilities Engineering TOT AL ESTIMATED COST SECTION 2 8/20/2003 Estimated Costs of Estimated Costs of Items Items COST ITEM Subject to Subject to Reimbursement Reimbursement) SECTION 3 RESIDENTIAL DEVELOPMENT Sanitary Sewer Water Storm Sewer/Drainage Miscellaneous Off Site Utilities Engineering TOTAL ESTIMATED COST SECTION 3 Estimated Costs of Estimated Costs of Items Items COST ITEM Subject to Subject to Reimbursement Reimbursement) SECTION 4 RESIDENTIAL DEVELOPMENT Sanitary Sewer Water Storm Sewer/Drainage Miscellaneous Off Site Utilities Engineering TOTAL ESTIMATED COST SECTION 4 B-2 8/20/2003 B-3 8/20/2003 EXHIBIT C CERTIFICATE OF ADVANCE This Certificate is issued under that certain Development Agreement (the "Development Agreement") by and between the La Porte Redevelopment Authority (the "Authority"), Reinvestment Zone Number One, City of La Porte (the "Zone"), and ("Developer") dated , 2003. Capitalized terms used in this Certificate shall have the meaning provided for in the Development Agreement. This Certificate evidences a Developer Advance under the Development Agreement in the amount of $ for the [describe the project category and nature of work completed]. Interest on the Developer Advance evidenced by this Certificate shall accrue at the prime rate of Chase Bank of Texas, National Association as described in the Development Agreement for the oeriod described in 6.1 (B) of the Develooment Alrreement and shall be payable in accordance with the Development Agreement. ,~ By Developer's execution of this Certificate, Developer represents that it has made the expenditures and completed the work described in this Certificate. Copies of the relevant invoices and other appropriate documentation are attached to this Certificate. By the Authority's execution of this Certificate, the Authority indicates its approval of the expenditures and work described in this Certificate and its approval of the matters set forth in this Certificate and recognizes its obligation to repay such Developer Advance together with interest pursuant to the Development Agreement. AGREED TO this day of ,2003. LA PORTE REDEVELOPMENT AUTHORITY By: Name: Title: Chairman Board of Directors ATTEST: By: Name: Title: Secretary, Board of Directors C-l REINVESTMENT ZONE ONE, CITY OF LA PORTE 8/20/2003 NUMBER By: Name: Title: Chairman Board of Directors ATTEST: By: Name: Title: Secretary, Board of Directors DEVELOPER By: Name: Title: STATE OF TEXAS S S COUNTY OF HARRIS S Before me, on this day personally appeared , the undersigned notary public, , the of known to me; proved to me on the oath of proved to me ; or his/her current {description of identification card or other document issued by the federal government or any state government that contains the photograph and signature of the acknowledging person} through ( Check one) to be the person whose name is subscribed to the foregoing instrument, and acknowledged to me that he/she executed that instrument for the purposes and consideration therein expressed. Given under my hand and seal of office this _day of ,20_ Notary Public in and for the State of Texas C:\Documents and Settings\ignacio ramirez\My Documents\DEVELOPMENT AGREEMENT080102.doc C-2 City of La Porte Interoffice Memorandum To: , ! TIRZ / La Porte Redevelopment Board David Hawes, Board Consu t ger From: John Joerns, Assistant City . cc: Debra B. Feazelle, Ex-Officio Cynthia Alexander, Ex-Officio Knox Askins, Ex-Officio Date: December 2, 2003 Subject: Golf Course Community / Infrastructure Reimbursements Mr. Fogarty (Arete Development) has requested a reimbursement of (see attached letter): · 100% - Water, sewer and drainage $5,768,075.00 · 100% - Landscape @ entry points 250,000.00 · 100% - SH146 Landscape, buffer, walkways 450.000.00 SUBTOTAL $6,468,075.00 · 100% - Associated Engineering (15%) 970.211.25 TOTAL $7,438,286.20 In earlier conversation he has noted that this reimbursement level is allowable in a MUD if the tax base created is 10 times the debt service. It is my understanding that the more typical reimbursement for a MUD is 70%. The TIRZ Board may recall that during the creation of the TIRZ, the City Council approved guidelines for the TIRZ, which included a section on infrastructure eligible for reimbursement. As a beginning point for discussion/negotiations, I have prepared an estimate for reimbursement using the cost estimates provided by Mr. Fogarty's engineers. · First, I subtracted $792,700 from the estimated sewer construction costs for items numbers 5-dewatering, 6-modified bedding and 7 -modified manhole base in sections 1-7 and $93,400 for items 5, 6 and 7 in the off site section. These estimates assumed that all manholes and every foot of sewer will require these special construction efforts. This is very conservative and tends inflate the cost estimate since every manhole and foot of sewer will not require this. To include this I suggest we note in the agreement that when this specialty construction is ordered, it will be reimbursed at 100%. · If this approach is taken, this modified request for reimbursement is $6,419,275. · Next, utilizing the TIRZ guidelines (Section E attached) and the TIRZ project plan (portions attached), we identified items that would or could readily be identified as eligible. Landscaping at entry points - *SH146 Landscaping, buffering, walkways All offsite sewer All sanitary sewer> 8" Detention Basins Sections 1-7 Land for Landscaping/Trail Reserves Land for Detention Basin 250,000 450,000 240,940 549,242 640,700 174,281 571.120 SUBTOTAL 2,876,283 *Does not include costs for Apartment Project landscaping, buffering, walkways. Plus Other Considerations for the Board . Entrance road at the north end of subdivision without lots fronting roadway 73,200 . Collector street at south end without lots Fronting roadway; suggest 32' width 278.775 SUBTOTAL 351.975 3,228,258 484.239 3,712,497 Associated Engineering - 15% TOTAL In reviewing the General Plan and Special Conditional Use Permit (attached) approved by City Council, there are other offsite items requested of the developer that would be considered eligible. Other Permit Conditions/Issue that would Be Considered as Eligible Items Any waterline crossing McCabelW eems - unknown Lift Station #6 relocation upgrade - not clear if included in costs estimates Sidewalks along Wharton Weems SH146 turning lane (lane) @ Wharton Weems Wharton Weems improvements Wharton Weems intersection - signalization McCabe Road improvements Traffic Impact Analysis for McCabe and Wharton Weems Attached are the summary sheets for each eligible cost items discussed. I have not included Mr. Fogarty's cost estimates from his engineers. If any of you are interested in viewing them please let Melisa know. Summary At this point the items readily identified as eligible amount to $3,712,497 or 58% of the modified request of$6,419,275. The same $3,712,497,is 83% ofa 70% reimbursement ($4,493,493). Sanitary Sewer Reimbursements Off site Sanitary Sewer Offsite Sanitary Collection System *Less items #5, 6 and 7 334,340.00 - 93,400.00 240,940.00 *See reference in the summary section regarding deletion of$93,400. Sections 1-7 Sanitary Sewer> 8" diameter (# Of manholes estimated without use of plans-adjustments may be necessary and items #5, 6 & 7 not included - see reference in summary section regarding deletion $792,700) Onsite Sanitary Sewer> 8" diameter Section 1: Line 24" 1553 LF 80.00 124,240 Manhole (500ft avg.) 3 ea. 1200.00 3,900 Trench Safety 1553 LF 0.50 752 $128,892 Section 2: Line 24" 980 LF 80.00 78,400 Manhole (500ft avg.) 2 ea. 1300.00 2,600 Trench Safety 980 LF 0.50 490 $81,490 Section 3: Line 24" 1,920 LF 80.00 153,600 Manhole 4 ea. 1300.00 5,200 Trench Safety 1,920 LF 0.50 960 $159,760 Section 4: Line 10" 1,200 LF 30.00 36,000 Line 15" 310 LF 40.00 12,400 Line 24" 290 LF 80.00 23,200 Manhole 9 ea. 1300.00 11,700 Trench Safety 1,800 LF 0.50 900 $84,200 Section 5: Line 10" 120 LF 30.00 36,000 Line 12" 1,320 LF 40.00 52,800 Line 15" 480 LF 45.00 21,600 Manhole 13 ea. 1300.00 16,900 $94,900 Section 6: Line 24" 1,860 LF 80.00 148,800 Manhole 3 ea. 1300.00 3,900 Trench Safety 1,860 LF 0.50 930 $153,630 Section 7: No Line> 8" 0 GRAND TOTAL SECTIONS 1-7 $549,242 ~ ~--~----~.__..,_.~_._._--~-------_.._--~_._,_.- _________________________.._ u.____ Detention Costs Reimbursements Construction Cost Estimates Section: 1 105,400 2 101,000 3 95,800 4 129,500 5 81,200 6 127,800 7 0 $640,700 Land Reimbursements Landscaping / Trial Reserves* (SH146 to Little Cedar Bayou) Reserve A C D H M U W A1* W1* 12,916 sf 11,483 sf 34,695 sf 37,486 sf 18,553 sf 41,121 sf 78,530 sf 23,400 sf 28.500 sf 286,684 sf * AI - Estimated 30' wide landscaped trail/buffer at North end (30'x780') *W1 - Estimated amount along SH146 at apartment site (30'x950') Landscaping Reserves Reserve N o p Q R S 2,526 sf 2,373 sf 3,768 sf 3,014 sf 2,642 sf 2.618 sf 16,941 sf Total Landscaping & Trail Reserves: 303,625 x .574/sf= $174,280.75 Detention Reserves Reserve B E G L T 137,071 sf 102,278 sf 122,777 sf 170,211 sf 462.246 sf 994,983 sf Total Detention Reserves: 994,983 sfx .574/sf= $571,120 Note: $O.574/sfwas assumed as an average costfor land. Street Reimbursement Considerations Northern Entrance Road from SHI46 without lots (610 ft x 28 ft) x ($120/1t) Collector Street North of Wharton Weems thru Sections 3 & 4 (2,065 ft x 32 ft); increase unit cost by 12.5% to $135/1f ,.,-..... (610 ft x $120/1t) = $73,200 (2,065 ft x $ 135/1t) = $278,775 Open Space Considerations . Per Development Ordinance Open Space / Parkland Requirement is I Acl160 lots 444 Lotsl160 Lots/Ac = 2.775 Ac Reserve F = 1.345 Ac For Discussion - the proposed use of Reserves I, J & K are not clear Reserves I J K 4,795 sf 7,065 sf 8.891 sf 20,751 sf= 0.476 Ac Total Reserve F, I, J & K = 1.821 Acvs. 2.775 Ac required NOTE: Special Conditional Use Permit required a 1-2 acre park site in addition to the passive park detention area shown in first round. ""- ,--'.'-~"""~."---"---' '. \ t-\ Ie;; (i-II ~. f1 Ii:, ; I t I ,5 ,.".r! L:.::1 L:; \ i \- ,I r----"'.......-,~"'-.-"",-:-:~ !; ',).: '; ,I i: '\" < n n 1; ~ ~ ,I t j i Uw' 'lIIn'.1 j , JUL) .8 ,.., i, J ~ l,-", ~ ARETE REAL ESTATE & DEVELOPlVIEN 340 N. Sam Houston Parkway East, #14 Houston, TX 77060 (281) 272-6134 (281) 260-9798 FAX C 3ST. CI: f ~A,\i\iAGER CHICE lvlay 1, 2003 Mr. David W. Hawes Hawes, Hill & Associates 7322 Southwest Freeway, #1470 Houston, TX 77074 RE: La Porte Mr. David Hawes: Enclosed are the engineers cost estimates for the infrastructure improvements to the La Porte Golf Course Community. In addition to these costs, I would expect to spend $250,000 minimum on landscaping and beautification of entryways and $450,000 for landscape for the sound abatement along 146 and for the walkways around the detention ponds which act as a buffer to the Golf Course. We will create approximately 90 lots which will be valued at $30,000 each and approximately 325 lots which would be valued at $25,000. We have pro-formaed an absorption of 100 units per year with an average home valued in the range of$250,000. I expect that the apartment community would be built sometime within the first three years. I am hopeful that the TIRZ Board will approve the reimbursement to us of 100% of our water, sewer and drainage and associated engineering cost and the landscaping and beautification cost. Please note estimates do not include engineering which typically run 15%. Please call me once you have had a chance to review and let me know what else you may need from myself or my engineers. I am quite anxious to move forward on this project. Sincerely, Joe Fogarty President -~.,.,.- JF/dlc Legend: Review of City of La Porte Special Conditional Use Permit #SCU 03-002 For Proposed Golf Course Community Review of Permit Conditions (attached) for eligible items for reimbursement OS/E = offsite eligible ? = for discussion/consideration N/ A = not applicable ./ = already included in initial analysis x = deleted by City Council City of La Porte Special Conditional Use Permit # SCU 03-002 This permit is issued to: Arete Real Estate & Development Co. and Hettiq Manaqement Corp. Owners 340 N Sam Houston Parkway East. Suite#140 Houston, TX 77060 Address 5325 Katy Freeway Suite #1 Houston, TX 77007-2257 Address For Development of: Proposed La Porte Golf Course Community Development Name Located at SH 146 south of Baypoint town homes Address Legal Description: 150+ acres of land beinq located in the W.P. Harris Survey. A-30 City of La Porte, Harris County, Texas Zoning: Planned Unit Development (PUm Use: Sinqle-family residential. multi-family. and commercial Permit Conditions: Land Use: N/A 1. Allow single-family lots with 70' along the Golf Course and 60' to 65' width lots in other areas. N/A 2. Redesign the single-family lot layout so that fewer lots fronting on south ath Street. N/A 3. Allow multi-family development near McCabe & SH 146. The Development Agreement could determine density and driveway access. N/A 4. Allow commercial development near McCabe & SH 146. A further refinement of the commercial activity will be determined when the Development Agreement is created. Streets: X N/A 1. Avoid utilizing S. 8th Street during construction phases of the development. 2. Seek the TIRZ Board a~proval for the funds to participate in the signal placement and enhancement of at St. and Fairmont Parkway intersection, north of the subdivision boundary. 3. Remove existing chain link fencing on border of golf course property. 4. Provide emergency access to the golf course from McCabe Road area (alley and gate) to allow ambulance into this area of the course. 5. Center turn lanes on Wharton Weems should be considered. 6. Traffic signal on Wharton Weems and S.H. 146 is needed at the time the subdivision is developed. The Developer should coordinate with TXDOT. OS/? 05 os OS Detention: 05 1. Ensure that lake/detention areas are continuous and provide wrought iron fencing to prevent free movement of pedestrian traffic between the golf course and the subdivision. Install wrought iron fencing along the rear of each lot overlooking the golf course/detention lake area. N/A 2. Size outflow piping so that water is retained sufficiently to prevent flooding on the golf course or the subdivision. N/A 3. Discuss rounding right angle corners of detention areas, (possibly utilizing City- owned land to do so); this will increase detention capacity for the lake system. N/A 4. Maintenance of detention down to the water level and option such as constant water level lakes can be determined in the development agreement. 5. Outflow is needed to gain access to reserve 'Z', which is not owned by the applicant. Total volume should be in line with the recommendations by the Taylor Bayou study. ,"- Parks. trails. and landscaoina: ? 1. Add at least one 1-2 acre park site in addition to the passive park/detention areas shown in the 1 sl round ? 2. Install play/service equipment to the current City of La Porte park standards (i.e. playground, picnic area, trash cans, barbeque pits, etc.) 05 3. Incorporate pedestrian/bicycle trails along the linear detention/park areas, with entry and exit to the subdivision, in at least 4-5 locations along its length. 05 4. Note that pedestrian/bicycle trails will be primarily for the use of the subdivision owners and shall be maintained by the homeowner's association. ./' &? 5. Create winding pedestrian/bicycle trails with trees situated to add shade and landscaping to trails, both along the linear park area as well as SH 146. ./' 6. Provide a pedestrian/bicycle cut-through from SH 146 to Little Cedar Park along the north perimeter of the subdivision, with a connection to the east side pedestrian/bicycle trail. 05 7. Sidewalks are recommended along both sides of Wharton Weems and McCabe and along SH 146. ./' 8. Create either perimeter 6 foot berms, or sound walls along SH146 to have to reduce noise levels for the subdivision; if berms utilized, then shrubbery planted along the top (i.e. oleanders) to provide additional sound deadening. Walkways should wind among the berms; the entire landscaped area should be no less than 30 feet wide. ? 9. Irrigation to landscaped areas shall be provided to allow establishment of all plant material. N/A 1 O.Clearly state in covenents or deed restrictions that it is the responsibility of the homeowner to pay for all costs for repairs that are incurred when property adjacent to the existing golf course and driving range is damaged. Or if feasible, provide a protective mechanism that prevents damage to property that is adjacent to the golf course or driving range. 05 11.lnstall a pedestrian bridge over Taylor Bayou to provide continuity for internal subdivision alternative transportation, if necessary. OS/E&? 12.Extend landscaping, hike/bike trails along boundaries of the proposed apartment complex. N/A 13. Return with the Development Agreement, plats, deed restrictions etc. refimg and resolving the above conditions. Mandatory items: 1. Pay the public hearing costs of $238.44. 2. Comply with all other applicable laws and ordinances of the City of La Porte and the State of Texas. Failure to begin construction within 12 months after issuance or as scheduled under the terms of a special conditional use permit shall void the permit as approved, except upon an extension of time granted after application to the Planning and Zoning Commission. If construction is terminated after completion of any stage and there is ample evidence that further development is not contemplated, the ordinance establishing such special conditional use permit may be rescinded by the City Council, upon its own motion or upon the recommendation of the Planning and Zoning Commission of the City of La Porte, and the previous zoning of the entire tract shall be in full effect on the portion which is undeveloped. Validation Date: Director of Planning City Secretary 3. Under current Texas law, the City cannot delegate or extend to the Board its power of eminent domain. If the applicable state law is amended to permit the delegation of extension of such power, the policy of the City is not to authorize the delegation or extension of its power to the Board. In addition, the City will utilize its power of eminent domain within the Zone ,c"",",:;">""",""~",'.c'''~''''''''c=~=,"",.."...,,,,,=only-if the- City ..Col;lnci I finds . that-a. public, purpose will be served . by such~"''''''''"'''~7."-:,,,,. an exercise of the City's power. If the Board proposes to condemn property for purposes related to redevelopment or urban renewal, the City will not exercise its power of eminent domain unless the City Council additionally finds that the property or the area immediately surrounding that property contains a substantial number of substandard, slum, deteriorated, or deteriorating structures. Provided, however, that in no event will the City condemn a residential homestead for purposes of redevelopment or urban renewal unless City Council finds that the property proposed to be condemned is, in fact, in a substandard or blighted condition. . 4. The City will hold a public hearing prior to the approval of a Land Use Plan for the Zone in accordance with the City's Zoning Ordinance. The City will provide notice to all property owners within the Zone by certified mail, return receipt requested not less than fifteen (15) days prior to the hearing. 5. The City Council by ordinance may authorize the Board to provide for the management and administration of a public improvement district created within the Zone, as provided in such district's service plan required by law. 6. The City will not consider the creation of Municipal Utility Districts within the Zone. ,*-E. Eligible Project Costs 1. In conformance with 311.002 of the Tax Code, the City shall consider the "except for" requirements required for the creation of the Zone and make a determination on a case by case basis of the project costs necessary to implement the Project Plan and Reinvestment Zone Financing Plan. In general, the City may consider the following project costs as eligible, but is neither obligated nor limited to the following: a. Off-site utilities required to bring utilities to the Zone (e.g. water, waste water, road and drainage facilities, street lighting and traffic lights); b. Upgrade existing infrastructure to provide additional capacity for future development of properties within the Zone (e.g. lift stations, 6 Revised 5/12/99 water and waste water improvements, turning lanes/intersection improvements, waste water treatment plant enhancements); c. Land purchase for public facilities and construction of projects that serve the general public such as overpasses, interchanges roadway beautification, convention centers, amphitheaters, marinas, park improvements, etc. :c,..:;::..'-:-::\.,>~'~ ".':)'?r"'"'~",';:"'_, -':::':'::,~;~.:'''.",.. '-"::- ,~~7~_c':'---.-~_-_i-_:,,,,.jo:'+:-,..::- -7c,~":~""_=-;;;~--'''-'::!:':''"",7~'::-:::"":'5:'!'''t.f,.~,,,, '?"":?::,:"r~:''''':~-'''''--'''-'':?:~-~-:::!,~~~.:,<,j.~:;~;,~::;'~''''-::'7:-, '~~""'~:=:t,~. t?:' "';1' c'.;:.,"t_ """'::""',""k-"':~Y-' :~.;;;:::'"':-;r-,-.!'3::",'~".!L,.'."'~'o::: ;'~":~":.:':':",,'N',=:~~-o;:-_ :'_"-;': ,~:"" d. Oversizing of infrastructure within the Zone, including water, waste water, streets (arterial or greater), drainage (major channels and detention basins) and street lighting. e. Specialty items such as signage, streetscape/landscape improvements and including the construction of sound barriers, buffering landscape between residential and nonresidential uses, and common recreation areas shall be considered on a case by case basis. f. In general, the City will not consider as eligible costs the public infrastructure or land acquisition costs for individual developments within the TIRZ boundaries that serve only that development. ....----=-- g. Exceptions to the policy on eligible costs will be considered on a Gase bl' case basis. _._.----___~__._..-.__.-.- --_.._-_.~ -,--- . - 2. The City may retain funds as provide in Chapter 311.002 of the Tax Code to be reimbursed for the following: a. administrative costs attributed to others, plus reasonable charges for the time spent by employees of the City in connection with the implementation of the Project Plan and Reinvestment Zone Financing Plan; b. the amount of any contribution made by the City from general revenue for the implementation of the project plan; and c. payments made at the discretion of the governing body of the City that the City finds necessary or convenient to the creation of the Zone or to the implementation of the Project Plan and Reinvestment Zone Financing Plan. F. Board of Directors The Composition of the Board of Directors is determined by the Tax Increment Financing Act. For a Commercial Zone (less than 10% of the Zone is currently residential use), the Board of Directors consist of at least five (5) and no more than fifteen (15) 7 Revised 5/12/99 I I I I I I I I I I I I I I I I REINVESTMENT ZONE FINANCING PLAN 1. A DETAILED LIST DESCRIBING THE ESTIMATED PROJECT COSTS OF THE ZONE, INCLUDING ADMINISTRATIVE EXPENSES AND A STATEMENT LISTING THE KIND, NUMBER, AND LOCATION OF ALL PROPOSED PUBLIC WORKS OR PUBLIC IMPROVEMENTS IN THE ZONE Table A lists the estimated project costs for the Zone. It is anticipated that the taxing units and developers will advance funds for the public improvements and will be reimbursed as provided in separate agreements and other documentation between the taxing units, developers, the Redevelopment Authority (references made herein to the Authority are made in anticipation of its creation) and the Zone. The infrastructure improvement costs are stated in 1999 dollars and may be inflated by the CPI-U. Line Item amounts may be adjusted with approval of the TIRZ Board of Directors. It is anticipated that the La Porte Independent School District (LPISD) will expend approximately $29.7 million for education related project costs. As provided for in Chapter 311, Texas Tax Code and its participation agreement between the City, Zone and LPISD, the District may expend approximately 43%of its total tax participation for educational purposes. . TABLE A Estimated Zone Project Costs Non-Education Projects Roadway & Associated Storm Drainage Improvements Powell Road Powell Road South McCabe Road (East of SH 146) McCabe Road (West of SH 146) . San Jacinto Street Park Street Bayshore Drive Sans Road Broadway Street Fairmont Parkway Overpass Design and Construction of Sidewalks Sub-total Utility Improvements Design and construction of Drainage Design and Construction of Water Lines Design and Construction of Storm Sewer Design and Construction of Sanitary Sewer Sub-total Conference Center Associated Costs Public Parking Facility Supporting Public Infrastructure Public Landscaping Estimated Costs 3,000,000 1,170,000 2,200,000 605,000 2,400,000 1,700,000 1,700,000 1,010,000 1,960,250 4,250,000 975,000 $ 20,970,250 4,095,000 450,000 1,209,000 2,700,000 $ 8,454,000 Sub-total 6,500,000 975,000 650,000 $ 8,125,000 ~ Project Plan and Reinvestment Zone Financing Plan 1,695,000 117,000 1,750,000 750,000 500,000 49,174,000 75,000 324,000 $ 54,385,000 $ 91,934,250 $35,150,000 $ 35,150,000 $127,084,250 Z. ECONOMIC FEASIBILITY OF DEVELOPMENT WITHIN THE ZONE ~merican Metro Study. an independent economic research firm, conducted a market jemand leconomic feasibility analysis of the proposed residential land uses within the >ror='-1d TIRZ. In 1997 Horwath Hospitality Consulting provided the City with a narket study (Attached) relating to the above project. The market study provides an lxcellent analysis of the total project. The overall results indicate a strong demand and ;uccess for such a project. ~. THE ESTIMATED AMOUNT OF BONDED INDEBTEDNESS TO BE INCURRED 'he estimated bonded indebtedness for non-education project costs is $ 92 million, Alich include principal and interest. '. THE TIME WHEN RELATED COSTS OR MONETARY OBLIGATIONS ARE TO BE INCURRED ,chedule B.1 shows the time when revenue is expected to be available to pay for the roject costs. 5 :oject Plan and Reinvestment Zone Financing Plan